Institutional Grammar: Foundations and Applications for Institutional Analysis

Preface
Contents
List of Figures
List of Tables
1 Introduction
	1.1 What Is Institutional Analysis?
		1.1.1 Institutional Analysis by Discipline
			1.1.1.1 Public Policy and Administration
			1.1.1.2 Political Science
			1.1.1.3 Economics
			1.1.1.4 Sociology
			1.1.1.5 Social Psychology
			1.1.1.6 Law
			1.1.1.7 Philosophy
			1.1.1.8 Computer Science
		1.1.2 Convergence Toward Interdisciplinary Institutional Analysis
	1.2 Institutional Analysis with the Institutional Analysis and Development Framework
	1.3 Primer on the Institutional Grammar
	1.4 Overview of Chapter Contents
	References
2 Review of Institutional Grammar Research: Overview, Opportunities, Challenges
	2.1 Guiding Research Questions
	2.2 Analytical Approaches Used in Institutional Grammar Research
		2.2.1 Frameworks, Theories, and Concept Measurement
		2.2.2 Collecting and Analyzing Institutional Grammar Data
	2.3 Research Opportunities and Challenges
	References
3 Motivation for a New Institutional Grammar
	3.1 Ontological Consistency
	3.2 Toward a Comprehensive Representation of Institutional Meaning
	3.3 Grammars in the Linguistic and Institutional Sense
	References
4 Institutional Grammar 2.0: Conceptual Foundations and General Syntax
	4.1 Conceptual Foundations
		4.1.1 Levels of Expressiveness
		4.1.2 Constitutive and Regulative Statements
	4.2 IG Core
		4.2.1 Regulative Syntax
			4.2.1.1 Attributes
			4.2.1.2 Deontic
			4.2.1.3 Aim
			4.2.1.4 Object
			4.2.1.5 Context
			4.2.1.6 Or Else
			4.2.1.7 Regulative Institutional Statement Structure
		4.2.2 Statement Combinations (Horizontal Nesting)
		4.2.3 Regulative Institution Types
			4.2.3.1 Three Branches of Institutional Analysis
			4.2.3.2 Mapping Institutions to Statements
			4.2.3.3 Revisiting the Norm/Rule Distinction
		4.2.4 Delta Parameters in the Institutional Grammar
		4.2.5 Constitutive Syntax
			4.2.5.1 Constituted Entity
			4.2.5.2 Modal
			4.2.5.3 Constitutive Function
			4.2.5.4 Constituting Properties
			4.2.5.5 Context
			4.2.5.6 Or Else
			4.2.5.7 Discussion
		4.2.6 Constitutive Institution Types
	4.3 Summary of Chapter Content
	References
5 Institutional Grammar 2.0: Deep Structural Parsing and Hybrid Institutional Statements
	5.1 IG Extended
		5.1.1 Component-Level Structure
		5.1.2 Institutional Statements vs. Institutional States
		5.1.3 Reconstructing Embedded Institutional Meaning
		5.1.4 Object-Property Hierarchy
		5.1.5 Property Types
		5.1.6 Context Taxonomy
			5.1.6.1 Substantive Context
			5.1.6.2 Procedural Context
			5.1.6.3 Aspirational Context
			5.1.6.4 Situational Context
			5.1.6.5 Integrating the Context Taxonomy
	5.2 Hybrid Institutional Statements
		5.2.1 Revisiting Constitutive Rules in Literature
		5.2.2 Integrating Constitutive and Regulative Statements
	5.3 Summary of Chapter Content
	References
6 Institutional Grammar 2.0: Semantic Features and Analytical Linkages
	6.1 IG Logico
		6.1.1 Semantic Specification
		6.1.2 Semantic Annotations
			6.1.2.1 Animacy Taxonomy
			6.1.2.2 Metatype Taxonomy
			6.1.2.3 Role Taxonomy
			6.1.2.4 Institutional Functions
			6.1.2.5 Vertical Nesting Annotations
			6.1.2.6 Consequence Annotations
			6.1.2.7 Summary
		6.1.3 Statement References
		6.1.4 Statement Transformation Rules
			6.1.4.1 Combination-Level Component Transformation
			6.1.4.2 Conditions-Consequence Transformation
