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ویرایش: [1, Third edition.] نویسندگان: Bruno Simma (editor), Daniel-Erasmus Khan (editor), Georg Nolte (editor), Andreas Paulus (editor), , سری: Oxford commentaries on international law ISBN (شابک) : 9780191788246, 0191788252 ناشر: Oxford University Press سال نشر: 2012 تعداد صفحات: [1593] زبان: English فرمت فایل : PDF (درصورت درخواست کاربر به PDF، EPUB یا AZW3 تبدیل می شود) حجم فایل: 13 Mb
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در صورت تبدیل فایل کتاب The Charter of the United Nations : a commentary به فرمت های PDF، EPUB، AZW3، MOBI و یا DJVU می توانید به پشتیبان اطلاع دهید تا فایل مورد نظر را تبدیل نمایند.
توجه داشته باشید کتاب منشور سازمان ملل متحد: تفسیر نسخه زبان اصلی می باشد و کتاب ترجمه شده به فارسی نمی باشد. وبسایت اینترنشنال لایبرری ارائه دهنده کتاب های زبان اصلی می باشد و هیچ گونه کتاب ترجمه شده یا نوشته شده به فارسی را ارائه نمی دهد.
جنگهای عراق و افغانستان تأثیر ماندگاری بر حقوق بینالملل داشته است و این تفسیر منشور سازمان ملل به طور کامل به روز شده است تا تأثیر آنها را در نظر بگیرد. این به طور کامل بازنگری شده است و دارای یک فصل کاملاً جدید در مورد اصلاحات سازمان ملل است که تأثیر اصلاحاتی را که قبلاً اجرا شده است تجزیه و تحلیل می کند و بررسی می کند که چرا سایر پیشنهادات برای اصلاحات شکست خورده اند. بررسی خواهد کرد که چگونه می توان این پیشنهادات را با تمرکز ویژه بر شورای امنیت بهبود بخشید. این ویرایش جدید همچنین شامل پوشش ایجاد شورای حقوق بشر و تأثیر دکترین مسئولیت حفاظت است.
The wars in Iraq and Afghanistan have had a lasting impact on international law and this Commentary on the UN Charter has been fully updated to take their impact into account. It has been completely revised and features a completely new chapter on UN reform, analysing the effect of reforms which have already been implemented and examining why other proposals for reform have failed. It will assess how these proposals could be improved, with a particular focus on the Security Council. This new edition also includes coverage of the creation of the Human Rights Council and the impact of the Responsibility to Protect doctrine.
Contents Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Preface Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) List of Authors Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) I. Administrative Tribunal of the Organization of American States II. Arbitral Awards Table of Cases Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) III. Eritrea Ethiopia Claims Commission IV. European Court of Human Rights (p. xvii) V. European Union Court of Justice of the European Union General Court VI. Inter-American Court of Human Rights VII. International Court of Justice 1948 1949 (p. xviii) 1950 1951 1952 1954 1955 1956 1957 1958 (p. xix) 1959 1960 1961 1962 1963 1966 1969 1970 1971 1972 (p. xx) 1973 1974 1975 1976 1978 1980 1981 1982 1984 1985 1986 1987 1988 1989 1990 1991 (p. xxii) 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 VIII. International Criminal Tribunal for the Former Yugoslavia IX. International Criminal Tribunal for Rwanda X. International Labour Organization Administrative Tribunal XI. International Tribunal for the Law of the Sea (p. xxviii) XII. Permanent Court of International Justice 1922 1923 1924 1925 1926 1927 1928 1929 (p. xxix) 1930 1931 1932 1939 XIII. Special Court for Sierra Leone Appeals Chamber XIV. Special Tribunal for Lebanon XV. United Nations Administrative Tribunal XVI. United Nations Appeals Tribunal (p. xxxi) XVII. United Nations Dispute Tribunal XVIII. United Nations Human Rights Committee XIX. WTO XX. Domestic Cases Austria Belgium Tribunal Civil (Brussels) Bosnia and Herzegovina Constitutional Court High Representative Canada Federal Court Croatia Constitutional Court (p. xxxii) Cyprus Denmark Egypt Court of First Instance Germany Federal Constitutional Court Federal Supreme Court in Criminal Matters Federal Supreme Court in Civil Matters Higher Regional Court of Naumburg Greece Ireland Israel Italy Court of Cassation Supreme Court Japan Tokyo District Court (p. xxxiii) Kenya High Court Netherlands District Court (Civil Law Section) District Court of Utrecht Hague Appeal Court Hague District Court Switzerland Federal Supreme Court Syria Turkey United Kingdom High Court Court of Appeal House of Lords Supreme Court United States International Instruments Table of Instruments Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Instruments pertaining to international Institutions African Commission on Human and Peoples’ Rights African Union (AU) Association of Southeast Asian Nations (ASEAN) Committee on Economic, Social and Cultural Rights (CESCR) Committee on the Elimination of Racial Discrimination (CERD) Common Market for Eastern and Southern Africa European Union Food and Agriculture Organization (FAO) International Atomic Energy Agency (IAEA) International Bank for Reconstruction and Development (IBRD) (World Bank) International Civil Aviation Organization (ICAO) International Civil Service Commission (ICSC) International Centre for the Settlement of Investment Disputes (ICSID) International Court of Justice International Criminal Court International Criminal Tribunal for Rwanda (ICTR) International Criminal Tribunal for Yugoslavia (ICTY) International Development Association (IDA) International Finance Corporation (IFC) International Fund for Agricultural Development (IFAD) International Labor Organization (ILO) International Law Commission International Maritime Organization (IMO) International Monetary Fund (IMF) International Narcotics Control Board (INCB) International Refugee Organization International Telecommunication Union (ITU) International Trade Organization (ITO) International Tribunal on the Law of the Sea (ITLOS) League of Arab States League of Nations North Atlantic Treaty Organization Organization of American States (OAS) Organization of African Unity (OAU) Permanent Court of International Justice (PCIJ) Special Tribunal for Lebanon United Nations Agreements Charters Covenants Declarations Institutions United Nations Administrative Tribunal (UNAT) United Nations Commission on International Trade Law (UNCITRAL) United Nations Dispute Tribunal (UNDT) United Nations Educational, Scientific and Cultural Organization (UNESCO) United Nations Industrial Development Organization (UNIDO) Principles Resolutions Commission on Human Rights Economic and Social Council ESCWA (Economic and Social Commission for Western Asia) General Assembly Human Rights Council Security Council Trusteeship Council Rules Universal Postal Union (UPU) World Health Organization World Intellectual Property Organization (WIPO) World Meteorological Organization (WMO) World Tourist Organization (UNWTO) World Trade Organization National Instruments Austria Canada Germany The Netherlands Switzerland United Kingdom United States List of Abbreviations Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) We the Peoples of the United Nations Determined And for these Ends The Charter of the United Nations Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Have Resolved to Combine Our Efforts to Accomplish these Aims Chapter I Purposes and Principles Article 1 Article 2 Chapter II Membership Article 3 (p. cxxxv) Article 4 Article 5 Article 6 Chapter III Organs Article 7 Article 8 Chapter IV The General Assembly Composition Article 9 (p. cxxxvi) Functions and Powers Article 10 Article 11 Article 12 Article 13 Article 14 Article 15 Article 16 Article 17 Voting Article 18 Article 19 Procedure Article 20 Article 21 Article 22 Chapter V The Security Council Composition Article 23 Functions and Powers Article 24 Article 25 Article 26 Voting Article 27 (p. cxl) Procedure Article 28 Article 29 Article 30 Article 31 Article 32 Chapter VI Pacific Settlement of Disputes Article 33 (p. cxli) Article 34 Article 35 Article 36 Article 37 Article 38 (p. cxlii) Chapter VII Action with Respect to Threats to the Peace, Breaches of the Peace, and Acts of Aggression Article 39 Article 40 Article 41 Article 42 Article 43 (p. cxliii) Article 44 Article 45 Article 46 Article 47 Article 48 (p. cxliv) Article 49 Article 50 Article 51 Chapter VIII Regional Arrangements Article 52 Article 53 Article 54 Chapter IX International Economic and Social Co-Operation Article 55 Article 56 Article 57 Article 58 Article 59 (p. cxlvi) Article 60 Chapter X The Economic and Social Council Composition Article 61 Functions and Powers Article 62 Article 63 Article 64 Article 65 Article 66 Voting Article 67 Procedure Article 68 Article 69 Article 70 Article 71 Article 72 Chapter XI Declaration Regarding Non-Self-Governing Territories Article 73 (p. cxlix) Article 74 Chapter XII International Trusteeship System Article 75 Article 76 Article 77 (p. cl) Article 78 Article 79 Article 80 Article 81 Article 82 Article 83 (p. cli) Article 84 Article 85 Chapter XIII The Trusteeship Council Composition Article 86 Functions and Powers Article 87 (p. clii) Article 88 Voting Article 89 Procedure Article 90 Article 91 Chapter XIV The International Court of Justice Article 