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ویرایش: [3 ed.] نویسندگان: Daniel C.K. Chow, Thomas J. Schoenbaum سری: Aspen casebook ISBN (شابک) : 9781454858959, 1454858958 ناشر: Wolters Kluwer سال نشر: 2015 تعداد صفحات: 864 [1164] زبان: English فرمت فایل : PDF (درصورت درخواست کاربر به PDF، EPUB یا AZW3 تبدیل می شود) حجم فایل: 10 Mb
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توجه داشته باشید کتاب معاملات تجاری بین المللی: مشکلات، موارد و مواد نسخه زبان اصلی می باشد و کتاب ترجمه شده به فارسی نمی باشد. وبسایت اینترنشنال لایبرری ارائه دهنده کتاب های زبان اصلی می باشد و هیچ گونه کتاب ترجمه شده یا نوشته شده به فارسی را ارائه نمی دهد.
این کتاب با تمرکز بر معاملات تجاری بین المللی خصوصی، برنامه ریزی، ساختار و اجرای این معاملات در اقتصاد جهانی امروز را پوشش می دهد. ویژگی های کلیدی جدید رویه قضایی جدید دیوان عالی در مورد دعاوی بین المللی و داوری. تحولات جدید در حقوق سرمایه گذاری بین المللی موارد جدید در مورد مسئولیت اجتماعی شرکت ها
Focusing on private international business transactions, this book covers the planning, structure, and implementation of these transactions in today's global economy. New Key Features New Supreme Court jurisprudence on international litigation and arbitration. New developments in international investment law. New cases on corporate social responsibility.
Halftitle Page Editorial Advisors Title Page Copyright Page About Wolters Kluwer Law & Business Dedication Summary of Contents Contents Preface to the Third Edition Acknowledgments 1 Introduction I. Some Background Considerations A. Scope and Approach of This Book Note on IBT and International Trade Legal Skills B. Counsel in International Business1. Issues Faced by Lawyers2. Role of Counsel for an MNE 3. Challenges for the International Lawyer Notes and Questions Problem 1-1 Problem 1-2 C. Cultural Concerns Notes and Questions Problem 1-3 Problem 1-4 II. The Growth of International Business Since the Second World War III. Modern Forms and Patterns of International Business and Commerce A. Trade in Goods B. Trade in Services C. Foreign Direct Investment D. Technology Transfer IV. Some Important New Developments A. The Rise of China and East and South Asia B. The Role of Multinational Enterprises C. Globalization Notes and Questions Problem 1-5 V. The Legal Framework for International Business Transactions A. Introductory Considerations B. International Conflicts of Law and Choice of Law C. The New Lex Mercatoria (‘‘Law Merchant’’) D. Sources of Law for International Business Transactions E. International Forums and Institutions 1. UNCITRAL 2. UNIDROIT 3. The International Chamber of Commerce F. Major Categories of International Business Law 1. Public International Law 2. Regional Supranational Law 3. Uniform Codes and Other Harmonizing Measures 4. Domestic Law Problem 1-6 G. Relationship of Sources of International Law to Domestic Law Problem 1-7 Problem 1-8 VI. International Economic Law: The Public Law Institutions and Rules That Facilitate and Regulate International Business Problem 1-9 A. The World Trade Organization B. Preferential Trade Agreements C. The North American Free Trade Agreement 1. NAFTA Objectives 2. NAFTA Administration and Dispute Settlement D. The European Union E. Free Trade in Asia 1. ASEAN 2. APEC F. Free Trade in the Americas G. Developing Countries H. The Organization for Economic Cooperation and Development I. Trade Institutions and Policy in the United States 2 International Sale of Goods I. Overview of the International Sales Transaction A. Expectations of the Parties B. The International Context Note on Trade Financing 1. The Sales Contract Form 2-1 Letter of Inquiry Form 2-2 Pro Forma Invoice Form 2-3 Purchase Order Notes and Questions 2. Letter of Credit Notes and Questions Form 2-4 Commercial Letter of Credit 3. The Bill of Lading