			6.1.4.3 Properties-Conditions-Transformation
		6.1.5 Summary of Chapter Contents
	6.2 Synthesizing the Institutional Grammar
	References
7 Methodological Guidance for Encoding Institutional Information
	7.1 The IG Coding Process: Planning, Execution, Assessment
	7.2 Planning
		7.2.1 Data Collection Considerations
			7.2.1.1 Formal vs. Informal Institutional Data
			7.2.1.2 Scoping Institutional Data
		7.2.2 Tool Support
		7.2.3 Determining applicable Institutional Grammar Feature Set
			7.2.3.1 Summary of Key Features by Level
			7.2.3.2 Heuristics for Feature Selection
		7.2.4 Determining Data Processing Practices
			7.2.4.1 Inferred/Implied Information
			7.2.4.2 Handling Stylistic Features
			7.2.4.3 Wide or Narrow Semantic Interpretation
		7.2.5 Coder Selection
	7.3 Execution
		7.3.1 Data Selection
		7.3.2 Coding Platform Selection
		7.3.3 Preprocessing Institutional Data
			7.3.3.1 Document Preprocessing
			7.3.3.2 Statement Preprocessing
			7.3.3.3 IG Script
		7.3.4 Operational Coding of Institutional Statements
			7.3.4.1 Regulative Statement Examples
			7.3.4.2 Constitutive Statement Examples
			7.3.4.3 Hybrid Institutional Statement Examples
			7.3.4.4 Polymorphic Institutional Statement Examples
			7.3.4.5 Component-Level Nesting (IG Extended)
			7.3.4.6 Object-Property Hierarchy (IG Extended)
			7.3.4.7 Semantic Annotations (IG Logico)
	7.4 Assessment
	7.5 Concluding Remarks
	References
8 Institutional Analysis and Applications
	8.1 IG Core—Establishing Fundamental Institutional Metrics
		8.1.1 Component-Level Aggregate Metrics
		8.1.2 Network Analysis
		8.1.3 Additional Analytical Pathways
	8.2 IG Extended—Structural and Behavioral Analysis of Institutional Design
		8.2.1 Structural Analysis
			8.2.1.1 Complexity Analysis
			8.2.1.2 Institutional State Complexity
			8.2.1.3 Institutional State Regimentation
			8.2.1.4 Systemic Analysis
			8.2.1.5 Extracting Conceptual Organization
		8.2.2 Institutional Modeling
			8.2.2.1 Background
			8.2.2.2 Agent-Based Institutional Modeling
			8.2.2.3 Analytical Opportunities
			8.2.2.4 Institutional Modeling Principles
		8.2.3 Discussion of Structural and Behavioral Analytical Approaches
	8.3 IG Logico—Semantic Analyses
		8.3.1 Perspective Extrapolation in Institutional Statements
		8.3.2 Chaining Transformation Rules
		8.3.3 Epistemological Linkage Through Institutional Functions Analysis
			8.3.3.1 Epistemological Linkage
			8.3.3.2 Semantic Systemic Analysis
		8.3.4 Additional Analytical Opportunities
	8.4 Summary of Analytical Approaches and Opportunities
	References
9 Contextualization and Future Development of the Institutional Grammar
	9.1 The Institutional Grammar: An Analytical Paradigm for Institutional Analysis
	9.2 Future Directions in Institutional Grammar Research
		9.2.1 Conceptual Directions
		9.2.2 Disciplinary Directions
		9.2.3 Catalyzing Theory and Framework Development
	References
Appendix A: Institutional Statement Structure
Appendix B: National Organic Program Regulation
U.S. National Organic Program Regulation
Compliance
§ 205.660 General
§ 205.661 Investigation of Certified Operations
§ 205.662 Noncompliance Procedure for Certified Operations
§ 205.663 Mediation
§ 205.664 [Reserved]
§ 205.665 Noncompliance Procedure for Certifying Agents
§§ 205.666–205.667 [Reserved]
§ 205.668 Noncompliance Procedures Under State Organic Programs
Glossary
Index