92 Article 93 Article 94 Article 95 Article 96 Chapter XV The Secretariat Article 97 Article 98 Article 99 Article 100 (p. cliv) Article 101 Chapter XVI Miscellaneous Provisions Article 102 Article 103 Article 104 Article 105 (p. clv) Chapter XVII Transitional Security Arrangements Article 106 Article 107 Chapter XVIII Amendments Article 108 Article 109 (p. clvi) Chapter XIX Ratification and Signature Article 110 Article 111 (p. clvii) Article 1 Chapter I Organization of the Court Article 2 Article 3 Statute of the International Court of Justice Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 4 Article 5 Article 6 Article 7 Article 8 Article 9 Article 10 Article 11 (p. clix) Article 12 Article 13 Article 14 Article 15 (p. clx) Article 16 Article 17 Article 18 Article 19 Article 20 Article 21 Article 22 Article 23 Article 24 Article 25 Article 26 Article 27 Article 28 Article 29 Article 30 Article 31 Article 32 Article 33 Chapter II Competence of the Court Article 34 Article 35 Article 36 Article 37 Article 38 Chapter III Procedure Article 39 Article 40 Article 41 Article 42 Article 43 Article 44 (p. clxvi) Article 45 Article 46 Article 47 Article 48 Article 49 Article 50 Article 51 Article 52 Article 53 (p. clxvii) Article 54 Article 55 Article 56 Article 57 Article 58 Article 59 Article 60 Article 61 Article 62 Article 63 Article 64 Chapter IV Advisory Opinions Article 65 Article 66 Article 67 Article 68 Chapter V Amendment Article 69 Article 70 Drafting History Daniel-Erasmus Khan From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1) Drafting History Select Bibliography Main Text (p. 2) A. The Genesis of the Charter: An Overview * B. Stages in the Creation of the New World Organization I. Proposals by Individuals and Private Groups (p. 8) II. Planning by the Experts III. The United Nations in the Proclamations of the Leading Statesmen on the War Aims IV. The Dumbarton Oaks Conference67 V. The Yalta Compromise VI. The Founding Conference at San Francisco VII. Ratification and Entry into Force C. Transition from League of Nations to United Nations Footnotes: Reform Thilo Rensmann From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 25) Reform Select Bibliography Main Text A. Notion of Reform B. Reform and the Charter I. The Charter as a Programme For Reform II. The Charter as a Constraint on Reform 1. UN Reform Without Reforming the Charter 2. UN Reform By Means of Reforming the Charter (a) Reform Through Formal Amendment (p. 31) (b) Reform Through Practice (c) Reform Through (Re-)Interpretation (d) Reform Through Informal Charter Amendment 3. Reform of the UN and Reform of the UN System (p. 34) C. Phases of Reform I. Collective Security and Cold War 1. The Ideal of Collective Security and the Reality of Cold War 2. Unredeemed Promise of a Review Conference 3. Informal Adaptation of the Collective Security System to the Exigencies of the Cold War (a) Limitation of the Veto Power (b) Introduction of the ‘Franchise Model’ (c) Shift of Power from the SC to the GA (d) The ‘Invention’ of Peacekeeping Forces (e) The Enhanced Political Role of the SG (f) The ‘Intergovernmentalization’ of the Secretariat II. Decolonization and the Shift to Development 1. From War-Time Alliance to Universal Membership: Reform of the Admissions Procedure 2. Self-determination and Human Rights: The Constitutional Underpinnings of Decolonization 3. Equitable Representation of the Newly Independent Member States in the SC and ECOSOC 4. Shift of the Reform Agenda to Development (p. 44) (a) Original Design: Functional Decentralization and Economic Liberalism (b) Diversification and Duplication within the UN Development System (c) The Challenge of Coordination: Study on the Capacity of the UN Development System (d) Reforming Global Economic Governance: the Attempt to Establish a New International Economic Order (e) Adapting the Structure of the UN System to the New International Economic Order III. Reforming For Survival: Focus on Administrative and Budgetary Reform IV. End of the Cold War and the Revitalization of the Collective Security System 1. Continuity and Change in the Post-Cold War Era 2. The New Activism of the SC 3. An Agenda for Peace 4. SC Reform 5. An Agenda for Development 6. A New SG and a New Millennium: UN Reform Regains Momentum V. New Threats to Collective Security and the 2005 World Summit 1. A Fork in the Road 2. 2005 World Summit Outcome (a) Peace and Security (b) Development (c) Human Rights VI. World Summit Follow-Up and Future Prospects for Reform 1. Peace and Security (a) SC Reform (b) Peacekeeping (c) Responsibility to Protect 2. Development and System-Wide Coherence 3. Human Rights 4. Environment 5. Management (p. 69) D. Outlook Footnotes: Interpretation of the Charter Stefan Kadelbach From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 71) Interpretation of the Charter Select Bibliography Main Text A. Introduction B. Rules of Interpretation I. The Vienna Convention and Customary International Law II. The Interpretation of Founding Instruments of International Organizations III. Constitutional Interpretation of the Charter IV. Rules of Interpretation as Applied to the Charter 1. Constitutional and Contractual Elements 2. Wording 3. Context 4. Object and Purpose 5. Subsequent Practice 6. Other Relevant Rules of International Law 7. Travaux Préparatoires C. The Charter in the Practice of Its Interpreters I. General Remarks II. UN Institutions 1. The International Court of Justice 2. The General Assembly 3. The Security Council (a) Charter Interpretation (b) Interpretation of Security Council Resolutions 4. The Secretary-General III. Member States D. Interpretation and Revision E. Concluding Remarks Footnotes: Preamble Rüdiger Wolfrum From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 101) Preamble Select Bibliography Main Text A. Introduction* B. Legislative History C. Practice Footnotes: Ch.I Purposes and Principles, Article 1 Rüdiger Wolfrum From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 1 Select Bibliography A. Introduction* B. Interpretation (p. 116) C. Practice Footnotes: Ch.I Purposes and Principles, Article 2 Andreas Paulus From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 121) Article 2 Select Bibliography A. Introduction* B. Drafting History C. Foundational Principles of International Law D. ‘in pursuit of the Purposes stated in Article 1’ E. The Organization and its Members I. Organization II. Members III. Non-members and the Charter Principles (Article 2 (6)) (p. 131) F. Constitution or Treaty? Footnotes: Ch.I Purposes and Principles, Article 2 (1) Bardo Fassbender From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 133) Article 2 (1) Select Bibliography Sovereignty Equality Sovereign Equality A. Introduction (p. 136) B. Historical and Philosophical Background I. Sovereignty in the ‘International Law of Co-existence’ II. Equality of States (p. 144) C. Drafting History D. Elaboration of the Principle in the Practice of the United Nations I. Draft Declaration on Rights and Duties of States II. The Friendly Relations Declaration III. Permanent Sovereignty over Natural Resources IV. Decisions of the International Court of Justice E. The Substance of Sovereign Equality in Present International Law I. Sovereign Equality as a New Concept II. The Scope of Application ratione personae III. Sovereign Equality as Constitutional Autonomy IV. Equal Status under the Constitution of the International Community 1. Rights Protecting Constitutional Autonomy 2. Rights of Participation in the International Community 3. Sovereign Equality in the United Nations 4. Equality of States in their Mutual Relations V. Sovereign Equality in an Age of Globalization F. The Untamed Side of Sovereignty Footnotes: Ch.I Purposes and Principles, Article 2 (2) Robert Kolb From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 166) Article 2 (2) Select Bibliography A. On the Genesis of Article 2 (2)* B. The Scope and the Interpretation of the Good Faith Requirement I. The Obligation Covered by the Good Faith Clause II. The Addressees of the Obligation III. The Systematic Setting of Article 2 (2): Its Relation to Articles 1 and 2 (1) IV. The Purpose-Oriented Interpretation of Article 2 (2): Commitment to Community Objectives C. The Specific Content of the Obligation of Good Faith in the Framework of the Charter I. Good Faith as a General Legal Principle in International Law II. Good Faith as a Directive for Interpretation III. Good Faith as an Element of Constitutional Decision-Making to Secure Cooperation D. The Application of Good Faith in the UN Practice I. Case Practice 1. Voting Rights and Veto Power 2. Effects of Recommendations of UN Organs (especially the General Assembly) 3. Prohibition of Abuse of Procedure49 II. Treaty Practice (p. 180) E. Conclusion Footnotes: Ch.I Purposes and Principles, Article 2 (3) Christian Tomuschat From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 181) Article 2 (3) UN Materials Select Bibliography A. Historical Background B. Systematic Context (p. 186) C. Elaboration of the Principle of the Peaceful Settlement of Disputes in the Practice of the United Nations I. The Friendly Relations Declaration II. The Manila Declaration III. UNGA Resolution 40/9 IV. Declaration on the Prevention and Removal of Disputes and Situations which May Threaten International Peace and Security, and on the Role of the United Nations in this Field V. United Nations Decade of International Law VI. Millennium Declaration VII. World Summit Outcome VIII. The Rule of Law (p. 188) D. The Scope of Application ratione personae I. Member States of the United Nations II. Third States III. United Nations IV. Other International Organizations E. The Substance of Obligation I. Legally Binding Effect II. Content III. Obligation of Conduct IV. Ius Cogens? (p. 192) F. International Disputes I. Disputes and Situations (p. 193) II. The International Character of Disputes III. Other Characteristics G. Peaceful Means I. Exclusiveness II. Prohibition of Recourse to Armed Force III. Other Measures that Violate Rights IV. Countermeasures (p. 198) H. Settlement I. Justice I. Drafting History II. Meaning III. The Manila Declaration Footnotes: Ch.I Purposes and Principles, Article 2 (4) Oliver Dörr, Albrecht Randelzhofer From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 200) Article 2 (4) Select Bibliography A. Fundamental Significance B. History of the Prohibition of the Use of Force I. Pre-Twentieth Century II. The Hague Conventions III. The League of Nations Covenant (p. 206) IV. The Geneva Protocol of 1924 V. The Briand-Kellogg Pact VI. Article 2 (4) of the Charter (p. 208) C. Scope and Content of the Prohibition I. The Notion of ‘Force’ 1. The Problem of Political and Economic Force 2. The Problem of Physical Non-Armed Force (p. 211) 3. The Problem of Indirect Force II. Addressees of the Prohibition III. The Prohibition and ‘International Relations’ IV. Territorial Integrity and Political Independence V. Threat of Force D. Exceptions to the Prohibition I. Measures Against Former Enemy States (p. 220) II. SC Enforcement Actions (p. 222) III. Self-Defence IV. Humanitarian Intervention V. Protection of Nationals Abroad VI. Wars of National Liberation E. Special Problems I. Article 2 (4) as Customary International Law II. Article 2 (4) as Part of International Ius Cogens III. Article 2 (4) and Individual Responsibility F. Concluding Remarks Footnotes: Ch.I Purposes and Principles, Article 2 (5) Helmut Philipp Aust From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 235) Article 2 (5) Select Bibliography A. Introduction B. Drafting History C. The Obligation to Assist the Organization in ‘Every Action’ I. The Scope of the Provision (p. 239) II. Practice in the Context of Enforcement Action under Chapter VII of the Charter III. Practice in Other Contexts IV. Evaluation of the Practice V. The Special Issue of Permanent Neutrality D. The Obligation to Refrain from Giving Assistance I. The Scope of the Provision II. Practice of the Security Council III. Practice of the General Assembly IV. Evaluation of the Practice E. Article 2 (5) and General International Law I. UN Enforcement Action and Non-Belligerency II. Non-Assistance under Article 2 (5) and Complicity in the Law of State Responsibility F. Conclusion: Towards an Obligation of Loyal Cooperation? Footnotes: Ch.I Purposes and Principles, Article 2 (6) Stefan Talmon From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 252) Article 2 (6) Select Bibliography A. Introduction I. The United Nations and Non-Member States II. Article 2 (6) and the pacta tertiis Rule III. Nature of the Provision IV. Practical Significance of the Provision B. Historical Background I. Article 17 of the Covenant of the League of Nations II. Drafting History of Article 2 (6) III. Draft Declaration on the Rights and Duties of States C. The Addressees of the Obligation I. The United Nations Organization II. Member States of the United Nations III. Non-Member States D. The Text of the Provision I. ‘Shall ensure’ II. ‘States which are not Members of the United Nations’ (p. 263) III. ‘Act in accordance with these Principles’ IV. ‘So far as may be necessary for the maintenance of international peace and security’ E. Article 2 (6) as the Precursor of a Universal System of Collective Security Based upon the UN Charter I. A Universal System of Collective Security Based upon the UN Charter II. Indications of a Universal System of Collective Security in the Charter III. United Nations and State Practice 1. Decisions Addressed to all States, International Organizations, and Other Non-State Actors 2. Non-Member States and Other Actors as Target of Preventive and Enforcement Measures 3. Implementation of Preventive and Enforcement Measures by Non-Member States (a) Early Practice (b) Federal Republic of Germany prior to 1973 (c) Republic of Korea prior to 1991 (d) Switzerland prior to 2002 (p. 275) (e) Cook Islands 4. Opinion of Member States (p. 276) IV. The ICJ’s Namibia and Kosovo Advisory Opinions V. Legal Basis of a Universal System of Collective Security 1. The ‘Reparations for Injuries’ Approach: Objective Security Order 2. The Charter as an ‘Objective Regime’ 3. The Charter as the ‘Constitution’ of the International Community 4. A System Based on Customary International Law Footnotes: Ch.I Purposes and Principles, Article 2 (7) Georg Nolte From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 280) Article 2 (7) (p. 281) Select Bibliography A. Introduction: Is Article 2 (7) Obsolete or as Relevant as Ever? B. Article 2 (7) in the Context of the Other Charter Principles C. The Text and UN Practice I. ‘Nothing…Shall Authorize the United Nations’ II. ‘To Intervene’ (p. 286) 1. The Early Debates 2. Specific Forms of Action (a) The Inclusion of an Item in the Agenda (b) Discussion and Establishment of Committees (c) General and Specific Recommendations 3. Modern Developments III. ‘In Matters…Essentially Within the Domestic Jurisdiction’ 1. Matters Within the Domestic Jurisdiction (p. 293) 2. ‘Essentially’ 3. UN Practice (a) General Significance of the Domestic Jurisdiction Clause (b) Treaties and Domestic Jurisdiction (c) Provisions of the UN Charter in General (d) Human Rights (e) Provisions Regarding Non-Self-Governing Territories (p. 300) (f) Self-Determination and Minority Rights (g) Maintenance of International Peace and Security (aa) Internal Conflicts (bb) Conflict Prevention (cc) Peacekeeping Operations (h) Trade Relations and Economic Sanctions (i) Governmental Systems and Elections (p. 307) (j) Internally Displaced Persons IV. ‘Of Any State’ V. ‘Or Shall Require…to Submit Such Matters…to Settlement …’ VI. ‘But…Shall Not Prejudice the Application of Enforcement Measures’ (p. 310) D. Who Decides? E. Conclusion Footnotes: Self-Determination Stefan Oeter From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 313) Self-Determination Select Bibliography Main Text A. The Right of Self-Determination as a Concept of the UN Charter (p. 317) B. Historical Developments I. Evolution of Self-Determination as a Legal Concept II. Chapters XI and XII of the UN Charter (p. 320) III. UN Practice and Decolonization (p. 322) IV. The UN Human Rights Covenants (p. 323) V. The Practice of the ICJ C. Basic Preconditions and Components of the Right of Self-Determination I. The Bearers of the Right of Self-Determination II. Components of the Right of Self-Determination 1. Internal Self-Determination (p. 329) 2. External Self-Determination—the Special Case of Decolonization 3. Unification with a Third State 4. Is there a Right to Secession? 5. Self-Determination and Democracy III. Self-Determination and Third States—Issues of Recognition and Intervention Footnotes: Ch.II Membership, Article 3 Ulrich Fastenrath From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 3 Select Bibliography A. General B. The Group of Original Members C. Signature and Ratification D. Special Features E. List of the Fifty-one Original Members Footnotes: Ch.II Membership, Article 4 Ulrich Fastenrath From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 341) Article 4 Select Bibliography A. The Concept of Membership: Between Conditional and Absolute Universality* I. The Concepts of Conditional and Absolute Universality II. The Controversy about the Criteria for Membership (p. 344) III. The Deadlock over the Admissions Procedure from 1946 to 1955 (p. 345) IV. The Realization of the (Quasi-) Universality of the United Nations B. The Material Criteria and the Procedure for Admission I. The Criteria for Admission and their Relevance in Practice: Article 4 (1) 1. Statehood (p. 348) 2. Peace-Loving Requirement 3. Acceptance of the Obligations Contained in the UN Charter 4. Judgment of the UN on the Ability and Willingness to Carry out the Obligations Contained in the Charter II. The Admissions Procedure: Article 4 (2) 1. The Functions of the Security Council and the General Assembly 2. The Admissions Procedure: Article 4 (2) C. Special Problems I. Divided States II. Merger, Secession, or Dismemberment