and the Contract of Affreightment Form 2-5 Bill of Lading Notes and Questions 4. Overview of the Entire Documentary Sale Transaction Notes and Questions Note on International E-Trade Problem 2-1 C. Commercial Terms Under the ICC Incoterms Problem 2-2 INCOTERMS 2010 ICC Rules for Use of Domestic and International Trade Terms FOB Problem 2-3 CIF D. Interpretation of Commercial Terms Problem 2-4 Biddell Brothers v. E. Clemens Horst Company E. Clemens Horst Company v. Biddell Brothers Notes and Questions E. Documents of Title Problem 2-5 Comptoir d’Achat et de Vente Du Boerenbond Belge S/A v. Luis de Ridder Limitada (The Julia) Notes and Questions Problem 2-6 F. Contracts of Affreightment, Bills of Lading, and Insurance 1. The Contract of Affreightment and the Bill of Lading Hague-Visby Rules 2. COGSA: A Thumbnail Sketch Norfolk Southern Railway Co. v. Kirby Kawasaki Kisen Kaisha Ltd. v. Regal-Beloit Corp. (The “K” Line Case) Notes and Questions Problem 2-7 Anvil Knitwear v. Crowley American Transport, Inc. Problem 2-8 Steel Coils, Inc. v. M/V Lake Marion Notes and Questions 3. Marine Insurance American National Fire Insurance Co. v. Mirasco, Inc Notes and Questions Problem 2-9 II. The International Sales Contract and International Trade Law Considerations A. Export Trade Matters Problem 2-10 Problem 2-11 Problem 2-12 U.S. Regulation of Exports: The Export Administration Act, The Office of Foreign Assets Control, Antiboycott Laws, The Economic Espionage Act, and The Foreign Corrupt Practices Act Notes and Questions B. Import Trade Matters Problem 2-13 Problem 2-14 Problem 2-15 Problem 2-16 U.S. Regulation of Imported Goods: Classification, Valuation, Rules of Origin, Marking, Free Trades Areas and Customs Unions, and Other Import Restrictions Notes and Questions 1. Classification Issues North American Processing Co. v. United States JVC Co. of America v. United States Better Home Plastics Corp. v. United States Notes and Questions Problem 2-17 2. Valuation Issues Century Importers, Inc. v. United States Notes and Questions Problem 2-18 3. Rules of Origin Zuniga v. United States Notes and Questions Problem 2-19 4. Marking Bestfoods v. United States Notes and Questions Problem 2-20 Note on International Trade Law and the Import/ Export Sales Transaction 3 The Sales Contract I. Choice of Law Kristinus v. H. Stern Com. e Ind. S.A Notes and Questions II. The United Nations Convention on Contracts for the International Sale of Goods A. Basic Features of the CISG B. Historical Origins C. Cases on the CISG Note on the UNIDROIT Principles D. Sphere of Application of the CISG: Articles 1–6 1. Article 1(1)(a) and the Test of Internationality Problem 3-1 2. Article 1 (1)(b) Prime Start Ltd. v. Maher Forest Products Ltd. Notes and Questions Problem 3-2 3. Other Issues Relating to Scope Problem 3-3 Problem 3-4 Amco Ukrservice & Prompriladamco v. American Meter Co. UNCITRAL CLOUT Case 131 UNCITRAL CLOUT Case 122 Notes and Questions 4. Interpreting the CISG: Articles 7–13 Notes and Questions Problem 3-5 GPL Treatment, Ltd. v. Louisiana-Pacific Corp. Notes and Questions Forestal Guarani S.A. v. Daros International Inc. 5. Part II of the CISG: Formation of the Contract a. The Offerb. Acceptance, Withdrawal, and Revocation of an Offer Problem 3-6 Problem 3-7c. Acceptance Problem 3-8 Filanto, S.p.A. v. Chilewich International Corp. Notes and Questions Problem 3-9 Notes and Questions d. Formation of the Complex Sales Contract Under the CISG Problem 3-10 United Technologies International Pratt & Whitney Commercial Engine Business v. Malev Hungarian Airlines Notes and Questions 6. Performance of the Contracta. Delivery by Seller Problem 3-11 Notes and Questions b. Conforming Goods Problem 3-12 Problem 3-13 Medical Marketing International, Inc. v. Internazionale Medico Scientifica, S.r.l. BP Oil International, Ltd. v. Empresa Estatal Petroleos de Ecuador Notes and Questionsc. Payment by Buyer Problem 3-14 Problem 3-15 Unilex, D. 1995-1 Problem 3-16 d. Excused Performance (1) Article 79 Problem 3-17 Tsakiroglou & Co. Ltd. v. Noblee Thorl G.m.b.H. (2) Performance Delegated to a Third Party Problem 3-18 Unilex, D. 1993-3.4 Notes and Questions 7. Remedies a. Remedies of the SellerDingxi Longhai Dairy, Ltd. v. Becwood Technology Group, LLC Problem 3-19 Notes and Questions Problem 3-20 Problem 3-21b. Remedies of the Buyer Problem 3-22 Problem 3-23 Problem 3-24 Problem 3-25c. Anticipatory Breach and Installment Contracts Problem 3-26 Problem 3-27 Notes and Questions 4 Letters of Credit I. Sources of Letter of Credit Law II. Letter of Credit Basics Problem 4-1 Problem 4-2 Problem 4-3 Problem 4-4 Problem 4-5 Problem 4-6 III. Basic Principles of Letter of Credit Law A. The Independence Principle Problem 4-7 Urquhart Lindsay and Company, Ltd. v. Eastern Bank, Ltd. Notes and Questions Maurice O’Meara Co. v. National Park Bank of New York Notes and Questions B. Strict Compliance Problem 4-8 J.H. Rayner and Company, Ltd. v. Hambro’s Bank, Ltd. Hanil Bank v. PT. Bank Negara Indonesia Notes and Questions Problem 4-9 Problem 4-10 Note on Electronic Communications Problem 4-11 C. The Fraud Exception to the Independence Principle and Enjoining the Letter of Credit 1. The Problem of Fraud 2. Sources of Law 3. Different Types of Innocent Parties 4. Fraud Cases Not Involving Innocent Third Parties Problem 4-12 Mid-America Tire, Inc. v. PTZ Trading Ltd. Notes and Questions 5. Enjoining the Standby Letter of Credita. The Standby Letter of Credit b. Sources of Law for the Standby Letter of Credit Notes and Questions Problem 4-13 American Bell International, Inc. v. Islamic Republic of Iran Harris Corporation v. National Iranian Radio & Television Notes and Questions Problem 4-14 5 Non-Establishment Forms of International Business: Agency and Distributorships, Technology Transfer, Contract Manufacturing, and Franchising Beyond the Sales Transaction Non-Establishment Forms of Business Abroad I. Agency and Distributorships A. Control B. Competition Law Issues C. Termination Issues D. Intellectual Property Issues E. Other Considerations Problem 5-1 Problem 5-2 Problem 5-3 1. Local and Regional Legal Requirementsa. German Law Problem 5-4 German Statutes Relating to Agency Agreements b. The European Union Problem 5-5 Problem 5-6 Treaty on the Functioning of the European Union Commission Regulation (EC) No. 330/2010 on the Application of Article 101(3) of the Treaty to Categories of Vertical Agreements and Concerted Practices Notes and Questions II. Technology Transfer and Licensing Beyond the Agency/Distributorship to Technology Transfer A. What Is Technology Transfer and Why Is It Important? 1. Technology Transfer in International Business 2. Intellectual Property and World Economic Development 3. Intellectual Property and Related TopicsNotes and Questions B. The International Intellectual Property Legal System 1. Patents International Patent Treaties 2. Trademarks International Trademark Treaties 3. Copyright International Copyright Treaties 4. Know-How and Trade Secrets International Treaties Notes and Questions III. Selected Issues in Licensing: The Patent License Agreement Problem 5-7 Problem 5-8 Problem 5-9 Problem 5-10 Patent License Agreement Commission Regulation (EU) No. 316/2014 of 21 March 2014 on the Application of Article 101(3) of the Treaty to Categories of Technology Transfer Agreements Notes and Questions IV. Business Format Franchising Notes and Questions Problem 5-11 Franchise Agreement Problem 5-12 Pronuptia de Paris GmbH v. Pronuptia de Paris Notes and Questions 6 Foreign Direct Investment I. Introduction A. The Decision to