of States III. ‘Withdrawal’ and ‘Re-entrance’ D. Observer Status I. The Notion of ‘Observer Status’ and Its Function II. Categories of Permanent Observers 1. Non-Member States and Entities 2. Intergovernmental Organizations and Institutions 3. National Liberation Movements III. The Limited Rights to Participation of Observers IV. The Privileges and Immunities of Observer Missions Footnotes: Ch.II Membership, Article 5 Christian Tams From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 362) Article 5 Select Bibliography A. Introduction* B. Drafting History C. Interpretation (p. 366) I. Prerequisites II. Procedure III. Effects IV. Restoration of Membership Rights and Privileges V. Evasion D. Concluding Observations Footnotes: Ch.II Membership, Article 6 Christian Tams From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 374) Article 6 Select Bibliography A. Generalities B. Drafting History (p. 378) C. Requirements for the Application of Article 6 I. Substantive Conditions 1. ‘has persistently violated’ 2. ‘the Principles contained in the present Charter’ II. Procedural Requirements (‘expelled…by the General Assembly upon the recommendation of the Security Council’) (p. 381) D. The Legal Effects of Expulsion E. Practice I. Israel and South Africa II. The Federal Republic of Yugoslavia (FRY) F. Practice of Other International Organizations G. Assessment Footnotes: Ch.III Organs, Article 7 Matthias Lippold, Andreas Paulus From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 7 Select Bibliography A. Introduction and travaux préparatoires of Article 7 B. Principal Organs, Article 7 (1) C. Subsidiary Organs, Article 7 (2) I. Definition, Systematic Interpretation, and Preconditions for a Lawful Establishment 1. Definition of the Term: Subsidiary Organ 2. Independence 3. Preconditions for Establishing a Subsidiary Organ (a) Literal and Systematic Interpretation of Article 7 (2) (b) Joint Subsidiary Organs (c) Form 4. Scope of the Power to Create Subsidiary Organs (a) Principle of Attribution of Powers, Implied Powers, Inherent Powers (p. 403) (b) Subsidiary Organs Ultra Vires? II. Subsidiary Organs in Practice 1. Composition and Participation 2. Functions and Practice (p. 410) 3. Duration 4. Scope of Powers of the Subsidiary Organ and Legal Status (p. 412) D. Treaty Organs and United Nations Family: Specialized Agencies, Treaty Organs, and Conferences E. Remedies Footnotes: Ch.III Organs, Article 8 Anja Papenfuæ, Sabine von Schorlemer From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 416) Article 8 Select Bibliography A. Introduction B. Origins I. League of Nations II. UN Drafting History C. Legal Content I. General Characteristics and Importance of Article 8 (p. 419) II. The Wording of Article 8 and Problems of Interpretation 1. ‘United Nations’ 2. ‘Shall Place No Restrictions’ 3. ‘Eligibility of Men and Women’ 4. ‘To Participate in Any Capacity’ 5. ‘In its Principal and Subsidiary Organs’ III. UN Practice 1. The Period 1945 to 1975 2. The Period 1975 to 1985 3. The Period 1985 to 2000 (p. 431) 4. The Period 2000 to date Table 1 Women in the UN Secretariat in 2000 and 2009. Gender distribution by level and change in percentage D. Problems of Application I. Legal Protection 1. Competence of Women to Invoke Article 8 2. The CEDAW Optional Protocol (p. 439) II. Relationship between Article 8 and Article 101 (3) 1. The SG’s Authority in Staff Matters 2. Relation of Gender and ‘Geographical Distribution’ 3. Relation of Gender and ‘Qualification’ III. Other Problems 1. Political Resistance (p. 441) 2. The Problem of Reverse Discrimination 3. Attractiveness of a UN Career 4. Developing Countries E. Perspectives Footnotes: Ch.IV The General Assembly, Composition, Article 9 Siegfried Magiera From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 9 (p. 446) Select Bibliography A. Significance of the General Assembly B. Composition of the General Assembly I. Member States II. Observers 1. Basis (p. 449) 2. Categories of Observers 3. Participation of Observers (p. 451) C. Representation in the General Assembly I. Representatives and Delegations 1. Representatives 2. Delegations 3. Permanent Representatives II. Size of Delegations 1. Number of Representatives 2. Additional Members 3. Compatibility with United Nations Charter III. Composition of Delegations IV. Delegation of Representatives 1. Right of Delegation (p. 453) 2. Duty of Delegation 3. Representation by other Member States V. Instruction of Delegations VI. Expenses D. Right of Representation in the General Assembly I. Credentials 1. Form 2. Scope II. Examination of Credentials 1. Credentials Committee 2. Objections (p. 455) III. Scope of Examination 1. Undisputed Governments 2. Disputed Governments (a) In Cases of Rival Claimants (b) In Cases without Rival Claimants Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 10 Eckart Klein, Stefanie Schmahl From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 10 Select Bibliography A. The Systematic Position* (p. 464) B. The Power of Discussion I. Definition and Scope II. Objects III. Limitations C. The Power to Make Recommendations I. Position II. Execution III. Limitations IV. Addressees of Recommendations D. Form and Legal Nature of Recommendations I. Concept II. The Practical Use of Terms III. Legal Nature and Legal Effect IV. Other Significance, Especially Political Effect E. UN Reform F. Evaluation Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 11 Eckart Klein, Stefanie Schmahl From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 491) Article 11 Select Bibliography A. Article 11 (1)* I. General Meaning II. Powers of Consideration and Recommendation 1. The Scope of the Power of Consideration 2. The Scope of the Power of Recommendation 3. Initiative III. Subjects of Consideration and Recommendation 1. General Principles of Cooperation in the Maintenance of International Peace and Security 2. The Principles Governing Disarmament and the Regulation of Armaments B. Article 11 (2) I. General Meaning II. The Power of Discussion 1. Terms and Meaning 2. Subject 3. Limits 4. Submission Requirement 5. The Relationship between Article 11 (2) Clause 1 and Article 10 III. The Power of Recommendation 1. Subject and Exercise of the Power 2. Addressees of Recommendations 3. Limits (p. 502) 4. The Effect of Referral According to Article 11 (2) Clause 2 C. Article 11 (3) I. General Meaning II. Scope and Definition 1. The Exercise of the Power (p. 503) 2. The Power of Determination 3. The Relationship between Article 11 (3) and Article 11 (2) Clause 2 4. Reaction by the Security Council D. Article 11 (4) I. General Meaning II. Interpretation E. Evaluation Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 12 Eckart Klein, Stefanie Schmahl From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 507) Article 12 Select Bibliography A. General Meaning* B. Article 12 (1): A Ban on Recommendations I. Its Relation to Article 11 (2) Clause 2 II. Prerequisites of the Norm III. Legal Consequences C. The Removal of the Ban on Recommendations I. A Request by the Security Council II. The Convocation of an (Emergency) Special Session by the Security Council III. The Removal of a Matter from the List of Items with which the Security Council is Dealing IV. Adjournment D. Evaluation E. Notification by the Secretary-General (Article 12 (2)) I. General Remarks II. Notification of the General Assembly III. Notification of the Member States IV. The Consent of the Security Council V. The Role of the Secretary-General VI. The Administrative Character of the Provision Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 13 Carl-August Fleischhauer, Bruno Simma From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 525) Article 13 Select Bibliography A. Introductory Note* B. The Legislative History C. Studies and Recommendations for the Purpose of Promoting International Cooperation in the Political Field (Article 13 (1) (a), First Alternative) D. Studies and Recommendations for the Purpose of Encouraging the Progressive Development of International Law and its Codification (Article 13 (1) (a), Second Alternative) I. The International Law Commission (ILC) II. The United Nations Commission on International Trade Law (UNCITRAL) III. The Sixth Committee and its Special Committees IV. The Legal Sub-Committee of the Outer Space Committee V. The Third United Nations Conference on the Law of the Sea (UNCLOS III) (p. 548) VI. The Creation of an International Criminal Court (ICC) VII. Other Codification and Progressive Development of International Law Under the Auspices of the General Assembly E. Article 13 (1) (b) and Article 13 (2) Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 14 Donald Riznik, Markus Zöckler From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 552) Article 14 Select Bibliography A. Legislative History* B. Controversial Role Model (Article 19 of the Covenant of the League of Nations) (p. 558) C. Article 14 within the Framework of the Charter D. Textual Interpretation E. Practice F. Conclusion Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 15 Philip Bittner, Reinhard Hilger, Helmut Tichy From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 567) Article 15 A. Reports of the Security Council I. Their Origin and History II. Annual Reports of the Security Council III. Special Reports of the Security Council IV. Conclusions regarding the Constitutional Relationship between the GA and the SC B. Reports of Other Organs I. Their Origin and History (p. 571) II. Reports of the Economic and Social Council III. Reports of the Trusteeship Council (p. 572) IV. Reports of the International Court of Justice V. Reports of the Secretary-General VI. Reports of Subsidiary Organs C. Final Remarks on Reports Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 16 Rudolf Geiger From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 575) Article 16 Footnotes: Ch.IV The General Assembly, Functions and Powers, Article 17 Thomas Thomma, Peter Woeste From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 576) Article 17 Select Bibliography A. The Context and Origin of Article 17* B. General Assembly Committees Involved in the Budgetary Process and their Working Procedures I. Committees II. The Programme Planning Cycle III. Budget Procedure 1. Preparation of the Budget Estimates 2. Consideration of the Budget Estimates 3. Decisions on the Budget 4. Implementation of the Budget C. The Budget of the Organization I. Scope of Different UN Budgets II. The Size and Nature of the Regular Budget Table 1 Parts and Sections of the Regular Budget III. Special Accounts for Peacekeeping Measures D. The Apportionment of Expenses of the Organization I. The Scale of Assessments for Apportioning the Expenses II. The Committee on Contributions III. The Measurement of the ‘Capacity to Pay’ IV. The Scale of Assessments for Peacekeeping Operations V. The Resulting Share of Assessed Contributions Among Member States VI. The Notion of ‘Expenses of the Organization’ E. The Financial Situation of the United Nations F. Administrative and Budgetary Coordination Between the United Nations and the Specialized Agencies, Article 17 (3) I. The Scope and Extent of Arrangements in the Relationship Agreements (p. 612) II. The Development of Relations Between the United Nations and Specialized Agencies 1. Budgetary and Financial Procedures 2. Common Services 3. Programme Coordination III. The Examination of the Budgets of Specialized Agencies G. Past Reforms and New Perspectives I. Budgetary Reform 1986 (p. 616) II. Development since 1996 III. Reforms in the Past Decade IV. International Public Sector Accounting Standards (IPSAS) Footnotes: Ch.IV The General Assembly, Voting, Article 18 Rüdiger Wolfrum From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 18 Select Bibliography A. Introduction* B. Legislative History C. Interpretation I. Equality of Votes II. Voting D. Practice I. Voting In General II. Non-Participation in the Vote III. Consensus Annex General Assembly Voting Records112 Footnotes: Ch.IV The General Assembly, Voting, Article 19 Christian Tomuschat From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 637) Article 19 Select Bibliography A. Drafting History (p. 639) B. Substantive Requirements I. Member States II. Financial Contributions III. Arrears (p. 645) C. Legal Consequences I. The Loss of the Right to Vote II. Relevant Organs III. The Right to Vote D. Procedure I. Information by the Secretary-General and Decision by the President or Chairman II. Appeal against a Ruling by the President or Chairman E. Authorization to Exercise the Right to Vote in Accordance with Article 19 clause 2 I. Substantive Requirements II. Procedure F. Special Issues I. Desuetudo II. Change of Government III. State Succession IV. Other Sanctions Footnotes: Ch.IV The General Assembly, Procedure, Article 20 Christophe Eick From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 20 Select Bibliography A. The Origin of the Wording I. Wording Proposals II. The Absence of a Provision for the Siting of Meetings (p. 660) B. Regular Sessions I. Frequency II. Prior Notice Period III. Commencement IV. Duration and Closing (p. 664) V. Interruptions C. Special Sessions I. Regular Special Sessions II. Emergency Special Sessions (p. 666) III. Prerequisites for all Special Sessions 1. A Request by the Security Council 2. A Request by the Majority of United Nations Members 3. Convening by the General Assembly IV. Additional Prerequisites for Emergency Special Sessions 1. A Threat to the Peace 2. The Failure of the Security Council to Act 3. Emergency Special Session Overlapping with Regular Session 4. The Irrelevance of other Emergency Special Sessions (p. 673) V. Terms of Notification and Opening VI. Duration, Closing, and Interruptions (p. 674) D. Meeting Places I. Rules of Procedure II. Sessions away from Headquarters (p. 675) 1. The Third General Assembly 2. The Sixth General Assembly 3. The 43rd General Assembly 4. Unsuccessful Attempts to Shift Sessions Annex 1: Regular Sessions Annex 2: Regular Special Sessions Annex 3: Emergency Special Sessions Footnotes: Ch.IV The General Assembly, Procedure, Article 21 Thomas Fitschen From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 688) Article 21 UN Materials Select Bibliography A. The Rules of Procedure I. Legal Framework II. Key Features of the Rules of Procedure as Applied in Practice 1. Sessions (a) Regular Sessions (b) Special Sessions (c) Emergency Special Sessions 2. Participants 3. The Secretariat 4. The Committees (a) Main Committees (b) General Committee (c) Credentials Committee (d) Other Standing Committees (e) Other Committees 5. Conduct of Business (a) Setting up the Agenda (b) Debate (aa) General Debate (bb) Debate by Agenda Item (cc) Informal Thematic Debates (dd) High-Level Meetings (ee) Time Limits (ff) Procedural Motions (gg) Right of Reply (hh) Point of Order 6. Decision-making (a) Resolutions and Decisions (b) Majority Required (c) Quorum (d) Amendments (e) Methods of Voting (aa) Roll-call Vote, Electronic Voting System (p. 709) (bb) Adoption without a Vote and Consensus (cc) Vote by Secret Ballot (f) Motion to Take No Action (g) Absence and Non-Participation (h) Explanation of Votes (p. 713) (i) Elections 7. Documentation B. The President of the General Assembly I. Election II. Functions 1. Conduct of Business 2. Composition of Committees 3. Representation 4. The Changing Role of the PGA III. Vice-Presidents Footnotes: Ch.IV The General Assembly, Procedure, Article 22 Daniel-Erasmus Khan From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 719) Article 22 Select Bibliography A. General Overview* B. History C. Practice I. Survey II. Permanent Subsidiary Organs Based on the Rules of Procedure of the General Assembly40 1. Main Committees 2. Standing Committees (p. 728) 3. Procedural Committees 4. Others III. Other Subsidiary Organs IV. Special Organs V. Joint Subsidiary Organs VI. Treaty Bodies VII. Functions and Duties of the Subsidiary Organs D. Extent and Limits of the General Assembly’s Powers to Establish Subsidiary Organs I. Extent of the General Assembly’s Power of Organization II. Limits of the Organizational Power (p. 735) E. Procedure for Establishing Subsidiary Organs I. Initiative II. Act of Foundation III. Designation of Members IV. Composition of Subsidiary Organs F. Legal Status of Subsidiary Organs within the United Nations I. Subordination of the Subsidiary Organs under the General Assembly II. Status of Semi-Autonomous Organs G. Trends in the Development of Subsidiary Organs I. A History of Constant Change II. Recent Developments III. The Establishment of the Human Rights Council in 2006 IV. Prospect Annex: Subsidiary Organs of the General Assembly157 Footnotes: Ch.V The Security Council, Composition, Article 23 Rudolf Geiger From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 23 A. Composition (p. 753) B. Permanent Members C. Non-Permanent Members D. Reform Proposals Footnotes: Ch.V The Security Council, Functions and Powers, Article 24 Anne Peters From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 24 UN Materials Select Bibliography A. Drafting History* B. Practice C. The Primary Responsibility for the Maintenance of International Peace and Security (p. 766) I. ‘Responsibility’ 1. Conceptualization 2. The ‘Responsibility to Protect’ II. ‘Primary’ (p. 768) 1. The Relation to the Powers of the General Assembly 2. The Relation to the Powers of the ICJ (a) Absence of Hierarchy and Simultaneous Exercise of Functions (b) Judicial Review of Security Council Decisions III. The Objective of ‘Maintenance of International Peace and Security’ IV. The Objective of ‘Prompt and Effective Action by the United Nations’ V. Legal Consequences of a Failure to Discharge ‘the Duties under this Responsibility’ D. Responsibility towards Whom? The Principals of the Council I. General II. Reporting to the General Assembly under Article 24 (3) 1. General 2. Practice on Annual Reports (p. 779) 3. Special Reports 4. The Accountability Function of the Reports E. In ‘Accordance