Invest: Medtech Reaches a Crossroads 1. Market Penetration 2. Management and Control 3. Intellectual Property 4. Research and Development Abroad 5. Global Competition B. Mergers and Acquisitions (M&A) II. Global Trends in Foreign Direct Investment A. Recent Growth B. Role of FDI in Economic Development Notes and Questions Problem 6-1 III. International Investment Law A. The Traditional Framework for Protecting FDI: The International Court of Justice Anglo-Iranian Oil Co. Case (U.S. v. Iran) Case Concerning Barcelona Traction, Light and Power Company (The Barcelona Traction Case) (Belgium v. Spain), Second Phase Case Concerning Elettronica Sicula S.p.A. (The ELSI Case) (U.S. v. Italy) Notes and Questions B. Multilateral and Bilateral Treaties Modern International Investment Law: Bilateral Investment Treaties, Free Trade Agreements and Customs Unions, and the Convention on the Settlement of Disputes Between States and Nationals of Other States (the ICSID Convention) Notes and Questions Problem 6-2 Lanco International, Inc. v. Argentine Republic Notes and Questions Wena Hotels, Ltd. v. Arab Republic of Egypt Notes and Questions LG&E Energy Corp., et al. v. Argentine Republic Notes and Questions Note on Enforcement of ICSID Awards C. An Example of a Regional Trade Agreement: NAFTA Marvin Feldman v. Mexico Notes and Questions Problem 6-3 D. Investment and the World Trade Organization Notes and Questions IV. Limits in Corporate Conduct in International Investment: The Foreign Corrupt Practices Act Problem 6-4 Problem 6-5 Problem 6-6 A. Overview of the FCPA 1. Persons Subject to the FCPA 2. Nexus with Intestate Commerce 3. Corrupt Intent 4. Proscribed Payments 5. Persons to Whom Payments Are Made 6. Purpose of the Payment Notes on the OECD Bribery Convention and Other International Treaties Notes and Questions B. Basic Issues Under the FCPA Problem 6-7 United States v. Kay Stichting Ter behartiging Van de Belangen Van Oudaandeelhouders in Het Kapitaal Van Saybolt International B.V. v. Schreiber Problem 6-8 United States v. Kozeny Notes and Questions Note on the U.S. Foreign Investment and National Security Act of 2007 V. The Transactional Aspects of FDI: Establishment in the European Union, China, and Brazil A. Introduction Conceptual Outline and Checklist of Foreign Direct Investment Issues B. Foreign Investment in the European Union 1. Access to the Internal Market of the EU: The Four Freedoms Problem 6-9 Rewe-Zentral AG v. Bundesmonopolverwaltung für Branntwein Notes and Questions Problem 6-10 Centros Ltd. v. Erhvervs-og Selskabsstyrelsen Notes and Questions Note on Protection of Intellectual Property in the EU 2. Establishment in the EUProblem 6-11 An Overview of Company Establishment in Three European Legal Systems: The United Kingdom, France, and Germany Note on Employee Co-determination in Management Issues in France and Germany Notes and Questions 3. EU Competition Law Affecting Foreign Direct Investment a. Abuse of a Dominant Position Problem 6-12 United Brands Company v. Commission of the European Communities Microsoft Corp. v. Commission of the European Communities Notes and Questions b. The EC Merger Regulation Tetra Laval BV v. Commission of the European Communities Notes and Questions Note on the Extraterritorial Application of EU Competition Law C. Foreign Direct Investment in China 1. China’s Economic System Daniel C.K. Chow, The Legal System of the People’s Republic of China in a Nutshell Notes and Questions 2. China’s FDI Legal Regime and Foreign Investment Business Vehicles a. The Joint Venture b. The Wholly Foreign-Owned Enterprise Notes and Questions Note on a Gamble by an MNE That Paid Off 3. Establishing the Joint Venture a. Approval Process Problem 6-13 b. Capital Investment c. Management Structure Problem 6-14 Problem 6-15 Problem 6-16 