with the Purposes and Principles of the United Nations’ F. The ‘Powers Granted to the Security Council’ I. Specific Powers and Implied Powers II. The Various Types of Powers III. Notably the Power to Take ‘Legislative’ Measures (p. 783) 1. Practice 2. Admissibility in Principle 3. Normative Constraints on Legislative Action of the Council 4. Outlook Footnotes: Ch.V The Security Council, Functions and Powers, Article 25 Anne Peters From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 787) Article 25 UN Materials Select Bibliography (p. 790) A. Drafting History and Practice* B. ‘Decisions’ of the Council: Binding Legal Acts I. What Are ‘Decisions’ and How to Identify Them? II. Binding Decisions also outside Chapter VII, Especially under Chapter VI (p. 795) III. Members ‘Agree to Accept and Carry out’ IV. The Binding Character of Acts of Subsidiary Organs, Especially of Sanction Committees C. The Interpretation of Security Council Resolutions (p. 798) I. Who? II. How? D. The Addressees of Obligations Contained in Security Council Decisions I. The Members II. Non-Member States III. Non-State Actors Including Individuals (p. 801) 1. Practice 2. Internationally Binding Effect 3. ‘Direct Effect’ or ‘Self-Executingness’ in Domestic Law? 4. Indirect Legal Effects E. ‘[I]n Accordance with the Present Charter’ I. The Various Readings of the Phrase (p. 809) II. The Existence of Legal Limits to Security Council Decisions III. Which Legal Limits? 1. Both Procedural and Substantive Limits 2. Article 24 (2): The ‘Purposes and Principles of the United Nations’ (a) Article 1: ‘Purposes of the United Nations’ (b) Article 2: ‘Principles’ (c) No Exclusiveness of the Purposes and Principles Limitation 3. The Entire Charter as a Legal Limit (a) Division of Competences/Prohibition of Ultra Vires Decisions (b) Coverage by a Charter Provision and Proper Interpretation of Charter Terms 4. Ius Cogens 5. International Customary Law and General Principles of Law (a) Doctrinal Explanations (b) Notably the Principle of Proportionality (c) Notably the Prohibition of an Abuse of Powers 6. Human Rights (a) Practical Relevance and Affected Rights (b) Doctrinal Explanation (c) Exceptional Derogation of Human Rights (p. 826) (d) Human Rights: Guideline Quality, Mere ‘Equivalent’ Protection, and Lawful Limitation of their Exercise 7. International Humanitarian Law IV. A Limited Power of the Council to Deviate from International Law when Acting under Chapter VII 1. No Deviation from the Charter Itself 2. No Deviation from General International Law to the Detriment of Third Parties (a) The Historical Meaning of Article 1 (1) for Chapter VII Action (p. 831) (b) Doctrinal Arguments (c) Practice 3. Interim Conclusion V. Conclusion: Modified Application of International Legal Standards to Council Decisions VI. Who Decides on the Legality of a Council Decision? 1. The Council Itself, but not as a Final Instance 2. The ICJ 3. Other International Institutions 4. UN Members (a) Object of Review and Standards of Review (b) Different Strategies of Members’ Courts (c) Assessment: Allowance to Perform a Decentralized Legality Control as an Extraordinary Means of Last Resort—No Violation of Article 25 VII. Consequences for the Security Council Decision Itself (p. 843) 1. Presumption of Legality with the Procedural Consequence of a Continuing Obligation to Carry out 2. Voidness (Absolute Nullity) of Decisions Violating Ius Cogens 3. Rebuttal of the Presumption of Legality (and Validity) VIII. Consequences for the Members’ Obligation to Carry out Impugned Council Decisions IX. Consequences of an Illegal Council Decision for the UN: International Legal Responsibility 1. The Security Council Decision as an Internationally Wrongful Act 2. The Members’ Implementing Measures as Internationally Wrongful Acts Attributable to the UN 3. So far no International Legal Responsibility for Council Inaction F. The Significance of Article 103 for Council Decisions I. The Principle: Prevailing Effect of Council Decisions II. Narrowing or Neutralizing the Prevailing Effect 1. No Application of Article 103 to Obligations of the Security Council Itself 2. Presumption against the Creation of a Conflict 3. No Prevalence of UNSC Decisions over Ius Cogens 4. Prevalence over Contrary Customary Law is Unclear Footnotes: Ch.V The Security Council, Functions and Powers, Article 26 Hans-Joachim Schütz From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 855) Article 26 Select Bibliography A. Introduction I. The Systematic Position of Article 26 II. Legislative History B. Analytical Interpretation I. The Functions and Powers of the Security Council 1. Formulation of Plans for the Regulation of Armaments and Submission of Plans to Member States 2. The Term ‘Regulation of Armaments’ (a) Regulation of Armaments versus Disarmament (b) Individual Components of the Concept of the Regulation of Armaments 3. ‘System’ for the Regulation of Armaments II. Goals and Standards of the Work of the Security Council 1. The Promotion of the Establishment and Maintenance of International Peace and Security 2. Least Diversion of Human and Economic Resources 3. Correlation of Goals III. Assistance of the Security Council by the Military Staff Committee and Other Organs 1. The Military Staff Committee 2. Other Auxiliary Organs C. Practice Footnotes: Ch.V The Security Council, Voting, Article 27 Andreas Zimmermann From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 27 Select Bibliography (p. 874) A. Development and General Literature B. Delimitation between Procedural and Other Matters C. Application of Article 27 (3), Voluntary and Obligatory Abstention, Absence (p. 875) D. Reform A. Development of the Voting System in the Security Council* I. League of Nations 1. General Majority Requirements in the Council of the League (p. 876) 2. Notion of ‘Decisions’ 3. Majority Requirements Concerning ‘Matters of Procedure’ 4. Voting by Council Members, Parties to a Dispute 5. Absent and Abstaining Members of the Council of the League II. Drafting History of the Charter 1. Article 27 (a) General Majority Requirements (b) ‘Veto’ System (p. 879) (c) Notion of ‘Decisions’ (d) Majority Requirements concerning ‘Matters of Procedure’ (e) Procedural versus Non-Procedural Matters (f) Voting by Council Members, Parties to a Dispute (g) Absent and Abstaining Members of the Security Council (h) Excursus: Legal Relevance of the San Francisco Declaration36 2. Articles 108 and 109 (2) and (3) 3. Article 10 ICJ Statute III. Subsequent Amendments to Articles 27 and 109 (1) B. Article 27 (1) I. ‘Each member of the Security Council …’ II. ‘… shall have one vote.’ III. Voting in the Security Council and Substantive Obligations of Members of the Security Council C. Article 27 (2) I. ‘Decisions of the Security Council …’ II. ‘Decisions of the Security Council …’ 1. Presidential Statements 2. ‘Statements to the Press’ by the President of the Security Council (p. 890) 3. Decisions by Sanctions Committees and Other Subsidiary Organs of the Security Council III. ‘… on procedural matters …’ 1. General Questions 2. Wording 3. Object and Purpose 4. Contextual Interpretation 5. Drafting History 6. Proposals to Distinguish Procedural from Substantive Matters 7. Categories of Matters and Subsequent Security Council Practice (a) General Considerations (b) Agenda/Conduct of Business (c) Invitations to Participate in the Proceedings of the Security Council (d) Establishment of Subsidiary Organs (aa) General Questions (bb) Fact-finding and On-site Visits (cc) Sanction Committees and Similar Bodies (dd) Ad hoc Criminal Tribunals (ee) Peacebuilding Commission, Peacekeeping Operations, and Territorial Administrations (ff) Standing Committee and Working Groups (e) Decisions under Chapter II (f) Decisions Related to Chapter IV (aa) Requests to the General Assembly under Article 12 (1) in fine (bb) Convocation of a Special Session of the General Assembly (cc) Convocation of a Special Emergency Session of the General Assembly (dd) Seizing the General Assembly with a Question Pursuant to Article 11 (2) (g) Decisions under Chapter VI (h) Decisions under Chapter VII (p. 901) (i) Decisions under Chapter VIII (j) Decisions under Chapter XIV (aa) Article 93 (2) and Article 35 (2) Statute International Court of Justice (bb) Article 94 (2) (cc) Article 96 (1) (p. 902) (k) Decisions under Article 97, 2nd sentence 8. Decisions Consisting of Procedural and Substantive Elements (p. 903) 9. Determination of the Procedural or Non-Procedural Character of a Matter (a) General Issues (b) Scope of Application of the ‘Double Veto’ (c) Issues of Procedure Related to the ‘Double Veto’ (aa) Wording of the Preliminary Question (bb) Role of the President of the Security Council (cc) Non-admission of the Preliminary Question (dd) Order of the Substantive Matter and the Preliminary Question (d) Judicial Determination of the Procedural/Non-Procedural Character of a Matter (e) Evaluation and Continued Relevance of the ‘Double Veto’ (p. 909) IV. ‘… shall be made by an affirmative vote …’ (p. 910) V. ‘… shall be made by an affirmative vote …’ VI. ‘… of nine members’ D. Article 27 para 3 I. ‘Decisions of the Security Council on all other matters …’ II. ‘… shall be made by an affirmative vote of nine members …’ III. ‘… including the concurring votes of the permanent members …’ 1. Abstention by Permanent Members (a) Wording (p. 913) (b) Object and Purpose (c) Drafting History (d) Subsequent State Practice 2. Non-participation in the Vote by a Permanent Member Present 3. Absence of a Permanent Member (a) Subsequent Practice (b) Relevance of a Possible Violation of Article 28 (1)? (p. 918) (c) Voluntary Absence as Implied Abstention 4. Obligation to Justify the Exercise of the Veto? IV. ‘… provided that, in decisions under Chapter VI, and under paragraph 3 of Article 52, a party to a dispute shall abstain from voting.’ 1. ‘… in decisions under Chapter VI …’ (a) General Considerations (b) Chapter VI versus Chapter VII (c) Security Council Decisions Related to Proceedings before the International Court of Justice (aa) Decisions under Article 36 (3) (p. 921) (bb) Decisions under Article 94 (2) (cc) Security Council Decisions related to International Court of Justice Proceedings beyond Article 94 (2) (dd) Requests for Advisory Opinions under Article 96 (1) (d) Measures under Articles 5 and 6 2. ‘… and under paragraph 3 of Article 52 …’ (p. 923) 3. ‘… a party to a dispute …’ (a) Relevance of the Distinction between ‘Disputes’ and ‘Situations’ (b) Notion of ‘Dispute’ 4. ‘… a party to a dispute’ (p. 926) 5. Determination of the Procedural or Non-procedural Character of a Matter in the Context of Article 27 (3) cl 2 (a) Determination of the Existence of a Dispute (b) Determination of the Parties to a Dispute (p. 927) (c) Determination of the Legal Basis of a Given Security Council Decision 6. ‘… shall abstain from voting.’ E. Exercise of the Veto as ‘abus de droit’? F. Possible Reform of Article 27 I. Veto II. Majority Requirements G. Evaluation of Article 27 I. Relevance of the ‘Veto’ II. Continued Significance of the Voting System underlying Article 27 III. Article 27 and Developments Beyond the Charter 1. Creation of Informal Fora 2. Developments with Regard to the International Criminal Court (a) Security Council Deferrals under Article 16 Rome Statute (p. 935) (b) International Criminal Court and the Crime of Aggression (aa) Rome Statute (bb) Kampala Review Conference IV. Outlook Annex: San Francisco Declaration of 7 June 1945351 Statement by the Delegations of the Four Sponsoring Powers on Voting Procedure in the Security Council I II Footnotes: Ch.V The Security Council, Procedure, Article 28 Konrad Bühler From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 28 UN Materials Select Bibliography A. Historical Background* I. The League of Nations II. The Drafting History of Article 28 B. The Structure of Article 28 (p. 943) C. The Provisional Rules of Procedure of the SC D. Article 28 (1): Ordinary Meetings of the SC I. The Obligation ‘To Be Able to Function Continuously’ 1. The Duty of SC Member States to be Permanently Present at the Seat and Participate in SC Meetings 2. The Obligation of the UN Secretariat to Provide Organizational and Logistical Support II. Meetings 1. Formal Meetings (a) The Formats of Meetings Table 1: Formats of Meetings22 (b) Public and Private Meetings (p. 949) (c) The Interval between Meetings (d) The Convening of Meetings (e) The Programme of Work of the SC 2. Informal Meetings (a) Informal Consultations of the Whole (b) Informal Interactive Dialogues Table 2: Examples of Informal Interactive Dialogues (Discussions) from 2007 to 201157 (c) ‘Arria-Formula’ Meetings Table 3: Examples of ‘Arria-formula’ Meetings from 2007 to 201058 (d) Other Meetings 3. Statistics of SC Meetings and Decisions Table 4: Statistics of SC Meetings and Decisions from 2000 to 201168 III. Reform of the Working Methods and Transparency 1. Reform Initiatives in the SC (a) The SC Informal Working Group on Documentation and Other Procedural Questions (IWG) (b) Presidential Note S/2010/507 (c) Open Debates of the SC on Working Methods 2. Reform Initiatives in the GA (a) The Open-ended Working Group on the Question of Equitable Representation on and Increase in the Membership of the SC and other Matters Related to the SC (OEWG) (p. 966) (b) The 2005 World Summit Outcome (c) The S-5 Initiative E. Article 28 (2): Extraordinary (‘Periodic’) Meetings of the SC I. Obligation of the SC II. Practice 1. Practice of Periodic Meetings convened Pursuant to Article 28 (2) 2. New Practice of Other High-Level Meetings (a) Meetings at Ministerial Level Table 5: List of High-Level Meetings from 2000 to 2011105 (b) Summit Meetings Table 6: Summit Meetings of the SC110 III. Special Characteristics of Periodic Meetings 1. Level of Representation (p. 976) 2. Convening and Frequency 3. Agenda and Format 4. Purpose IV. The Revival of Article 28 (2) 1. The Continued Legal Validity of Article 28 (2) 2. The New Interpretation and Future Use of Article 28 (2) F. Article 28 (3): SC Meetings away from the Seat of the Organization I. Discretion of the SC II. Practice III. Special Legal and Practical Issues 1. The Convening of Meetings at Other Places 2. Relations with the Host Country 3. Purpose 4. Costs IV. Future Use Footnotes: Ch.V The Security Council, Procedure, Article 29 Andreas Paulus From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 983) Article 29 Select Bibliography A. Overview and History* B. Textual and Systematic Interpretation I. The Function of Article 29 II. Conditions for the Establishment of Subsidiary Organs 1. ‘Subsidiary Organ’ 2. Performance of Functions of the Security Council 3. SC Discretion C. Procedures for the Establishment and Dissolution of Subsidiary Organs D. Powers and Functioning of Subsidiary Organs E. SC Practice I. Introduction II. Permanent Subsidiary Organs or Standing Committees III. Temporary Subsidiary Organs or Ad Hoc Committees 1. Introduction 2. Ad Hoc Working Groups and Similar Bodies 3. Sanctions Committees (p. 1004) 4. The Counter-Terrorism Committee and the Development of the 1267/1989 Sanction Committee (a) The Listing System and its Modus Operandi (b) Legal Problems and Judicial Challenges (p. 1007) (c) Current Status—The Ombudsperson’s Office, Operation of the Ombudsman System (d) Assessment 5. UN Commissions Established in the Aftermath of the Gulf War (a) The Boundary Demarcation Commission (b) The Observation Mission (c) Arms Control: From UNSCOM to UNMOVIC (d) The Compensation Commission IV. Peacekeeping and Territorial Administration V. International Criminal Tribunals 1. Legal Basis 2. The International Criminal Tribunal for the Former Yugoslavia (a) Drafting History (b) Overview of the Statute (c) Practice (p. 1022) 3. The International Criminal Tribunal for Rwanda (a) Drafting History (b) The Statute (c) Practice 4. The Future of Ad Hoc Tribunals (a) From the Completion-Strategy to the Residual Mechanism—The End of the Criminal Tribunals and the Continuation of their Work (aa) History (bb) Content of the Completion Strategy as adopted by the SC (cc)The Establishment of a Residual Mechanism (dd) The Statute of the Mechanism (p. 1026) (b) Domestic Tribunals under International Supervision as an Alternative? (c) The International Criminal Court Footnotes: Ch.V The Security Council, Procedure, Article 31 Rudolf Dolzer, Charlotte Kreuter-Kirchhof From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1050) Article 31 Select Bibliography A. Genesis B. Article 31 in the System of Participation Rights of Non-Members of the Security Council (p. 1055) C. Article 31 as a Compensatory Rule in Favour of Non-Members of the Security Council D. Pre-conditions to Participation: ‘Specially Affected Interests’ (p. 1057) E. The Right to Participation F. Procedure (p. 1060) G. The Relevance of Article 31 H. The Liberal Participation Practice of the Security Council Footnotes: Ch.V The Security Council, Procedure, Article 32 Rudolf Dolzer, Charlotte Kreuter-Kirchhof From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1064) Article 32 Select Bibliography A. Genesis and Function B. The Party to a Dispute C. Participation by Non-Members of the United Nations D. Procedure Footnotes: Ch.VI Pacific Settlement of Disputes, Article 33 Christian Tomuschat From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) Article 33 Select Bibliography A. Chapter VI B. Article 33: Issues of Principle I. Relationship Between Article 2 (3) and Article 33 II. Article 33 Within the Framework of Chapter VI III. The Security Council and the General Assembly within the Framework of Chapter VI C. The Obligations of Parties to a Dispute According to Article 33 (1) I. The Scope of Application Ratione Personae II. The Scope of Application Ratione Materiae III. Legal Obligation IV. The Main Responsibility of the Parties to a Dispute V. Peaceful Means VI. Peaceful Means: Details 1. Negotiations 2. Fact-finding (p. 1078) 3. Mediation 4. Conciliation 5. Good Offices 6. Arbitration48 (p. 1080) 