Problem 6-17 Problem 6-18 PRC Equity Joint Venture Law (2001) Equity Joint Venture Law Implementing Regulations Joint Venture Contract Between Beijing Seagull Detergent Group Corp. and Acme (China), Ltd. Notes and Questions D. Foreign Direct Investment in Brazil 1. Brazil’s Approach to FDI a. Policy Objectives b. Some Background Economic History and Considerations c. The Enactment of the Profits Remittance Law 2. The Business Climate in Brazil Problem 6-19 Brazil’s Environment for Doing Business and for Foreign Direct Investment 3. Brazilian Laws Relating to Foreign Direct Investment and Business Organizations a. Brazilian Business Organizations Problem 6-20 Overview of Business Entities Available for Use in Foreign Direct Investment in Brazil b. Brazilian Laws Applicable to Foreign Direct Investment Problem 6-21 Problem 6-22 Profits Remittance Law Notes and Questions Note on Sovereign Debt Collection 7 Protecting Intellectual Property Rights I. Overview of Commercial Piracy A. Rise in Commercial Piracy Problem 7-1 B. Categories of Commercial Piracy 1. Copyright Piracy Notes and Questions 2. Trademark Counterfeiting Notes and Questions 3. Patent Infringements Notes and Questions C. Counterfeiting and Commercial Piracy in China Statement of Professor Daniel Chow Before the Senate Government Oversight and Management Subcommittee Notes and Questions Problem 7-2 Problem 7-3 Problem 7-4 Daniel C.K. Chow, Organized Crime, Local Protectionism, and the Trade in Counterfeit Goods in China Notes and Questions Note on Responses by MNEs and Foreign Governments Problem 7-5 II. TRIPs and the Protection of Intellectual Property Rights A. Intellectual Property, TRIPs, and the WTO Notes and Questions B. Enforcement Obligations Under TRIPs Against Commercial Piracy 1. General Enforcement Obligations Notes and Questions 2. Provisional Measures Problem 7-6 C. TRIPs and the Access to Medicines Debate Notes and Questions Problem 7-7 D. TRIPs and the Biopiracy Debate Problem 7-8 Problem 7-9 III. Gray-Market Goods and Parallel Imports A. What Are Gray-Market Goods and Parallel Imports? Notes and Questions B. Gray-Market Goods Under U.S. Law Problem 7-10 K-Mart Corp. v. Cartier, Inc. Lever Brothers Co. v. United States Notes and Questions Problem 7-11 Quality King Distributors, Inc. v. L’anza Research International, Inc. Kirtsaeng v. John Wiley & Sons, Inc. Notes and Questions 8 Dispute Resolution I. Introduction Overview of International Business Dispute Resolution Issues Preliminary Issues Choice of Forum Choice of Law Jurisdiction Sovereign Immunity and the Act of State Doctrine Resolving Preliminary Issues by Agreement Dispute Resolution Other Than by Litigation Other Issues II. Arbitration A. Choosing Arbitration Susan Karamanian, The Road to the Tribunal and Beyond: International Commercial Arbitration and the United States Courts Note on Expanding Grounds to Vacate Arbitration Awards Negotiating and Structuring International Arbitration Transactions, Using Model Arbitration Clauses, and Practical Matters in Arbitration Notes and Questions B. Enforcing the Agreement to Arbitrate Problem 8-1 Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc. Notes and Questions C. Judicial Review and Enforcement of the Award Problem 8-2 Problem 8-3 Polytek Engineering Co., Ltd. v. Jacobson Companies Stolt-Nielsen SA v. AnimalFeeds Int’l Corp. Stolt-Nielsen SA v. AnimalFeeds International Corporation Notes and Questions III. Litigation A. Choice of Forum Problem 8-4 M/S Bremen v. Zapata Off-Shore Co. Gita Sports Ltd. v. SG Sensortechnik GmbH & Co. KG Notes and Questions Problem 8-5 Problem 8-6 Problem 8-7 Note on the Hague Convention on Choice of Court Agreements B. Choice of Law 1. Choice of Law Approaches Amco Ukrservice v. American Meter Co. Notes and Questions 2. Choice of Law Clauses Problem 8-8 Problem 8-9 The Restatement (Second) of Conflict of Laws (1971) Notes and Questions C. Jurisdiction 1. International Law Kathleen Hixson, Extraterritorial Jurisdiction Under the Third Restatement of Foreign Relations Law of the United States Notes and Questions 2. Adjudicative Jurisdiction: Subject Matter and Territorial Jurisdiction Problem 8-10 Asahi Metal Indus. Co., Ltd. v. Superior Court Goodyear Dunlop Tires Operations, S.A. v. Brown Glencore Grain Rotterdam B.V. v. Shivnath Rai Harnarain Co. Notes and Questions 3. Sovereign Immunity Problem 8-11 In re Arbitration Between: Trans Chem. Ltd. & China Nat’l Mach. Import & Export Corp. Note on Restrictive Immunity 4. The Act of State Doctrine Problem 8-12 Optopics Lab. Corp. v. Savannah Bank of Nigeria, Ltd. FOGADE v. ENB Revocable Trust Notes and Questions Problem 8-13 5. International Comity and Forum Non Conveniens DeYoung v. Beddome Notes and Questions 6. Service of Process Conax Florida Corp. v. Astrium Ltd. Notes and Questions 7. Jurisdiction over Parent and Affiliated Companies Problem 8-14 Itel Containers Int’l Corp. v. Atlanttrafik Express Serv. Ltd. Notes and Questions Problem 8-15 8. Conflicts of Jurisdiction: Multiple Proceedings in Different Forums Goss International Corp. v. Man Roland Druckmachinen AG Notes and Questions Finanz AG Zurich v. Banco Economico S.A Ibeto Petrochemical Indus. Ltd. v. M/ T Beffen Notes and Questions D. Evidence and Discovery 1. Obtaining Evidence Abroad Problem 8-16 Tulip Computers Int’l B.V. v. Dell Computer Corp. Notes and Questions 2. Obtaining Evidence in the United States for Use in Foreign Courts In re Clerici Notes and Questions E. Recognition and Foreign Enforcement of Foreign Judgments Problem 8-17 Somportex Ltd. v. Philadelphia Chewing Gum Corp. Society of Lloyd’s v. Siemon-Netto Notes and Questions 9 Corporate Social Responsibility I. Introduction Problem 9-1 Problem 9-2 Jonathan I. Charney, Transnational Corporations and Developing Public International Law Jordan J. Paust, Human Rights Responsibilities of Private Corporations Doe I v. Wal-Mart Stores, Inc. Notes and Questions Problem 9-3 II. Codes and Standards of Conduct Problem 9-4 Problem 9-5 Organization for Economic Cooperation and Development: The OECD Guidelines for Multinational Enterprises, 2011 Note on Implementation of the OECD Guidelines for Multinational Enterprises Note on the “Polluter Pays Principle” as the Basis of Encouraging Multinational Companies to Engage in Sustainable Development Problem 9-6 Instituting a Corporate Environmental and Safety Management System Environmental Liability Disclosure Obligations of Public Companies Notes and Questions A Guide for the Perplexed: Creating a CSR Program for Your Company III. Exporting Hazard: Legal and Ethical Considerations Problem 9-7 H. Jeffrey Leonard, Confronting Industrial Pollution in Rapidly Industrializing Countries: Myths, Pitfalls, and Opportunities Maureen A. Bent, Exporting Hazardous Industries: Should American Standards Apply? Treaties Restricting Trade in Hazardous Materials Organization for Economic Cooperation and Development: Council Recommendation on the Application of the Polluter-Pays Principle to Accidental Pollution Note on U.S. Controls on Exports of Hazardous Wastes Notes and Questions IV. Liability for Industrial Accidents Problem 9-8 Stephen C. McCaffrey, Accidents Do Happen: Hazardous Technology and International Tort Litigation Problem 9-9 In re Union Carbide Corp. Gas Plant Disaster at Bhopal, India in December 1984 Shyam Divan and Armin Rosencranz, The Bhopal Settlement Note on the Bhopal Settlement and Its Tortuous Aftermath Notes and Questions V. The U.S. Alien Tort Statute Abdullahi v. Pfizer, Inc. Kiobel v. Royal Dutch Petroleum Company Notes and Questions Table of Cases Index