7. International Tribunals 8. Regional Agencies 9. Other Peaceful Means VII. Free Choice of Means (p. 1082) D. The Powers of the Security Council I. The Scope of Application Ratione Personae II. The Scope of Application Ratione Materiae III. The Seizure of the Security Council IV. The Contents of the Powers According to Article 33 (2) V. Political Assessment Footnotes: Ch.VI Pacific Settlement of Disputes, Article 34 Theodor Schweisfurth From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1086) Article 34 UN Materials (p. 1087) Select Bibliography A. Drafting History B. The Investigation under Article 34 within the System of the UN Charter C. Article 34 and Conflict Prevention (p. 1092) D. Applications of Article 34 and other SC Investigation Practices I. Early Applications of Article 34 II. Other SC Investigation Practices (p. 1093) III. SC Investigation Practices ‘related’ to Article 34 E. The Powers of the Security Council under Article 34 (p. 1095) I. The Notion of ‘Investigation’ II. The Objects of an Investigation under Article 34 1. ‘Any Dispute’ (p. 1097) 2. ‘Any Situation which Might Lead to International Friction or Give Rise to a Dispute’ III. The Purpose of an Investigation under Article 34 IV. The Limits of Competence 1. Domestic Jurisdiction of a State 2. Concurrent Jurisdiction of Regional Organizations F. Procedural Questions I. Discretionary Decision II. Adoption of the Agenda Including an Item under Article 34 III. The Legal Nature of a Decision to Investigate: Procedural (Article 27 (2)) or Other Matters (Article 27 (3)): Relationship between Articles 34 and 29 IV. Binding Effect of the Decision to Investigate on the States Concerned: the Relationship between Article 34 and Article 25 V. ‘Determination’ of the Endangering of Peace and Security VI. Continuation of the Investigation after a ‘Determination’? G. Conclusion Footnotes: Ch.VI Pacific Settlement of Disputes, Article 35 Theodor Schweisfurth From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1108) Article 35 Select Bibliography A. Drafting History I. The Covenant of the League of Nations II. Preparatory Work for the UN Charter B. Article 35 within the UN Charter System of Powers of Initiative (p. 1110) C. Article 35 and Obligations within Regional Arrangements D. The Addressee of the Power of Initiative I. The Urgency of the Matter II. The Organs’ Scope of Authority and Capacity to Act III. Publicity E. The Power of Initiative of Member States, Article 35 (1) F. The Power of Initiative of Non-Member States, Article 35 (2) G. The Procedure in Matters that are Brought to the Attention of the Security Council or the General Assembly under Article 35 I. Form and Content (p. 1117) II. The Procedure within the Security Council (p. 1118) III. The Procedure within the General Assembly, Article 35 (3) Footnotes: Ch.VI Pacific Settlement of Disputes, Article 36 Thomas Giegerich From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1119) Article 36 Select Bibliography A. Drafting History B. Development of Security Council Practice C. Conditions for Security Council Action under Article 36 I. Principle of Conferred Powers and Relation with other Charter Provisions II. Existence of a Dispute or a Situation of ‘Like Nature’ 1. A ‘Dispute’ of the Nature Referred to in Article 33 2. A Situation of ‘Like Nature’ III. Decision-Making Process (p. 1133) D. Admissible Content of Security Council Recommendations I. The Basic Rule of Article 36 (1): Limited Security Council Discretion II. The Discretion-Guiding Directive of Article 36 (2) III. The Discretion-Guiding Directive of Article 36 (3) E. Potential Addressees of Recommendations I. States and Non-State Entities (p. 1143) II. Other Organs of the United Nations and Regional Organizations F. Legal and Political Effects of Recommendations Footnotes: Ch.VI Pacific Settlement of Disputes, Article 37 Thomas Giegerich From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1146) Article 37 Select Bibliography A. The Purpose of Article 37 and the Role of the Security Council* B. Article 37 (1): Reference of Dispute to the Security Council by the Parties I. Transformation of the Obligation under Article 33 (1) II. The Applicability Ratione Personae III. Failure of the Parties’ Attempts at Dispute Settlement IV. Obligation to Refer Dispute to the Security Council C. Article 37 (2): Security Council Recommendations I. Pre-Conditions of Security Council Intervention 1. Substantive Requirements: Continuance of Peace-Endangering Dispute 2. Procedural Requirement: Reference of Dispute by Parties II. Decision-Making Process: the Security Council’s Obligation to Decide III. The Permissible Content of Recommendations 1. Recommendations pursuant to Article 36 2. Recommendations of Terms of Settlement (a) Procedural and/or Substantive Recommendations (b) Legal Limits to be Respected by the Security Council when Making Recommendations (c) Provisional Measures IV. Potential Addressees of Recommendations V. Legal and Political Effects of Recommendations Footnotes: Ch.VI Pacific Settlement of Disputes, Article 38 Thomas Giegerich From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1161) Article 38 Select Bibliography A. Drafting History, Purpose, and Relevance of Article 38* B. The Existence of ‘any Dispute’ C. Joint Request by All the Parties to such a Dispute D. The Powers of the Security Council I. The Security Council’s Broad Discretion II. Limits on the Security Council’s Discretion under the Charter E. Potential Addressees of Recommendations F. Legal and Political Effects of Recommendations G. Limitation or Extension of the Security Council’s Powers by the Parties Footnotes: Peacekeeping Michael Bothe From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1171) Peacekeeping UN Materials (p. 1172) Select Bibliography Documentation Doctrine Main Text A. Introduction—the Concept of Peacekeeping and its Development B. Historical Development and Practice I. The League of Nations II. The United Nations—Period of Trial and Error (1949–1964) III. The Consolidation of the Concept—The Middle East after 1973 IV. Multidimensional Peacekeeping Operations (1990 Onward) V. Peacekeeping in Crisis—Former Yugoslavia (1992 Onward) VI. The Double Track Approach—Peacekeeping and Mandated Military Enforcement Action VII. In Search of a Division of Tasks—UN Peacekeeping and Regional Organizations (p. 1181) VIII. Current Peacekeeping—A Complex Scene C. The Functions of Peacekeeping Operations D. The Formation and Structure of Peacekeeping Operations E. The Legal Basis for Peacekeeping Operations in the UN Charter F. The Rights and Duties of UN Peacekeeping Forces in the Host State G. The Relation between the UN and the Participating States H. ‘Permanent’ Forces and Stand-By Arrangements I. Peacekeeping and other Military Action by Regional Organizations and Ad Hoc Groups of States J. Mandated Forces K. National Legal Problems of Participation L. List of Operations UN Regional Organizations Africa America, OAS Europe CIS (p. 1199) Operations Established Ad Hoc by Groups of States Mandated Forces224 Footnotes: Responsibility to Protect Mindia Vashakmadze From: The Charter of the United Nations: A Commentary, Volume I (3rd Edition) Edited By: Bruno Simma, Daniel-Erasmus Khan, Georg Nolte, Andreas Paulus, Nikolai Wessendorf, (Assistant Editor) (p. 1201) Responsibility to Protect (p. 1202) Select Bibliography Main Text A. Introduction (p. 1204) B. Evolution of the Concept I. The Origin of the Responsibility to Protect: The System of Collective Security and its Crisis (p. 1205) II. The Report of the International Commission on Intervention and State Sovereignty (2001) III. The Report of the High-level Panel on Threats, Challenges and Change (2004) IV. The Report of the Secretary General ‘In Larger Freedom’ (2005) V. The World Summit Outcome Document (2005) VI. Subsequent Practice (2005–09) (p. 1211) VII. The Report of the Secretary-General on Implementing the Responsibility to Protect (2009) VIII. Conclusions C. Instances of Application of the Responsibility to Protect: Political Agenda and/or Normative Tool? I. Instances of Application within the United Nations 1. Sudan (2006–11) 2. Somalia (2008–11) 3. Myanmar (2008) 4. DRC/North Kivu (2008) 5. Kyrgyzstan (2010) 6. Guinea (2010) 7. Libya (2011) 8. Côte d’Ivoire (2011) 9. Syria (2011–12) 10. Yemen (2011) II. R2P—Political Agenda and/or Normative Tool D. Legal Analysis of the Responsibility to Protect Concept I. Specific and Enforceable Obligations v R2P’s Complexity and Unevenness II. Legal Status of R2P III. Threshold for Triggering R2P and Shifting Responsibilities (p. 1231) E. The Impact of R2P on the System of Collective Security I. Enhancing the Role and Legitimacy of the Security Council Action? II. Limiting the Veto Power of the SC Permanent Members? III. The Role of the General Assembly IV. The Role of Regional Organizations V. The Issue of Unilateral/Collective Intervention Outside the System of Collective Security of the UN (p. 1236) VI. Conclusions Footnotes: