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دانلود کتاب Austin & Black's Annotations to the Corporations Act July 2022

دانلود کتاب حاشیه نویسی آستین و بلک به قانون شرکت ها ژوئیه 2022

Austin & Black's Annotations to the Corporations Act July 2022

مشخصات کتاب

Austin & Black's Annotations to the Corporations Act July 2022

ویرایش:  
نویسندگان:   
سری:  
 
ناشر: Lexis Nexis 
سال نشر: 2022 
تعداد صفحات: 2234 
زبان: English 
فرمت فایل : PDF (درصورت درخواست کاربر به PDF، EPUB یا AZW3 تبدیل می شود) 
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فهرست مطالب

Austin & Black's Annotations to the Corporations Act  LATEST UPDATES
	JULY 2022
	Commentary:
	MAY 2022
	Commentary:
	JANUARY 2022
	Commentary:
	SEPTEMBER 2021
	Commentary:
	JULY 2021
	Commentary:
	APRIL 2021
	Commentary:
	MARCH 2021
	Commentary:
	JANUARY 2021
	Commentary:
	AUGUST 2020
	Commentary:
	JULY 2020
	Commentary:
	MARCH 2020
	Commentary:
	FEBRUARY 2020
	Commentary:
	DECEMBER 2019
	Commentary:
	NOVEMBER 2019
	Commentary:
	SEPTEMBER 2019
	Commentary:
	APRIL 2019
	Commentary:
	MARCH 2019
	Commentary:
	FEBRUARY 2019
	Commentary:
	JANUARY 2019
	Commentary:
	The following cases were included:
	OCTOBER 2018
	Commentary:
	The following cases were included:
	AUGUST 2018
	Commentary:
	JULY 2018
	Commentary:
	JUNE 2018
	Commentary:
	APRIL 2018
	Commentary:
	MARCH 2018
	Commentary:
	MARCH 2018
	Commentary:
	HARDCOPY SERVICE 25 — JUNE 2017
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 24 — FEBRUARY 2017
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 23 — SEPTEMBER 2016
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 22 — MAY 2016
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 21 — DECEMBER 2015
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 20 — AUGUST 2015
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 19 — MARCH 2015
	The following chapters have been reviewed and updated in this service:
	Index
	HARDCOPY SERVICE 18 — DECEMBER 2014
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 17 — NOVEMBER 2014
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 16 — OCTOBER 2014
	The following chapters have been reviewed and updated in this service:
	HARDCOPY SERVICE 15 — JUNE 2014
	HARDCOPY SERVICE 14 — JANUARY 2014
	HARDCOPY SERVICE 13 — OCTOBER 2013
	HARDCOPY SERVICE 12 — JUNE 2013
	HARDCOPY SERVICE 11 — APRIL 2013
	HARDCOPY  SERVICE 10 — NOVEMBER 2012
Abbreviations
Chapter 1 — Introductory [ss 3–111K]
Preliminary notes on the Criminal Code
	[1.CC] Preliminary notes on the Criminal Code [Current to July 2022]
	Elements of offences
	Physical elements
	Fault elements
	Strict liability offence
	Accessory liability
Part 1.1 — Preliminary [ss 3–5C]
	[1.3] Constitutional basis for the Corporations Act — Annotations to section 3 [Current to July 2022]
	Key principles
	Definitions and cross-references
	Texts and literature
	[1.4] Referring states — Annotations to section 4 [Current to July 2022]
	Key principles
	Texts and literature
	[1.5] General territorial application of the Corporations Act — Annotations to section 5 [Current to July 2022]
	Key principles
	Instruments and class orders
	Texts and literature
	[1.5A] Application to the Crown — Annotations to section 5A [Current to July 2022]
	Key principles
	[1.5B] ASIC has general administration of the Corporations Act — Annotations to section 5B [Current to July 2022]
	Key principles
	[1.5C] Application of the Acts Interpretation Act 1901 — Annotations to section 5C [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
Part 1.1A — Interaction between Corporations legislation and State and Territory laws [ss 5E–5G]
	[1.5E] Concurrent operation intended — Annotations to section 5E [Current to July 2022]
	Key principles
	Texts and literature
	[1.5F] Corporations legislation does not apply to matters declared by State or Territory law to be an excluded matter — Annotations to section 5F [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[1.5G] Avoiding direct inconsistency arising between the Corporations legislation and state and territory laws — Annotations to section 5G [Current to July 2022]
	Key principles
	Texts and literature
Part 1.2 — Interpretation  [ss 7–109X]
	Division 1 — General [ss 7–9B]
		[1.7] Dictionary — Location of other interpretation provisions [Current to July 2022]
		Key principles
		[1.9] Dictionary — Annotations to section 9 [Current to July 2022]
		"Accounting standard"
		Key principles
		Cross-references
		History and explanatory material
		Texts and literature
		"administration"
		Key principles
		History and explanatory materials
		Texts and literature
		"administrator"
		Key principles
		History and explanatory materials
		Texts and literature
		"AGM"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"arbitrage transaction"
		Key principles
		History and explanatory materials
		Texts and literature
		"arrangement"
		Key principles
		History and explanatory materials
		Texts and literature
		"audit"
		Cross-references
		History and explanatory materials
		Texts and literature
		"audit-critical employee"
		Cross-references
		History and explanatory materials
		Texts and literature
		"Australian ADI"
		History and explanatory materials
		"Australian financial services licence"
		Key principles
		History and explanatory materials
		Texts and literature
		"Australian market licence"
		Key principles
		History and explanatory materials
		Texts and literature
		"banking corporation"
		Key principles
		History and explanatory materials
		Texts and literature
		"base salary"
		Instruments and class orders
		"benefit"
		Key principles
		Cross-references
		"bid class"
		Cross-references
		History and explanatory materials
		Texts and literature
		"bidder"
		History and explanatory materials
		Texts and literature
		"bidder's statement"
		Key principles
		History and explanatory materials
		Texts and literature
		"bid period"
		Key principles
		History and explanatory materials
		Texts and literature
		"body corporate"
		Key principles
		History and explanatory materials
		Texts and literature
		"books"
		Key principles
		History and explanatory materials
		Texts and literature
		"borrower"
		Key principles
		History and explanatory materials
		Texts and literature
		"cash management trust interest"
		History and explanatory materials
		Texts and literature
		"Chapter 5 body corporate"
		Key principles
		History and explanatory materials
		"charge"
		Key principles
		Whether an arrangement is a charge
		Whether a charge can be created over a debtor's own debt
		Retention of title clauses
		History and explanatory materials
		Texts and literature
		"civil penalty order"
		Key principles
		History and explanatory materials
		Texts and literature
		"civil penalty provision"
		Key principles
		History and explanatory materials
		Texts and literature
		"class"
		Key principles
		History and explanatory materials
		Texts and literature
		"close associate"
		Key principles
		"closely related party"
		Key principles
		Cross-references
		History and explanatory materials
		"company"
		Key principles
		History and explanatory materials
		Texts and literature
		"company limited by guarantee"
		Key principles
		History and explanatory materials
		Texts and literature
		"company limited by shares"
		Key principles
		History and explanatory materials
		Texts and literature
		"connected entity"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"consolidated entity"
		Key principles
		History and explanatory materials
		Texts and literature
		"constitution"
		Key principles
		History and explanatory materials
		Texts and literature
		"continuous disclosure notice"
		Key principles
		History and explanatory materials
		Texts and literature
		"continuously quoted securities"
		History and explanatory materials
		Instruments and class orders
		"contribution plan"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"contributory"
		Key principles
		History and explanatory materials
		Texts and literature
		"control day"
		Cross-references
		History and explanatory materials
		Texts and literature
		"controller"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"convertible note"
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"corporate collective investment vehicle"
		Key principles
		History and explanatory materials
		"corporation/scheme civil penalty provision"
		Key principles
		History and explanatory materials
		Texts and literature
		"creditors' voluntary winding up"
		Key principles
		History and explanatory materials
		History and explanatory materials
		"dealing"
		Key principles
		History and explanatory materials
		Texts and literature
		"debenture"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"decision period"
		Key principles
		History and explanatory materials
		Texts and literature
		"declaration of indemnities"
		Key principles
		Cross-references
		History and explanatory materials
		"declaration of relevant relationships"
		History and explanatory materials
		"deed of company arrangement"
		Key principles
		History and explanatory materials
		Texts and literature
		"defeating condition"
		Key principles
		History and explanatory materials
		Texts and literature
		"defect"
		Key principles
		History and explanatory materials
		Texts and literature
		"deregistered"
		Cross-references
		History and explanatory materials
		Texts and literature
		"derivative"
		Key principles
		History and explanatory materials
		Texts and literature
		"director"
		Key principles
		De facto director
		Shadow director
		Exclusion of professional advisers
		Cross-references
		History and explanatory materials
		Texts and literature
		"dispose"
		Key principles
		History and explanatory materials
		Texts and literature
		"eligible applicant"
		Cross-references
		History and explanatory materials
		Texts and literature
		"eligible employee creditor"
		Cross-references
		History and explanatory materials
		"eligible employee share scheme"
		Key principles
		Cross-references
		History and explanatory materials
		"eligible money market dealer"
		Key principles
		History and explanatory materials
		Texts and literature
		"emoluments"
		Key principles
		History and explanatory materials
		Texts and literature
		"employee share scheme"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"employee share scheme buy-back"
		Cross-references
		History and explanatory materials
		Texts and literature
		"enforce"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"enforcement process"
		Cross-references
		History and explanatory materials
		Texts and literature
		"engage in audit activity"
		Texts and literature
		"engage in conduct"
		Cross-references
		History and explanatory materials
		Texts and literature
		"enter into"
		Key principles
		History and explanatory materials
		Texts and literature
		"entity"
		Key principles
		History and explanatory materials
		Texts and literature
		"equal access scheme"
		Key principles
		History and explanatory materials
		Texts and literature
		"examinable affairs"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"examinable assets and liabilities"
		History and explanatory materials
		Texts and literature
		"examinable operations"
		Cross-references
		Texts and literature
		"excluded security"
		Cross-references
		History and explanatory materials
		Texts and literature
		"exempt public authority"
		Key principles
		History and explanatory materials
		Texts and literature
		"expert"
		Cross-references
		History and explanatory materials
		Texts and literature
		"extraordinary resolution"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial benefit"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial corporation"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial market"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"financial product"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"financial records"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"financial report"
		History and explanatory materials
		Texts and literature
		"financial service"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial services business"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial services civil penalty provision"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial services licensee"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial statements"
		Key principles
		History and explanatory materials
		Texts and literature
		"financial year"
		Key principles
		History and explanatory materials
		Texts and literature
		"floating charge"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"foreign company"
		Cross-references
		History and explanatory materials
		Texts and literature
		"franchise"
		Key principles
		History and explanatory materials
		Texts and literature
		"group executives"
		Key principles
		Cross-references
		History and explanatory materials
		"holding company"
		Key principles
		History and explanatory materials
		Texts and literature
		"immediate family member"
		Key principles
		Texts and literature
		"insolvent transaction"
		Key principles
		History and explanatory materials
		Texts and literature
		"interest"
		Key principles
		History and explanatory materials
		Texts and literature
		"investment in a company, disclosing entity or other body"
		Key principles
		Texts and literature
		"investment in a registered scheme"
		Key principles
		Texts and literature
		"investment contract"
		Key principles
		History and explanatory materials
		Texts and literature
		"key management personnel"
		Cross-references
		History and explanatory materials
		"lease"
		Key principles
		History and explanatory materials
		"limited company"
		Key principles
		History and explanatory materials
		Texts and literature
		"liquidator"
		History and explanatory materials
		"listing rules"
		Key principles
		History and explanatory materials
		Texts and literature
		"managed investment product"
		Key principles
		History and explanatory materials
		Texts and literature
		"managed investment scheme"
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"managing controller"
		Cross-references
		History and explanatory materials
		Texts and literature
		"marketable securities"
		History and explanatory materials
		Texts and literature
		"market bid"
		Key principles
		History and explanatory materials
		Texts and literature
		"member"
		Key principles
		"members' voluntary winding up"
		Key principles
		History and explanatory materials
		Texts and literature
		"mining purposes"
		Key principles
		History and explanatory materials
		Texts and literature
		"misconduct"
		Key principles
		"no liability company"
		Key principles
		History and explanatory materials
		Texts and literature
		"offer information statement"
		Key principles
		History and explanatory materials
		Texts and literature
		"offer period"
		Key principles
		History and explanatory materials
		Texts and literature
		"officer"
		Key principles
		History and explanatory materials
		Texts and literature
		"off-market bid"
		Key principles
		History and explanatory materials
		Texts and literature
		"operating rules"
		Key principles
		History and explanatory materials
		Texts and literature
		"Part 5.1 body"
		Cross-references
		History and explanatory materials
		Texts and literature
		"Part 5.7 body"
		Key principles
		History and explanatory materials
		Texts and literature
		"participant"
		Key principles
		History and explanatory materials
		Texts and literature
		"pooling determination"
		Key principles
		History and explanatory materials
		"pooling order"
		Key principles
		History and explanatory materials
		"prescribed financial market"
		Cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"Product Disclosure Statement"
		Key principles
		History and explanatory materials
		Texts and literature
		"professional accounting body"
		Key principles
		History and explanatory materials
		"professional employee"
		Key principles
		Texts and literature
		"professional investor"
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"profile statement"
		Key principles
		History and explanatory materials
		Texts and literature
		"property"
		Key principles
		"proportional takeover bid"
		Key principles
		History and explanatory materials
		Texts and literature
		"prospectus"
		Key principles
		History and explanatory materials
		Texts and literature
		"providing finance"
		Key principles
		History and explanatory materials
		Texts and literature
		"provisional liquidator"
		History and explanatory materials
		"public company"
		Cross-references
		History and explanatory materials
		Texts and literature
		"qualified accountant"
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"quotation"
		Key principles
		History and explanatory materials
		Texts and literature
		"receiver"
		History and explanatory materials
		"receiver and manager"
		History and explanatory materials
		"redeemable preference share"
		Key principles
		History and explanatory materials
		Texts and literature
		"registered body"
		Cross-references
		Texts and literature
		"registered company auditor"
		Cross-references
		History and explanatory materials
		Texts and literature
		"registered foreign company"
		Cross-references
		History and explanatory materials
		Texts and literature
		"registered liquidator"
		Texts and literature
		"registered office"
		Key principles
		History and explanatory materials
		Texts and literature
		"registered scheme"
		History and explanatory materials
		Texts and literature
		"registrable Australian body"
		Key principles
		History and explanatory materials
		Texts and literature
		"registrable body"
		History and explanatory materials
		Texts and literature
		"related entity"
		Cross-references
		History and explanatory materials
		Texts and literature
		"relation-back day"
		"relevant agreement"
		Key principles
		History and explanatory materials
		Texts and literature
		"relevant date"
		Key principles
		History and explanatory materials
		Texts and literature
		"relevant financial market"
		Cross-references
		History and explanatory materials
		Texts and literature
		"relevant interest"
		Key principles
		History and explanatory materials
		Texts and literature
		"relevant market operator"
		Cross-references
		History and explanatory materials
		Texts and literature
		"remedial order"
		Key principles
		"remuneration"
		Key principles
		Cross-references
		History and explanatory materials
		"remuneration consultant"
		Key principles
		Cross-references
		History and explanatory materials
		"resolution"
		Key principles
		History and explanatory materials
		Texts and literature
		"resolution for voluntary winding up"
		Cross-references
		History and explanatory materials
		Texts and literature
		"responsible entity"
		Cross-references
		History and explanatory materials
		Texts and literature
		"responsible officer"
		Cross-references
		History and explanatory materials
		Texts and literature
		"restructuring"
		Key principles
		"restructuring plan"
		Key principles
		"restructuring practitioner"
		Key principles
		"retention of title clause"
		Key principles
		History and explanatory materials
		"retirement village scheme"
		Key principles
		History and explanatory materials
		Texts and literature
		"rights issue"
		History and explanatory materials
		"scheme property"
		Key principles
		Cross-references
		Texts and literature
		"selective buy-back"
		Cross-references
		History and explanatory materials
		Texts and literature
		"senior manager"
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"serious fraud"
		Key principles
		History and explanatory materials
		Texts and literature
		"special resolution"
		Key principles
		"statutory demand"
		Key principles
		History and explanatory materials
		Texts and literature
		"substantial holding"
		Key principles
		Cross-references
		"superannuation guarantee charge"
		Cross-references
		History and explanatory materials
		"superannuation guarantee shortfall"
		Cross-references
		History and explanatory materials
		"target"
		Cross-references
		History and explanatory materials
		Texts and literature
		"target's statement"
		Cross-references
		History and explanatory materials
		Texts and literature
		"this jurisdiction"
		Key principles
		History and explanatory materials
		Texts and literature
		"time-sharing scheme"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"trade"
		Key principles
		History and explanatory materials
		Texts and literature
		"transaction"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"ultimate holding company"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"uncommercial transaction"
		Key principles
		History and explanatory materials
		Texts and literature
		"undertaking"
		Cross-references
		History and explanatory materials
		"underwrite"
		Key principles
		History and explanatory materials
		Texts and literature
		"unfair loan"
		Key principles
		History and explanatory materials
		Texts and literature
		"unfair preference"
		Key principles
		History and explanatory materials
		Texts and literature
		"unit"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"unlimited company"
		Key principles
		History and explanatory materials
		Texts and literature
		"voting interest"
		Key principles
		"voting power"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"voting share"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"wages"
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		"wholly owned subsidiary"
		Cross-references
		History and explanatory materials
		Texts and literature
		"winding up by the court"
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.9AA] Meaning of "certain family relationships" — Annotations to section 9AA [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		[1.9A] Meaning of "rights issue" — Annotations to section 9A [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.9B] Meaning of "remuneration recommendation" — Annotations to section 9B [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
	Division 2 — Associates [ss 10–17]
		[1.10] Effect of Division — Annotations to section 10 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.11] Associates of a body corporate — Annotations to section 11 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.12] "Associate" in relation to Chapters 6–6C and in relation to voting power and takeovers — Annotations to section 12 [Current to July 2022]
		Key principles
		Instruments and class orders
		History and explanatory materials
		Texts and literature
		[1.13] "Associate" in Chapter 7 — Annotations to section 13 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.15] Acting in concert and other associations — Annotations to section 15 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.16] Exclusions from the definition of "associate" — Annotations to section 16 [Current to July 2022]
		Key principles
		Instruments and class orders
		History and explanatory materials
		Texts and literature
		[1.17] Associates of composite person that carries on a financial services business — Annotations to section 17
		Key principles
		History and explanatory materials
	Division 3 — Carrying on business [ss 18–21]
		[1.18] Carrying on business — Annotations to sections 18–21 [Current to July 2022]
		Key principles
		Carrying on a business
		Carrying on business in Australia, a state or territory
		Exceptions to carrying on business in Australia, a state or territory
		Cross-references
		History and explanatory materials
		Texts and literature
	Division 5A — Types of company  [ss 45A–45B]
		[1.45A] Proprietary companies — Annotations to section 45A [Current to July 2022]
		Key principles
		Concept of proprietary company
		Small and large proprietary companies
		History and explanatory materials
		Texts and literature
		[1.45B] Small companies limited by guarantees — Annotations to section 45B [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 6 — Subsidiaries and related bodies corporate [ss 46–50AA]
		[1.46] What is a subsidiary? — Annotations to section 46 [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.47] Control of the board — Annotations to section 47 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.48]  Matters disregarded in determining whether a body corporate is a subsidiary — Annotations to section 48 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.49] References in this Division to a subsidiary — Annotations to section 49 [Current to July 2022]
		Key principles
		[1.50] Related body corporate — Annotations to section 50 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.50AAA] Associated entity — Annotations to section 50AAA [Current to July 2022]
		Key principles
		Definitions and cross references
		History and explanatory materials
		Texts and literature
		[1.50AA] Control — Annotations to section 50AA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 6A — Security interests [ss 51–51F]
		[1.51] Meaning of PPSA security interest — Annotations to section 51 [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51A] Meaning of security interest — Annotations to section 51A [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51B] Meaning of secured party — Annotations to section 51B [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51C] Meaning of circulating security interest — Annotations to section 51C [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51D] Meaning of possessory security interest — Annotations to section 51D [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51E] Meaning of secured creditor — Annotations to section 51E [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51F] Meaning of PPSA retention of title property — Annotations to section 51F [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.51M] Mutual entities — Annotations to section 51M [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 7 — Interpretation of other expressions [ss 53–95A]
		[1.53] Affairs of a body corporate (other than a CCIV) — Annotations to section 53 [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[1.53AAA] Affairs of a CCIV — Annotations to section 53AAA [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.53AA] Business affairs — Annotations to sections 53AA–53AD [Current to July 2022]
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.57] Classes of shares or interests in managed investment schemes — Annotations to section 57 [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.57A] Meaning of "corporation" — Annotations to section 57A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.58AA] Meaning of "court" and "Court" — Annotations to section 58AA [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.60] Declaration of relevant relationships — Annotations to section 60 [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.64] Entering into a transaction in relation to shares or securities — Annotations to section 64 [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.64A] Entities — Annotations to section 64A [Current to July 2022]
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.64B] Entities connected with a corporation — Annotations to section 64B [Current to July 2022]
		Cross-references
		History and explanatory materials
		[1.79] Involvement in contraventions — Annotations to section 79 [Current to July 2022]
		Key principles
		Aiding and abetting
		Inducing a contravention
		Knowing concern
		Substantive provisions
		History and explanatory materials
		Texts and literature
		[1.82] Offers and invitations to the public — Annotations to section 82 [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[1.83] Officers and other persons in default — Annotations to section 83 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.86] Possession — Annotations to section 86 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.88A] Public document of a body corporate — Annotations to section 88A [Current to July 2022]
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.88B] Qualified accountant — Annotations to section 88B [Current to July 2022]
		Key principles
		Instruments and class orders
		History and explanatory materials
		[1.89] Qualified privilege — Annotations to section 89 [Current to July 2022]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.90] Receivers and managers — Annotations to section 90 [Current to July 2022]
		Key principles
		Functions of receivers and managers
		General law and statutory duties
		Texts and literature
		[1.91] Relation-back day — Annotations to section 91
		Key principles
		History and explanatory materials
		Texts and literature
		[1.92] Securities — Annotations to section 92 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.95A] Solvency and insolvency — Annotations to section 95A [Current to July 2022]
		Key principles
		Application of cashflow test
		Matters relevant to solvency
		Monies which may be taken into account
		History and explanatory materials
		Texts and literature
	Division 8 — Miscellaneous interpretation rules [ss 100A–109X]
		[1.100A] Operation of certain laws relating to instruments on which stamp duty has not been paid — Annotations to section 100A [Current to July 2022]
		Key principles
		[1.103] Effect of certain contraventions of this Act — Annotations to section 103 [Current to July 2022]
		Key principles
		Cross-references
		Texts and literature
		[1.105] Calculation of time — Annotations to section 105 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.105A] Electronic communications — Annotations to sections 105A–105B [Current to July 2022]
		Key principles
		History and explanatory materials
		[1.109] References to persons, things and matters — Annotations to section 109 [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[1.109X] Service of documents — Annotations to section 109X [Current to July 2022]
		Key principles
		Scope of the section
		Requirements for effective service
		When service is not effective
		Time that service is effected
		Other methods of service
		Substituted service
		History and explanatory materials
		Texts and literature
	Division 7 — Interpretation of other expressions [ss 53–95A]
		[1.53]  Affairs of a body corporate — Annotations to section 53 [Current to July 2019]
		Key principles
		Cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[1.53AA]  Business affairs — Annotations to sections 53AA–53AD [Current to July 2019]
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.57]  Classes of shares or interests in managed investment schemes — Annotations to section 57 [Current to July 2019]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.57A]  Meaning of "corporation" — Annotations to section 57A [Current to July 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.58AA]  Meaning of "court" and "Court" — Annotations to section 58AA [Current to July 2019]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.60]  Declaration of relevant relationships — Annotations to section 60 [Current to July 2019]
		Key principles
		History and explanatory materials
		[1.64]  Entering into a transaction in relation to shares or securities — Annotations to section 64 [Current to July 2019]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.64A]  Entities — Annotations to section 64A [Current to July 2019]
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.64B]  Entities connected with a corporation — Annotations to section 64B [Current to July 2019]
		Cross-references
		History and explanatory materials
		[1.79]  Involvement in contraventions — Annotations to section 79 [Current to July 2019]
		Key principles
		Aiding and abetting
		Inducing a contravention
		Knowing concern
		Substantive provisions
		History and explanatory materials
		Texts and literature
		[1.82]  Offers and invitations to the public — Annotations to section 82 [Current to July 2019]
		History and explanatory materials
		Texts and literature
		[1.83]  Officers and other persons in default — Annotations to section 83 [Current to July 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.86]  Possession — Annotations to section 86 [Current to July 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.88A]  Public document of a body corporate — Annotations to section 88A [Current to July 2019]
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.88B] Qualified accountant — Annotations to section 88B [Current to July 2019]
		Key principles
		Instruments and class orders
		History and explanatory materials
		[1.89]  Qualified privilege — Annotations to section 89 [Current to July 2019]
		Key principles
		Cross-references
		History and explanatory materials
		Texts and literature
		[1.90]  Receivers and managers — Annotations to section 90 [Current to July 2019]
		Key principles
		Functions of receivers and managers
		General law and statutory duties
		Texts and literature
		[1.91] Relation-back day — Annotations to section 91
		Key principles
		History and explanatory materials
		Texts and literature
		[1.92]  Securities — Annotations to section 92 [Current to July 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.95A]  Solvency and insolvency — Annotations to section 95A [Current to July 2019]
		Key principles
		Application of cashflow test
		Matters relevant to solvency
		Monies which may be taken into account
		History and explanatory materials
		Texts and literature
	Division 8 — Miscellaneous interpretation rules [ss 100A–109X]
		[1.100A] Operation of certain laws relating to instruments on which stamp duty has not been paid — Annotations to section 100A [Current to July 2019]
		Key principles
		[1.103]  Effect of certain contraventions of this Act — Annotations to section 103 [Current to July 2019]
		Key principles
		Cross-references
		Texts and literature
		[1.105]  Calculation of time — Annotations to section 105 [Current to July 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[1.109]  References to persons, things and matters — Annotations to section 109 [Current to July 2019]
		History and explanatory materials
		Texts and literature
		[1.109X]  Service of documents — Annotations to section 109X [Current to July 2019]
		Key principles
		Scope of the section
		Requirements for effective service
		When service is not effective
		Time that service is effected
		Other methods of service
		Substituted service
		History and explanatory materials
		Texts and literature
Part 1.2AA — Signing and sending documents  [ss 110–110K]
	[1.110] Signing and sending documents — Annotations to sections 110–110K [Current to July 2022]
	Key principles
	History and explanatory materials
Part 1.2A — Disclosing entities  [ss 111AA–111AX]
	[1.111AA] Disclosing entities — Annotations to sections 111AA–111AX [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 1.5 — Small business guide [s 111J]
	[1.111J] Small business guide — Annotations to section 111J [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
Part 1.6 — Interaction with Australian Charities and Not-for profits Commission Act [ss 111K–111Q]
	[1.111K] Interaction with Australian Charities and Not-for profits Commission Act [Current to July 2022]
	Key principles
	History and explanatory materials
Chapter 2A — Registering a Company [ss 112–123]
Part 2A.1 — What companies can be registered [ss 112–116]
	[2A.112] Types of companies — Annotations to section 112 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.113] Proprietary companies — Annotations to section 113 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.114] Minimum of one member — Annotations to section 114 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory material
	Texts and literature
	[2A.115] Restrictions on size of partnerships and associations — Annotations to section 115 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.116] Trade unions cannot be registered — Annotations to section 116 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2A.2 — How a company is registered [ss 117–123]
	[2A.117] Applying for registration — Annotations to section 117 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.118] ASIC gives company ACN, registers company and issues certificate — Annotations to section 118 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.119] Company comes into existence on registration — Annotations to section 119 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.119A] Jurisdiction of incorporation and jurisdiction of registration — Annotations to section 119A [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.120] Members, directors and company secretary of a company — Annotations to section 120 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.121] Registered office — Annotations to section 121 [Current to March 2021]
	Key principles
	Definitions and cross-references
	[2A.122] Expenses incurred in promoting and setting up company — Annotations to section 122 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2A.123] Company may have common seal — Annotations to section 123 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Chapter 2B — Basic Features of a Company [ss 124–167AA]
Part 2B.1 — Company powers and how they are exercised  [ss 124–127]
	[2B.124] Legal capacity and powers of a company — Annotations to section 124 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.125] Constitution may limit powers and set out objects — Annotations to section 125 [Current to March 2021]
	Key principles
	Definitions and cross-references
	[2B.126] Agent exercising a company's power to make contracts — Annotations to section 126 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.127] Execution of documents (including deeds) by the company itself — Annotations to section 127 [Current to March 2021]
	Key principles
	Corporations (Coronavirus Economic Response) Determination (No 1) and (No 3) 2020
	Treasury Laws Amendment (2021 Measures No 1) Bill (2021 Measures No 1 Bill)
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2B.2 — Assumptions people dealing with companies are entitled to make [ss 128–130]
	[2B.128] Entitlement to make assumptions — Annotations to section 128 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.129] Assumptions that can be made under section 128 — Annotations to section 129 [Current to March 2021]
	Key principles
	Corporations (Coronavirus Economic Response) Determination (No 1) and (No 3) 2020
	Treasury Laws Amendment (2021 Measures No 1) Bill
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.130] Information available to the public from ASIC does not constitute constructive notice — Annotations to section 130 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2B.3 — Contracts before registration  [ss 131–133]
	[2B.131] Contracts before registration — Annotations to section 131 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.132] Person may be released from liability but is not entitled to indemnity — Annotations to section 132 [Current to March 2021]
	Key principles
	[2B.133] This Part replaces other rights and liabilities — Annotations to section 133 [Current to March 2021]
	Key principles
Part 2B.4 — Replaceable rules and constitution  [ss 134–141]
	[2B.134] Internal management of companies — Annotations to section 134 [Current to January 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.135] Replaceable rules — Annotations to section 135 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.136] Constitution of a company — Annotations to section 136 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.137] Date of effect of adoption, modification or repeal of constitution — Annotations to section 137 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.138] ASIC may direct company to lodge consolidated constitution — Annotations to section 138 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.139] Company must send copy of constitution to member — Annotations to section 139 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.140] Effect of constitution and replaceable rules — Annotations to section 140 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.141] Table of replaceable rules — Annotations to section 141 [Current to March 2021]
	Key principles
Part 2B.5 — Registered office and places of business [ss 142–146A]
	[2B.142] Registered office — Annotations to section 142 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.143] ASIC may change address of registered office to a director's address — Annotations to section 143 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.144] Company's name must be displayed at registered office etc — Annotations to section 144 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.145] Opening hours of registered office of public company — Annotations to section 145 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.146] Change of address of principal place of business — Annotations to section 146 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.146A] Contact address — Annotations to section 146A [Current to March 2021]
	Key principles
	Definitions and her cross-references
Part 2B.6 — Names [ss 147–161A]
	Division 1 — Selecting and using a name  [ss 147–156]
		[2B.147] When a name is available — Annotations to section 147 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.148] A company's name — Annotations to section 148 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.149] Acceptable abbreviations — Annotations to section 149 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.150] Exception to requirement for using "Limited" in name — Annotations to section 150 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.151] Exception to requirement for using "Limited" in name — pre-existing licences — Annotations to section 151 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2B.152] Reserving a name — Annotations to section 152 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.153] Using a name and ACN on documents — Annotations to section 153 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.154] Exception to requirement to have ACN on receipts — Annotations to section 154 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.155] Regulations may exempt from requirement to set out information on documents — Annotations to section 155 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2B.156] Carrying on business using "Limited", "No Liability" or "Proprietary" in name — Annotations to section 156 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Division 2 — Changing a company's name [ss 157–161A]
		[2B.157] Company changing its name — Annotations to section 157 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.157A] Change of name of company under external administration — Annotations to section 157A [Current to March 2021]
		Key principles
		Definitions and cross-references
		[2B.158] ASIC's power to direct company to change its name — Annotations to section 158 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2B.159] ASIC's power to include "Limited" in company's name — Annotations to section 159 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.160] ASIC must issue new certificate if company's name changes — Annotations to section 160 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.161] Effect of name change — Annotations to section 161 [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2B.161A] Company under external administration — former name to be used on documents — Annotations to section 161A [Current to March 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
Part 2B.7 — Changing company type [ss 162–167AA]
	[2B.162] Changing company type — Annotations to section 162 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.163] Applying for change of type — Annotations to section 163 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.164] ASIC changes type of company — Annotations to section 164 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.165] ASIC may direct a proprietary company to change to a public company in certain circumstances — Annotations to section 165 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.166] Effect of change of type — Annotations to section 166 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.167] Issue of shares by company or holding company — company limited by guarantee changing to company limited by shares — Annotations to section 167 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2B.167AA] Application of Part to company limited both by shares and by guarantee — Annotations to section 167AA [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2B.8 — Mutual capital instruments (MCIs) [ss 167AB–167AJ]
	Division 1 — Preliminary [s 167AB]
		[2B.167AB] Simplified outline of this Part — Annotations to section 167AB [Current to March 2021]
		Key principles
	Division 2 — MCI mutual entities and MCIs [ss 167AC–167AG]
		[2B.167AC] Meaning of MCI mutual entity — Annotations to section 167AC [Current to March 2021]
		Key principles
		[2B.167AD] Meaning of MCI — Annotations to section 167AD [Current to March 2021]
		Key principles
		[2B.167AE] MCI requirements — class rights — Annotations to section 167AE [Current to March 2021]
		Key principles
		[2B.167AF] MCI requirements — other requirements — Annotations to section 167AF [Current to March 2021]
		Key principles
		[2B.167AG] MCI must be cancelled before MCI mutual entity demutualises — Annotations to section 167AG [Current to March 2021]
		Key principles
	Division 3 — Special procedure for amending constitution of mutual entity that proposes to issue MCIs [ss 167AH–167AJ]
		[2B.167AH] Purpose and application of this Division — Annotations to section 167AH [Current to March 2021]
		Key principles
		[2B.167AI] MCI amendment resolution — Annotations to section 167AI [Current to March 2021]
		Key principles
		[2B.167AJ] Procedure for MCI amendment resolution — Annotations to section 167AJ [Current to March 2021]
		Key principles
Chapter 2C — Registers [ss 167A–178D]
Part 2C.1 — Registers generally  [ss 167A–178]
	[2C.167A] Who is covered by this Chapter — Annotations to section 167A [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2C.168] Registers to be maintained — Annotations to section 168 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.169] Register of members — Annotations to section 169 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.170] Register of option holders and copies of options documents — Annotations to section 170 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.171] Register of debenture holders — Annotations to section 171 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.172] Location of registers — Annotations to section 172 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.173] Right to inspect and get copies — Annotations to section 173 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.174] Agent's obligations — Annotations to section 174 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.175] Correction of registers — Annotations to section 175 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.176] Evidentiary value of registers — Annotations to section 176 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.177] Use of information on registers — Annotations to section 177 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.178] Overseas branch registers — Annotations to section 178 [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.178AA] Overseas branch registers — Australian passport funds [Current to March 2021]
	Key principles
	Definitions and cross-references
	Texts and literature
Part 2C.2 — Notice by proprietary companies of changes to member register [ss 178A–178D]
	[2C.178A] Notice of change to member register — Annotations to section 178A [Current to March 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2C.178B] Top 20 only — Annotations to section 178B [Current to March 2021]
	Definitions and cross-references
	[2C.178C] Notice of change to share structure — Annotations to section 178C [Current to March 2021]
	Key principles
	[2C.178D] Time within which ASIC must be notified — Annotations to section 178D [Current to March 2021]
	Key principles
Chapter 2D — Officers and Employees [ss 179–206M]
Part 2D.1 — Duties and powers  [ss 179–198G]
	[2D.179] Background to duties of directors, other officers and employees — Annotations to section 179 [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	Division 1 — General duties [ss 180–190B]
		[2D.180] Care and diligence — civil obligation only — Annotations to section 180 [Current to July 2020]
		Key principles
		Scope of the section
		Where the company breaches the law
		Can the shareholders condone breach of s 180(1)?
		Particular phrases: "the corporation's circumstances", "the office held", "the same responsibilities"
		Statutory standard of care, compared with general law standard
		Standing to sue for breach of the statutory duty and the general law duty of care
		A note on the sources of the directors' duty of care in equity and at law
		Origin of the general law duty
		Is the directors' duty of care a fiduciary duty?
		Are there concurrent common law and equitable duties, and if so, why does it matter?
		The business judgment rule under ss 180(2) and (3)
		Consequences of a contravention
		Definitions and cross-references
		History and explanatory materials: Section 180(1)
		History of business judgment rule: Sections 180(2) and (3)
		Texts and literature
		[2D.181] Good faith — civil obligations — Annotations to section 181 [Current to July 2020]
		Key principles
		General law duty to act in good faith and in the company's best interests
		Is the equitable best interests duty a proscriptive fiduciary duty or a prescriptive duty?
		To what extent is the equitable best interests duty subjective?
		The general law proper purposes duty
		The statutory duties under s 181(1)
		The statutory proper purposes duty: s 181(1)(b)
		The statutory best interests duty: s 181(1)(a)
		Consequences of a contravention
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.182] Use of position — civil obligations — Annotations to section 182 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.183] Use of information — civil obligations — Annotations to section 183 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.184] Good faith, use of position and use of information — criminal offences — Annotations to section 184 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.185] Interaction of sections 180–184 with other laws etc — Annotations to section 185 [Current to July 2020]
		Key principles
		History and explanatory materials
		[2D.186] Territorial application of sections 180–184 — Annotations to section 186 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2D.187] Directors of wholly-owned subsidiaries — Annotations to section 187 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.188] Responsibility of secretaries and directors for certain contraventions — Annotations to section 188 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.189] Reliance on information or advice provided by others — Annotations to section 189 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.190] Responsibility for actions of delegate — Annotations to section 190 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.190A] Limited application of Division to registrable Australian bodies — Annotations to section 190A [Current to July 2020]
		Key principles
		[2D.190B] Division does not apply to Aboriginal and Torres Strait Islander corporations — Annotations to section 190B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2D.190C] Division does not apply in relation to notified foreign passport funds or their operators — Annotations to section 190C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Division 2 — Disclosure of, and voting on matters involving, material personal interests [ss 191–196]
		[2D.191] Material personal interest — director's duty to disclose — Annotations to section 191 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.192] Director may give other directors standing notice about an interest — Annotations to section 192 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.193] Interaction of sections 191 and 192 with other laws etc — Annotations to section 193 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.194] Voting and completion of transactions- directors of proprietary companies (replaceable rule — see section 135) — Annotations to section 194 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.195] Restrictions on voting — directors of public companies only — Annotations to section 195 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2D.196] ASIC power to make declarations and class orders — Annotations to section 196 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Duty to discharge certain trust liabilities [s 197]
		[2D.197] Directors liable for debts and other obligations incurred by corporation as trustee — Annotations to s 197 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		197
		Texts and literature
	Division 4 — Powers [ss 198A–198G]
		[2D.198A] Powers of directors (replaceable rule- see section 135) — Annotations to section 198A [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.198B] Negotiable instruments (replaceable rule- see section 135) — Annotations to section 198B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.198C] Managing director (replaceable rule- see section 135) — Annotations to section 198C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.198D] Delegation — Annotations to section 198D [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.198E] Single director/shareholder proprietary companies — Annotations to section 198E [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.198F] Right of access to company books — Annotations to section 198F [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.198G] Powers of officers — company under external administration [Current to July 2020]
		Key principles
		Effect of s 198G(1)
		Appeal against winding up order
		Exceptions to s 198G
		Receiver/receiver and manager
		Provisional liquidator
		Liquidators and administrators
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2D.2 — Restrictions on indemnities, insurance and termination payments [ss 199A–200J]
	Division 1 — Indemnities and Insurance for Officers and Auditors [ss 199A–199C]
		[2D.199A]  Indemnification and exemption of officer or auditor — Annotations to section 199A [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.199B]  Insurance premiums for certain liabilities of director, secretary other officer or auditor — Annotations to section 199B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.199C] Certain indemnities, exemptions, payments and agreements not authorised and certain documents void — Annotations to section 199C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Termination Payments [ss 200–200J]
		[2D.200] Interpreting this Division — Annotations to section 200 [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200AA] Meaning of managerial or executive office — Annotations to section 200AA [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200AB] Meaning of benefit — Annotations to section 200AB [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200A] When benefit given in connection with retirement from an office or position — Annotations to section 200A [Current to July 2020]
		Key principles
		"Giving" a benefit
		Benefits "in connection with retirement"
		"Retirement"
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200B] Retirement benefits generally need membership approval — Annotations to section 200B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Cohen Committee's recommendations
		Early Australian legislation
		The National Co-operative Companies and Securities Scheme
		The 1985 amendments
		The CLERP Act 1999
		The Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004
		The Corporations Amendment (Improving Accountability on Termination Payments) Act 2009
		Transitional provisions to 2009 amendments
		43
		Texts and literature
		[2D.200C] Benefits on transfer of undertakings or property need membership approval — Annotations to section 200C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200D] Contravention to receive benefit without member approval — Annotations to section 200D [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200E] Approval by members — Annotations to section 200E [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200F] Exempt benefits and benefits given in certain circumstances — Annotations to section 200F [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200G] Genuine payments of pension and lump sum — Annotations to section 200G [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200H] Benefits required by law — Annotations to section 200H [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.200J] Benefits to be held on trust and repaid — Annotations to section 200J [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2D.3 — Appointment, Remuneration and Cessation of Appointment of Directors [ss 201A–203F]
	Division 1 — Appointment of Directors [ss 201A–201U]
	Subdivision A — General Rules [ss 201A–201M]
		[2D.201A] Minimum number of directors — Annotations to section 201A [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201B] Who can be a director — Annotations to section 201B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201D] Consent to act as director — Annotations to section 201D [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201E] Special rules for the appointment of public company directors — Annotations to section 201E [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201F] Special rules for the appointment of directors for single director/single shareholder proprietary companies — Annotations to section 201F [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201G] Company may appoint a director (replaceable rule — see section 135) — Annotations to section 201G [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201H] Directors may appoint other directors (replaceable rule — see section 135) — Annotations to section 201H [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201J] Appointment of managing directors (replaceable rule — see section 135) — Annotations to section 201J [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201K] Alternate directors (replaceable rule — see section 135) — Annotations to section 201K [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201L] ASIC to be notified of appointment — Annotations to section 201L [Current to July 2020]
		Key principles
		[2D.201M] Effectiveness of acts by directors — Annotations to section 201M [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision B — Limits on numbers of directors of public companies [ss 201N–201U]
		[2D.201N] Application of Subdivision — Annotations to section 201N [Current to July 2020]
		Key principles
		Scope of Pt 2D Subdiv B
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.201P] Directors must not set board limit unless proposed limit has been approved by general meeting — Annotations to section 201P [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and Explanatory Materials, Texts and References
		[2D.201Q] Requirements for explanatory statement to members — Annotations to section 201Q [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and Explanatory Materials, Texts and References
		[2D.201R] Records of voting on board limit resolution if poll demanded — Annotations to section 201R [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and Explanatory Materials, Texts and References
		[2D.201S] Notice of resolution to be lodged — Annotations to section 201S [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and Explanatory Materials, Texts and References
		[2D.201T] Declaration by court of substantial compliance — Annotations to section 201T [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and Explanatory Materials, Texts and References
		[2D.201U] Consequences of setting board limit in breach of section 201B — Annotations to section 201U [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and Explanatory Materials, Texts and References
	Division 2 — Remuneration of Directors [ss 202A–202C]
		[2D.202A] Remuneration of directors (replaceable rule — see section 135) — Annotations to section 202A [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.202B] Members may obtain information about directors' remuneration — Annotations to section 202B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.202C] Special rule for single director/single shareholder proprietary companies — Annotations to section 202C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Resignation, Retirement or Removal of Directors [ss 203A–203F]
		[2D.203A] Director may resign by giving written notice to company (replaceable rule — see section 135) — Annotations to section 203A [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.203B] Signpost to consequences of disqualification from managing corporations — Annotations to section 203B [Current to July 2020]
		Key principles
		[2D.203C] Removal by members — proprietary companies (replaceable rule — see section 135) — Annotations to section 203C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.203D] Removal by members — public companies — Annotations to section 203D [Current to July 2020]
		Key principles
		Problems with s 203D(2)
		Are subs 203D(2)–(6) mandatory, notwithstanding the provisions of the company's constitution?
		Replacing the director who is removed from office
		Strict liability
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.203E] Director cannot be removed by other directors — public companies — Annotations to section 203E [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.203F] Termination of appointment of managing director (replaceable rule — see section 135) — Annotations to section 203F [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2D.4 — Appointment of Secretaries [ss 204A–204G]
	[2D.204A] Minimum number of secretaries — Annotations to section 204A [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.204B] Who can be a secretary — Annotations to section 204B [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.204C] Consent to act as secretary — Annotations to section 204C [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.204D] How a secretary is appointed — Annotations to section 204D [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.204E] Effectiveness of acts by secretaries — Annotations to section 204E [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.204F] Terms and conditions of office for secretaries (replaceable rule- see section 135) — Annotations to section 204F [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.204G] Signpost to consequences of disqualification from managing corporations — Annotations to section 204G [Current to July 2020]
	Key principles
Part 2D.5 — Public Information about Directors and Secretaries [ss 205A–205G]
	Division 1 — Appointment of Directors [ss 205A–205G]
		[2D.205A] Director, secretary or alternate director may notify ASIC of resignation or retirement — Annotations to s 205A [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.205B] Notice of name and address of directors and secretaries to ASIC — Annotations to s 205B [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.205C] Director and secretary must give information to company — Annotations to s 205C [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2D.205D] Address for officers — Annotations to s 205D [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.205E] ASIC's power to ask for information about person's position as director or secretary — Annotations to s 205E [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2D.205F] Director must give information to company — Annotations to section 205F [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2D.205G] Listed company — director to notify market operator of shareholdings etc — Annotations to section 205G [Current to July 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 2D.6 — Disqualification From Managing Corporations [ss 206A–206HB]
	[2D.206A] Disqualified person not to manage corporations — Annotations to section 206A [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206B] Automatic disqualification — Annotations to section 206B [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206BA] Extension of the period of automatic disqualification — Annotations to section 206BA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206C] Court power of disqualification — contravention of civil penalty provision — Annotations to section 206C [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206D] Court power of disqualification — insolvency and non-payment of debts — Annotations to section 206D [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206E] Court power of disqualification — repeated contraventions of Act — Annotations to section 206E [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206EAA] Court power of disqualification — disqualification under law of a foreign jurisdiction — Annotations to section 206EAA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206EAB] Court power of disqualification — unrecovered payments under employee entitlements scheme — Annotations to section 206EAB [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206EA] Disqualification under the Competition and Consumer Act 2010 — Annotations to section 206EA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206EB] Disqualification under the ASIC Act [Current to July 2020]
	Key principles
	Definitions and cross-references
	[2D.206F] ASIC's power of disqualification — Annotations to section 206F [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206GAA] ASIC's power of disqualification — unrecovered payments under employee entitlements scheme — Annotations to section 206GAA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206GAB] ASIC power to grant leave — Annotations to section 206GAB [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206G] Court power to grant leave — Annotations to section 206G [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206GA] Involvement of ACCC — leave orders under section 206G — Annotations to section 206GA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206H] Limited application of Part to foreign companies — Annotations to section 206H [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2D.206HAA] Limited application of Part to notified foreign passport funds and their operators — Annotations to section 206HAA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206HA] Limited application of Part to registrable Australian bodies — Annotations to section 206HA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[2D.206HB] Part does not apply to Aboriginal and Torres Strait Islander corporations — Annotations to section 206HB [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
Part 2D.7— Ban on Hedging Remuneration of Key Management Personnel [s 206J]
	[2D.206J] No hedging of remuneration of key management personnel — Annotations to section 206J [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
Part 2D.8— Remuneration Recommendations in Relation to Key Management Personnel for Disclosing Entities [ss 206K–206M]
	[2D.206K] Annotations to sections 206K, 206L and 206M [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
Chapter 2E — Related Party Transactions [ss 207–230]
	[2E.207] Purpose — Annotations to section 207 [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	The following notes relate to the history of the related parties provisions generally, not merely the statutory statement of the objects of those provisions
	Texts and literature
Part 2E.1 — Member approval needed for related party benefit [ss 208–227]
	Division 1 — Need for member approval [ss 208–209]
		[2E.208] Need for member approval for financial benefit — Annotations to section 208 [Current to February 2019]
		Key principles
		An implied prohibition
		A public company or an entity that the public company controls
		Giving a financial benefit to a related party of the public company
		Member approval
		Onus of proof in respect of exceptions
		The giving of a benefit required by a contract
		ASX Listing Rules
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.209] Consequences of breach — Annotations to section 209 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Exceptions to the requirement for member approval [ss 210–216]
		[2E.210] Arm's length terms — Annotations to section 210 [Current to February 2019]
		Key principles
		ASIC's consultation paper
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.211] Remuneration and reimbursement for officer or employee — Annotations to section 211 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.212] Indemnities, exemptions, insurance premiums and payment for legal costs for officers — Annotations to section 212 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.213] Small amounts given to related entity — Annotations to section 213 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.214] Benefit to or by closely-held subsidiary — Annotations to section 214 [Current to February 2019]
		Key principles
		The entity that gives the benefit
		The entity that receives the benefit
		Closely-held subsidiary
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.215] Benefits to members that do not discriminate unfairly — Annotations to section 215 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.216] Court order — Annotations to section 216 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Procedure for obtaining member approval [ss 217–227]
		[2E.217] Resolution may specify matters by class or kind — Annotations to section 217 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.218] Company must lodge material that will be put to members with ASIC — Annotations to section 218 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.219] Requirements for explanatory statement to members — Annotations to section 219 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.220] ASIC may comment on proposed resolution — Annotations to section 220 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.221] Requirements for notice of meeting — Annotations to section 221 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.222] Other material put to members — Annotations to section 222 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.223] Proposed resolution cannot be varied — Annotations to section 223 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.224] Voting by or on behalf of related party interested in proposed resolution — Annotations to section 224 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.225] Voting on resolution — Annotations to section 225 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.226] Notice of resolution to be lodged — Annotations to section 226 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2E.227] Declaration by court of substantial compliance — Annotations to section 227 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2E.2 — Related parties and financial benefits [ss 228–229]
	[2E.228] Related parties — Annotations to section 228 [Current to February 2019]
	Key principles
	Controlling entities
	Directors and their spouses
	Relatives of directors and spouses
	Entities controlled by other related parties
	Acting in concert
	Related parties in the past or future
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2E.229] Giving a financial benefit — Annotations to section 229 [Current to February 2019]
	Key principles
	Rules of construction
	Giving a financial benefit includes certain matters
	Some statutory examples of giving a financial benefit to a related party
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2E.3 — Interaction with other rules [s 230]
	[2E.230] General duties still apply — Annotations to section 230 [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Chapter 2F — Members' Rights and Remedies [ss 231–247E]
Chapter 2F — Members' Rights and Remedies [ss 231–247E]
	[2F.231] Membership of a company — Annotations to section 231 [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2F.1 — Oppressive conduct of affairs [ss 232–235]
	[2F.232] Grounds for court order — Annotations to section 232 [Current to April 2019]
	Key principles
	Conduct of affairs, acts and omissions in relation to a "company"
	Trustee companies
	Oppressive, unfairly prejudicial, unfairly discriminatory, or contrary to the interests of the members as a whole
	Illustrations of oppressive or unfair conduct
	(i) Refusal by the directors (who are also the majority shareholders) to register transfers to outsiders
	(ii) Payment of an undue proportion of the profits of the company to the controllers (or their associates) as remuneration for their services, where there is a minority shareholder not entitled to remuneration
	(iii) Issue of shares by the directors to the disadvantage of the minority
	(iv) Directors passing on non-cumulative dividends for preference shareholders
	(v) Improper diversion of business or business opportunities
	(vi) Breach of fiduciary duty
	(vii) Improper exclusion from participation in management
	(viii) Denial of access to information
	(ix) Use of company funds to defend Pt 2F.1 proceedings
	Definitions and cross-references
	History and explanatory materials
	The Cohen Committee
	The Jenkins Committee
	Predecessor provisions in Australia
	Texts and literature
	[2F.233] Orders the court can make — Annotations to section 233 [Current to April 2019]
	Key principles
	Some notes on orders available under this section
	(a) That the company be wound up
	(b) That the company's existing constitution be modified or repealed
	[2F.233] Orders the court can make — Annotations to section 233 [Current to April 2019]
	Key principles
	(c) Regulating the conduct of the company's affairs in the future
	(d) For the purchase of any shares by any member or person to whom a share in the company has been transmitted by will or by operation of law
	(e) For the purchase of shares with an appropriate reduction of the company's share capital
	(f) For the company to institute, prosecute, defend or discontinue specified proceedings
	(g) Authorising a member, or a person to whom a share in the company has been transmitted by will or by operation of law, to institute, prosecute, defend or discontinue specified proceedings in the name of and on behalf of the company
	(h) Appointing a receiver or a receiver and manager of any or all of the company's property
	(i) Restraining a person from engaging in specified conduct or from doing a specified act
	(j) Requiring a person to do a specified act
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.234] Who can apply for order — Annotations to section 234 [Current to April 2019]
	Key principles
	Laches
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.235] Requirement for person to lodge order — Annotations to section 235 [Current to April 2019]
	Key principles
	History and explanatory materials
	Texts and literature
Part 2F.1A — Proceedings on behalf of a company by members and others [ss 236–242]
	[2F.236] Bringing, or intervening in, proceedings on behalf of the company — Annotations to section 236 [Current to April 2019]
	Key principles
	The character of proceedings brought or intervened in derivatively
	Standing
	Company
	Company in liquidation or administration
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.237] Applying for and granting leave — Annotations to section 237 [Current to April 2019]
	Key principles
	The company will not bring the proceedings or take responsibility
	The applicant is acting in good faith
	The best interests of the company
	Presumption of best interests in third party proceedings
	A serious question to be tried
	Notice of intention to apply
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.238] Substitution of another person for the person granted leave — Annotations to section 238 [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.239] Effect of ratification by members — Annotations to section 239 [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.240] Leave to discontinue, compromise or settle proceedings brought, or intervened in, with leave — Annotations to section 240 [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.241] General powers of the court — Annotations to section 241 [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.242] Power of the court to make costs orders — Annotations to section 242 [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2F.2 — Class rights [ss 246B–246G]
	[2F.246B] Varying and cancelling class rights — Annotations to section 246B [Current to April 2019]
	Key principles
	Classes of shares and other membership
	Class rights attached to shares
	Variation or cancellation of class rights
	Variation or cancellation of rights, where the company has a variation procedure
	Variation or cancellation of rights, where the company has no variation procedure
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.246C] Certain actions taken to vary rights etc — Annotations to section 246C [Current to April 2019]
	Key principles
	Company with share capital divides shares into further classes
	Variation of the rights attached to some of the shares in the class
	Company without share capital divides membership into further classes
	Variation of the rights attached to some of the memberships in the class
	Company with a single class of shares issues new shares
	Company issues new preference shares ranking equally with existing preference shares
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.246D] Variation, cancellation or modification without unanimous support of class — Annotations to section 246D [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.246E] Variation, cancellation or modification with the unanimous support of class — Annotations to section 246E [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.246F] Company must lodge documents and resolutions with ASIC — Annotations to section 246F [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.246G] Member's copies of documents and resolutions — Annotations to section 246G [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2F.3 — Inspection of books [ss 247A–247D]
	[2F.247A] Order for inspection of books of company or registered managed investment scheme — Annotations to section 247A [Current to April 2019]
	Key principles
	Inspection of "books"
	Acting "in good faith" and making the inspection "for a proper purpose"
	Application for an inspection order connected with Pt F.1A proceedings
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.247B] Ancillary orders — Annotations to section 247B [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2F.247C] Disclosure of information acquired in inspection — Annotations to section 247C [Current to April 2019]
	Key principles
	History and explanatory materials
	Texts and literature
	[2F.247D] Company or directors may allow member to inspect books (replaceable rule see section 135) — Annotations to section 247D [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2F.4 — Proceedings against a company by members and others [s 247E]
	[2F.247E] Shareholding does not prevent compensation claim — Annotations to section 247E [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Chapter 2G — Meetings [ss 248A–253N]
Part 2G.1 — Directors' meetings [ss 248A–248G]
	Division 1 — Resolutions and declarations without meetings [ss 248A–248B]
		[2G.248A] Circulating resolutions of companies with more than one director (replaceable rule) — Annotations to section 248A [Current to February 2019]
		Key principles
		Scope of section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.248B] Resolutions and declarations of one director proprietary companies — Annotations to section 248B [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2 — Director's meetings [ss 248C–248G]
		[2G.248C] Calling directors' meetings (replaceable rule) — Annotations to section 248C [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.248D] Use of technology — Annotations to section 248D [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.248E] Chairing directors' meetings (replaceable rule) — Annotations to section 248E [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.248F] Quorum at directors' meetings (replaceable rule) — Annotations to section 248F [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.248G] Passing of directors' resolutions (replaceable rule) — Annotations to section 248G [Current to February 2019]
		Key principles
		Scope of section
		Informal assent by directors
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2G.2 — Meetings of members of companies [ss 249A–250Y]
	Division 1 — Resolutions without meetings [ss 249A–249B]
		[2G.249A] Circulating resolutions of proprietary companies with more than one member — Annotations to section 249A [Current to February 2019]
		Key principles
		Scope of section
		Duomatic principle
		History and explanatory materials
		Texts and literature
		[2G.249B] Resolutions of one member companies — Annotations to section 249B [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Who may call meetings of members [ss 249C–249G]
		[2G.249C] Calling of meetings of members by a director (replaceable rule) — Annotations to section 249C [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249CA] Calling of meetings of members of a listed company by a director — Annotations to section 249CA [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.249D] Calling of general meeting by directors when requested by members — Annotations to section 249D [Current to February 2019]
		Key principles
		Scope of section
		Form of request
		When a meeting need not be called
		Validity of part of requisition
		What amounts to "calling" a meeting
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249E] Failure of directors to call general meeting — Annotations to section 249E [Current to February 2019]
		Key principles
		Scope of section
		Extension of period
		History and explanatory materials
		Texts and literature
		[2G.249F] Calling of general meeting by members — Annotations to section 249F [Current to February 2019]
		Key principles
		Purpose of the section
		Calling of meeting
		Postponement or change of venue of meeting
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249G] Calling of meeting of members by the court — Annotations to section 249G [Current to February 2019]
		Key principles
		When the court will make orders under this section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — How to call meetings of members [ss 249H–249M]
		[2G.249H] Amount of notice of meetings — Annotations section 249H [Current to February 2019]
		Key principles
		Scope of section
		Consent to short notice
		Effect of failure to give notice
		History and explanatory materials
		Texts and literature
		[2G.249HA] Amount of notice of meetings of listed company — Annotations to section 249HA [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249J] Notice of meetings of members to members and directors — Annotations to section 249J [Current to February 2019]
		Key principles
		Scope of section
		How notice is given
		Directors' duties as to general meeting
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249K] Auditor entitled to notice and other communication — Annotations to section 249K [Current to February 2019]
		Scope of section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249L] Content of notice of meetings of members — Annotations to section 249L [Current to February 2019]
		Key principles
		Scope of section
		General law
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249LA] Notice of meeting not required to contain certain information — Annotations to section 249LA [Current to February 2019]
		History and explanatory materials
		Texts and literature
		[2G.249M] Notice of adjourned meetings (replaceable rule) — Annotations to section 249M [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
	Division 4 — Members' rights to put resolutions etc at general meetings [ss 249N–249P]
		[2G.249N] Members' resolutions — Annotations to section 249N [Current to February 2019]
		Key principles
		Scope of section
		When directors can decline to advance resolution
		History and explanatory materials
		Texts and literature
		[2G.249O] Company giving notice of members' resolutions — Annotations to section 249O [Current to February 2019]
		History and explanatory materials
		Texts and literature
		[2G.249P] Members' statement to be distributed — Annotations to section 249P [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 5 — Holding meeting of members [ss 249Q–249W]
		[2G.249Q] Purpose — Annotations to section 249Q [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.249R] Time and place for meeting of members — Annotations to section 249R [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.249S] Technology — Annotations to section 249S [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.249T] Quorum (replaceable rule) — Annotations to section 249T [Current to February 2019]
		Key principles
		Quorum requirement
		Proxies counted in quorum
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249U] Chairing meeting of members (replaceable rule) — Annotations to section 249U [Current to February 2019]
		Key principles
		Role of chair of meeting
		Adjournment of meeting
		Disorder in meeting
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249V] Auditor's right to be heard at general meetings — Annotations to section 249V [Current to February 2019]
		Key principles
		Definitions and cross-references
		Texts and literature
		[2G.249W] Adjourned meeting — Annotations to section 249W [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 6 — Proxies and body corporate representatives [ss 249X–250D]
		[2G.249X] Who can appoint a proxy (replaceable rule) — Annotations to section 249X [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249Y] Rights of proxies — Annotations to section 249Y [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.249Z] Company sending appointment forms of lists of proxies must send to all members — Annotations to section 249Z [Current to February 2019]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2G.250A] Appointing a proxy — Annotations to section 250A [Current to February 2019]
		Key principles
		General law
		Contents of proxy form
		Disallowance of proxy
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2G.250B] Proxy documents — Annotations to section 250B [Current to February 2019]
		Key principles
		Requirement for prior lodgment of proxies
		Whether proxy forms must be returned to the company
		Director entitled to inspect proxy forms
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2G.250BA] Proxy documents — listed companies — Annotations to section 250BA [Current to February 2019]
		Key principles
		Instruments and class orders
		[2G.250BB] Proxy vote if appointment specifies way to vote — Annotations to sections 250BB–250BC [Current to February 2019]
		Key principles
		History and explanatory materials
		[2G.250BD] Proxy voting by key management personnel or closely related parties — Annotations to sections 250BD [Current to February 2019]
		Key principles
		History and explanatory materials
		[2G.250C] Validity of proxy vote — Annotations to section 250C [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.250D] Body corporate representative — Annotations to section 250D [Current to February 2019]
		Key principles
		Effect of appointment of corporate representative
		Voting on show of hands
		Standing appointment
		History and explanatory materials
		Texts and literature
	Division 7 — Voting at meetings of members [ss 250E–250M]
		[2G.250E] How many votes a member has (replaceable rule) — Annotations to section 250E [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250F] Jointly held shares (replaceable rule) — Annotations to section 250F [Current to February 2019]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250G] Objections to right to vote (replaceable rule) — Annotations to section 250G [Current to February 2019]
		Key principles
		Scope of section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250H] Votes need not all be cast in the same way — Annotations to section 250H [Current to February 2019]
		History and explanatory materials
		Texts and literature
		[2G.250J] How voting is carried out (replaceable rule) — Annotations to section 250J [Current to February 2019]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250K] Matters on which a poll may be demanded — Annotations to section 250K [Current to February 2019]
		Key principles
		Texts and literature
		[2G.250L] When a poll is effectively demanded — Annotations to section 250L [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.250M] When and how polls must be taken (replaceable rule) — Annotations to section 250M [Current to February 2019]
		Key principles
		Conduct of a poll
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 8 — AGMs of public companies [ss 250N–250T]
		[2G.250N] Public company must hold AGM — Annotations to section 250N [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2G.250P] Extension of time for holding AGM — Annotations to section 250P [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2G.250PAA] Exemptions by ASIC — class orders and individual externally-administered companies — Annotations to sections 250PAA–250PAB [Current to February 2019]
		Key principles
		History and explanatory materials
		[2G.250PA] Written questions to auditor submitted by members of listed company before AGM — Annotations to section 250PA [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250R] Business of AGM — Annotations to section 250R [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250RA] Auditor required to attend listed company's AGM — Annotations to section 250RA [Current to February 2019]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2G.250S] Questions and comments by members on company management at AGM — Annotations to section 250S [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2G.250SA] Listed company — remuneration report — Annotations to section 250SA [Current to February 2019]
		History and explanatory materials
		Texts and literature
		[2G.250T] Questions and comments by members of auditors at AGM — Annotations to section 250T [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 9 — Meetings arising from concerns about remuneration reports [ss 250U–250Y]
		[2G.250U] Meetings arising from concerns about remuneration reports — Annotations to sections 2510U–250Y [Current to February 2019]
		Key principles
		History and explanatory materials
		Definitions and cross-references
Part 2G.3 — Minutes and members' access to minutes [ss 251A–251B]
	[2G.251A] Minutes — Annotations to section 251A [Current to February 2019]
	Key principles
	Definitions and cross references
	History and explanatory materials
	Texts and literature
	[2G.251AA] Disclosure of proxy votes — listed companies — Annotations to section 251AA [Current to February 2019]
	History and explanatory materials
	[2G.251B] Members' access to minutes — Annotations to section 251B [Current to February 2019]
	Key principles
	History and explanatory materials
	Texts and literature
Part 2G.4 — Meetings of members of registered managed investment schemes [ss 252A–253N]
	Division 1 — Who may call meetings of members [ss 252A–252E]
		[2G.252A] Calling of meetings of members by responsible entity — Annotations to sections 252A–252E [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2 — How to call meetings of members [ss 252F–252K]
		[2G.252F] Amount of notice of meetings — Annotations to sections 252F–252K [Current to February 2019]
		Key principles
		History and explanatory material
		Texts and literature
	Division 3 — Members' rights to put resolutions etc at meetings of members [ss 252L–252N]
		[2G.252L] Members' resolutions — Annotations to sections 252L–252N [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
	Division 4 — Holding meetings of members [ss 252P–252U]
		[2G.252P] Time and place for meetings of members — Annotations to sections 252P–252U [Current to February 2019]
		Key principles
		History and explanatory material
		Texts and literature
	Division 5 — Proxies and body corporate representatives [ss 252V–253B]
		[2G.252V] Who can appoint a proxy — Annotations to sections 252V–253B [Current to February 2019]
		Key principles
		History and explanatory material
		Texts and literature
	Division 6 — Voting at meetings of members [ss 253C–253L]
		[2G.253C] Voting rights at general meetings — Annotations to sections 253C–253L [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
	Division 7 — Minutes and members' access to minutes [ss 253M–253N]
		[2G.253M] Minutes — Annotations to sections 253M–253N [Current to February 2019]
		Key principles
		History and explanatory material
		Texts and literature
Chapter 2H — Shares [ss 254A–254Y]
Part 2H.1 — Issuing and converting shares [ss 254A–254H]
	Part 2H.1 — Issuing and converting shares [ss 254A–254H]
		[2H.254A] Power to issue bonus, partly-paid, preference and redeemable preference shares — Annotations to section 254A
		Key principles
		Bonus shares
		Preference shares
		Redeemable preference shares
		Partly-paid shares
		Definitions and cross-references
		History and explanatory materials
		The Company Law Review Act 1998 — abolition of authorised or nominal share capital
		The power to issue shares
		Capitalisation and issue of bonus shares
		Preference shares
		Redeemable preference shares
		Texts and literature
		[2H.254B] Terms of issue — Annotations to section 254B
		Key principles
		Power to determine terms, rights and restrictions on issue of shares
		Terms of issue of shares in no liability companies
		Priority of vendors' and promoters' shares in the winding up of a no liability company
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254C] No par value shares — Annotations to section 254C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254D] Pre-emption for existing shareholders on issue of shares in proprietary company (replaceable rule — see section 135) — Annotations to section 254D
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254E] Court validation of issue — Annotations to section 254E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254F] Bearer shares and stock must not be issued — Annotations to section 254F
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254G] Conversion of shares — Annotations to section 254G
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254H] Resolution to convert shares into larger or smaller number — Annotations to section 254H
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2H.2 — Redemption of redeemable preference shares [ss 254J–254L]
	Part 2H.2 — Redemption of redeemable preference shares [ss 254J–254L]
		[2H.254J] Redemption must be in accordance with terms of issue — Annotations to section 254J
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254K] Other requirements about redemption — Annotations to section 254K
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254L] Consequences of contravening section 254J or 254K — Annotations to section 254L
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2H.3 — Partly-paid shares [ss 254M–254R]
	Part 2H.3 — Partly-paid shares [ss 254M–254R]
		[2H.254M] Liability on partly-paid shares — Annotations to section 254M
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2H.254N] Calls may be limited to when a company is externally-administered — Annotations to section 254N
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254P] No liability companies — calls on shares — Annotations to section 254P
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254Q] No liability companies — forfeiture and sale of shares for failure to meet call — Annotations to section 254Q
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254R] No liability companies — redemption of forfeited shares — Annotations to section 254R
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2H.4 — Capitalisation of profits [s 254S]
	Part 2H.4 — Capitalisation of profits [s 254S]
		[2H.254S] Capitalisation of profits — Annotations to section 254S
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2H.5 — Dividends [ss 254SA–254W]
	Part 2H.5 — Dividends [ss 254SA–254W]
		[2H.254SA] Companies limited by guarantee not to pay dividends — Annotations to section 254SA
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254T] Circumstances in which a dividend may be paid — Annotations to section 254T
		Key principles
		The Canadian and New Zealand legislation
		The scope of s 254T
		The balance sheet test
		Fair and reasonable to the company's shareholders as a whole
		Materially prejudice the company's ability to pay its creditors
		Dividends within corporate groups
		Interim dividends
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254U] Other provisions about paying dividends (replaceable rule — see section 135) — Annotations to section 254U
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254V] When does the company incur a debt?- Annotations to section 254V
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254W] Dividend rights — Annotations to section 254W
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2H.6 — Notice requirements [ss 254X–254Y]
	Part 2H.6 — Notice requirements [ss 254X–254Y]
		[2H.254X] Notice to ASIC of share issue — Annotations to section 254X
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2H.254Y] Notice to ASIC of share cancellation — Annotations to section 254Y
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Chapter 2J — Transactions Affecting Share Capital [ss 256A–260E]
Part 2J.1 — Share capital reductions and share buy-backs [ss 256A–258F]
	[2J.256A] Purpose — Annotations to section 256A
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	Division 1 — Reductions in Share Capital Not Otherwise Authorised by Law [ss 256B–256E]
		[2J.256B] Company may make reduction not otherwise authorised — Annotations to section 256B
		Key principles
		Reduction of capital
		Why reduce share capital?
		"Not otherwise authorised by law"
		Types of capital reduction
		Return of capital
		Cancellation of uncalled capital
		Cancellation of redeemable preference shares under a reduction of capital
		Fair and reasonable to shareholders as a whole
		Material prejudice to the company's ability to pay its creditors
		Reduction of share capital and insolvent trading
		Shareholder approval — equal reduction or selective reduction
		ASX Listing Rule requirements
		Definitions and cross-references
		History and explanatory materials
		The principle of maintenance of capital
		Legislation permitting reduction of capital with shareholder approval, constitutional authority and court confirmation
		The 1998 reform
		Share premium account
		Capital redemption reserve
		Interest on share capital
		Instruments and class orders
		Texts and literature
		[2J.256C] Shareholder approval — Annotations to section 256C
		Key principles
		Approval of an equal reduction
		First alternative for approval of a selective reduction: a special resolution passed at a meeting
		Voting restriction on a special resolution approving a selective reduction
		Second alternative for approval of a selective reduction: unanimity of ordinary shareholders at a general meeting
		Additional requirement when a selective reduction involves cancellation of shares
		The requirement for a "meeting"
		The information to accompany the notice of meeting
		Notification of ASIC
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.256D] Consequences of failing to comply with section 256B — Annotations to section 256D
		Key principles
		Civil consequences of contravention of the doctrine maintenance of capital
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2J.256E] Signposts to other relevant provisions — Annotations to section 256E
		Key principles
		Texts and literature
	Division 2 — Share Buy-backs [ss 257A–257J]
		[2J.257A] The company's power to buy back its own shares — Annotations to section 257A
		Key principles
		Why buy back shares?
		Entities other than companies
		The corporate constitution
		First condition: no material prejudice to the company's ability to pay its creditors
		Buy-backs and insolvent trading
		Second condition: company must follow the procedures laid down by Div 2 of Pt 2J.1
		Buying back redeemable preference shares
		Buy-backs and the takeover provisions
		ASX requirements
		Consequences of an unauthorised buy-back
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257B] Buy-back procedure — general — Annotations to section 257B
		Key principles
		The 10/12 limit
		Minimum holding
		Employee share scheme
		On-market buy-back
		Equal access scheme
		Selective buy-back
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257C] Buy-back procedure — shareholder approval if the 10/12 limit exceeded — Annotations to section 257C
		Key principles
		Information to accompany notice of meeting
		Documents to be lodged with ASIC
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257D] Buy-back procedure — special shareholder approval for selective buy-back — Annotations to section 257D
		Key principles
		Information to accompany notice of meeting
		Documents to be lodged with ASIC
		ASIC's power of exemption
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257E] Buy-back procedure — lodgment of offer documents with ASIC — Annotations to section 257E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257F] Notice of intended buy-back — Annotations to section 257F
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257G] Buy-back procedure — disclosure of relevant information when offer made — Annotations to section 257G
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257H] Acceptance of offer and transfer of shares to the company — Annotations to section 257H
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2J.257J] Signposts to other relevant provisions — Annotations to section 257J
		Key principles
		Texts and literature
	Division 3 — Other Share Capital Reductions [ss 258A–258F]
		[2J.258A] Unlimited companies — Annotations to section 258A
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2J.258B] Right to occupy or use real property — Annotations to section 258B
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2J.258C] Brokerage or commission — Annotations to section 258C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2J.258D] Cancellation of forfeited shares — Annotations to section 258D
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2J.258E] Other share cancellations — Annotations to section 258E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2J.258F] Reductions because of lost capital — Annotations to section 258F
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 2J.2— SELF-ACQUISITION AND CONTROL OF SHARES [ss 259A–259F]
	[2J.259A] Directly acquiring own shares — Annotations to section 259A
	Key principles
	In what circumstances does a company "acquire" shares in itself?
	Acquiring "units" of shares
	The exceptions to the prohibition on self-acquisition
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.259B] Taking security over own shares or shares in holding company — Annotations to section 259B
	Key principles
	"Taking security"
	"Units" of shares
	Security over shares or units of shares in a company that controls the company
	Control
	The exceptions to the prohibition on taking security
	Company must cease to hold shares after 12 months
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.259C] Issuing or transferring shares to controlled entity- Annotations to section 259C
	Key principles
	Underlying policy
	"Issue or transfer of shares or units of shares"
	The exceptions, where an issue or transfer is not void
	ASIC's power of exemption
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[2J.259D] Company controlling entity that holds shares in it — Annotations to section 259D
	Key principles
	Company obtains control of entity that holds its shares or units of shares
	Company's control over entity that holds its shares or units of shares increases
	Company issues shares (or units of shares) to controlled entity
	Shares (or units of shares) in a company are transferred to a controlled entity
	Entity must cease to hold shares or units, or company must cease to control entity
	Bonus shares
	Voting rights cannot be exercised
	Exceptions to s 259D
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.259E] When a company controls an entity — Annotations to section 259E
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.259F] Consequences of failing to comply with section 259A or 259B — Annotations to section 259F
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2J.3 — FINANCIAL ASSISTANCE [ss 260A–260D]
	[2J.260A] Financial assistance by a company for acquiring shares in the company or a holding company — Annotations to section 260A
	Key principles
	Threshold issues
	"Company"
	"Financially assist"
	"To" acquire shares or units of shares
	"Acquire" shares or units of shares
	"Shares or units of shares in the company or a holding company"
	Section 260A(1)(a): material prejudice to the interests of the company or its shareholders, or the company's ability to pay its creditors
	Financial assistance and insolvent trading
	Dividends
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.260B] Shareholder approval and notice to ASIC — Annotations to section 260B
	Key principles
	Special resolution of the company, or unanimity of ordinary shareholders
	Holding company approval
	Information to accompany the notice of meeting
	Documents to be lodged with ASIC, and timing of implementation
	Non-compliance with s 260B
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.260C] Exempted financial assistance — Annotations to section 260C
	Key principles
	General exemptions based on ordinary course of commercial dealing
	Exemption for finance companies
	Exemptions for subsidiaries of debenture holders
	Exemption for approved employee share schemes
	Reduction of share capital
	Share buy-back
	Court order
	Discharge of liability
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2J.260D] Consequences of failing to comply with section 260A — Annotations to section 260D
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2J.4 — INTERACTION WITH GENERAL DIRECTORS' DUTIES [s 260E]
	[2J.260E] General duties still apply — Annotations to section 260E
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Chapter 2K — Charges [Repealed subject to transitional provisions] [ss 261–282]
Part 2K.1 — Preliminary [s 261]
	Part 2K.1 — Preliminary [s 261]
		Important note — Effect of the Personal Property Securities Act
		[2K.261]  Interpretation and application — Annotations to section 261 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
Part 2K.2 — Registration [ss 262–277]
	Part 2K.2 — Registration [ss 262–277]
		[2K.262]  Charges required to be registered — Annotations to section 262 [Current to November 2015]
		Key principles
		Registration of floating charges
		Registration of other charges
		Exempt dealings
		Other matters
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2K.263]  Lodgment of notice of charge and copy of instrument — Annotations to section 263 [Current to November 2015]
		Key principles
		Scope of section
		Effect of PPS regime
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2K.264]  Acquisition of property subject to charge — Annotations to section 264 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
		[2K.265]  Registration of documents relating to charges — Annotations to sections 265–265A [Current to November 2015]
		Key principles
		Registration of charges
		Provisional registration
		Standard time
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2K.266]  Certain charges void against liquidator or administrator — Annotations to section 266 [Current to November 2015]
		Key principles
		When charge is avoided
		Increase in charge value
		Extension of time
		Concept of inadvertence
		Matters relevant to exercise of court's discretion
		Standing
		Conditions on extension of time
		Successive charges
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2K.267]  Charges in favour of certain persons void in certain cases — Annotations to section 267 [Current to November 2015]
		Key principles
		Scope of section
		Who is a "relevant person" for the purposes of this section?
		When is a charge enforced?
		Grant of leave
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2K.268]  Assignment and variation of charges — Annotations to section 268 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
		[2K.269]  Satisfaction of, and release of property from, charges — Annotations to section 269 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
		[2K.270]  Lodgement of notices, offences etc — Annotations to section 270 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
		[2K.271]  Company to keep documents relating to charges and register of charges — Annotations to section 271 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
		[2K.272]  Certificates — Annotations to section 272 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
		[2K.273A]  Application of State and Territory laws — Annotations to sections 273A–273D [Current to November 2015]
		Key principles
		Instruments and class orders
		History and explanatory materials
		Texts and literature
		[2K.274]  Power of court to rectify Register — Annotations to section 274 [Current to November 2015]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2K.277]  Power to exempt from compliance with certain requirements of Division — Annotations to section 277 [Current to November 2015]
		Key principles
		History and explanatory materials
		Texts and literature
Part 2K.3 — Order of priority [ss 278–282]
	Part 2K.3 — Order of priority [ss 278–282]
		[2K.278]  Priorities of charges — Annotations to sections 278–282 [Current to November 2015]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Chapter 2L — Debentures [ss 283AA–283HB]
Chapter 2L — Debentures: Chapter Overview
Part 2L.1 — Requirement for trust deed and trustee [ss 283AA–283AE]
	[2L.283AA]  Requirement for trust deed and trustee — Annotations to section 283AA [Current to February 2019]
	Key principles
	(1) Where the offer of debentures needs disclosure to investors under Ch 6D
	(2) Rollover offer made to existing debenture holders
	(3) Where there is an exemption from the disclosure requirement under s 708A
	(4) Where debentures are offered by a takeover bidder as part of the bid consideration under an off-market takeover bid
	(5) Where debentures are issued under a compromise or scheme of arrangement approved by members or creditors at a meeting ordered by the court under s 411(1)
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283AB]  Trust deed — Annotations to section 283AB [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283AC]  Who can be a trustee — Annotations to section 283AC [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283AD]  Existing trustee continues to act until new trustee takes office — Annotations to section 283AD [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283AE]  Replacement of trustee — Annotations to section 283AE [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2L.2 — Duties of borrower [ss 283BA–283BI]
	[2L.283BA]  Duties of borrower — Annotations to section 283BA [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BB]  General duties — Annotations to section 283BB [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BC]  Duty to notify ASIC of information related to trustee — Annotations to section 283BC [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BCA]  Register relating to trustees for debenture holders — Annotations to section 283BCA [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2L.283BD]  Duty to replace trustee — Annotations to section 283BD [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BE]  Duty to inform trustee about charges — Annotations to section 283BE [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BF]  Duty to give trustee and ASIC quarterly reports — Annotations to section 283BF [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BG]  Exceptions — Annotations to section 283BG [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BH]  How debentures may be described — Annotations to section 283BH [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283BI]  Offences for failure to comply with statutory duties — Annotations to section 283BI [Current to February 2019]
	Key principles
	Definitions and cross-references
Part 2L.3 — Duties of guarantor [ss 283CA–283CE]
	[2L.283CA]  Duties of guarantor — Annotations to section 283CA [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283CB]  General duties — Annotations to section 283CB [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283CC]  Duty to inform trustee about charges — Annotations to section 283CC [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283CD]  Exceptions — Annotations to section 283CD [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283CE]  Offences for failure to comply with statutory duties — Annotations to section 283CE [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2L.4 — Trustee [ss 283DA–283DC]
	[2L.283DA]  Trustee's duties — Annotations to section 283DA [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283DB]  Exemptions and indemnifications of trustee from liability— Annotations to section 283DB [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283DC]  Indemnity — Annotations to section 283DC [Current to February 2019]
	Key principles
	History and explanatory materials
	Texts and literature
Part 2L.5 — Meetings of debenture holders [ss 283EA–283EC]
	[2L.283EA]  Borrower's duty to call meeting — Annotations to section 283EA [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283EB]  Trustee's power to call meeting — Annotations to section 283EB [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283EC]  Court may order meeting — Annotations to section 283EC [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2L.6 — Civil liability [s 283F]
	[2L.283F]  Civil liability for contravening this Chapter — Annotations to section 283F [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2L.7 — ASIC powers [ss 283GA–283GB]
	[2L.283GA]  ASIC's power to exempt and modify — Annotations to section 283GA [Current to February 2019]
	Key principles
	[2L.283GB]  ASIC may approve body corporate to be trustee — Annotations to section 283GB [Current to February 2019]
	Key principles
Part 2L.8 — Court [ss 283HA–283HB]
	[2L.283HA]  General court power to give directions and determine questions— Annotations to section 283HA [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2L.283HB]  Specific court powers — Annotations to section 283HB [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Chapter 2M — Financial Reports and Audit [ss 285–344]
Part 2M.1 — Overview [ss 285–285A]
	[2M.285]  Overview of obligations under Chapter 2M — Annotations to sections 285–285A [Current to July 2018]
	Key principles
	Chapter 2M generally
	Scope of these sections
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2M.2 — Financial records [ss 286–290]
	[2M.286]  Obligation to keep financial records — Annotations to sections 286–289 [Current to February 2019]
	Key principles
	Obligation to keep financial records
	What records must be kept
	Other requirements
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[2M.290]  Director access — Annotations to section 290 [Current to February 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 2M.3 — Financial reporting [ss 292–323EM]
	Division 1 — Annual financial reports and directors' reports [ss 292–301]
		[2M.292]  Who has to prepare annual financial reports and directors' reports — Annotations to section 292 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.293]  Small proprietary companies — shareholder direction — Annotations to section 293 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.294]  Small proprietary companies — ASIC direction — Annotations to section 294 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.294A]  Small companies — limited by guarantee — member direction — Annotations to section 294A [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2M.294B]  Small companies — limited by guarantee — ASIC direction— Annotations to section 294B [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2M.295]  Contents of annual financial report — Annotations to section 295 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.295A]  Declaration in relation to listed entity's financial statements by chief executive officer and chief financial officer — Annotations to section 295A [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.296]  Compliance with accounting standards and regulations — Annotations to section 296 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.297]  True and fair view — Annotations to section 297 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.298]  Annual directors' report — Annotations to section 298 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.299]  Annual directors' report — general information — Annotations to section 299 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.299A]  Annual directors' reports — additional general requirements for listed public companies — Annotations to section 299A [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.300]  Annual directors' report — specific information — Annotations to section 300 [Current to February 2019]
		Key principles
		Scope of section
		Disclosure as to auditor independence
		Registered schemes
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.300A]  Annual directors' report — specific information to be provided by listed companies — Annotations to section 300A [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.300B]  Annual directors' report — companies limited by guarantee— Annotations to section 300B [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[2M.301]  Audit of annual financial report — Annotations to section 301 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Half-year financial report and directors' report [ss 302–306]
		[2M.302]  Disclosing entity must prepare half-year financial report and directors' report — Annotations to section 302 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class order
		Texts and literature
		[2M.303]  Contents of half-year financial report — Annotations to section 303 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.304]  Compliance with accounting standards and regulations — Annotations to section 304 [Current to February 2019]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.305]  True and fair view — Annotations to section 305 [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2M.306]  Half-year directors' report — Annotations to section 306 [Current to February 2019]
		Key principles
	Division 3 — Audit and auditor's report [ss 307–313]
		[2M.307]  Audit — Annotations to section 307 [Current to February 2019]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.307A]  Audit to be conducted in accordance with accounting standards— Annotations to section 307A [Current to February 2019]
		Definitions and cross-references
		History and explanatory materials
		[2M.307B]  Audit working papers to be retained for 7 years — Annotations to section 307B [Current to February 2019]
		History and explanatory materials
		[2M.307C]  Auditor's independence declaration — Annotations to section 307C [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[2M.308]  Auditor's report on annual financial report — Annotations to section 308 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.309]  Auditor's report on half-yearly financial report — Annotations to section 309 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.310]  Auditor's power to obtain information — Annotations to section 310 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.311]  Reporting to ASIC — Annotations to section 311 [Current to February 2019]
		Key principles
		Scope of reporting obligation
		Whether a contravention is significant
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.312]  Assisting auditor — Annotations to section 312 [Current to February 2019]
		History and explanatory materials
		[2M.313]  Special provisions on audit of debenture issuers and guarantors — Annotations to section 313 [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 4 — Annual financial reporting to members [ss 314–318]
		[2M.314]  Annual financial reporting to members — Annotations to sections 314 and 314A [Current to February 2019]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.315]  Deadline for reporting to members — Annotations to section 315 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.316]  Member's choices for annual financial information — Annotations to sections 316 and 316AA [Current to February 2019]
		History and explanatory materials
		Instruments and class orders
		[2M.316A]  Annual financial reporting to members of companies limited by guarantee — Annotations to section 316A [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		[2M.317]  Consideration of reports at AGM — Annotations to section 317 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[2M.318]  Additional reporting by debenture issuers — Annotations to section 318 [Current to February 2019]
		History and explanatory materials
	Division 5 — Lodging reports with ASIC [ss 319–322]
		[2M.319]  Lodgment of annual reports with ASIC — Annotations to section 319 [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.320]  Lodgment of half-year reports with ASIC — Annotations to section 320 [Current to February 2019]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.321]  ASIC power to require lodgment — Annotations to section 321 [Current to February 2019]
		History and explanatory materials
		[2M.322]  Relodgment if financial statements or directors' reports amended after lodgment — Annotations to section 322 [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 6 — Special provisions about consolidated financial statements [ss 323–323C]
		[2M.323]  Special provisions about consolidated financial statements — Annotations to section 323–323C [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 7 — Financial years and half-years [s 323D]
		[2M.323D]  Financial years and half-years — Annotations to sections 323D and 323DAA [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 8 — Disclosure by listed companies of information filed overseas [s 323DA]
		[2M.323DA]  Disclosure by listed companies of information filed overseas — Annotations to section 323DA [Current to February 2019]
		Key principles
	Division 9 — Reference of financial report to the Financial Reporting Panel [former ss 323EA–323EM]
		History and explanatory materials
Part 2M.4 — Appointment and removal of auditors [ss 324AA–333AE]
	Division 1 — Entities that may be appointed as an auditor for a company or registered scheme [ss 324AA–324AF]
		[2M.324AA]  Entities that may be appointed as an auditor for a company or registered scheme — Annotations to sections 324AA–324AF [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Registration requirements [ss 324BA–324BE]
		[2M.324BA]  Registration requirements — Annotations to sections 324BA–324BE [Current to February 2019]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — General requirements for auditor independence [ss 324CA–324CD]
		[2M.324CA]  General requirements for auditor independence — Annotations to sections 324CA–324CD [Current to February 2019]
		Key principles
		Conflict of interest situation
		Conduct of directors of audit company
		Effect on legal professional privilege
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Specific requirements for auditor independence [ss 324CE–324CL]
		[2M.324CE]  Specific requirements for auditor independence — Annotations to sections 324CE–324CL [Current to February 2019]
		Key principles
		Prohibited relationships
		"Cooling off" periods
		Officers of a company for the purposes of Pt 2M.4 Div 4
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5 — Auditor rotation for listed companies [ss 324DA–324DD]
		[2M.324DA]  Auditor rotation for listed companies — Annotations to sections 324DA–324DD [Current to February 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 6 — Appointment, removal and fees of auditors for companies [ss 325–330]
		[2M.325]  Appointment of auditors — Annotations to sections 325–328E [Current to July 2018]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[2M.329]  Removal and resignation of auditors — Annotations to sections 329–330 [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 7 — Appointment, removal and fees of auditors for registered schemes [ss 331AAA–331AE]
		[2M.331AAA]  Appointment, removal and fees of auditors for registered schemes — Annotations to sections 331AAA–331AE [Current to February 2019]
		Key principles
		History and explanatory materials
		Texts and literature
Part 2M.4A — Annual transparency reports for auditors [ss 332–332G]
	[2M.332]  Annual transparency reports for auditors — Annotations to sections 332–332G [Current to February 2019]
	Key principles
	History and explanatory materials
	Instruments and class orders
Part 2M.5 — Accounting and auditing standards [ss 334–338]
	[2M.334]  Accounting standards — Annotations to sections 334–338 [Current to February 2019]
	Key principles
	History and explanatory materials
	Texts and literature
Part 2M.6 — Exemptions and modifications [ss 340–343]
	[2M.340]  ASIC's power to make exemption orders and class orders — Annotations to sections 340–342 [Current to February 2019]
	Key principles
	Scope of sections
	When ASIC may grant relief
	Examples
	History and explanatory materials
	Texts and literature
	[2M.342AA]  Exemption orders and class orders for non-auditor members and former members of audit forms; former employees of audit companies — Annotations to sections 342AA–342AC [Current to February 2019]
	Key principles
	History and explanatory materials
	[2M.342A]  ASIC's power to modify the operation of s 324A — Annotations to sections 342A–342AB [Current to February 2019]
	Key principles
	History and explanatory materials
	[2M.343]  Modification by regulations or by the Minister — Annotations to sections 343 and 343A [Current to February 2019]
	Key principles
Part 2M.7 — Sanctions for contraventions of Chapter [s 344]
	[2M.344]  Contravention of Pt 2M.2 or 2M.3 — Annotations to section 344 [Current to February 2019]
	Key principles
	History and explanatory materials
	Texts and literature
Chapter 2N — Updating ASIC Information about Companies, Registered Schemes and Notified Foreign Passport Funds [ss 345A–349A]
Chapter 2N — Updating ASIC Information about Companies, Registered Schemes and Notified Foreign Passport Funds: Chapter Overview
	History and explanatory materials
	Texts and literature
Part 2N.1 — Review date [ss 345A–345B]
	[2N.345A]  Review date — Annotations to section 345A [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.345B]  Company or responsible entity may change review date — Annotations to section 345B [Current to February 2019]
	Key principles
	Definitions and cross-references
Part 2N.2 — Extract of particulars [ss 346A–346C]
	[2N.346A]  ASIC must give an extract of particulars each year — Annotations to section 346A [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.346B]  ASIC may ask questions — Annotations to section 346 [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.346C]  Requirements in relation to an extract of particulars — Annotations to section 346C [Current to February 2019]
	Key principles
	Definitions and cross-references
Part 2N.3 — Solvency resolution [ss 347A–347C]
	[2N.347A]  Directors must pass a solvency resolution after each review date — Annotations to section 347A [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.347B]  Notice to ASIC — Annotations to section 347B [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.347C]  Payment of review fee is taken to be a representation by the directors that the company is solvent — Annotations to section 347C [Current to February 2019]
	Key principles
	Definitions and cross-references
Part 2N.4 — Return of particulars [ss 348A–348D]
	[2N.348A]  ASIC may give a return of particulars — Annotations to section 348A [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.348B]  ASIC may ask questions — Annotations to section 348B [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.348C]  ASIC may require a solvency resolution and statement — Annotations to section 348C [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2N.348D]  General requirements in relation to a return of particulars — Annotations to section 348D [Current to February 2019]
	Key principles
	Definitions and cross-references
Part 2N.5 — Notice by proprietary companies of changes to ultimate holding company [s 349A]
	[2N.349A]  Proprietary companies must notify ASIC of changes to ultimate holding company — Annotations to section 349A [Current to February 2019]
	Key principles
	Definitions and cross-references
Chapter 2P — Lodgments with ASIC [ss 350–354]
Chapter 2P — Lodgments with ASIC: Chapter Overview
	History and explanatory material
	Texts and literature
Chapter 2P — Lodgments with ASIC
	[2P.350]  Forms for documents to be lodged with ASIC — Annotations to section 350 [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2P.351]  Signing documents lodged with ASIC — Annotations to section 351 [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2P.352]  Documents lodged with ASIC electronically — Annotations to section 352 [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2P.353]  Electronic lodgment of certain documents — Annotations to section 353 [Current to February 2019]
	Key principles
	Definitions and cross-references
	[2P.354]  Telephone notice of certain changes — Annotations to section 354 [Current to February 2019]
	Key principles
	Definitions and cross-references
Chapter 5 —  External Administration [ss 411–600K]
Part 5.1 — Arrangements and reconstructions [ss 411–415G]
	[5.411] Administration of compromises etc — Annotations to section 411 [Current to July 2022]
	Key principles
	Generally
	Application for meeting to be convened
	When the court may decline to order a scheme meeting
	How meeting is convened
	Classes of creditors or members
	Creditors and option holders
	Consolidated meetings
	Schemes of arrangement involving managed investment schemes
	Creditor approval of a scheme
	Member approval of a scheme
	Court approval of the arrangement
	Approval of scheme subject to alteration
	Compensation for breach of condition imposed by the court
	Implementation agreements
	No encumbrance provision
	Break fee and no shop arrangements
	Sale facilities for foreign shareholders
	Third party claims in schemes of arrangements
	When approval for scheme will be withheld
	Whether the compromise or arrangement has been proposed for the purpose of avoiding Ch 6
	Provisions for variation of schemes and termination conditions
	Where person may not administer arrangement
	Orders to be annexed to constitution
	Orders under s 1319
	Order restraining further proceedings in creditor's scheme under s 411(16)
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Prescribed and other material information
	Harmonised Corporations Rules
	Texts and literature
	[5.412] Information as to compromise with creditors — Annotations to section 412 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.413] Provisions for facilitating reconstruction and amalgamation of Pt 5.1 bodies — Annotations to section 413 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.414] Acquisition of shares of shareholders dissenting from scheme or contract approved by majority — Annotations to section 414 [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.415] Notice of appointment of scheme manager and Court's power to require a report — Annotations to section 415
	Key principles
	[5.415A] Outcome of voting at creditors' meeting determined by related entity — Court powers — Annotations to sections 415A–415C
	Key principles
	History and explanatory materials
	Texts and literature
	[5.415D] Stay on ipso facto clauses in respect of certain schemes of arrangement — Annotations to sections 415D–415G
	Key principles
	Instruments and class orders
	History and explanatory materials
Part 5.2 — Receivers and other controllers of property of corporations [ss 418–434M]
	[5.418] Persons not to act as receivers — Annotations to section 418 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.418A] Declaration as to validity of controller's appointment — Annotations to section 418A [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.419] Liability of controller — Annotations to section 419 [Current to July 2022]
	Key principles
	Appointment of a receiver generally
	Receiver as company's agent
	Position as to existing contracts
	Position as to employment contracts and employee entitlements
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.419A] Liability of controller under pre-existing agreement about property used by corporation — Annotations to section 419A [Current to July 2022]
	Key principles
	Scope of the section
	Excusing a controller from liability
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.420] Powers of receiver — Annotations to section 420 [Current to July 2022]
	Key principles
	Role of receiver
	Source of receiver's powers
	Effect of receiver's appointment on directors' powers
	History and explanatory materials
	Texts and literature
	[5.420A] Controller's duty of care in exercising power of sale — Annotations to section 420A [Current to July 2022]
	Key principles
	General law
	Effect of this section
	Sections 420A(1)(a) and (1)(b) are true alternatives
	When breach is established
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.420B] Court's power to authorise managing controller to dispose of property despite prior security interest — Annotations to section 420B [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.420C] Receiver's power to carry on a corporation's business during the winding up — Annotations to section 420C [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.421] Controller's duties in relation to bank accounts and financial reports — Annotations to section 421 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.421A] Managing controller to report within 2 months about corporation's affairs — Annotations to section 421A [Current to July 2022]
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.422] Reports by receiver or managing controller — Annotations to section 422 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.422A] Annual return by controller — Annotations to sections 422A–422B [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.422C] Transfer of books to new controller — Annotations to sections 422C–422D [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.423] Supervision of controller — Annotations to section 423 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.424] Controller may apply to court — Annotations to section 424 [Current to July 2022]
	Key principles
	Basis on which the court's power is exercised
	History and explanatory material
	Texts and literature
	[5.425] Court's power to fix amount of remuneration of receiver — Annotations to section 425 [Current to July 2022]
	Key principles
	Remuneration of receiver appointed under an instrument
	Factors relevant to amount of receiver's remuneration
	Remuneration of court-appointed receiver
	Receiver's equitable lien
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.426] Controller has qualified privilege in certain cases — Annotations to section 426 [Current to July 2022]
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.427] Notification of matters relating to controller — Annotations to section 427 [Current to July 2022]
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.428] Statement that receiver appointed or other controller acting — Annotations to section 428 [Current to July 2022]
	History and explanatory materials
	Texts and literature
	[5.429] Officers to report to controller about company's affairs — Annotations to sections 429–429A [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.430] Controller may require reports — Annotations to section 430 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.431] Controller may inspect books — Annotations to section 431 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.432] Auditing returns by controllers — Annotations to section 432 [Current to July 2022]
	History and explanatory materials
	Texts and literature
	[5.433] Property subject to circulating security interest — payment of certain debts to have priority — Annotations to section 433 [Current to July 2022]
	Key principles
	Certain payments in priority to secured creditors
	Retrenchment payments
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.434] Enforcing controller's duty to make returns — Annotations to section 434 [Current to July 2022]
	History and explanatory materials
	Texts and literature
	[5.434A] Court's power to remove controller for misconduct — Annotations to section 434A [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.434B] Removal of redundant controller — Annotations to section 434B [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.434C] Effect of ss 434A and 434B — Annotations to section 434C [Current to July 2022]
	History and explanatory materials
	Texts and literature
	[5.434D] Appointment of two or more receivers, receivers and managers, controllers or managing controllers of property of a corporation — Annotations to sections 434D–434G [Current to July 2022]
	Key principles
	History and explanatory materials
	[5.434H] Regulations may provide for reporting to ASIC — Annotations to section 434H [Current to July 2022]
	History and explanatory materials
	[5.434J] Stay on ipso facto clauses where managing controller appointed — Annotations to sections 434J–434M [Current to July 2022]
	Key principles
	Instruments and class orders
	History and explanatory materials
Part 5.3A — Administration of a company's affairs with a view to executing a deed of company arrangement [ss 435A–451H]
	Division 1 — Preliminary [ss 435A–435C]
		[5.435A] Object of Part 5.3A — Annotations to section 435A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.435B] Definitions — Annotations to section 435B [Current to July 2022]
		History and explanatory materials
		[5.435C] When administration begins and ends — Annotations to section 435C [Current to July 2022]
		History and explanatory materials
		Texts and literature
	Division 2 — Appointment of administrator and first meeting of creditors [ss 436A–436G]
		[5.436A] Company may appoint administrator if board thinks it is or will become insolvent — Annotations to section 436A [Current to July 2022]
		Key principles
		Scope of Pt 5.3A Div 2
		Invalidity of appointment by reason of other legislation
		Administrator should satisfy himself or herself as to validity of his or her appointment
		Claim to remuneration where administrator was not validly appointed
		Appointment to company to which a liquidator or provisional liquidator has been appointed
		Where administrator is appointed to corporate trustee
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.436B] Liquidator may appoint administrator — Annotations to section 436B [Current to July 2022]
		Key principles
		Liquidator or provisional liquidator may appoint administrator
		Persons who may not be appointed as liquidator without creditors' consent or leave of the court
		Standing for application
		Evidence in support of application
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.436C] Person entitled to enforce security interest in whole or substantially the whole of a company's property may appoint administrator — Annotations to section 436C [Current to July 2022]
		Key principles
		Power to appoint administrator
		Administrator cannot be appointed when liquidator or provisional liquidator has been appointed
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.436D] Company already under administration — Annotations to section 436D [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[5.436DA] Declarations by administrator — indemnities and relevant relationships — Annotations to section 436DA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.436E] Purpose and timing of first meeting of creditors — Annotations to section 436E [Current to July 2022]
		Key principles
		Administrator must call initial meeting of creditors
		Notice of meeting
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.436F] Functions of committee of creditors — Annotations to former section 436F [Current to July 2022]
		[5.436G] Membership of committee — Annotations to former 436G [Current to July 2022]
	Division 3 — Administrator assumes control of company's affairs [ss 437A–437F]
		[5.437A] Role of administrator — Annotations to section 437A [Current to July 2022]
		Key principles
		Extent of administrator's powers
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.437B] Administrator acts as company's agent — Annotations to section 437B [Current to July 2022]
		Key principles
		Definitions and cross references
		History and explanatory materials
		Texts and literature
		[5.437C] Powers of other officers suspended — Annotations to former section 437C [Current to July 2022]
		[5.437D] Only administrator can deal with company's property — Annotations to section 437D [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.437E] Orders for compensation where officer involved in void transaction — Annotations to section 437E [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.437F] Effect of administration on company's members — Annotations to section 437F [Current to July 2022]
		Key principles
		Transfer of shares
		Alteration in status
		History and explanatory materials
		Texts and literature
	Division 4 — Administrator investigates company's affairs [ss 438A–438E]
		[5.438A] Administrator to investigate affairs and consider possible causes of action — Annotations to section 438A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.438B] Directors to help administrator — Annotations to section 438B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.438C] Administrator's right to company books — Annotations to section 438C [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.438D] Reports by administrator — Annotations to section 438D [Current to July 2022]
		Key principles
		History and explanatory materials
		Definitions and cross-references
		Texts and literature
		[5.438E] Administrator's accounts — Annotations to former section 438E [Current to July 2022]
	Division 5 — Meeting of creditors decides company's future [ss 439A–439C]
		[5.439A] Administrator to convene meeting and inform creditors — Annotations to section 439A [Current to July 2022]
		Key principles
		Options available to creditors at second meeting
		Time for holding second meeting
		Administrators' report to creditors
		Extension of time for second meeting under s 439A(6)
		Orders under s 447A
		Orders under s 1322
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Convening and conduct of second meeting
		Voting at second meeting
		How chairperson deals with proofs of debt
		Texts and literature
		[5.439B] Conduct of meeting — Annotations to former section 439B [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.439C] What creditors may decide — Annotations to section 439C [Current to July 2022]
		Key principles
		Resolution that company execute deed of company arrangement
		Resolution that company be wound up
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 6 — Protection of company's property during administration [ss 440A–440JA]
		[5.440A] Winding up company — Annotations to section 440A [Current to July 2022]
		Key principles
		Matters relevant to adjournment of winding up application
		Court's inherent jurisdiction
		Appointment of provisional liquidator
		History and explanatory materials
		Texts and literature
		[5.440B] Restrictions on exercise of third party property rights — Annotations to section 440B [Current to July 2022]
		Key principles
		Scope of the section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.440D] Leave to bring court proceedings against a company in administration — Annotations to section 440D [Current to July 2022]
		Key principles
		Purpose of this section
		When leave will be granted
		When leave not required under this section
		Costs of proceedings involving administrators
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.440E] Administrator not liable in damages for refusing consent — Annotations to section 440E [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.440F] Suspension of enforcement process — Annotations to section 440F [Current to July 2022]
		Key principles
		Matters relevant to grant of leave
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.440G] Duties of court officer in relation to property of company — Annotations to section 440G [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.440H] Lis pendens taken to exist — Annotations to section 440H [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.440J] Administration not to trigger liability of director or relative under guarantee of company's liability — Annotations to section 440J [Current to July 2022]
		Key principles
		Purpose of the section
		Notice of application
		When leave is not required
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.440JA] Property subject to a banker's lien — Annotations to section 440JA [Current to July 2022]
		History and explanatory materials
		Texts and literature
	Division 7 — Rights of secured party, owner or lessor [ss 441AA–441J]
		[5.441AA] Application of Subdivision — PPSA security interests — Annotations to section 441AA
		Key principles
		History and explanatory materials
		[5.441A] Where secured party acts before or during decision period — Annotations to section 441A [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.441B] Where enforcement of security interest begins before administration — Annotations to section 441B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.441C] Security interest in perishable property — Annotations to section 441C [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.441D] Court may limit powers of secured party etc in relation to secured property — Annotations to section 441D [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.441E] Giving a notice under a security agreement — Annotations to section 441E [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.441EA] Sale of property subject to a possessory security agreement — Annotations to section 441EA
		Key principles
		History and explanatory materials
	Subdivision C — Property not subject to security interests [ss 441EB–441J]
		[5.441EB] Scope of Subdivision — Annotations to section 441EB
		Key principles
		History and explanatory materials
		[5.441F] Where recovery of property begins before administration and perishable property — Annotations to sections 441F–441G [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.441H] Court may limit powers of receiver etc in relation to property used by company — Annotations to section 441H [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[5.441J] Giving a notice under an agreement about property — Annotations to section 441J
		Key principles
	Division 8 — Powers of administrator [ss 442A–442F]
		[5.442A] Additional powers of administrator — Annotations to section 442A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.442B] Dealing with property subject to circulating security interests — Annotations to section 442B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.442C] When administrator may dispose of encumbered property — Annotations to section 442C [Current to July 2022]
		Key principles
		Sale of property subject to a security interest
		When leave will be granted
		History and explanatory materials
		Texts and literature
		[5.442CA] Property subject to a possessory security interest — inspection or examination by potential purchasers etc — Annotations to section 442CA [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.442CB] Property subject to a security interest or a retention of title clause — administrator's duty of care in exercising power of sale — Annotations to section 442CB [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.442CC] Proceeds of sale of property — Annotations to section 442CC [Current to July 2022]
		Key principles
		Definitions and cross references
		History and explanatory materials
		[5.442D] Administrator's powers subject to powers of secured party, receiver or controller — Annotations to section 442D [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.442E] Administrator has qualified privilege — Annotations to section 442E [Current to July 2022]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.442F] Protection of persons dealing with administrator — Annotations to section 442F [Current to July 2022]
		Key principles
	Division 9 — Administrator's liability and indemnity for debts of administration [ss 443A–443F]
		[5.443A] General debts — Annotations to section 443A [Current to July 2022]
		Key principles
		Administrator's personal liability
		Liability for advances to administrator
		Variation of administrator's liability under s 447A
		History and explanatory materials
		Texts and literature
		[5.443B] Payments for property used or occupied by, or in the possession of, the company — Annotations to section 443B [Current to July 2022]
		Key principles
		Scope of section
		Order extending time for giving of notice
		Order that administrator is not personally liable
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.443BA] Certain taxation liabilities — Annotations to section 443BA [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.443C] Administrator not otherwise liable for company's debts — Annotations to section 443C [Current to July 2022]
		History and explanatory materials
		[5.443D] Right of indemnity — Annotations to section 443D [Current to July 2022]
		Key principles
		Scope of administrator's right of indemnity
		No application to administrator under deed of company arrangement
		Definitions and cross references
		History and explanatory materials
		Texts and literature
		[5.443E] Right of indemnity has priority over other debts — Annotations to section 443E [Current to July 2022]
		Key principles
		Priority of administrator's statutory right of indemnity
		Conflict with receiver's indemnity
		Limits to priority
		No application to administrator under deed of company arrangement
		History and explanatory materials
		Texts and literature
		[5.443F] Lien to secure indemnity — Annotations to section 443F [Current to July 2022]
		Key principles
		Administrator's statutory lien
		Administrator's equitable lien
		No application to administrator under deed of company arrangement
		History and explanatory materials
		Texts and literature
	Division 10 — Execution and effect of deed of company arrangement [ss 444A–444J]
		[5.444A] Effect of creditors' resolution — Annotations to section 444A [Current to July 2022]
		Key principles
		Requirements for deed of company arrangement
		Claims within the scope of deed
		Deed does not confer contractual rights on individual creditors
		Ownership of assets contributed under deed of company arrangement
		"Holding" deed of company arrangement
		Nature of creditors' trust
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.444B] Execution of deed — Annotations to section 444B [Current to July 2022]
		Key principles
		Execution of deed
		Extension of time to execute deed
		Extension of time under s 447A
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.444C] Creditor not to act inconsistently with deed before its execution — Annotations to section 444C [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.444D] Effect of deed on creditors — Annotations to section 444D [Current to July 2022]
		Key principles
		Deed of company arrangement binds creditors
		Secured creditors
		Owners and lessors of property
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.444DA] Giving priority to eligible employee creditors — Annotations to section 444DA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.444DB] Superannuation contribution debts not admissible to proof — Annotations to section 444DB [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.444E] Protection of company's property from persons bound by deed — Annotations to section 444E [Current to July 2022]
		Key principles
		Scope of section
		Prohibition on winding up application
		Leave required to bring proceedings or take enforcement process
		Matters relevant to grant of leave
		History and explanatory materials
		Texts and literature
		[5.444F] Court may limit right of secured creditor or owner or lessor — Annotations to section 444F [Current to July 2022]
		Key principles
		Orders in respect of secured creditors
		Orders in respect of owners and lessors
		Factors relevant to making of an order
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.444G] Effect of deed on company, officers and members — Annotations to section 444G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.444GA] Transfer of shares — Annotations to section 444GA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.444H] Extent of release of company's debts — Annotations to section 444H [Current to July 2022]
		Key principles
		Application of set-off principles in administration
		History and explanatory materials
		Texts and literature
		[5.444J] Guarantees and indemnities — Annotations to section 444J [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 11 — Variation, termination and avoidance of deed [ss 445A–445H]
		[5.445A] Variation of deed by creditors — Annotations to section 445A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.445B] Court may cancel variation — Annotations to section 445B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.445C] When deed terminates — Annotations to section 445C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.445CA] When creditors may terminate deed — Annotations to section 445CA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.445D] When court may terminate deed — Annotations to section 445D [Current to July 2022]
		Key principles
		Effect of termination order
		Court may terminate deed where false or misleading information given to creditors or for material omission or contravention
		Court may terminate deed for material contravention
		Court may terminate deed for injustice or undue delay
		Court may terminate deed for oppression, unfair prejudice or unfair discrimination
		When discrimination or prejudice is unfair
		Whether deed is contrary to the interests of creditors as a whole
		Termination of deed for some other reason
		Court has discretion whether to terminate deed
		Standing
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.445E] Creditors may terminate deed and resolve that company be wound up — Annotations to section 445E [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.445F] Meeting of creditors to consider proposed variation or termination of deed — Annotations to former section 445F [Current to July 2022]
		[5.445FA] Notice of termination of deed — Annotations to section 445FA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.445G] When court may void or validate deed — Annotations to section 445G [Current to July 2022]
		Key principles
		Declaring deed to be void
		Declaring deed to be valid
		History and explanatory materials
		Texts and literature
		[5.445H] Effect of termination or avoidance — Annotations to section 445H [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.445J] Annotations to former Division 11A — Deed administrator's accounts [s 445J] [Current to July 2022]
	Division 11AA— Notification of contravention of deed [s 445HA]
		[5.445HA] Administrator becomes liquidator in certain cases — notations to section 445HA [Current to September 2019]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 12 — Transition to creditors' voluntary winding up [ss 446A–446C]
		[5.446A] Administrator becomes liquidator in certain cases — Annotations to section 446A [Current to July 2022]
		Key principles
		Application of section
		Position if liquidator initiates a voluntary administration
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.446AA] Administrator becomes liquidator — additional cases — Annotations to section 446AA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.446B] Regulations may provide for transition in other cases — Annotations to section 446B [Current to July 2022]
		Instruments and class orders
		Texts and literature
		[5.446C] Liquidator may require submission of report about company's affairs — Annotations to section 446C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 13 — Powers of court  [ss 447A–447F]
		[5.447A] General power to make orders — Annotations to section 447A [Current to July 2022]
		Key principles
		Scope of section
		Limits to the court's powers under this section
		Orders as to administrator
		Invalidity of administrator's appointment
		Fixing administrator's remuneration
		Expanding administrator's right of indemnity or limiting administrator's personal liability
		Appointment of administrator
		Orders in relation to creditors' meetings
		Setting aside resolution passed at creditors' meeting
		Orders as to deed of company arrangement
		Extending time for entry into deed of company arrangement
		Variation of deed of company arrangement
		Other matters
		Role of committee of creditors
		Pooling
		Order terminating administration
		History and explanatory materials
		Texts and literature
		[5.447B] Orders to protect creditors during administration — Annotations to section 447B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.447C] Court may declare whether administrator validly appointed — Annotations to section 447C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.447D] Administrator may seek directions — Annotations to former section 447D [Current to July 2022]
		[5.447E] Supervision of administrator of company or deed — Annotations to former section 447E [Current to July 2022]
		[5.447F] Effect of Pt 5.3A Div 13 — Annotations to section 447F [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 14 — Qualifications of administrators [ss 448A–448C]
		[5.448A] Qualifications of administrators — Annotations to sections 448A–448C [Current to July 2022]
		Key principles
		Scope of sections
		Disqualification of partner, employee or employer of officer of the company
		Effect of failure to obtain leave under s 448C prior to appointment
		History and explanatory materials
		Texts and literature
	Division 15 — Removal and replacement of administrators [ss 449A–449E]
		[5.449A] Appointment of administrator cannot be revoked — Annotations to section 449A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.449B] Court may remove administrator — Annotations to former section 449B [Current to July 2022]
		[5.449C] Vacancy in office of administrator — Annotations to section 449C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.449CA] Declarations by administrator – indemnities and relevant relationships — Annotations to section 449CA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.449D] Vacancy in office of administrator of deed of company arrangement — Annotations to former section 449D [Current to July 2022]
		[5.449E] Remuneration of administrator — Annotations to former section 449E [Current to July 2022]
	Division 16 — Notices about steps taken under part [ss 450A–450F]
		[5.450A] Notices about steps taken under Part 5.3A — Annotations to sections 450A–450F [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 17 — Miscellaneous [ss 451A–451H]
		[5.451A] Miscellaneous — Annotations to sections 451A–451D [Current to July 2022]
		Key principles
		Appointment of two or more administrators of a company
		Extension under s 451D
		History and explanatory materials
		Texts and literature
		[5.451E] Stay on ipso fact clauses where company is under administration — Annotations to sections 451E–451H [Current to July 2022]
		Key principles
		Instruments and class orders
		History and explanatory materials
Part 5.3B — Restructuring of a company [ss 452A–458H]
	[5.452A] Object of the Part and definitions — Annotations to sections 452A–452B [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[5.453A] When restructuring begins and ends and appointment of restructuring practitioner — Annotations to sections 453A–453D [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.453E] Role of the restructuring practitioner during restructuring — Annotations to sections 453E–453J [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.453K] Conduct of company during restructuring — Annotations to sections 453K–453P [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.453Q] Effect on company during restructuring — Annotations to sections 453Q–453X [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.454A] Rights of secured party, owner or lessor during restructuring — Annotations to sections 454A–454M [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	[5.454N] Enforcement rights triggered by restructuring — Annotations to sections 454N–454S [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.455A] Restructuring plan — Annotations to sections 455A–455B [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.456A] Restructuring practitioner — Annotations to sections 456A–456N [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.457A] Information, reports, documents etc — Annotations to sections 457A–457C [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.458A] Powers of the court and other matters — Annotations to sections 458A–458C [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5.458D] Temporary relief for companies seeking a restructuring practitioner — Annotations to ss 458D–458H [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Division 2 — Statutory demand [ss 459E–459F]
		[5.459E]  Creditor may serve statutory demand on company — Annotations to section 459E [Current to September 2020]
		Key principles
		When a statutory demand may be served
		Contingent or prospective liability may not be subject of statutory demand
		Form of statutory demand
		Claim for foreign currency debt
		Execution of statutory demand
		Affidavit verifying statutory demand
		Service of statutory demand
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.459F]  When company taken to fail to comply with statutory demand — Annotations to section 459F [Current to September 2020]
		Key principles
		Scope of section
		Extension of time pending appeal or application to set aside dismissal
		History and explanatory materials
		Texts and literature
	Division 3 — Application to set aside statutory demand [ss 459G–459N]
		[5.459G]  Company may apply to set aside statutory demand — Annotations to section 459G [Current to September 2020]
		Key principles
		When application can be made
		Manner of service
		No power to extend time
		Contents of affidavit
		Supplementing initial affidavit
		Court's jurisdiction to restrain a winding up application
		Security for costs
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.459H]  Determination of application where there is a dispute or offsetting claim — Annotations to section 459H [Current to September 2020]
		Key principles
		Scope of the section
		Whether a genuine dispute exists
		Scope of court's role in determining whether genuine dispute exists
		Relevance of solvency
		When a genuine dispute is not established
		Offsetting claim
		When the court will set aside or vary the demand
		History and explanatory materials
		Texts and literature
		[5.459J]  Setting aside demand on other grounds — Annotations to section 459J [Current to September 2020]
		Key principles
		Setting aside for defect in the demand
		Examples of matters which warranted setting aside the demand
		Examples of matters which did not warrant setting aside the demand
		When a demand can be set aside for some other reason under s 459J(1)(b)
		Overstatement of amount of debt
		Genuine dispute as to the existence or amount of the debt may allow demand to be set aside under s 459J(1)(b)
		Deponent does not have personal knowledge of relevant facts
		Failure to verify that debt is due and payable
		Affidavit sworn before date of demand
		Knowledge of ineffective service
		Demand made for improper purpose
		Proof of solvency
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.459K]  Effect of order setting aside statutory demand — Annotations to section 459K [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459L]  Dismissal of application — Annotations to section 459L [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459M]  Order subject to conditions — Annotations to section 459M [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459N]  Costs where company successful — Annotations to section 459N [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 4 — Application for order to wind up company in insolvency [ss 459P–459T]
		[5.459P]  Who may apply for an order under section 459A — Annotations to section 459P [Current to September 2020]
		Key principles
		Standing to bring winding up application under s 459A
		Standing to bring winding up application with leave under s 459P(2)
		Whether person with claim for damages is contingent creditor
		Winding up application by director
		Leave may be granted with retrospective effect
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.459Q]  Application relying on failure to comply with statutory demand — Annotations to section 459Q [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459R]  Period within which application must be determined — Annotations to section 459R [Current to September 2020]
		Key principles
		Scope of the section
		Application of the slip rule
		Extension of time
		History and explanatory materials
		Texts and literature
		[5.459S]  Company may not oppose application on certain grounds — Annotations to section 459S [Current to September 2020]
		Key principles
		Scope of section
		Issues in application for leave
		Limitation applies where ground for opposition existed at time of s 459G procedure
		History and explanatory materials
		Texts and literature
		[5.459T]  Application to wind up joint debtors in insolvency — Annotations to section 459T [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
Part 5.4 — Winding up in insolvency [ss 459A–459T]
	Division 1 — When company to be wound up in insolvency [ss 459A–459D]
		[5.459A] Order that insolvent company be wound up in insolvency — Annotations to section 459A [Current to July 2022]
		Key principles
		Nature of winding up
		When a winding up order can be made
		Where company is already in creditors' voluntary winding up or has been deregistered
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.459B] Order made on application under s 234, s 462 or s 464 — Annotations to section 459B [Current to July 2022]
		History and explanatory materials
		[5.459C] Presumptions to be made in certain proceedings — Annotations to section 459C [Current to July 2022]
		Key principles
		Time in which presumption applies
		Presumption may be rebutted
		History and explanatory materials
		Texts and literature
		[5.459D] Contingent or prospective liability relevant to whether company solvent — Annotations to section 459D [Current to July 2022]
		History and explanatory materials
		Texts and literature
	Division 2 — Statutory demand [ss 459E–459F]
		[5.459E] Creditor may serve statutory demand on company — Annotations to section 459E [Current to July 2022]
		Key principles
		When a statutory demand may be served
		Contingent or prospective liability may not be subject of statutory demand
		Form of statutory demand
		Claim for foreign currency debt
		Execution of statutory demand
		Affidavit verifying statutory demand
		Service of statutory demand
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.459F] When company taken to fail to comply with statutory demand — Annotations to section 459F [Current to July 2022]
		Key principles
		Scope of section
		Extension of time pending appeal or application to set aside dismissal
		History and explanatory materials
		Texts and literature
	Division 3 — Application to set aside statutory demand [ss 459G–459N]
		[5.459G] Company may apply to set aside statutory demand — Annotations to section 459G [Current to July 2022]
		Key principles
		When application can be made
		Manner of service
		No power to extend time
		Contents of affidavit
		Supplementing initial affidavit
		Court's jurisdiction to restrain a winding up application
		Security for costs
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.459H] Determination of application where there is a dispute or offsetting claim — Annotations to section 459H [Current to July 2022]
		Key principles
		Scope of the section
		Whether a genuine dispute exists
		Scope of court's role in determining whether genuine dispute exists
		Relevance of solvency
		When a genuine dispute is not established
		Offsetting claim
		When the court will set aside or vary the demand
		History and explanatory materials
		Texts and literature
		[5.459J] Setting aside demand on other grounds — Annotations to section 459J [Current to July 2022]
		Key principles
		Setting aside for defect in the demand
		Examples of matters which warranted setting aside the demand
		Examples of matters which did not warrant setting aside the demand
		When a demand can be set aside for some other reason under s 459J(1)(b)
		Overstatement of amount of debt
		Genuine dispute as to the existence or amount of the debt may allow demand to be set aside under s 459J(1)(b)
		Deponent does not have personal knowledge of relevant facts
		Failure to verify that debt is due and payable
		Affidavit sworn before date of demand
		Knowledge of ineffective service
		Demand made for improper purpose
		Proof of solvency
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.459K] Effect of order setting aside statutory demand — Annotations to section 459K [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459L] Dismissal of application — Annotations to section 459L [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459M] Order subject to conditions — Annotations to section 459M [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459N] Costs where company successful — Annotations to section 459N [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 4 — Application for order to wind up company in insolvency [ss 459P–459T]
		[5.459P] Who may apply for an order under section 459A — Annotations to section 459P [Current to July 2022]
		Key principles
		Standing to bring winding up application under s 459A
		Standing to bring winding up application with leave under s 459P(2)
		Whether person with claim for damages is contingent creditor
		Winding up application by director
		Leave may be granted with retrospective effect
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.459Q] Application relying on failure to comply with statutory demand — Annotations to section 459Q [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.459R] Period within which application must be determined — Annotations to section 459R [Current to July 2022]
		Key principles
		Scope of the section
		Application of the slip rule
		Extension of time
		History and explanatory materials
		Texts and literature
		[5.459S] Company may not oppose application on certain grounds — Annotations to section 459S [Current to July 2022]
		Key principles
		Scope of section
		Issues in application for leave
		Limitation applies where ground for opposition existed at time of s 459G procedure
		History and explanatory materials
		Texts and literature
		[5.459T] Application to wind up joint debtors in insolvency — Annotations to section 459T [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
Part 5.4A — Winding up by the court on other grounds [ss 461–464]
	[5.461] General grounds on which company can be wound up by the court — Annotations to section 461 [Current to July 2022]
	Key principles
	Winding up following special resolution etc
	Directors have acted in own interests: s 461(1)(e)
	Winding up for oppression: s 461(1)(f)
	Winding up following report by ASIC: s  461(1)(h)
	Winding up on just and equitable ground: s 461(1)(k)
	Court's discretion whether to make winding up order
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5.462] Standing to apply for winding up — Annotations to section 462 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.464] Application for winding up in connection with investigation under ASIC Act — Annotations to section 464 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	Division 1A — Effect of winding up order [ss 471–471C]
		[5.471]  Effect on creditors and contributories — Annotations to section 471 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.471A]  Powers of other officers suspended during winding up — Annotations to former section 471A [Current to September 2020]
		[5.471B]  Stay of proceedings and suspension of enforcement process — Annotations to section 471B [Current to September 2020]
		Key principles
		Purpose of requirement for leave
		Application where provisional liquidator has been appointed
		Matters relevant to grant of leave
		Leave may be granted with retrospective effect
		Principles applicable to costs of litigation brought by and against liquidators
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.471C]  Secured creditors' rights not affected — Annotations to section 471C [Current to September 2020]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Court-appointed liquidators [ss 472–481]
		[5.472]  Court to appoint a registered liquidator — Annotations to section 472 [Current to September 2020]
		Key principles
		Court appointment and role of liquidator
		Liquidator's independence
		Conflict of interest
		When a provisional liquidator will be appointed
		Shareholder disputes and oppressive conduct
		Improper conduct
		Appointment of provisional liquidator on creditor's application
		Appointment of provisional liquidator on company's application
		Powers of provisional liquidator
		Court can give directions to provisional liquidator
		Termination of appointment of provisional liquidator
		History and explanatory materials
		Instruments and class orders
		Consent to appointment
		Undertaking as to damages
		Texts and literature
		[5.473]  Resignation of liquidators — Annotations to section 473 [Current to September 2020]
		History and explanatory materials
		Instruments and class orders
		[5.473A]  Vacancies in office of court-appointed liquidator — Annotations to section 473A [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.474]  Custody and vesting of company's property — Annotations to section 474 [Current to September 2020]
		Key principles
		Liquidator takes custody or control of company's property
		Vesting order
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.475]  Report as to company's affairs to be submitted to liquidator — Annotations to section 475 [Current to September 2020]
		Key principles
		Persons who may be required to provide report
		Reasonable excuse
		Costs and expenses of report
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.476]  Preliminary report by liquidator — Annotations to former section 476 [Current to September 2020]
		[5.477]  Powers of liquidators — Annotations to section 477 [Current to September 2020]
		Key principles
		Scope of liquidator's powers
		Payment of class of creditors in full (s 477(1)(b))
		Power to make a compromise (s 477(1)(c))
		Power to sell or dispose of company's property (s 477(2)(c))
		Execution of documents (s 477(2)(d))
		Power to do all things necessary for winding up the company's affairs (s 477(2)(m))
		Compromise of debts (s 477(2A))
		Long term agreements (s 477(2B))
		Liquidator's exercise of discretion
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.478]  Application of property; list of contributories — Annotations to section 478 [Current to September 2020]
		Key principles
		When company's liabilities are to be determined
		Settlement of list of contributories
		List of contributories is prima facie evidence
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.479]  Exercise and control of liquidator's powers — Annotations to former section 479 [Current to September 2020]
		[5.480]  Release of liquidator and deregistration of company — Annotations to section 480 [Current to September 2020]
		Key principles
		Effect of liquidator's release
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.481]  Orders for release or deregistration — Annotations to section 481 [Current to September 2020]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — General powers of court [ss 482–489E]
	Subdivision A — General powers [ss 482–488]
		[5.482]  Power to stay or terminate winding up — Annotations to section 482 [Current to September 2020]
		Key principles
		Scope of the section
		Relevant factors to an order under the section
		Relevance of solvency
		Where winding up order made irregularly
		Whether a winding up should be terminated following approval of deed of company arrangement
		Stay of winding up order made by court of another state
		Stay of winding up pending appeal
		Effect of stay of winding up on directors' powers
		Stay or termination of provisional liquidation
		Position in respect of voluntary winding up
		Order can be made after final meeting under s 509
		Standing
		Notice of application
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.483]  Delivery of property to liquidator — Annotations to section 483 [Current to September 2020]
		Key principles
		Purpose of the section
		Prima facie entitlement
		Payment by contributory
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.484]  Appointment of special manager — Annotations to section 484 [Current to September 2020]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.485]  Claims of creditors and distribution of property — Annotations to section 485 [Current to September 2020]
		Key principles
		Adjustment of rights of contributories
		The rule in Cherry v Boultbee
		History and explanatory materials
		Texts and literature
		[5.486]  Inspection of books by creditors and contributories — Annotations to section 486 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.486A] Court may make order to prevent officer or related entity from avoiding liability to company — Annotations to section 486A [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.486B] Warrant to arrest person who is absconding — Annotations to section 486B [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Definitions and cross-references
		Texts and literature
		[5.487] Power to arrest absconding contributory — Annotations to section 487 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.488] Delegation to liquidator of certain powers of the court — Annotations to section 488 [Current to September 2020]
		Key principles
		Scope of section
		Distribution of surplus
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Procedures relating to section 486B warrants [ss 489A–489E]
		[5.489A] Arrest of person subject to warrant — Annotations to sections 489A–489E [Current to September 2020]
		Key principles
		History and explanatory materials
Part 5.4B — Winding up in insolvency or by the court [ss 465A–489E]
	Division 1 — General [ss 465–470]
		[5.465] Definitions — Annotations to section 465
		Key principles
		Definitions and cross-references
		History and explanatory material
		[5.465A] Notice of application — Annotations to section 465A [Current to July 2022]
		Key principles
		Scope of Part 5.4B
		Service of winding up application
		Advertising of winding up application
		Notice of winding up order
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.465B] Substitution of applicants — Annotations to section 465B [Current to July 2022]
		Key principles
		Scope of the section
		Whether order for substitution should be made if debt is disputed
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.465C] Applicant to be given notice of grounds for opposing application — Annotations to section 465C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.466] Payment of preliminary costs etc — Annotations to section 466 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.467] Court's powers on hearing application — Annotations to section 467 [Current to July 2022]
		Key principles
		Orders in relation to winding up
		Circumstances in which court must not refuse winding up application
		Dispensing with service and reports of company's affairs
		Application by contributories for winding up on just and equitable ground
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.467A] Effect of defect or irregularity on application under Pt 5.4 or Pt 5.4A — Annotations to section 467A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.467B] Court may order winding up of company that is being wound up voluntarily — Annotations to section 467B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.468] Avoidance of dispositions of property, attachments etc — Annotations to section 468 [Current to July 2022]
		Key principles
		Scope and purpose of this section
		Dispositions to which this section applies
		Exercise of discretion to validate transaction
		Avoidance of attachments etc
		Proper plaintiff for recovery action
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.468A] Effect of winding up on company's members — Annotations to section 468A [Current to July 2022]
		Key principles
		Transfer of shares
		Alteration in status
		History and explanatory material
		Texts and literature
		[5.469] Application to be lis pendens — Annotations to section 469 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.470] Certain notices to be lodged — Annotations to section 470 [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 1A — Effect of winding up order [ss 471–471C]
		[5.471] Effect on creditors and contributories — Annotations to section 471 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.471A] Powers of other officers suspended during winding up — Annotations to former section 471A [Current to July 2022]
		[5.471B] Stay of proceedings and suspension of enforcement process — Annotations to section 471B [Current to July 2022]
		Key principles
		Purpose of requirement for leave
		Application where provisional liquidator has been appointed
		Matters relevant to grant of leave
		Leave may be granted with retrospective effect
		Principles applicable to costs of litigation brought by and against liquidators
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.471C] Secured creditors' rights not affected — Annotations to section 471C [Current to July 2022]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Court-appointed liquidators [ss 472–481]
		[5.472] Court to appoint a registered liquidator — Annotations to section 472 [Current to July 2022]
		Key principles
		Court appointment and role of liquidator
		Liquidator's independence
		Conflict of interest
		When a provisional liquidator will be appointed
		Shareholder disputes and oppressive conduct
		Improper conduct
		Appointment of provisional liquidator on creditor's application
		Appointment of provisional liquidator on company's application
		Powers of provisional liquidator
		Court can give directions to provisional liquidator
		Termination of appointment of provisional liquidator
		History and explanatory materials
		Instruments and class orders
		Consent to appointment
		Undertaking as to damages
		Texts and literature
		[5.473] Resignation of liquidators — Annotations to section 473 [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		[5.473A] Vacancies in office of court-appointed liquidator — Annotations to section 473A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.474] Custody and vesting of company's property — Annotations to section 474 [Current to July 2022]
		Key principles
		Liquidator takes custody or control of company's property
		Vesting order
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.475] Report as to company's affairs to be submitted to liquidator — Annotations to section 475 [Current to July 2022]
		Key principles
		Persons who may be required to provide report
		Reasonable excuse
		Costs and expenses of report
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.476] Preliminary report by liquidator — Annotations to former section 476 [Current to July 2022]
		[5.477] Powers of liquidators — Annotations to section 477 [Current to July 2022]
		Key principles
		Scope of liquidator's powers
		Payment of class of creditors in full (s 477(1)(b))
		Power to make a compromise (s 477(1)(c))
		Power to sell or dispose of company's property (s 477(2)(c))
		Execution of documents (s 477(2)(d))
		Power to do all things necessary for winding up the company's affairs (s 477(2)(m))
		Compromise of debts (s 477(2A))
		Long term agreements (s 477(2B))
		Liquidator's exercise of discretion
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.478] Application of property; list of contributories — Annotations to section 478 [Current to July 2022]
		Key principles
		When company's liabilities are to be determined
		Settlement of list of contributories
		List of contributories is prima facie evidence
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.479] Exercise and control of liquidator's powers — Annotations to former section 479 [Current to July 2022]
		[5.480] Release of liquidator and deregistration of company — Annotations to section 480 [Current to July 2022]
		Key principles
		Effect of liquidator's release
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.481] Orders for release or deregistration — Annotations to section 481 [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — General powers of court [ss 482–489E]
	Subdivision A — General powers [ss 482–488]
		[5.482] Power to stay or terminate winding up — Annotations to section 482 [Current to July 2022]
		Key principles
		Scope of the section
		Relevant factors to an order under the section
		Relevance of solvency
		Where winding up order made irregularly
		Whether a winding up should be terminated following approval of deed of company arrangement
		Whether a winding up should be terminated where company is subject to a restructuring plan
		Stay of winding up order made by court of another state
		Stay of winding up pending appeal
		Effect of stay of winding up on directors' powers
		Stay or termination of provisional liquidation
		Position in respect of voluntary winding up
		Order can be made after final meeting under s 509
		Standing
		Notice of application
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.483] Delivery of property to liquidator — Annotations to section 483 [Current to July 2022]
		Key principles
		Purpose of the section
		Prima facie entitlement
		Payment by contributory
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.484] Appointment of special manager — Annotations to section 484 [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.485] Claims of creditors and distribution of property — Annotations to section 485 [Current to July 2022]
		Key principles
		Adjustment of rights of contributories
		The rule in Cherry v Boultbee
		History and explanatory materials
		Texts and literature
		[5.486] Inspection of books by creditors and contributories — Annotations to section 486 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.486A] Court may make order to prevent officer or related entity from avoiding liability to company — Annotations to section 486A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.486B] Warrant to arrest person who is absconding — Annotations to section 486B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Definitions and cross-references
		Texts and literature
		[5.487] Power to arrest absconding contributory — Annotations to section 487 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.488] Delegation to liquidator of certain powers of the court — Annotations to section 488 [Current to July 2022]
		Key principles
		Scope of section
		Distribution of surplus
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Procedures relating to section 486B warrants [ss 489A–489E]
		[5.489A] Arrest of person subject to warrant — Annotations to sections 489A–489E [Current to July 2022]
		Key principles
		History and explanatory materials
Part 5.4C — Winding up by ASIC [ss 489EA–489EC]
	[5.489EA] ASIC may order the winding up of a company — Annotations to sections 489EA–489EC
	Key principles
	Definitions and coss-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	Division 1 — Resolution for winding up [ss 490–494]
		[5.490]  When company cannot wind up voluntarily — Annotations to section 490 [Current to September 2020]
		Key principles
		Purpose of the section
		Matters relevant to grant of leave
		Leave is not required for deemed resolution under s 439C
		History and explanatory materials
		Texts and literature
		[5.491]  Circumstances in which company may be wound up voluntarily — Annotations to section 491 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.493]  Effect of voluntary winding up — Annotations to section 493 [Current to September 2020]
		Key principles
		Carrying on of business
		History and explanatory materials
		Texts and literature
		[5.493A]  Effect of voluntary winding up on company's members — Annotations to section 493A [Current to September 2020]
		Key principles
		Transfer of shares
		Alteration in status
		History and explanatory material
		Texts and literature
		[5.494]  Declaration of solvency — Annotations to section 494 [Current to September 2020]
		Key principles
		Declaration of solvency
		Defect in declaration of solvency
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Members' voluntary winding up [ss 495–496]
		[5.495]  Appointment of liquidator etc — Annotations to section 495 [Current to September 2020]
		Key principles
		Appointment of liquidator and fixing liquidator's remuneration
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.496]  Duty of liquidator where company turns out to be insolvent — Annotations to section 496 [Current to September 2020]
		Key principles
		Application of section
		Matters dealt with at creditors' meeting
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Creditors' voluntary winding up [ss 497–500]
		[5.497]  Information about the company's affairs — Annotations to section 497 [Current to September 2020]
		Key principles
		Initial meeting of creditors no longer required
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.498]  Power to adjourn meeting — Annotations to former section 498 [Current to September 2020]
		[5.499]  Liquidators — Annotations to section 499 [Current to September 2020]
		Key principles
		Appointment of liquidator
		Transition from administration to voluntary winding up
		Effect on directors' powers
		Principle in Re Condon; Ex parte James
		History and explanatory materials
		Texts and literature
		[5.500]  Execution and civil proceedings — Annotations to section 500 [Current to September 2020]
		Key principles
		Attachments etc void
		Stay of proceedings
		Court's power to order transfer of property
		History and explanatory materials
		Texts and literature
	Division 4 — Voluntary winding up generally [ss 501–511]
		[5.501]  Distribution of property of company — Annotations to section 501 [Current to September 2020]
		Key principles
		Scope of section
		Property previously held by administrator
		Distribution of surplus
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.502]  Appointment of liquidator — Annotations to former section 502 [Current to September 2020]
		[5.503]  Removal of liquidator — Annotations to former section 503 [Current to September 2020]
		[5.504]  Review of liquidator's remuneration — Annotations to former section 504 [Current to September 2020]
		[5.505]  Acts of liquidator valid etc — Annotations to former section 505 [Current to September 2020]
		[5.506]  Powers and duties of liquidator — Annotations to section 506 [Current to September 2020]
		Key principles
		Liquidator's exercise of powers in voluntary winding up
		List of contributories
		Multiple liquidators
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.506A]  Declarations by liquidator — relevant relationships — Annotations to section 506A [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.507]  Power of liquidator to accept shares etc as consideration for sale of property of company — Annotations to section 507 [Current to September 2020]
		Key principles
		Scope of section
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.508]  Annual meeting of creditors — Annotations to former section 508 [Current to September 2020]
		[5.509]  Final meeting and deregistration — Annotations to section 509 [Current to September 2020]
		Key principles
		Deregistration of company
		History and explanatory materials
		[5.510]  Arrangement: when binding on creditors — Annotations to section 510 [Current to September 2020]
		Key principles
		When section applies
		Resolution of creditors
		Pooling of assets
		Dissenting creditors
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.511]  Application to court to have questions determined or powers exercised — Annotations to former section 511 [Current to September 2020]
		Texts and literature
Part 5.5 — Voluntary winding up [ss 489F–511]
	Division 1A — Preliminary [s 489F]
		[5.489F] Definitions — Annotations to section 489F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory material
	Division 1 — Resolution for winding up [ss 490–494]
		[5.490] When company cannot wind up voluntarily — Annotations to section 490 [Current to July 2022]
		Key principles
		Purpose of the section
		Matters relevant to grant of leave
		Leave is not required for deemed resolution under s 439C
		History and explanatory materials
		Texts and literature
		[5.491] Circumstances in which company may be wound up voluntarily — Annotations to section 491 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.493] Effect of voluntary winding up — Annotations to section 493 [Current to July 2022]
		Key principles
		Carrying on of business
		History and explanatory materials
		Texts and literature
		[5.493A] Effect of voluntary winding up on company's members — Annotations to section 493A [Current to July 2022]
		Key principles
		Transfer of shares
		Alteration in status
		History and explanatory material
		Texts and literature
		[5.494] Declaration of solvency — Annotations to section 494 [Current to July 2022]
		Key principles
		Declaration of solvency
		Defect in declaration of solvency
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Members' voluntary winding up [ss 495–496]
		[5.495] Appointment of liquidator etc — Annotations to section 495 [Current to July 2022]
		Key principles
		Appointment of liquidator and fixing liquidator's remuneration
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.496] Duty of liquidator where company turns out to be insolvent — Annotations to section 496 [Current to July 2022]
		Key principles
		Application of section
		Matters dealt with at creditors' meeting
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Creditors' voluntary winding up [ss 497–500]
		[5.497] Information about the company's affairs — Annotations to section 497 [Current to July 2022]
		Key principles
		Initial meeting of creditors no longer required
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.498] Declaration that company eligible for simplified liquidation process — Annotations to former section 498 [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		[5.499] Liquidators — Annotations to section 499 [Current to July 2022]
		Key principles
		Appointment of liquidator
		Transition from administration to voluntary winding up
		Effect on directors' powers
		Principle in Re Condon; Ex parte James
		History and explanatory materials
		Texts and literature
		[5.500] Execution and civil proceedings — Annotations to section 500 [Current to July 2022]
		Key principles
		Attachments etc void
		Stay of proceedings
		Court's power to order transfer of property
		History and explanatory materials
		Texts and literature
		[5.500A] Simplified liquidation process for creditors' voluntary winding up of an insolvent company — Annotations to sections 500A–500AE [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
	Division 4 — Voluntary winding up generally [ss 501–511]
		[5.501] Distribution of property of company — Annotations to section 501 [Current to July 2022]
		Key principles
		Scope of section
		Property previously held by administrator
		Distribution of surplus
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.502] Appointment of liquidator — Annotations to former section 502 [Current to July 2022]
		[5.503] Removal of liquidator — Annotations to former section 503 [Current to July 2022]
		[5.504] Review of liquidator's remuneration — Annotations to former section 504 [Current to July 2022]
		[5.505] Acts of liquidator valid etc — Annotations to former section 505 [Current to July 2022]
		[5.506] Powers and duties of liquidator — Annotations to section 506 [Current to July 2022]
		Key principles
		Liquidator's exercise of powers in voluntary winding up
		List of contributories
		Multiple liquidators
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.506A] Declarations by liquidator — relevant relationships — Annotations to section 506A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.507] Power of liquidator to accept shares etc as consideration for sale of property of company — Annotations to section 507 [Current to July 2022]
		Key principles
		Scope of section
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.508] Annual meeting of creditors — Annotations to former section 508 [Current to July 2022]
		[5.509] Final meeting and deregistration — Annotations to section 509 [Current to July 2022]
		Key principles
		Deregistration of company
		History and explanatory materials
		[5.510] Arrangement: when binding on creditors — Annotations to section 510 [Current to July 2022]
		Key principles
		When section applies
		Resolution of creditors
		Pooling of assets
		Dissenting creditors
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.511] Application to court to have questions determined or powers exercised — Annotations to former section 511 [Current to July 2022]
		Texts and literature
	Division 5 — Committees of inspection [former ss 548–552]
	Division 6 — Proof and ranking of claims [ss 553–564]
	Subdivision A — Admission to proof of debts and claims [ss 553–553E]
		[5.553]  Debts or claims that are provable in winding up — Annotations to section 553 [Current to September 2020]
		Key principles
		Purpose of the section
		Nature of provable claims
		Debts incurred in administration
		Liquidator's consideration of claims
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.553A]  Member cannot prove debt unless contributions paid — Annotations to section 553A [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.553AA] Selling shareholder cannot prove debt unless documents given — Annotations to section 553AA
		Key principles
		[5.553AB]  Superannuation contribution debts not admissible to proof — Annotations to section 553AB [Current to September 2020]
		Key principles
		History and explanatory materials
		[5.553B]  Insolvent companies — penalties and fines not generally provable — Annotations to section 553B [Current to September 2020]
		Key principles
		Treatment of penalties and fines
		Position in administration
		History and explanatory materials
		Texts and literature
		[5.553C]  Insolvent companies — mutual credit and set-off — Annotations to section 553C [Current to September 2020]
		Key principles
		When set-off is available
		When set-off operates
		Exclusion of right of set-off
		History and explanatory materials
		Texts and literature
		[5.553D]  Debts or claims may be proved formally or informally — Annotations to section 553D [Current to September 2020]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.553E]  Application of Bankruptcy Act to winding up of insolvent company — Annotations to section 553E [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision B — Computation of debts and claims [ss 554–554C]
		[5.554]  General rule — compute amount as at relevant date — Annotations to section 554 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.554A]  Determination of value of debts and claims of uncertain value — Annotations to section 554A [Current to September 2020]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.554B]  Discounting of debts payable after relevant date — Annotations to section 554B [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.554C]  Conversion into Australian currency of foreign currency debts or claims — Annotations to section 554C [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision C — Special provisions relating to secured creditors of insolvent companies [ss 554D–554J]
		[5.554D]  Application of subdivision — Annotations to sections 554D–554J [Current to September 2020]
		Key principles
		Creditor's surrender of security interest
		Creditor's realisation of security interest
		Proof by creditor who does not realise or surrender security interest
		Redemption of security interest by liquidator
		History and explanatory materials
		Texts and literature
	Subdivision D — Priorities [ss 555–563AAA]
		[5.555]  Debts and claims proved to rank equally except as otherwise provided — Annotations to section 555 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.556]  Priority payments — Annotations to section 556 [Current to September 2020]
		Key principles
		Priority rules
		Expenses properly incurred by a relevant authority in preserving, realising or getting in the company's property or carrying on its business (s 556(1)(a))
		Costs of winding up application (ss 556(1)(b)–(ba))
		Debts for which administrator is indemnified by s 556(1)(c)
		Costs and expenses of report to liquidator (s 556(1)(da))
		Other expenses properly incurred by a relevant authority (s 556(1)(dd))
		Deferred expenses (s 556(1)(de))
		Wages, superannuation contributions and superannuation guarantee charge (s 556(1)(e))
		Amounts due in respect of injury compensation (s 556(1)(f))
		Amounts due in respect of leave of absence (s 556(1)(g))
		Retrenchment payments (s 556(1)(h))
		History and explanatory materials
		Texts and literature
		[5.558]  Debts due to employees — Annotations to section 558 [Current to September 2020]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.559]  Debts of a class to rank equally — Annotations to section 559 [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.560]  Advances for company to make priority payments in respect of employees — Annotations to section 560 [Current to September 2020]
		Key principles
		When section applies
		Commonwealth General Employee Entitlements and Redundancy Scheme/Fair Entitlements Guarantee Act 2012
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.561]  Priority of employees' claims over circulating security interest — Annotations to section 561 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.562]  Application of proceeds of contracts of insurance — Annotations to section 562 [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.562A]  Application of proceeds of contracts of reinsurance — Annotations to section 562A [Current to September 2020]
		Key principles
		General rules as to contracts of reinsurance
		Allocation where proceeds are insufficient
		Court's power to allocate proceeds in different manner
		History and explanatory materials
		Texts and literature
		[5.563]  Provisions relating to injury compensation — Annotations to section 563 [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.563A]  Member's debts to be postponed until other debts and claims satisfied — Annotations to section 563A [Current to September 2020]
		Key principles
		Scope of section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.563AAA] Redemption of debentures — Annotations to section 563AAA
		Key principles
	Subdivision E — Miscellaneous [ss 563B–564]
		[5.563B]  Interest on debts and claims from relevant date to date of payment — Annotations to section 563B [Current to September 2020]
		Key principles
		Entitlement to post-liquidation interest
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.563C]  Debt subordination — Annotations to section 563C [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.564]  Power of court to make orders in favour of certain creditors — Annotations to section 564 [Current to September 2020]
		Key principles
		Scope of section
		Relevant matters
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 7 — Effect on certain transactions [ss 565–567]
		[5.565]  Undue preference — Annotations to sections 565–567 [Current to September 2020]
		Key principles
		Application of preference provisions in Bankruptcy Act
		Other provisions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 7A — Disclaimer of onerous property [ss 568–568F]
		[5.568]  Disclaimer by liquidator; application to court by party to contract — Annotations to sections 568–568F [Current to September 2020]
		Key principles
		Scope of the sections
		When the court's leave is required
		Limits to court's powers under s 568(1B)
		Effect of disclaimer on guarantor
		When disclaimer may be set aside
		Person who has suffered loss by reason of disclaimer may prove in winding up
		Vesting of disclaimed property
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 7B — Effect on enforcement process against company's property [ss 569–570]
		[5.569]  Executions, attachments etc before winding up — Annotations to sections 569–570 [Current to September 2020]
		Key principles
		Purpose of s 569
		Limits to sheriff's powers
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 8 — Pooling [ss 571–579L]
	Subdivision A — Pooling determinations [ss 571–579C]
		[5.571]  Pooling determination — Annotations to sections 571–573 [Current to September 2020]
		Key principles
		When pooling determination can be made
		Consequences of pooling determination
		Variation and lodgment of pooling determinations
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.574]  Eligible unsecured creditors must approve the making or variation of a pooling determination — Annotations to former sections 574–576 [Current to September 2020]
		[5.577]  Eligible unsecured creditors may decide to approve the determination or variation — Annotations to sections 577–578 [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.579]  Duties of liquidator — Annotations to section 579 [Current to September 2020]
		Key principles
		History and explanatory materials
		[5.579A]  Court may vary or terminate pooling determination — Annotations to section 579A [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.579B]  Court may cancel or confirm variation — Annotations to section 579B [Current to September 2020]
		Key principles
		History and explanatory materials
		[5.579C]  Court may void or validate pooling determination — Annotations to sections 579C–579D [Current to September 2020]
		Key principles
		History and explanatory materials
	Subdivision B — Pooling orders [ss 579E–579L]
		[5.579E] Pooling orders — Annotations to sections 579E–579L [Current to September 2020]
		Key principles
		When pooling order can be made
		Consequences of pooling order
		Other provisions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 9 — Co-operation between Australian and foreign courts in external administration matters [s 581]
		[5.581]  Courts to act in aid of each other — Annotations to section 581 [Current to September 2020]
		Key principles
		Court of non-prescribed countries
		Powers of court on request for aid
		Power to request a court's aid
		Cross-Border Insolvency Act 2008
		Scope of the Cross-Border Insolvency Act
		Scope of the Model Law
		Applications for recognition
		Applications for provisional relief
		Other matters
		Cooperation with foreign courts and foreign representatives
		Definitions and cross-references
		Instruments and class orders
		History and explanatory materials
		Texts and literature
Part 5.6 — Winding up generally [ss 513–581]
	Division 1 — Preliminary [ss 513–513AA]
		[5.513AAA] Application of Part — Annotations to section 513
		Key principles
		[5.513AA] Definitions — Annotations to section 513AA
		Key principles
		History and explanatory material
	Division 1A — When winding up taken to begin [ss 513A–513D]
		[5.513A] Winding up ordered by the court — Annotations to sections 513A–513D [Current to July 2022]
		Key principles
		Scope of Pt 5.6
		General rule
		When company is in administration immediately before winding up
		Voluntary winding up
		Section 513C day in relation to an administration
		Section 513CA day in relation to a restructuring
		Validity of proceedings in earlier winding up
		History and explanatory materials
		Texts and literature
	Division 2 — Contributories [ss 514–529]
		[5.514] Where Division applies — Annotations to sections 514–529 [Current to September 2021]
		Key principles
		Scope of Pt 5.9 Div 2
		When is a person a present or past member
		Company limited by shares and guarantee
		Limits to liability of past member
		Calls on contributories
		Death or bankruptcy of contributory
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Liquidators [ss 530–540]
		[5.530] Appointment of two or more liquidators of a company — Annotations to section 530 [Current to July 2022]
		Key principles
		Section 530
		History and explanatory materials
		Texts and literature
		[5.530AA] Appointment of two or more provisional liquidators of a company — Annotations to section 530AA [Current to July 2022]
		History and explanatory materials
		[5.530A] Officers to help liquidator — Annotations to section 530A [Current to July 2022]
		Key principles
		Purpose of this section
		When liquidator may require officer to take action
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.530B] Liquidator's right to company's books — Annotations to section 530B [Current to July 2022]
		Key principles
		Right to possession
		Secured creditors
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.530C] Warrant to search for, and seize, company's property or books — Annotations to section 530C [Current to July 2022]
		Key principles
		When court will issue warrant to search for and seize property and books
		Terms of warrant
		Definitions and cross-references
		Texts and literature
		[5.531] Books to be kept by liquidator — Annotations to former section 531 [Current to July 2022]
		[5.532] Disqualification of liquidator — Annotations to section 532 [Current to July 2022]
		Key principles
		Persons who may not seek appointment as liquidator
		When leave will be granted to act as liquidator
		Appointment of special purpose liquidator
		Validation of appointment of disqualified liquidator
		History and explanatory materials
		Texts and literature
		[5.533] Reports by liquidator — Annotations to section 533 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.534] Prosecution by liquidator of delinquent officers and members — Annotations to section 534 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.535] When liquidator has qualified privilege — Annotations to section 535 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.536] Supervision of liquidators — Annotations to former section 536 [Current to July 2022]
		[5.537] Notice of appointment and address of liquidator — Annotations to section 537 [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.538] Regulations relating to money etc received by liquidator — Annotations to former section 538 [Current to July 2022]
		[5.539] Liquidator's accounts — Annotations to former section 539 [Current to July 2022]
		[5.540] Liquidator to remedy defaults — Annotations to former section 540 [Current to July 2022]
	Division 4 — General [ss 541–547]
		[5.541] Notification that company is in liquidation — Annotations to section 541 [Current to July 2022]
		Definitions and cross-references
		History and explanatory materials
		[5.542] Books of company — Annotations to former section 542 [Current to July 2022]
		[5.543] Investment of surplus funds on general account — Annotations to section 543 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.544] Unclaimed money to be paid to ASIC — Annotations to section 544 [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.545] Expenses of winding up where property insufficient — Annotations to section 545 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.546] Resolutions passed at adjourned meeting of creditors and contributories — Annotations to former section 546 [Current to July 2022]
		[5.547] Meetings to ascertain wishes of creditors or contributories — Annotations to former section 547 [Current to July 2022]
	Division 5 — Committees of inspection [former ss 548–552]
	Division 6 — Proof and ranking of claims [ss 553–564]
	Subdivision A — Admission to proof of debts and claims [ss 553–553E]
		[5.553] Debts or claims that are provable in winding up — Annotations to section 553 [Current to July 2022]
		Key principles
		Purpose of the section
		Nature of provable claims
		Debts incurred in administration
		Debt incurred in restructuring
		Liquidator's consideration of claims
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.553A] Member cannot prove debt unless contributions paid — Annotations to section 553A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.553AA] Selling shareholder cannot prove debt unless documents given — Annotations to section 553AA
		Key principles
		[5.553AB] Superannuation contribution debts not admissible to proof — Annotations to section 553AB [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.553B] Insolvent companies — penalties and fines not generally provable — Annotations to section 553B [Current to July 2022]
		Key principles
		Treatment of penalties and fines
		Position in administration
		History and explanatory materials
		Texts and literature
		[5.553C] Insolvent companies — mutual credit and set-off — Annotations to section 553C [Current to July 2022]
		Key principles
		When set-off is available
		When set-off operates
		Exclusion of right of set-off
		History and explanatory materials
		Texts and literature
		[5.553D] Debts or claims may be proved formally or informally — Annotations to section 553D [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.553E] Application of Bankruptcy Act to winding up of insolvent company — Annotations to section 553E [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision B — Computation of debts and claims [ss 554–554C]
		[5.554] General rule — compute amount as at relevant date — Annotations to section 554 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.554A] Determination of value of debts and claims of uncertain value — Annotations to section 554A [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.554B] Discounting of debts payable after relevant date — Annotations to section 554B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.554C] Conversion into Australian currency of foreign currency debts or claims — Annotations to section 554C [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision C — Special provisions relating to secured creditors of insolvent companies [ss 554D–554J]
		[5.554D] Application of subdivision — Annotations to sections 554D–554J [Current to July 2022]
		Key principles
		Creditor's surrender of security interest
		Creditor's realisation of security interest
		Proof by creditor who does not realise or surrender security interest
		Redemption of security interest by liquidator
		History and explanatory materials
		Texts and literature
	Subdivision D — Priorities [ss 555–563AAA]
		[5.555] Debts and claims proved to rank equally except as otherwise provided — Annotations to section 555 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.556] Priority payments — Annotations to section 556 [Current to July 2022]
		Key principles
		Priority rules
		Expenses properly incurred by a relevant authority in preserving, realising or getting in the company's property or carrying on its business (s 556(1)(a))
		Costs of winding up application (ss 556(1)(b)–(ba))
		Debts for which administrator is indemnified by s 556(1)(c)
		Costs and expenses of report to liquidator (s 556(1)(da))
		Other expenses properly incurred by a relevant authority (s 556(1)(dd))
		Deferred expenses (s 556(1)(de))
		Wages, superannuation contributions and superannuation guarantee charge (s 556(1)(e))
		Amounts due in respect of injury compensation (s 556(1)(f))
		Amounts due in respect of leave of absence (s 556(1)(g))
		Retrenchment payments (s 556(1)(h))
		History and explanatory materials
		Texts and literature
		[5.558] Debts due to employees — Annotations to section 558 [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.559] Debts of a class to rank equally — Annotations to section 559 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.560] Advances for company to make priority payments in respect of employees — Annotations to section 560 [Current to July 2022]
		Key principles
		When section applies
		Commonwealth General Employee Entitlements and Redundancy Scheme/Fair Entitlements Guarantee Act 2012
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.561] Priority of employees' claims over circulating security interest — Annotations to section 561 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.562] Application of proceeds of contracts of insurance — Annotations to section 562 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.562A] Application of proceeds of contracts of reinsurance — Annotations to section 562A [Current to July 2022]
		Key principles
		General rules as to contracts of reinsurance
		Allocation where proceeds are insufficient
		Court's power to allocate proceeds in different manner
		History and explanatory materials
		Texts and literature
		[5.563] Provisions relating to injury compensation — Annotations to section 563 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.563A] Member's debts to be postponed until other debts and claims satisfied — Annotations to section 563A [Current to July 2022]
		Key principles
		Scope of section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.563AAA] Redemption of debentures — Annotations to section 563AAA
		Key principles
	Subdivision E — Miscellaneous [ss 563B–564]
		[5.563B] Interest on debts and claims from relevant date to date of payment — Annotations to section 563B [Current to July 2022]
		Key principles
		Entitlement to post-liquidation interest
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.563C] Debt subordination — Annotations to section 563C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.564] Power of court to make orders in favour of certain creditors — Annotations to section 564 [Current to July 2022]
		Key principles
		Scope of section
		Relevant matters
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 7 — Effect on certain transactions [ss 565–567]
		[5.565] Undue preference — Annotations to sections 565–567 [Current to July 2022]
		Key principles
		Application of preference provisions in Bankruptcy Act
		Other provisions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 7A — Disclaimer of onerous property [ss 568–568F]
		[5.568] Disclaimer by liquidator; application to court by party to contract — Annotations to sections 568–568F [Current to July 2022]
		Key principles
		Scope of the sections
		When the court's leave is required
		Limits to court's powers under s 568(1B)
		Effect of disclaimer on guarantor
		When disclaimer may be set aside
		Person who has suffered loss by reason of disclaimer may prove in winding up
		Vesting of disclaimed property
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 7B — Effect on enforcement process against company's property [ss 569–570]
		[5.569] Executions, attachments etc before winding up — Annotations to sections 569–570 [Current to July 2022]
		Key principles
		Purpose of s 569
		Limits to sheriff's powers
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 8 — Pooling [ss 571–579L]
	Subdivision A — Pooling determinations [ss 571–579C]
		[5.571] Pooling determination — Annotations to sections 571–573 [Current to July 2022]
		Key principles
		When pooling determination can be made
		Consequences of pooling determination
		Variation and lodgment of pooling determinations
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.574] Eligible unsecured creditors must approve the making or variation of a pooling determination — Annotations to former sections 574–576 [Current to July 2022]
		[5.577] Eligible unsecured creditors may decide to approve the determination or variation — Annotations to sections 577–578 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.579] Duties of liquidator — Annotations to section 579 [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.579A] Court may vary or terminate pooling determination — Annotations to section 579A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.579B] Court may cancel or confirm variation — Annotations to section 579B [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.579C] Court may void or validate pooling determination — Annotations to sections 579C–579D [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivision B — Pooling orders [ss 579E–579L]
		[5.579E] Pooling orders — Annotations to sections 579E–579L [Current to July 2022]
		Key principles
		When pooling order can be made
		Consequences of pooling order
		Other provisions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 9 — Co-operation between Australian and foreign courts in external administration matters [s 581]
		[5.581] Courts to act in aid of each other — Annotations to section 581 [Current to July 2022]
		Key principles
		Court of non-prescribed countries
		Powers of court on request for aid
		Power to request a court's aid
		Cross-Border Insolvency Act 2008
		Scope of the Cross-Border Insolvency Act
		Scope of the Model Law
		Applications for recognition
		Applications for provisional relief
		Other matters
		Cooperation with foreign courts and foreign representatives
		Definitions and cross-references
		Instruments and class orders
		History and explanatory materials
		Texts and literature
Part 5.7 — Winding up bodies other than companies [ss 583–588]
	[5.583] Winding up Part 5.7 bodies — Annotations to section 583 [Current to July 2022]
	Key principles
	Application of Chapter 5 to winding up of Part 5.7 body
	Grounds for winding up
	Relevance of assets and creditors within jurisdiction
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5.585] Insolvency of Part 5.7 body — Annotations to section 585 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.586] Contributories in winding up of Part 5.7 body — Annotations to section 586 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[5.587] Power of court to stay or restrain proceedings — Annotations to section 587 [Current to July 2022]
	Key principles
	History and explanatory materials
	[5.588] Outstanding property of defunct registrable body — Annotations to section 588 [Current to July 2022]
	Key principles
	History and explanatory materials
	Division 2 — Voidable transactions [ss 588FA–588FJ]
		[5.588FA]  Unfair preferences — Annotations to section 588FA [Current to September 2020]
		Key principles
		What is an unfair preference
		Transactions which are not preferences
		Treatment of running account under s 588FA(3)
		When an unfair preference is voidable
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FB]  Uncommercial transactions — Annotations to section 588FB [Current to September 2020]
		Key principles
		When a transaction is an uncommercial transaction
		When an uncommercial transaction is voidable
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FC]  Insolvent transactions — Annotations to section 588FC [Current to September 2020]
		Key principles
		Scope of the section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FD]  Unfair loans — Annotations to section 588FD [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.588FDA]  Unreasonable director-related transactions — Annotations to section 588FDA [Current to September 2020]
		Key principles
		When a transaction is voidable under this section
		When the relevant test is to be applied
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FDB] Creditor-defeating dispositions — Annotations to section 588FDB [Current to September 2020]
		Key principles
		Nature of a creditor-defeating disposition
		Definitions and cross-references
		History and explanatory materials
		[5.588FE]  Voidable transactions — Annotations to section 588FE [Current to September 2020]
		Key principles
		Time limits for avoiding unfair preference which is an insolvent transaction
		Time limits for avoiding uncommercial transaction
		Obstruction of creditors' rights
		Creditor-defeating dispositions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FF]  Court may make orders about voidable transactions — Annotations to section 588FF [Current to September 2020]
		Key principles
		When court can make orders
		Proper plaintiff in recovery action
		Costs of action
		Monies recovered under this section cannot be claimed by secured creditor
		Whether order avoiding transaction can be made on the basis of admissions by the parties
		Interest on amount recovered
		Set-off
		Notice to directors
		Time limit for application under this section
		Extension of time for application under this section
		Order extending time in general terms
		Effect of lack of failure to give opportunity to be heard to target or potential target of proceedings
		Matters relevant to whether extension of time should be granted
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FG]  Transaction not voidable as against certain persons — Annotations to section 588FG [Current to September 2020]
		Key principles
		Defences under this section
		Defence under s 588FG(1)
		Defence under s 588FG(2)
		Defences in respect of creditor-defeating dispositions
		History and explanatory materials
		Texts and literature
		[5.588FGAA] ASIC orders in respect of creditor-defeating dispositions — Annotations to sections 588FGAA-588FGAE [Current to September 2020]
		Key principles
		History and explanatory materials
		[5.588FGA]  Directors to indemnify Commissioner of Taxation if certain payments set aside — Annotations to section 588FGA [Current to September 2020]
		Key principles
		Directors may be required to indemnify the Commissioner of Taxation
		Scope of indemnity
		Nature of application
		History and Explanatory Materials
		Texts and literature
		[5.588FGB]  Defences in proceedings under section 588FGA — Annotations to section 588FGB [Current to September 2020]
		Key principles
		Texts and literature
		[5.588FH]  Liquidator may recover from related entity benefit resulting from insolvent transaction — Annotations to section 588FH [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.588FI]  Creditors who gives up benefit of unfair preference may prove for preferred debt — Annotations to section 588FI [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.588FJ]  Circulating security interest created within 6 months before relation-back day — Annotations to section 588FJ [Current to September 2020]
		Key principles
		Charge void against liquidator
		Section applies only to winding up in insolvency
		Liquidator's power to recover where debt discharged
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2A — Vesting of PPSA security interests if not continuously perfected [ss 588FK–588FO]
		[5.588FK]  Interpretation and application — Annotations to section 588FK
		Key principles
		History and explanatory materials
		[5.588FL]  Vesting of PPSA security interests if collateral not registered within time — Annotations to section 588FL
		Key principles
		When the section applies
		Vesting of security interest in the company
		Exception for property acquired for new value without knowledge
		History and explanatory materials
		Texts and literature
		[5.588FM]  Extension of time for registration — Annotations to section 588FM
		Key principles
		Scope of section
		Matters relevant to exercise of court's discretion
		Conditions on such an order
		Joinder of affected parties
		History and explanatory materials
		Texts and literature
		[5.588FN]  PPSA security interests unaffected by s 588FL — Annotations to section 588FN
		Key principles
		History and explanatory materials
		[5.588FO]  Certain lessors, bailors and consignors entitled to damages — Annotations to section 588FO
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2B — Security interests in favour of company officers etc [s 588FP]
		[5.588FP]  Security interests in favour of an officer of a company etc void — Annotations to section 588FP
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Director's duty to prevent insolvent trading and creditor-defeating dispositions [ss 588G–588HA]
		[5.588G]  Director's duty to prevent insolvent trading by company — Annotations to section 588G [Current to September 2020]
		Key principles
		Elements of the section
		Contingent and other liabilities
		Incurring obligation to pay tax
		Time at which a debt is incurred
		Whether a company is insolvent
		What resources may be taken into account in determining solvency
		Relevance of creditors' terms of payment
		Whether the director had reasonable grounds for suspecting insolvency
		Directors' duties in an insolvency context
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588GAA] Director's duty to prevent creditor-defeating dispositions — Annotations to section 588GAA-588GAB [Current to September 2020]
		Key principles
		History and explanatory materials
		[5.588GA]  Safe harbour — taking course of action reasonably likely to lead to a better outcome for the company — Annotations to section 588GA–588GAAA [Current to September 2020]
		Key principles
		Temporary relief during Covid-19 pandemic
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588GB]  Information or books not admissible to support the safe harbour if failure to permit inspection etc — Annotations to section 588GB [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.588H]  Defences about reasonable grounds, illness or reasonable steps — Annotations to section 588H [Current to September 2020]
		Key principles
		Defence for reasonable grounds to expect solvency
		Defence where subordinate was monitoring the company's solvency
		Defence if director does not take part in management for illness or other good reason
		Defence if director took all reasonable steps to prevent the company incurring the debt
		History and explanatory materials
		Texts and literature
		[5.588HA]  Independent review relating to safe harbour — Annotations to section 588HA [Current to September 2020]
		Key principles
	Division 4 — Director liable to compensate company [ss 588J–588U]
		[5.588J]  Director liable to compensate company — Annotations to sections 588J–588U [Current to September 2020]
		Key principles
		Court may order compensation in civil penalty proceedings
		Claim by liquidator
		Set-off
		Claim by creditor
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 5 — Liability of holding company for insolvent trading by subsidiary [ss 588V–588X]
		[5.588V]  Liability of holding company for insolvent trading by subsidiary — Annotations to sections 588V–588X [Current to September 2020]
		Key principles
		When holding company is liable
		Recovery of compensation for loss resulting from insolvent trading
		Extension of safe harbour under s 588GA to liability of holding company
		Temporary relief during Covid-19 pandemic
		Defences
		History and explanatory materials
		Texts and literature
	Division 6 — Application of compensation under Division 4 or 5 [s 588Y]
		[5.588Y]  Application of amount paid as compensation — Annotations to section 588Y [Current to September 2020]
		History and explanatory materials
		Texts and literature
	Division 7 — Person managing a corporation while insolvent may become liable for corporation's debts [s 588Z]
		[5.588Z]  Court may make order imposing liability — Annotations to section 588Z [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
	Division 8 — Employee entitlements contribution orders [ss 588ZA–588ZB]
		[5.588ZA]  Employee entitlements contribution orders — Annotations to sections 588ZA–588ZB [Current to September 2020]
		Key principles
		Nature of an employee entitlements contribution order
		Who can apply for such an order
		Definitions and cross-references
		History and explanatory material
Part 5.7B — Recovering property or compensation for the benefit of creditors of insolvent company [ss 588C–588Z]
	Division 1 — Preliminary [ss 588C–588F]
		[5.588C] Definitions — Annotations to section 588C
		Key principles
		History and explanatory material
		[5.588D] Secured debt may become unsecured — Annotations to section 588D [Current to July 2022]
		Key principles
		Definitions and cross-references
		[5.588E] Presumptions to be made in recovery proceedings — Annotations to section 588E [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588F] Certain taxation liabilities taken to be debts — Annotations to section 588F
		Key principles
	Division 2 — Voidable transactions [ss 588FA–588FJ]
		[5.588FA] Unfair preferences — Annotations to section 588FA [Current to July 2022]
		Key principles
		What is an unfair preference
		Transactions which are not preferences
		Treatment of running account under s 588FA(3)
		When an unfair preference is voidable
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FB] Uncommercial transactions — Annotations to section 588FB [Current to July 2022]
		Key principles
		When a transaction is an uncommercial transaction
		When an uncommercial transaction is voidable
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FC] Insolvent transactions — Annotations to section 588FC [Current to July 2022]
		Key principles
		Scope of the section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FD] Unfair loans — Annotations to section 588FD [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.588FDA] Unreasonable director-related transactions — Annotations to section 588FDA [Current to July 2022]
		Key principles
		When a transaction is voidable under this section
		When the relevant test is to be applied
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FDB] Creditor-defeating dispositions — Annotations to section 588FDB [Current to July 2022]
		Key principles
		Nature of a creditor-defeating disposition
		Definitions and cross-references
		History and explanatory materials
		[5.588FE] Voidable transactions — Annotations to section 588FE [Current to July 2022]
		Key principles
		Time limits for avoiding unfair preference which is an insolvent transaction
		Time limits for avoiding uncommercial transaction
		Obstruction of creditors' rights
		Creditor-defeating dispositions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FF] Court may make orders about voidable transactions — Annotations to section 588FF [Current to July 2022]
		Key principles
		When court can make orders
		Proper plaintiff in recovery action
		Costs of action
		Monies recovered under this section cannot be claimed by secured creditor
		Whether order avoiding transaction can be made on the basis of admissions by the parties
		Interest on amount recovered
		Set-off
		Notice to directors
		Time limit for application under this section
		Extension of time for application under this section
		Order extending time in general terms
		Effect of lack of failure to give opportunity to be heard to target or potential target of proceedings
		Matters relevant to whether extension of time should be granted
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588FG] Transaction not voidable as against certain persons — Annotations to section 588FG [Current to July 2022]
		Key principles
		Defences under this section
		Defence under s 588FG(1)
		Defence under s 588FG(2)
		Defences in respect of creditor-defeating dispositions
		History and explanatory materials
		Texts and literature
		[5.588FGAA] ASIC orders in respect of creditor-defeating dispositions — Annotations to sections 588FGAA-588FGAE [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.588FGA] Directors to indemnify Commissioner of Taxation if certain payments set aside — Annotations to section 588FGA [Current to July 2022]
		Key principles
		Directors may be required to indemnify the Commissioner of Taxation
		Scope of indemnity
		Nature of application
		History and Explanatory Materials
		Texts and literature
		[5.588FGB] Defences in proceedings under section 588FGA — Annotations to section 588FGB [Current to July 2022]
		Key principles
		Texts and literature
		[5.588FH] Liquidator may recover from related entity benefit resulting from insolvent transaction — Annotations to section 588FH [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.588FI] Creditors who gives up benefit of unfair preference may prove for preferred debt — Annotations to section 588FI [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.588FJ] Circulating security interest created within 6 months before relation-back day — Annotations to section 588FJ [Current to July 2022]
		Key principles
		Charge void against liquidator
		Section applies only to winding up in insolvency
		Liquidator's power to recover where debt discharged
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2A — Vesting of PPSA security interests if not continuously perfected [ss 588FK–588FO]
		[5.588FK] Interpretation and application — Annotations to section 588FK
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.588FL] Vesting of PPSA security interests if collateral not registered within time — Annotations to section 588FL
		Key principles
		When the section applies
		Vesting of security interest in the company
		Exception for property acquired for new value without knowledge
		History and explanatory materials
		Texts and literature
		[5.588FM] Extension of time for registration — Annotations to section 588FM
		Key principles
		Scope of section
		Matters relevant to exercise of court's discretion
		Conditions on such an order
		Joinder of affected parties
		History and explanatory materials
		Texts and literature
		[5.588FN] PPSA security interests unaffected by s 588FL — Annotations to section 588FN
		Key principles
		History and explanatory materials
		[5.588FO] Certain lessors, bailors and consignors entitled to damages — Annotations to section 588FO
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2B — Security interests in favour of company officers etc [s 588FP]
		[5.588FP] Security interests in favour of an officer of a company etc void — Annotations to section 588FP
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Director's duty to prevent insolvent trading and creditor-defeating dispositions [ss 588G–588HA]
		[5.588G] Director's duty to prevent insolvent trading by company — Annotations to section 588G [Current to July 2022]
		Key principles
		Elements of the section
		Contingent and other liabilities
		Incurring obligation to pay tax
		Time at which a debt is incurred
		Whether a company is insolvent
		What resources may be taken into account in determining solvency
		Relevance of creditors' terms of payment
		Whether the director had reasonable grounds for suspecting insolvency
		Directors' duties in an insolvency context
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588GAA] Director's duty to prevent creditor-defeating dispositions — Annotations to section 588GAA–588GAC [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.588GA] Safe harbour — taking course of action reasonably likely to lead to a better outcome for the company — Annotations to section 588GA–588GAAA [Current to July 2022]
		Key principles
		Temporary relief during Covid-19 pandemic
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[5.588GAAB] Safe harbour — companies under restructuring and companies eligible for temporary relief under Pt 5.3B Div 7 — Annotations to section 588GAAB–588GAAC [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.588GB] Information or books not admissible to support the safe harbour if failure to permit inspection etc — Annotations to section 588GB [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.588H] Defences about reasonable grounds, illness or reasonable steps — Annotations to section 588H [Current to July 2022]
		Key principles
		Defence for reasonable grounds to expect solvency
		Defence where subordinate was monitoring the company's solvency
		Defence if director does not take part in management for illness or other good reason
		Defence if director took all reasonable steps to prevent the company incurring the debt
		History and explanatory materials
		Texts and literature
		[5.588HA] Independent review relating to safe harbour — Annotations to section 588HA [Current to July 2022]
		Key principles
	Division 4 — Director liable to compensate company [ss 588J–588U]
		[5.588J] Director liable to compensate company — Annotations to sections 588J–588U [Current to July 2022]
		Key principles
		Court may order compensation in civil penalty proceedings
		Claim by liquidator
		Set-off
		Claim by creditor
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 5 — Liability of holding company for insolvent trading by subsidiary [ss 588V–588X]
		[5.588V] Liability of holding company for insolvent trading by subsidiary — Annotations to sections 588V–588X [Current to July 2022]
		Key principles
		When holding company is liable
		Recovery of compensation for loss resulting from insolvent trading
		Extension of safe harbour under s 588GA to liability of holding company
		Temporary relief during Covid-19 pandemic
		Defences
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 6 — Application of compensation under Division 4 or 5 [s 588Y]
		[5.588Y] Application of amount paid as compensation — Annotations to section 588Y [Current to July 2022]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 7 — Person managing a corporation while insolvent may become liable for corporation's debts [s 588Z]
		[5.588Z] Court may make order imposing liability — Annotations to section 588Z [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
	Division 8 — Employee entitlements contribution orders [ss 588ZA–588ZB]
		[5.588ZA] Employee entitlements contribution orders — Annotations to sections 588ZA–588ZB [Current to July 2022]
		Key principles
		Nature of an employee entitlements contribution order
		Who can apply for such an order
		Definitions and cross-references
		History and explanatory material
Part 5.8 — Offences [ss 589–596]
	[5.589] Offences — Annotations to sections 589–596 [Current to July 2022]
	Key principles
	Offences under s 590
	Scope of liability under s 592
	Fraudulent trading
	Claim under s 593
	Preservation of right to indemnity, subrogation or contribution
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 5.8A — Employee entitlements [ss 596AA–596AI]
	[5.596AA] Employee entitlements — Annotations to sections 596AA–596AI [Current to July 2022]
	Key principles
	Prohibition on relevant agreements or transactions that avoid employee entitlements
	Offences
	Civil penalty provisions
	Recovery of loss
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	Division 2 — Order against a person in relation to a corporation [s 598]
		[5.598]  Order against a person concerned with corporation — Annotations to section 598 [Current to September 2020]
		Key principles
		Court may make orders against person guilty of misconduct
		Claim for contribution
		History and explanatory materials
		Definitions and cross-references
		Instruments and class orders
		Texts and literature
	Division 3 — Provisions applying to various kinds of external administration [ss 599–600K]
		[5.599] Appeals from decisions of receivers etc — Annotations to section 599
		Key principles
		Standing to bring application
		History and explanatory materials
		Texts and literature
		[5.600AA] Duty of receiver, administrator or liquidator — parental leave pay — Annotations to s 600AA
		Key principles
		History and explanatory materials
		[5.600A]  Powers of court where outcome of voting at creditors' meeting determined by related entity — Annotations to former section 600A [Current to September 2020]
		[5.600B]  Review by court of resolution of creditors passed or lost on casting vote of person presiding at meeting — Annotations to former sections 600B–600C [Current to September 2020]
		[5.600D] Interim orders and effect of orders — Annotations to former sections 600D–600E
		[5.600F]  Limitation on right of suppliers of essential services to insist on payment as condition of supply — Annotations to section 600F [Current to September 2020]
		History and explanatory materials
		Texts and literature
		[5.600G]  Electronic methods of giving or sending certain notices — Annotations to section 600G [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.600H] Rights if claim against company postponed — Annotations to section 600H [Current to September 2020]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.600J] Acts of external administrator valid etc — Annotations to section 600J [Current to September 2020]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.600K] Insolvency Practice Schedule (Corporations) — Annotations to section 600K [Current to September 2020]
Part 5.9 — Miscellaneous [ss 596A–600K]
	Division 1 — Examining a person about a corporation [ss 596A–597B]
		[5.596A] Mandatory examinations — Annotations to section 596A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.596B] Discretionary examinations — Annotations to section 596B [Current to July 2022]
		Key principles
		Purpose of s 596B
		Persons who may be examined under this section
		Authorisation to apply for examination summons
		Factors relevant to whether an examination order should be made
		Proper purposes of an examination
		Setting aside examination for abuse of process or nondisclosure
		Setting aside examination for nondisclosure
		Notification of matters to be dealt with at examination
		Information as to insurance arrangements
		Extraterritorial application
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.596C] Affidavit in support of application under s 596B — Annotations to section 596C [Current to July 2022]
		Key principles
		Requirement for affidavit
		Inspection of affidavit
		History and explanatory materials
		Texts and literature
		[5.596D] Content of summons — Annotations to section 596D [Current to July 2022]
		Key principles
		History and explanatory materials
		[5.596E] Notice of examination — Annotations to section 596E [Current to July 2022]
		Key principles
		[5.596F] Court may give directions about examination — Annotations to section 596F [Current to July 2022]
		Key principles
		Texts and literature
		[5.597] Conduct of examination — Annotations to section 597 [Current to July 2022]
		Key principles
		When examination will be held in private
		Production of documents
		Record of examination
		Legal professional privilege and "without prejudice" privilege
		Privilege against self-incrimination
		Payment of expenses of examination
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[5.597A] When court is to require affidavit about corporation's examinable affairs — Annotations to section 597A [Current to July 2022]
		Key principles
		History and explanatory material
		Texts and literature
		[5.597B] Costs of unnecessary examination or affidavit — Annotations to section 597B
		Key principles
	Division 2 — Order against a person in relation to a corporation [s 598]
		[5.598] Order against a person concerned with corporation — Annotations to section 598 [Current to July 2022]
		Key principles
		Court may make orders against person guilty of misconduct
		Claim for contribution
		History and explanatory materials
		Definitions and cross-references
		Instruments and class orders
		Texts and literature
	Division 3 — Provisions applying to various kinds of external administration [ss 599–600K]
		[5.599] Appeals from decisions of receivers etc — Annotations to section 599
		Key principles
		Standing to bring application
		History and explanatory materials
		Texts and literature
		[5.600AA] Duty of receiver, administrator or liquidator — parental leave pay — Annotations to s 600AA
		Key principles
		History and explanatory materials
		[5.600A] Powers of court where outcome of voting at creditors' meeting determined by related entity — Annotations to former section 600A [Current to September 2021]
		[5.600B] Review by court of resolution of creditors passed or lost on casting vote of person presiding at meeting — Annotations to former sections 600B–600C [Current to July 2022]
		[5.600D] Interim orders and effect of orders — Annotations to former sections 600D–600E
		[5.600F] Limitation on right of suppliers of essential services to insist on payment as condition of supply — Annotations to section 600F [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[5.600G] Electronic methods of giving or sending certain notices — Annotations to section 600G [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.600H] Rights if claim against company postponed — Annotations to section 600H [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[5.600J] Acts of external administrator valid etc — Annotations to section 600J [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[5.600K] Insolvency Practice Schedule (Corporations) — Annotations to section 600K [Current to July 2022]
Chapter 5A — Deregistration, and Transfer of Registration, of Companies [ss 601–601AL]
Part 5A.1 — Deregistration  [ss 601–601AH]
	[5A.601] Definition of "Property" — Annotations to section 601 [Current to July 2020]
	Key principles
	History and explanatory material
	[5A.601AA] Deregistration — voluntary — Annotations to section 601AA [Current to July 2020]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5A.601AB] Deregistration — ASIC initiated — Annotations to section 601AB [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
	[5A.601AC] Deregistration — following amalgamation or winding up — Annotations to section 601AC [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
	[5A.601AD] Effect of deregistration — Annotations to section 601AD [Current to July 2020]
	Key principles
	Effect on company's property
	Effect on proceedings
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5A.601AE] What the Commonwealth and ASIC does with the property — Annotations to section 601AE [Current to July 2020]
	Key principles
	Property held on trust
	Property not held on trust
	Obligations attaching to property
	Interaction of predecessors of ss 601AD and 601AE with former section 744 of the Corporations Law
	History and explanatory materials
	Texts and literature
	[5A.601AF] ASIC's power to fulfil outstanding obligations of deregistered company — Annotations to section 601AF [Current to July 2020]
	Key principles
	Texts and literature
	[5A.601AG] Claims against insurers of deregistered companies — Annotations to section 601AG [Current to July 2020]
	Key principles
	Purpose of the section
	Requirement that applicant have cause of action prior to deregistration
	Defences available to insurer
	Section should be used where available
	History and explanatory materials
	Texts and literature
	[5A.601AH] Reinstatement of deregistered company — Annotations to section 601AH [Current to July 2020]
	Key principles
	ASIC may reinstate registration
	Court may reinstate registration
	Matters relevant to reinstatement of registration
	Reinstatement in respect of legal proceedings
	Company cannot be reinstated for limited purpose
	Reinstatement of company's registration cancelled under previous legislation
	Powers of the court on ordering reinstatement
	Effect of reinstatement
	Reinstatement of company in liquidation
	Notice requirements and service of application
	Winding up following reinstatement
	History and explanatory materials
	Texts and literature
Part 5A.2 — Transfer of registration [ss 601AI–601AL]
	[5A.601AI] Transferring registration — Annotations to section 601AF [Current to January 2020]
	Key principles
	Texts and literature
	[5A.601AJ] Applying to transfer registration — Annotations to section 601AJ [Current to January 2020]
	Key principles
	[5A.601AK] ASIC makes transfer of registration declaration — Annotations to section 601AK [Current to January 2020]
	Key principles
	[5A.601AL] ASIC to deregister the company — Annotations to section 601AL [Current to January 2020]
	Key principles
Chapter 5B — Bodies Corporate Registered as Companies, and Registrable Bodies [ss 601BA–601DJ]
Part 5B.1 — Registering a body corporate as a company [ss 601BA–601BS]
	Division 1 — Registration [ss 601BA–601BL]
		[5B.601BA-601BL] Bodies corporate may be registered as certain types of companies — Annotations to sections 601BA–601BL [Current to February 2020]
		Key principles
		Application for registration
		Content of application
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Operation of this Act [ss 601BM–601BS]
		[5B.601BM-601BS] Bodies corporate may be registered as certain types of companies — Annotations to sections 601BM–601BS [Current to February 2020]
		Key principles
Part 5B.2 — Registrable bodies [ss 601C–601CZD]
	Division 1A — Preliminary [s 601C]
		[5B.601C] Definitions — Annotations to section 601C [Current to February 2020]
		Key principles
		History and explanatory material
	Division 1 — Registrable Australian bodies [ss 601CA–601CC]
		[5B.601CA-601CC] When a registrable Australian body may carry on business in this jurisdiction and outside its place of origin — Annotations to sections 601CA–601CC [Current to February 2020]
		Key principles
		Requirement for registration
		Effect of contravention
		Ceasing to carry on business interstate
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Foreign companies  [ss 601CD–601CS]
		[5B.601CD-601CS] When a foreign company may carry on business in this jurisdiction — Annotations to sections 601CD–601CS [Current to February 2020]
		Key principles
		When a foreign company can carry on business in the jurisdiction
		Application for registration and appointment of agent
		Lodgment of financial statements
		Cessation of business of foreign company
		Definitions and cross-references
		Instruments and class orders
		Texts and literature
	Division 3 — Bodies registered under this part [ss 601CTA–601CY]
		[5B.601CTA-601CY] Registered office, Service etc — Annotations to sections 601CT–601CY [Current to February 2020]
		Key principles
		Instruments and class orders
		Texts and literature
	Division 4 — Register of debenture holders for non-companies [ss 601CZA–601CZD]
		[5B.601CZA] Certain documents are debentures — Annotations to sections 601CZA–601CZD [Current to February 2020]
		Key principles
		Texts and literature
Part 5B.3 — Names of registrable Australian bodies and foreign companies [ss 601DA–601DJ]
	[5B.601DA-601DJ] Names of registrable Australian bodies and foreign companies — Annotations to sections 601DA–601DJ [Current to April 2018]
	Key principles
	Instruments and class orders
Chapter 5C — Managed Investment Schemes [ss 601EA–601QB]
Part 5C.1 — Registration of managed investment schemes  [ss 601EA–601EE]
	[5C.601EAA] Concept of managed investment scheme [Current to July 2020]
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601EA] Applying for registration — Annotations to section 601EA [Current to July 2020]
	History and explanatory materials
	Instruments and class orders
	[5C.601EB] Registration of managed investment scheme — Annotations to section 601EB [Current to July 2020]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601ED] When a managed investment scheme must be registered — Annotations to section 601ED [Current to July 2020]
	Key principles
	Scheme with more than 20 members
	Scheme promoted by person in business of promoting such schemes
	Closely related schemes
	When scheme does not need to be registered
	Prohibition on operating unregistered scheme
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601EE] Unregistered schemes may be wound up — Annotations to section 601EE [Current to July 2020]
	Key principles
	Order to wind up a scheme
	Orders which may be made by court
	Who may wind up a scheme
	Instruments and class orders
	Texts and literature
Part 5C.2 — The responsible entity [ss 601FA–601FT]
	[5C.601FA] Responsible entity to be public company and hold Australian financial services licence — Annotations to section 601FA [Current to July 2020]
	Key principles
	Definitions and cross-references
	Instruments and class orders
	Texts and literature
	[5C.601FB] Responsible entity to operate scheme — Annotations to section 601FB [Current to July 2020]
	Key principles
	Responsible entity to operate scheme
	Power to appoint agent
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601FC] Duties of responsible entity — Annotations to section 601FC [Current to July 2020]
	Key principles
	Scope of section
	Duty to act honestly and duty of care
	Conflict of interest and duty to act impartially
	Misuse of information
	Obligations as to compliance plan
	Identification of scheme property
	Breach reporting
	Compliance with constitution
	Duties applicable to trustee
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601FD] Duties of officers of responsible entity — Annotations to section 601FD [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
	[5C.601FE] Duties of employees of responsible entity — Annotations to section 601FE [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
	[5C.601FF] Surveillance checks by ASIC — Annotations to section 601FF [Current to July 2020]
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	[5C.601FG] Acquisition of interest in scheme by responsible entity — Annotations to section 601FG [Current to July 2020]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[5C.601FH] Liquidator etc of responsible entity entitled to exercise indemnity rights — Annotations to section 601FH [Current to July 2020]
	Key principles
	History and explanatory materials
	[5C.601FJ] Changes only take effect when ASIC alters record of registration — Annotations to section 601FJ [Current to July 2020]
	Key principles
	[5C.601FK] Requirements of s 601FA must be met — Annotations to section 601FK [Current to July 2020]
	Key principles
	[5C.601FL] Retirement of responsible entity — Annotations to section 601FL [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601FM] Removal of responsible entity by members — Annotations to section 601FM [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601FN] Appointment of temporary responsible entity by the court — Annotations to sections 601FN–601FQ [Current to July 2020]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601FR] Former responsible entity to hand over books and provide reasonable assistance — Annotations to section 601FR [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5C.601FS] Rights, obligations and liabilities of former responsible entity — Annotations to section 601FS [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
	[5C.601FT] Effect of change of responsible entity on documents etc to which former responsible entity is party — Annotations to section 601FT [Current to July 2020]
	Key principles
	History and explanatory materials
Part 5C.3 — The constitution [ss 601GA–601GC]
	[5C.601GA] Contents of the constitution — Annotations to sections 601GA–601GC [Current to July 2020]
	Key principles
	Content of constitution
	Right of indemnity
	Right of withdrawal
	Amendment by special resolution
	Amendment by responsible entity
	Lodgment of modification
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 5C.4 — The compliance plan [ss 601HA–601HI]
	[5C.601HA] Contents of the compliance plan — Annotations to sections 601HA–601HI [Current to July 2020]
	Key principles
	Contents of compliance plan
	Audit of compliance plan
	Auditor's reporting obligations
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 5C.5 — The compliance committee [ss 601JA–601JJ]
	[5C.601JA] The compliance committee — Annotations to sections 601JA–601JJ [Current to July 2020]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 5C.6 — Members' rights to withdraw from a scheme [ss 601KA–601KE]
	[5C.601KA] Members' rights to withdraw from a scheme — Annotations to sections 601KA–601KE [Current to July 2020]
	Key principles
	Definitions and cross-references
	Instruments and class orders
	History and explanatory materials
	Texts and literature
Part 5C.7 — Related party transactions [ss 601LA–601LE]
	[5C.601LA] Related party transactions — Annotations to sections 601LA–601LE [Current to July 2020]
	Key principles
	Application of Ch 2E to managed investment schemes
	When financial benefit can be given
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 5C.8 — Effect of contraventions [ss 601MA–601MB]
	[5C.601MA] Civil liability of responsible entity to members — Annotations to section 601MA [Current to July 2020]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[5C.601MB] Voidable contracts where subscription offers and invitations contravene the Act — Annotations to section 601MB [Current to July 2020]
	Key principles
	Investor may avoid contract to acquire interest in unregistered scheme
	Court may set aside notice avoiding contract
	General law illegality
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 5C.9 — Winding up [ss 601NA–601NG]
	[5C.601NA] Winding up required by scheme's constitution — Annotations to sections 601NA–601NG [Current to July 2020]
	Key principles
	Nature of winding up of a registered scheme
	When a scheme can be wound up
	Winding up ordered by the court
	Responsible entity to wind up scheme
	Other orders
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 5C.10 — Deregistration [ss 601PA–601PC]
	[5C.601PA] Deregistration — voluntary — Annotations to section 601PA [Current to July 2020]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[5C.601PB] Deregistration by ASIC — Annotations to section 601PB [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
	[5C.601PC] Reinstatement — Annotations to section 601PC [Current to July 2020]
	Key principles
	History and explanatory materials
	Texts and literature
Part 5C.11 — Exemptions and modifications  [ss 601QA–601QB]
	[5C.601QA] ASIC's power to make exemption and modification orders — Annotations to sections 601QA–601QB [Current to July 2020]
	Instruments and class orders
	Texts and literature
Chapter 5D — Licensed Trustee Companies [ss 601RAA–601YAB]
Part 5D.1 — Preliminary  [ss 601RAA–601RAE]
	[5D.601RAA] Preliminary — Annotations to sections 601RAA–601RAE [Current to June 2021]
	Key principles; definitions and cross-references
	History and explanatory materials
	Transitional provisions
	Texts and literature
Part 5D.2 — Powers etc of licensed trustee companies  [ss 601SAA–601SCD]
	[5D.601SAA] Powers etc of licensed trustee companies — Annotations to sections 601SAA–601SCD [Current to June 2021]
	Key principles
	Annual information return
	Preparation and auditing of financial accounts
	Common funds
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 5D.3 — Regulation of fees charged by licensed trustee companies [ss 601TAA–601TEB]
	[5D.601TAA] Regulation of fees charged by licensed trustee companies — Annotations to sections 601TAA–601TEB [Current to June 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
Part 5D.4 — Duties of officers and employees of licensed trustee companies [ss 601UAA–601UAB]
	[5D.601UAA] Duties of officers and employees of licensed trustee companies — Annotations to sections 601UAA–601UAB [Current to June 2021]
	Key principles
	History and explanatory materials
Part 5D.5 — Limit on control of licensed trustee companies [ss 601VAA–601VCC]
	[5D.601VAA] Limit on control of licensed trustee companies — Annotations to sections 601VAA–601VCC [Current to June 2021]
	Key principles
	Definitions and cross-references
	History and explanatory materials
Part 5D.6 — ASIC-approved transfers of estate assets and liabilities  [ss 601WAA–601WDA]
	[5D.601WAA] ASIC-approved transfers of estate assets and liabilities — Annotations to sections 601WAA–601WDA [Current to June 2021]
	Key principles
	History and explanatory materials
Part 5D.7 — Contraventions and holding out [ss 601XAA–601XAB]
	[5D.601XAA] Contraventions and holding out — Annotations to sections 601XAA–601XAB [Current to June 2021]
	Key principles
	History and explanatory materials
Part 5D.8 — Exemptions and modifications  [ss 601YAA–601YAB]
	[5D.601YAA] Exemptions and modifications — annotations to sections 601YAA–601YAB [Current to June 2021]
	Key principles
	History and explanatory materials
Chapter 6 — Takeovers [ss 602–659C]
	[6.602] Purposes of Chapter — Annotations to section 602
	Key principles
	History and explanatory materials
	Texts and literature
	[6.602A] Substantial interest concept — Annotations to section 602A
	Key principles
	History and explanatory materials
	[6.603] Chapter extends to some listed bodies that are not companies and listed managed investment schemes — Annotations to sections 603–604
	Key principles
	History and explanatory materials
	Texts and literature
	[6.605] Classes of securities — Annotations to section 605
	Key principles
Part 6.1 — Prohibited acquisitions of relevant interests in voting shares [ss 606–610]
	[6.606] Prohibition on certain acquisitions of relevant interests in voting shares — Annotations to section 606
	Key principles
	Acquisition of relevant interest in voting shares through transaction entered into by or on behalf of persons acquiring relevant interest
	Acquisition of legal or equitable interest giving rise to relevant interest for someone else
	Other aspects of this section
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6.607] Effect on transactions — Annotations to section 607
	Key principles
	Texts and literature
	[6.608] Relevant interests in securities — Annotations to section 608
	Key principles
	Matters giving rise to relevant interest
	Extensions to relevant interests held through bodies corporate
	Extension to control in anticipation of performance of agreements etc
	Body corporate may have relevant interest in own securities
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6.609] Situations not giving rise to relevant interests — Annotations to section 609
	Key principles
	Exception for lenders and security trustees
	Exception for bare trustees and dealer in securities
	Buy-backs, proxies and corporate representatives
	Market-traded options and derivatives
	Conditional agreements
	Pre-emptive rights
	Position of director of body corporate which holds securities
	Clearing facilities and exclusion by regulation
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6.610] Voting power in a body or managed investment scheme — Annotations to section 610
	Key principles
	Determination of voting power generally
	Application of s 606 to transactions between associates
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 6.2 — Exceptions to the prohibition [ss 611–615]
	[6.611] Exceptions to the prohibition — Annotations to section 611
	Key principles
	Item 1 Acquisitions resulting from on-market bid
	Item 2 On-market purchases during bid period
	Item 3 Acquisitions during bid period by exercise of rights attached to convertible securities
	Item 4 Shares as consideration for takeover offer
	Item 6 Acquisition by power vested in lender
	Item 7 Acquisitions approved in general meeting
	Item 8 Target newly formed
	Item 9 Acquisition of 3% interest within 6 months
	Item 10 Rights issues
	Item 11 Dividend reinvestment and bonus share plans
	Items 12–13 Initial public offerings and underwritings
	Item 14 Downstream acquisitions
	Items 15–16 Acquisitions by will, operation of law and auctions of forfeited shares
	Items 17–19 Acquisitions under schemes of arrangement, reconstructions and buy-backs
	Item 20 Exemption by regulation
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6.612] Effect of non-compliance with takeover rules for exceptions 1 to 4 — Annotations to section 612
	Key principles
	[6.613] Bidder not to exercise voting rights if failure to send bids for off-market acquisition — exception 2 or 3 — Annotations to section 613
	Key principles
	[6.615] Treatment of foreign holders under equal access issue — exception 10 — Annotations to section 615
	Key principles
	Instruments and class orders
Part 6.3 — The different types of takeover bid [s 616]
	[6.616] Off-market and market bids — Annotations to section 616
	Key principles
	Definitions and cross-references
	Texts and literature
Part 6.4 — Formulating the takeover offer [ss 617–630]
	Division 1 — General [ss 617–620]
		[6.617] Securities covered by bid — Annotations to section 617
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.618] Offers must be for all or a proportion of securities in the bid class — Annotations to section 618
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.619] General terms of the offer — Annotations to section 619
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.620] Off-market bid (offer formalities) — Annotations to section 620
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Consideration for the offer [ss 621–623]
		[6.621] Consideration offered — Annotations to section 621
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.622] Escalation agreements — Annotations to section 622
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.623] Collateral benefits not allowed — Annotations to section 623
		Key principles
		Scope of the section
		Nature of prohibited benefit
		Exceptions to the prohibition
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — The offer period [s 624]
		[6.624] Offer period — Annotations to section 624
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Conditional offers [ss 625–630]
		[6.625] Conditional offers — general — Annotations to section 625
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.626] Maximum acceptance conditions in off-market bids — Annotations to section 626
		Key principles
		History and explanatory materials
		Texts and literature
		[6.627] Other prohibited conditions in off-market bids — Annotations to sections 627–628
		Key principles
		History and explanatory materials
		Texts and literature
		[6.629] Conditions turning on bidder's or associate's opinion not allowed in off-market bids — Annotations to section 629
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.630] Defeating conditions — Annotations to section 630
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 6.5 — The takeover procedure [ss 631–648H]
	Division 1 — The overall procedure [ss 631–635]
		[6.631] Proposing or announcing a bid — Annotations to section 631
		Key principles
		Obligation to proceed with takeover bid
		What is a public proposal?
		When are the terms of a bid substantially less favourable than the public proposal?
		Proposals if takeover bid not intended
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.632] Steps in an off-market bid — Annotations to sections 632–633
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.634] Steps in a market bid — Annotations to sections 634–635
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — The bidder's statement [ss 636–637]
		[6.636] Content and approval of bidder's statement — Annotations to sections 636–637
		Key principles
		Information as to bidder's intentions
		Disclosure of funding of cash consideration
		Information where bidder offers securities or managed investment products as consideration
		Disclosure of consideration paid by bidder to acquire securities
		Disclosure of collateral benefits
		Disclosure as to off-market bids
		Disclosure of other material information
		Consent as to third party statements
		Approval of bidder' s statement
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — The target's response [ss 638–642]
		[6.638] Target's statement content and formalities — Annotations to sections 638–639
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.640] Expert's report to accompany target's statement if bidder connected with target — Annotations to section 640
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.641] Target must inform bidder about security holdings — Annotations to section 641
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.642] Expenses of directors of target companies — Annotations to section 642
		Key principles
		History and explanatory materials
		Texts and literature
	Division 4 — Updating and correcting the bidder's statement and target's statement [ss 643–647]
		[6.643] Supplementary bidder's statement — Annotations to section 643
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.644] Supplementary target's statement — Annotations to section 644
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.645] Form of supplementary statement and consequences of lodgment — Annotations to sections 645–646
		Key principles
		Texts and literature
		[6.647] To whom a supplementary statement must be sent — Annotations to section 647
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5 — General rules on takeover procedure [ss 648A–648H]
	Subdivision A — Experts' reports [s 648A]
		[6.648A] Experts' reports — Annotations to section 648A
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision B — Sending documents to holders of securities [ss 648B–648C]
		[6.648B] Sending documents to holders of securities — Annotations to sections 648B–648C
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision C — Effect of proportional takeover approval provisions [ss 648D–648H]
		[6.648D] Effect of proportional takeover approval provisions — Annotations to sections 648D–648H
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 6.6 — Variation of offers [ss 649A–651C]
	Division 1 — Market bids [ss 649A–649C]
		[6.649A] General — Annotations to sections 649A–649C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Off-market bids (Express variation by bidder) [ss 650A–650G]
		[6.650A] Off-market bids — Increase in consideration offered and extension of offer period — Annotations to sections 650A–650C
		Key principles
		Increase in consideration
		Extension of offer period
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.650D] Off-market bids — other provisions relating to variations — Annotations to sections 650D–650G
		Key principles
		Manner of variation of off-market bids
		Offeree's right to withdraw acceptance
		Freeing off-market bids from defeating conditions
		Non-fulfilment of defeating conditions
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Off-market bids (Automatic variations) [ss 651A–651C]
		[6.651A] Off-market bid — effect on bid consideration of purchases made outside bid — Annotations to sections 651A–651C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 6.7 — Withdrawal and suspension of offers [ss 652A–652C]
	[6.652A] Withdrawal of offers — Annotations to sections 652A–652C
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 6.8 — Acceptances [ss 653A–653B]
	[6.653A] Acceptance of offers made under off-market bid — Annotations to sections 653A–653B
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 6.9 — Other activities in takeovers bids [ss 654A–654C]
	[6.654A] Other activities during the bid period — Annotations to sections 654A–654C
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 6.10 — Review and intervention [ss 655A–659C]
	Division 1 — ASIC's power to exempt and modify [ss 655A–665B]
		[6.655A] ASIC's power to exempt and modify — Annotations to sections 655A–665B
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — The Takeovers Panel [ss 656A–659C]
		[6.656A] Review of exercise of exemption or modification powers — Annotations to sections 656A–656B
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.657A] Unacceptable circumstances — Annotations to section 657A
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.657B] When panel may make declarations — Annotations to section 657B
		Key principles
		[6.657C] Applying for declaration and orders — Annotations to section 657C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.657D] Orders that Panel may make following declaration — Annotations to section 657D
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6.657E] Interim orders — Annotations to section 657E
		Key principles
		History and explanatory materials
		Texts and literature
		[6.657EA] Internal Panel reviews and references by Courts — Annotations to sections 657EA–657EB
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6.657F] Contravention of Panel order and orders by the Court — Annotations to sections 657F–657G
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
		[6.658A] Procedural matters: Panel — Annotations to sections 658A–658C
		Key principles
		Texts and literature
		[6.659A] Panel may refer questions of law to the Court — Annotations to section 659A
		Key principles
		Texts and literature
		[6.659AA] Court proceedings before and after end of bid period — Annotations to sections 659AA–659C
		Key principles
		Court proceedings before end of bid period
		Court proceedings after end of bid period
		Definitions and cross-references
		History and explanatory material
		Texts and literature
Chapter 6A — Compulsory Acquisitions and Buy-outs [ss 660A–669]
Application of Chapter 6A
	[6A.660A] Extension of Chapter to some listed bodies that are not companies, and to registered schemes but not MCIs — Annotations to section 660A–660C
	Key principles
Part 6A.1 — Compulsory Acquisitions and Buy-Outs following a Take-over Bid [ss 661A–663C]
	Division 1 — Compulsory acquisition of bid class securities [ss 661A–661E]
		[6A.661A] Compulsory acquisition power following takeover bid — Annotations to section 661A
		Key principles
		Scope of section
		When compulsory acquisition is available under this section
		Court's discretion to permit compulsory acquisition if thresholds not satisfied
		Securities to be acquired
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6A.661B] The compulsory acquisition process — Annotations to sections 661B–661D
		Key principles
		Form of the notice
		Terms of acquisition
		Provision of names and address of other holders to a dissenting holder
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6A.661E] Holder may apply to Court to stop acquisition — Annotations to section 661E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Compulsory buy-out of bid class securities [ss 662A–662C]
		[6A.662A] Bidder must offer to buy out remaining holders of bid class securities — Annotations to sections 662A–662C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Compulsory buy-out of convertible securities [ss 663A–663C]
		[6A.663A] Bidder must offer to buy out remaining holders of convertible securities — Annotations to sections 663A–663C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 6A.2 — General compulsory acquisitions and buy-outs [ss 664A–665C]
	Division 1 — Compulsory acquisition of securities by 90% holder [ss 664A–664F]
		[6A.664A] Threshold for general compulsory acquisition power — Annotations to section 664A
		Key principles
		When a 90% holder may acquire remainder of securities in class
		What is a "full beneficial interest"
		Constitutional validity of Pt 6A.2
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6A.664AA] Time limit on compulsory acquisition power — Annotations to section 664AA
		Key principles
		History and explanatory materials
		Texts and literature
		[6A.664B] Terms for compulsory acquisition — Annotations to section 664B
		Key principles
		History and explanatory materials
		Texts and literature
		[6A.664C] Content of compulsory acquisition notice — Annotations to section 664C
		Key principles
		History and explanatory materials
		Texts and literature
		[6A.664D] Benefits outside compulsory acquisition procedure — Annotations to section 664D
		Key principles
		History and explanatory materials
		Texts and literature
		[6A.664E] Holder's right to object to compulsory acquisition — Annotations to section 664E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6A.664F] Court's power to approve compulsory acquisition — Annotations to section 664F
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2 — Compulsory buy-out of convertible securities by 100% holder [ss 665A–665C]
		[6A.665A] Compulsory buy-out of convertible securities by 100% holder — Annotations to sections 665A–665C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 6A.3 — Completion of compulsory acquisitions of securities [ss 666A–666B]
	[6A.666A] Completing the acquisition of securities — Annotations to sections 666A–666B
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 6A.4 — Experts' reports and valuations [ss 667A–667C]
	[6A.667A] Expert's report — Annotations to section 667A
	Key principles
	History and explanatory materials
	Texts and literature
	[6A.667AA] Expert to be nominated by ASIC — Annotations to section 667AA
	Key principles
	History and explanatory materials
	Texts and literature
	[6A.667B] Expert must not be associate and must disclose prior dealings and relationships — Annotations to section 667B
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[6A.667C] Valuation of securities — Annotations to section 667C
	Key principles
	Determining value of the company as a whole
	Allocation of value between classes
	Check against consideration paid in previous six months
	Date at which value is to be determined
	Significance of expert's report
	History and explanatory materials
	Texts and literature
Part 6A.5 — Unclaimed consideration [ss 668A–668B]
	[6A.668A] Unclaimed consideration — Annotations to sections 668A–668B
	Key principles
	History and explanatory materials
	Texts and literature
Part 6A.6 — ASIC powers [s 669]
	[6A.669] ASIC powers — Annotations to section 669
	Key principles
	History and explanatory materials
	Texts and literature
Chapter 6B — Rights and Liabilities in Relation to Chapter 6 and 6A Matters [ss 670A–670F]
Chapter 6B — Rights and Liabilities in Relation to Chapter 6 and 6A Matters [ss 670A–670F]
	Chapter 6B — Rights and Liabilities in Relation to Chapter 6 and 6A Matters [ss 670A–670F]
		[6B.670A]  Misstatements in, or omissions from, takeover and compulsory acquisition and buy-out documents— Annotations to section 670A
		Key principles
		Scope of prohibition
		Statements about future matters
		When an offence or civil penalty liability is established
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6B.670B]  Right to recover for loss or damage resulting from contravention — Annotations to section 670B
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6B.670C]  People liable on takeover or compulsory acquisition statement to inform maker about deficiencies in the statement — Annotations to section 670C
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6B.670D]  Defences against prosecutions under subsection 670A(3) and actions under section 670B— Annotations to section 670D
		Key principles
		History and explanatory materials
		Texts and literature
		[6B.670E]  Liability for proposing a bid or not carrying through with bid — Annotations to section 670E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6B.670F]  Defences — Annotations to section 670F
		Key principles
		History and explanatory materials
		Texts and literature
Chapter 6C — Information about Ownership of Listed Companies and Managed Investment Schemes [ss 671A–673B]
Part 6C.1 — Substantial holding information [ss 671A–671C]
	Part 6C.1 — Substantial holding information [ss 671A–671C]
		[6C.671A] Information about substantial holdings must be given to company, responsible entity and relevant market operator — Annotations to sections 671A–671B
		Key principles
		Purpose of the provisions
		Triggers for providing information
		What information must be provided
		Documents to be provided under s 671B(4)
		When information must be provided
		ASIC's power to exempt and modify
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6C.671C] Civil liability — annotations to section 671C
		Key principles
		History and explanatory materials
		Texts and literature
Part 6C.2 — Tracing beneficial ownership of shares [ss 672A–672F]
	Part 6C.2 — Tracing beneficial ownership of shares [ss 672A–672F]
		[6C.672A] Disclosure notices — Annotations to sections 672A–672B
		Key principles
		Purpose of the provisions
		When notice may be given
		Service of notice on foreign corporation
		Information to be disclosed
		Timing of disclosure
		Vexatious directions
		Relief from compliance
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6C.672C] Associated matters — Annotations to sections 672C–672E
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6C.672F] Civil liability — Annotations to section 672F
		Key principles
		History and explanatory materials
		Texts and literature
Part 6C.3 — ASIC's powers [s 673B]
	Part 6C.3 — ASIC's powers [s 673B]
		[6C.673] Information about substantial holdings must be given to company, responsible entity and relevant market operator — Annotations to section 673B
		Key principles
		History and explanatory materials
		Texts and literature
Chapter 6CA — Continuous Disclosure [ss 674–677]
Chapter 6CA — Continuous Disclosure [ss 674–677]
	[6CA.674]  Continuous disclosure — listed disclosing entity bound by a disclosure requirement in market listing rules — Annotations to section 674 [Current to October 2018]
	Key principles
	Purpose of continuous disclosure regime
	Obligation under ASX Listing Rules
	Exceptions to disclosure requirement under ASX Listing Rules
	Statutory continuous disclosure obligation
	Materiality
	Criminal penalty for contravention
	Civil penalty liability for contravention
	Civil penalty liability of person involved in contravention
	Infringement notice regime
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6CA.675]  Continuous disclosure — other disclosing entities — Annotations to section 675 [Current to October 2018]
	Key principles
	Instruments and class orders
	Texts and literature
	[6CA.676]  Sections 674 and 675 — when information is generally available— Annotations to section 676 [Current to October 2018]
	Key principles
	Texts and literature
	[6CA.677]  Material effect on price or value — Annotations to section 677 [Current to October 2018]
	Key principles
	Definitions and cross references
	Texts and literature
Chapter 6D — Fundraising [ss 700–742]
Part 6D.1 — Application of the fundraising provisions  [ss 700–705]
	[6D.700] Coverage of the fundraising provisions — Annotations to section 700 [Current to April 2019]
	Key principles
	Definition of securities
	Offers and invitations both covered
	Liability on person offering securities
	Geographical coverage of chapter
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6D.702] Treatment of offers of options over securities — Annotations to section 702 [Current to April 2019]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[6D.703] Chapter may not be contracted out of — Annotations to section 703 [Current to April 2019]
	History and explanatory materials
	Texts and literature
	[6D.703B] Part generally does not apply in relation to CSF offers — Annotations to section 703B [Current to April 2019]
	Key principles
	History and explanatory materials
	[6D.704] When disclosure is needed and types of disclosure documents — Annotations to sections 704–705 [Current to April 2019]
	Key principles
Part 6D.2 — Disclosure to investors about securities [ss 706–725]
	Division 2 — Offers that need disclosure to investors [ss 706–708A]
		[6D.706] Issue offers that need disclosure — Annotations to section 706 [Current to April 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.707] Sale offers that need disclosure — Annotations to section 707 [Current to April 2019]
		Key principles
		Scope of section
		Off-market sale by controller
		Sale amounting to indirect issue
		Sale amounting to indirect off-market sale by controller
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.708] Offers that do not need disclosure — Annotations to section 708 [Current to April 2019]
		Key principles
		Scope of section
		Small-scale offerings
		Offer to sophisticated investors
		Offer to licensed dealers
		Offer to professional investors
		Other exemptions
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.708AA] Rights issues that do not need disclosure — Annotations to section 708AA [Current to April 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		[6D.708A] Sale offers that do not need disclosure — Annotations to section 708A [Current to April 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Types of disclosure documents [s 709]
		[6D.709] Prospectuses, short-form prospectuses, profile statements and offer information statements — Annotations to section 709 [Current to April 2019]
		Key principles
		Requirement for disclosure statement
		Profile statement
		Offer information statement
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Disclosure requirements [ss 710–716]
		[6D.710] Prospectus content—general disclosure test — Annotations to section 710 [Current to April 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[6D.711] Prospectus content—specific disclosures — Annotations to section 711 [Current to April 2019]
		Key principles
		Disclosure of interests
		Quotation of securities
		Expiry date
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.712] Prospectus content — short form prospectuses — Annotations to section 712 [Current to April 2019]
		History and explanatory materials
		Texts and literature
		[6D.713] Special prospectus content rules for continuously quoted securities — Annotations to section 713 [Current to April 2019]
		Key principles
		Scope of disclosure
		Information excluded from continues disclosure rules
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.713A] Offer of simple corporate bonds — Annotations to sections 713A–713E [Current to April 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6D.714] Contents of profile statement — Annotations to section 714 [Current to April 2019]
		Key principles
		[6D.715] Contents of offer information statement — Annotations to section 715 [Current to April 2019]
		Key principles
		Instruments and class orders
		[6D.715A] Presentation etc of disclosure documents — Annotations to section 715A [Current to April 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[6D.716] Disclosure document date and contents — Annotations to section 716 [Current to April 2019]
		Key principles
		Definitions and cross-references
		Instruments and class orders
	Division 5 — Procedure for offering securities [ss 717–725]
		[6D.717] Overview of procedure for offering securities — Annotations to sections 717–725 [Current to April 2019]
		Key principles
		Steps in offering securities
		Minimum subscription and quotation conditions
		Choices open to person making the offer if disclosure document condition not met or disclosure document defective
		Expiration of disclosure document
		Definitions and cross-references
		Instruments and class orders
		History and explanatory materials
		Texts and literature
Part 6D.3 — Prohibitions, liabilities and remedies (other than for CSF offers) [ss 725A–738]
	Division 1 — Prohibitions, liabilities [ss 725A–736]
		[6D.725A] Part generally does not apply in relation to CSF offers — Annotations to section 725A [Current to April 2019]
		Key principles
		History and explanatory materials
		[6D.726] Offering securities in a body that does not exist — Annotations to section 726 [Current to April 2019]
		Key principles
		[6D.727] Offering securities without a current disclosure document — Annotations to section 727 [Current to April 2019]
		Key principles
		Requirement for disclosure document
		Exposure period
		Breach of s 708 ceiling
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.728] Misstatement in, or omission from, disclosure document — Annotations to section 728 [Current to April 2019]
		Key principles
		Whether a statement in a disclosure document is misleading
		Forward-looking statements
		Material omission
		Criminal and civil penalty liability for contravention of this section
		Accessorial liability
		Application of misleading and deceptive conduct provisions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6D.729] Right to recover for loss or damage resulting from a contravention — Annotations to section 729 [Current to April 2019]
		Key principles
		Persons liable
		Causation
		Quantification
		Limitation period
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[6D.730] People liable in disclosure document to inform person making the offer about deficiencies in the disclosure document — Annotations to section 730 [Current to April 2019]
		History and explanatory materials
		[6D.731] Due diligence defence for prospectuses — Annotations to section 731 [Current to April 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[6D.732] Lack of knowledge defence for offer information statements and profile statements — Annotations to section 732 [Current to April 2019]
		Key principles
		History and explanatory materials
		Texts and literature
		[6D.733] General defences for all disclosure documents — Annotations to section 733 [Current to April 2019]
		Key principles
		Reasonable reliance on information given by someone else
		Withdrawal of consent
		Lack of awareness of new matter
		History and explanatory materials
		Texts and literature
		[6D.734] Restrictions on advertising and publicity — Annotations to section 734 [Current to April 2019]
		Key principles
		Scope of section
		Advertising where disclosure document is not required
		Advertising before disclosure document is lodged
		Advertising after disclosure document is lodged
		Pathfinder prospectuses
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[6D.736] Securities hawking prohibited — Annotations to section 736 [Current to April 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Remedies [ss 737–738]
		[6D.737] Remedies for investors — Annotations to section 737 [Current to April 2019]
		[6D.738] Securities may be returned and refund obtained — Annotations to section 738 [Current to April 2019]
		Key principles
		History and explanatory materials
Part 6D.3A — Crowd-sourced funding [ss 738A–738ZJ]
	[6D.738A] Crowd-sourced funding — Annotations to sections 738A–738ZJ [Current to April 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 6D.4 — ASIC's powers [ss 739–742]
	[6D.739] ASIC stop orders — Annotations to section 739 [Current to April 2019]
	Key principles
	When a stop order can be made
	Interim stop order
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[6D.740] Anti-avoidance determinations — Annotations to section 740 [Current to April 2019]
	Key principles
	Texts and literature
	[6D.741] Exemptions and modifications — Annotations to sections 741-742 [Current to April 2019]
	Key principles
	History and explanatory materials
	Texts and literature
Part 7.11 — Title and transfer [ss 1070A–1075A]
	Division 1 — Title to certain securities [ss 1070A–1070D]
		[7.1070A] Nature of shares and certain other interests in a company or registered scheme — Annotations to sections 1070A–1070D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Transfer of certain securities [ss 1071A–1072H]
	Subdivision A — General provisions [ss 1071A–1071H]
		[7.1071A] Application of the Subdivision to certain securities — Annotations to sections 1071A–1071H [Current to July 2022]
		Key principles
		Scope of provisions
		Requirement for proper instrument of transfer
		Transfer of securities by personal representative
		Other matters
		Court's powers on refusal or failure to register transfer
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Special provisions for shares [ss 1072A–1072H]
		[7.1072A] Transmission of shares on death (replaceable rule — see section 135) — Annotations to sections 1072A–1072H [Current to July 2022]
		Key principles
		Transmission of shares on death, bankruptcy or mental incapacity
		Registration of trustee on death, incapacity or bankruptcy
		Discretion to refuse to register transfers
		History and explanatory materials
		Texts and literature
	Division 3 — Transfer of certain securities effected otherwise than through a prescribed CS facility [ss 1073A–1073F]
		[7.1073A] Application of the Division to certain securities — Annotations to sections 1073A–1073F [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Transfer of certain securities effected otherwise than through a prescribed CS facility [ss 1073A–1073F]
		[7.1073A] Application of the Division to certain securities — Annotations to sections 1073A–1073F [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Transfer of financial products effected through a prescribed CS facility [ss 1074A–1074G]
		[7.1074A]  Financial products to which this Division applies — Annotations to sections 1074A–1074G [Current to March 2019]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Transfer of financial products effected through a prescribed CS facility [ss 1074A–1074G]
		[7.1074A] Financial products to which this Division applies — Annotations to sections 1074A–1074G [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Transfer of financial products effected through a prescribed CS facility [ss 1074A–1074G]
		[7.1074A] Financial products to which this Division applies — Annotations to sections 1074A–1074G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Chapter 7 — Financial Services and Markets [ss 760A–1101J]
Part 7.1 — Preliminary [ss 760A–769C]
	Division 2 — Definitions [ss 761A–761H]
		[7.761A] Definitions — Annotations to section 761A [Current to July 2022]
		"acquire"
		"arrangement"
		"Australian CS facility licence"
		"Australian financial services licence"
		"Australian market licence"
		"authorised representative"
		"basic deposit product"
		Cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"binder"
		"carried on in this jurisdiction"
		"dealing" in a financial product
		"derivative"
		"dispose"
		"disqualified individual"
		"financial market"
		"financial product"
		"financial product advice"
		"financial service"
		"financial services business"
		Key principles
		History and explanatory materials
		Texts and literature
		"Financial Services Guide"
		"financial services law"
		"financial services licence"
		"foreign exchange contract"
		"further market-related advice"
		Instruments and class orders
		"general advice"
		"licensed CS facility"
		"licensed market"
		"makes a market"
		"market integrity rules"
		"market licensee"
		"operated in this jurisdiction"
		"operating rules"
		"personal advice"
		"prescribed CS facility"
		Instruments and class orders
		"relevant personal circumstances"
		"retail client"
		"security"
		History and explanatory materials
		Texts and literature
		"Statement of Advice"
		"Supplementary Financial Services Guide"
		"Supplementary Product Disclosure Statement"
		"wholesale client"
		[7.761B] Meaning of "arrangement" — Annotations to section 761B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.761C] Meaning of "carry on" a financial services business — Annotations to section 761C [Current to July 2022]
		Key principles
		[7.761CA] Meaning of "class" and "kind" of financial products and financial services — Annotations to section 761CA [Current to July 2022]
		Instruments and class orders
		[7.761D] Meaning of "derivative" — Annotations to section 761D [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.761DA] Meaning of insurance claims manager — Annotations to section 761DA [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.761E] Meaning of "issued", "issuer", "acquire" and "provide" in relation to financial products — Annotations to section 761E [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.761EA] Meaning of "margin lending facility", "margin call" and associated expressions — Annotations to section 761EA [Current to July 2022]
		Key principles
		Instruments and class orders
		[7.761F] Meaning of person — partnerships and trustees — Annotations to sections 761F–761FA [Current to July 2022]
		Key principles
		[7.761G] Meaning of retail client and wholesale client — Annotations to section 761G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.761GA] Meaning of retail client — sophisticated investors — Annotations to section 761GA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.761H] References to this Chapter include references to regulations etc [Current to July 2022]
		Key principles
	Division 3 — What is a financial product? [ss 762A–765B]
		[7.762A] Overview of approach to defining a financial product — Annotations to sections 762A–762C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.763A] General definition of "financial product" — Annotations to section 763A [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.763B] When a person makes a financial investment — Annotations to section 763B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.763C] When a person manages financial risk — Annotations to section 763C [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.763D] When a person makes non-cash payments — Annotations to section 763D [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.763E] What if a financial product is only incidental — Annotations to section 763E [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.764A] Specified things that are financial products — Annotations to section 764A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.765A] Specified things that are not financial products — Annotations to sections 765A–765B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — When does a person provide a financial service? [ss 766A–766E]
		[7.766A] When does a person provide a "financial service"? — Annotations to section 766A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.766B] Financial product advice — Annotations to section 766B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.766C] "Dealing" — Annotations to section 766C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.766D] Making a market — Annotations to section 766D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.766E] Providing a custodial or depository service — Annotations to section 766E [Current to July 2022]
		Key principles
		Definitions and cross references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.766F] Meaning of provides a crowd-funding service — Annotations to section 766F [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.766G] Meaning of claims handling and settling service — Annotations to section 766G [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.766H] Meaning of provides a superannuation trustee service — Annotations to section 766H [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 5 — What is a financial market? [s 767A]
		[7.767A] What is a "financial market"? — Annotations to section 767A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 6 — What is a clearing and settlement facility? [s 768A]
		[7.768A] Clearing and settlement facility — Annotations to section 768A [Current to July 2022]
		Key principles
		Instruments and class orders
		Texts and literature
	Division 7 — General provisions relating to civil and criminal liability [ss 769A–769C]
		[7.769A] Part 2.5 of the Criminal Code does not apply — Annotations to section 769A [Current to July 2022]
		Key principles
		[7.769B] People are generally responsible for the conduct of their agents, employees etc — Annotations to section 769B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.769C] Representations about future matters taken to be misleading if made without reasonable grounds — Annotations to section 769C [Current to July 2022]
		Key principles
		Texts and literature
Part 7.2 — Licensing of financial markets [ss 790A–798E]
	Division 1 — Preliminary [s 790A]
		[7.790A] Definition of clearing and settlement arrangements — Annotations to section 790A [Current to July 2022]
		History and explanatory materials
		Texts and literature
	Division 2 — Requirement to be licensed [ss 791A–791D]
		[7.791A] Need for a licence — Annotations to sections 791A–791D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Regulation of market licensees [ss 792A–794E]
		[7.792A] Obligations of market licensees — Annotations to sections 792A–792I [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.793A] Operating rules of licensed markets — Annotations to sections 793A–793E [Current to July 2022]
		Key principles
		Contents and effect of operating rules
		Enforcement of the operating rules
		Standing
		Change to operating rules
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.794A] Powers of ASIC and the minister in relation to licensed markets — Annotations to sections 794A–794E [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — The Australian market licence [ss 795A–797G]
		[7.795A] Grant of Australian market licence — Annotations to sections 795A–795B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.795C] Other provisions relating to grant of Australian market licence — Annotations to sections 795C–795E [Current to July 2022]
		Key principles
		[7.796A] Conditions on the licence — Annotations to section 796A [Current to July 2022]
		Key principles
		[7.797A] When a licence can be varied, suspended or cancelled — Annotations to sections 797A–797G [Current to July 2022]
		Key principles
	Division 5 — Other matters [ss 798A–798E]
		[7.798A] Matters to be taken into account by the minister — Annotations to sections 798A–798E [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 7.2A — Supervision of financial markets [ss 798F–798L]
	[7.798F] ASIC to supervise financial markets and market integrity rules — Annotations to sections 798F–798H [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[7.798J] Directions by ASIC — Annotations to section 798J [Current to July 2022]
	Key principles
	History and explanatory materials
	[7.798K] Alternatives to civil proceedings — Annotations to section 798K [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
	Enforceable undertakings
	Infringement notices
	Markets Disciplinary Panel
	Texts and literature
	[7.798L] Exemptions and modifications — Annotations to sections 798L–798M [Current to July 2022]
	Key principles
Part 7.3 — Licensing of clearing and settlement facilities [ss 820A–827D]
	Division 1 — Requirement to be licensed [ss 820A–820D]
		[7.820A] Licensing of clearing and settlement facilities — Annotations to sections 820A–820D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Regulation of CS facility licensees [ss 821A–823E]
	Subdivision A — Licensee's obligations [ss 821A–821F]
		[7.821A] Licences — Annotations to sections 821A–821F [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — The facility's operating rules and procedures [ss 822A–822E]
		[7.822A] The clearing and settlement facility's operating rules and procedures — Annotations to sections 822A–822E [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision C — Powers of the minister, ASIC and the Reserve Bank in relation to licensees [ss 823A–823E]
		[7.823A] Powers of the minister, ASIC and the Reserve Bank in respect of clearing and settlement facilities — Annotations to sections 823A–823E [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — The Australian CS facility licence [ss 824A–826G]
		[7.824A] Application for an Australian clearing and settlement facility licence — Annotations to sections 824A–824B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.824C] Other provisions relating to grant of Australian CS facility licence — Annotations to sections 824C–824E [Current to July 2022]
		Key principles
		[7.825A] Conditions on the licence — Annotations to section 825A [Current to July 2022]
		Key principles
		[7.826A] When a licence can be varied, suspended or cancelled — Annotations to sections 826A–826F [Current to July 2022]
		Key principles
	Division 4 — Other matters [ss 827A–827D]
		[7.827A] Matters to be taken into account by minister — Annotations to section 827A [Current to July 2022]
		History and explanatory materials
		Texts and literature
Part 7.4 — Limits on involvement with licensees [ss 850A–854B]
	Division 1 — Limit on control of certain licensees [ss 850A–852B]
		[7.850A] Limits on control of Australian market licensees, Australian CS facility licensees and their holding companies — Annotations to sections 850A–852B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Individuals who are not fit and proper are disqualified [ss 853A–853G]
		[7.853A] Disqualification of persons involved with market licensees — Annotations to sections 853A–853G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Miscellaneous [ss 854A–854B]
		[7.854A] Miscellaneous — Annotations to sections 854A–854B [Current to July 2022]
		Instruments and class orders
Part 7.5 — Compensation regimes for financial markets [ss 880A–893A]
	Division 1 — Preliminary [ss 880A–880B]
		[7.880A] Preliminary — Annotations to sections 880A–880B [Current to July 2022]
		Key principles
	Division 2 — When there must be a compensation regime [ss 881A–881D]
		[7.881A] When a licensed market must have a compensation scheme — Annotations to sections 881A–881D [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Approved compensation arrangements [ss 882A–886B]
		[7.882A] Approved compensation arrangements — Annotations to sections 882A–886B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — National guarantee fund compensation regime [ss 887A–891C]
		[7.887A] National guarantee fund — Annotations to sections 887A–891C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5 — Provisions common to both kinds of compensation arrangements [ss 892A–892K]
		[7.892A] Provisions common to compensation arrangements under Div 3 and to the NGF — Annotations to sections 892A–892K [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 7.5A — Regulation of derivative transactions and derivative trade repositories [ss 900A–907E]
	Division 1 — Application of Part [s 900A]
		Key principles
		History and explanatory materials
	Division 2 — Regulation of derivative transactions: Derivative transaction rules [ss 901A–901M]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
	Division 3 — Regulation of licensed derivative trade repositories: Supervision by ASIC [s 902A]
		Key principles
		Definitions and cross references
		History and explanatory materials
	Division 4 — Regulation of licensed derivative trade repositories: Derivative trade repository rules [ss 903A–903K]
		Key principles
		History and explanatory materials
	Division 5 — Regulation of licensed derivative trade repositories: Other obligations and powers [ss 904A–904K]
		Key principles
		History and explanatory materials
	Division 6 — Regulation of licensed derivative trade repositories: Licensing [ss 905A–907E]
		Key principles
		Definitions and cress-references
		History and explanatory materials
Part 7.5B — Regulation of financial benchmarks [ss 908AA–908AG]
	Division 1 — Simplified outline [s 908AA]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[7.908AB] Meaning of financial benchmark — Annotations to section 908AB [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.908AC] Significant financial benchmark — Annotations to sections 908AC–908AE [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.908AF] ASIC to supervise financial benchmarks that are specified in benchmark administrator licences — Annotations to section 908AF [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.908AG] Extraterritorial application — Annotations to section 908AG [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 2 — Licensing of financial benchmarks [ss 908BA–908BX]
	Subdivision A — Requirement to be licensed [ss 908BA–908BB]
		[7.908BA] Administrators of significant financial benchmarks must be licensed — Annotations to sections 908BA–908BB [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivisions B–F — Granting licences, licence conditions and variation etc of licences [ss 908BC–908BO]
		[7.908BC] Granting benchmark administrator licences, licence conditions and variation etc of licences — Annotations to sections 908BC–908BO [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivisions F–H — Other obligations of benchmark administrators, directions to benchmark administrators and other matters [ss 908BP–908BX]
		[7.908BP] Other obligations of benchmark administrators, directions to benchmark administrators and other matters — Annotations to sections 908BP–908BX [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 3 — Financial benchmark rules and compelled financial benchmark rules [ss 908CA–908CQ]
		[7.908CA] Financial benchmark rules and compelled financial benchmark rules — Annotations to sections 908CA–908CQ [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 4 — Offences and civil penalties relating to manipulation of financial benchmarks [ss 908DA–908DD]
		[7.908DA] Manipulation of financial benchmarks — Annotations to sections 908DA–908DD [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 5 — Other provisions [ss 908EA–908EB]
		[7.908EA] Other provisions — Annotations to sections 908EA–908EB [Current to July 2022]
		Key principles
		History and explanatory materials
Part 7.6 — Licensing of providers of financial services [ss 910A–926B]
	Division 1 — Preliminary [s 910A]
		[7.910A] Definitions — Annotations to sections 910A–910D [Current to July 2022]
		History and explanatory materials
	Division 2 — Requirement to be licensed or authorised [ss 911A–911D]
		[7.911A] Need for an Australian financial services licence — Annotations to section 911A [Current to July 2022]
		Scope of licensing regime
		Carrying on a business
		Consequences of contravention
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Exemptions under the Corporations Regulations
		Relief for foreign financial services providers dealing with wholesale clients
		Other relief for dealings with wholesale clients
		Other relief
		Texts and literature
		[7.911B] Providing financial services on behalf of a person who carries on a financial services business — Annotations to section 911B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.911C] Prohibition on holding out — Annotations to section 911C [Current to July 2022]
		Key principles
		[7.911D] When a financial services business is taken to be carried on in this jurisdiction — Annotations to section 911D [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Obligations of financial services licensees [ss 912A–912F]
		[7.912A] General obligations of financial services licensees — Annotations to section 912A [Current to July 2022]
		Key principles
		"Efficiently, honestly and fairly" standard
		Fiduciary obligations
		Management of conflicts of interest
		Other obligations on financial services licensees
		Dispute resolution requirements in relation to licensees dealing with retail clients
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.912B] Compensation arrangements if financial services are provided to persons as retail clients — Annotations to section 912B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.912C] Licensee's obligation to provide information to ASIC — Annotations to section 912C [Current to July 2022]
		Key principles
		[7.912D] Obligation to notify ASIC of certain matters — Annotations to sections 912D–912DA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.912E] Surveillance checks by ASIC — Annotations to section 912E [Current to July 2022]
		Key principles
		Definitions and cross-references
		[7.912EA] Notifying and remediating clients affected by reportable situations — Annotations to sections 912EA–912EC [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.912F] Obligation to cite licence number in documents — Annotations to section 912F [Current to July 2022]
		Instruments and class orders
	Division 4 — Australian financial services licences [ss 913A–915J]
		[7.913A] Application for Australian financial services licences — Annotations to sections 913A–913C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.914A] Licence conditions — Annotations to sections 914A–914B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.915A] Variation, suspension or cancellation of licences — Annotations to sections 915A–915J [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 5 — Authorised representatives [ss 916A–916G]
		[7.916A] Authorised representatives — Annotations to sections 916A–916G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 6 — Liability of financial services licensees for representatives [ss 917A–917F]
		[7.917A] Liability of financial services licensee for conduct of representative — Annotations to sections 917A–917F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 8 — Banning or disqualification of persons from providing financial services [ss 920A–921A]
		[7.920A] Banning orders — Annotations to sections 920A–920F [Current to July 2022]
		Key principles
		Scope of section
		Powers of AAT on review
		Ongoing criminal proceedings
		Other provisions relating to banning orders
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.921A] Disqualification by the court — Annotations to section 921A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Divisions 8A–8C — Professional standards for relevant providers [ss 921B–921ZC]
		[7.921B] Education, training and ethical standards for relevant providers — Annotations to sections 921B–921F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.921G] Action against relevant providers and registration of relevant providers — Annotations to sections 921G–921ZE [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 9 — Registers relating to financial services [ss 922A–922S]
		[7.922A] Registers relating to financial services — Annotations to sections 922A–922S [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
	Division 10 — Restrictions on use of terminology [ss 923A–923C]
		[7.923A] Restriction on use of certain words or expressions — Annotations to sections 923A–923B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.923C] Restrictions on use of terms "financial adviser" and "financial planner" — Annotations to section 923C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Division 11 — Agreements with unlicensed persons relating to the provision of financial services [ss 924A–925I]
		[7.924A] Agreements with certain unlicensed persons — Annotations to sections 924A–925I [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 12 — Miscellaneous [ss 926A–926B]
		[7.926A] Exemptions and modifications by ASIC — Annotations to sections 926A–926B [Current to July 2022]
		Key principles
Part 7.7 — Financial services disclosure [ss 940A–953C]
	Division 1 — Preliminary [ss 940A–940D]
		[7.940A] How Part applies if a financial services licensee is acting as authorised representative — Annotations to sections 940A–940D [Current to July 2022]
		Key principles
		Instruments and class orders
		History and explanatory materials
		Texts and literature
	Division 2 — Person provided with financial service as retail client to be given Financial Services Guide [ss 941A–943F]
	Subdivision A — Requirement for a Financial Services Guide to be given [ss 941A–941F]
		[7.941A] Obligation on financial services licensee to give a Financial Services Guide if financial service provided to person as a retail client — Annotations to sections 941A–941F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Content and authorisation of Financial Services Guide [ss 942A–942E]
		[7.942A] Content of Financial Services Guide — Annotations to sections 942A–942E [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision C — Supplementary Financial Services Guides [ss 943A–943F]
		[7.943A] What a Supplementary Financial Services Guide is — Annotations to sections 943A–943F [Current to July 2022]
		History and explanatory materials
		Texts and literature
	Division 3 — Additional requirements for personal advice provided to retail client [ss 944A–948A]
	Subdivision B — Requirements relating to basis of advice [ss 945A–945B]
		[7.945A] Requirement to have a reasonable basis for advice and warning as to incomplete information — Annotations to former ss 945A–945B [Current to July 2022]
		Transitional Note:
		Key principles
		Suitability obligations under former s 945A
		Obligation to warn under former s 945B
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision C — Requirement for a Statement of Advice to be given [ss 946A–946C]
		[7.946A] Obligation to give client a Statement of Advice — Annotations to sections 946A–946C [Current to July 2022]
		Key principles
		When SoA is required
		Timing of giving SOA
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision D — Content of Statement of Advice [ss 947A–947E]
		[7.947A] Content of Statement of Advice — Annotations to sections 947A–947E [Current to July 2022]
		Key principles
		SOA provided by financial services licensee
		SOA provided by representative
		Recommendations for replacement of one product with another
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision E — Other matters [s 948A]
		[7.948A] Qualified privilege if providing entity complies with this Division — Annotations to section 948A [Current to July 2022]
		Key principles
	Division 3A — Cash Settlement Fact Sheets [ss 948B–948F]
		[7.948B] Cash Settlement Fact Sheets — Annotations to former sections 948B–948F [Current to July 2022]
		Key Principles
		History and explanatory materials
	Division 4 — Other disclosure requirements [ss 949A–949B]
		[7.949A] Warnings in relation to general advice provided to retail clients — Annotations to sections 949A–949B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 6 — Miscellaneous [ss 951A–951C]
		[7.951A] Miscellaneous — Annotations to sections 951A–951C [Current to July 2022]
		Key principles
		Texts and literature
	Division 7 — Enforcement [ss 952A–953C]
	Subdivision A — Offences [ss 952A–952M]
		[7.952A] Offences in respect of disclosure document — Annotations to sections 952A–952M [Current to July 2022]
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Civil liability [ss 953A–953C]
		[7.953A] Civil liability in respect of disclosure documents — Annotations to sections 953A–953C [Current to July 2022]
		Key principles
		Circumstances in which this section applies
		Recovery of loss or damage against liable persons
		Other orders which can be made by the court
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 7.7A — Best interests obligations and remuneration [ss 960–968]
	Division 1 — Preliminary
		[7.960] Preliminary — Annotations to sections 960–960B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2 — Best Interest Obligations
	Subdivision A — Preliminary
		[7.961] Preliminary — Annotations to sections 961–961A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision B — Provider must act in best interests of client
		[7.961B] Provider must act in best interests of client — Annotations to sections 961B–961F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision C — Resulting advice must be appropriate to the client
		[7.961G] Resulting advice must be appropriate to the client — Annotations to section 961G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision D — When resulting advice still based on incomplete or inaccurate information
		[7.961H] Resulting advice still based on incomplete or inaccurate information — Annotations to section 961H [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision E — Provider to give priority to the client's interests
		[7.961J] Conflict between client's interests and those of provider, licensee, authorised representative or associates — Annotations to section 961J [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision F — Responsibilities of licensees under this Division
		[7.961K] Responsibilities of licensees — Annotations to sections 961K–961P [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 3 — Charging ongoing fees to clients
		[7.962] Ongoing fees — Annotations to sections 962–962X [Current to July 2022]
		Key principles
		Termination, disclosure and renewal of ongoing fee arrangements
		Consent required for deduction of ongoing fees from accounts
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Conflicted remuneration
		[7.963] Conflicted remuneration — Annotations to sections 963–963P [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5 — Other banned remuneration
		[7.964] Other banned remuneration — Annotations to sections 964–964H [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 6 — Anti-avoidance
		[7.965] Anti-avoidance — Annotations to section 965 [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 7 — Transition
		[7.966] Transition — Annotations to sections 966–968 [Current to July 2022]
		Key principles
Part 7.8 — Other provisions relating to conduct etc connected with financial products and financial services, other than financial product disclosure [ss 980A–993D]
	Division 1 — Preliminary [ss 980A–980B]
		[7.980A] Preliminary — Annotations to sections 980A–980B [Current to July 2022]
		Key principles
	Division 2 — Dealing with clients' money [ss 981A–983E]
	Subdivision A — Money other than loans [ss 981A–981H]
		[7.981A] Money to which Subdivision applies — Annotations to section 981A [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.981B] Obligation to pay money into an account — Annotations to section 981B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.981C] Regulations may deal with various matters — Annotations to section 981C [Current to July 2022]
		History and explanatory materials
		[7.981D] Money related to derivatives may be used for general margining etc purposes — Annotations to section 981D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.981E] Protection of money from attachment etc — Annotations to section 981E [Current to July 2022]
		Key principles
		[7.981F] Regulations may deal with how money to be dealt with if licensee ceases to be licensed etc — Annotations to section 981F [Current to July 2022]
		Key principles
		Instruments and class orders
		Texts and literature
		[7.981G] Account provider not liable merely because of licensee's contravention — Annotations to section 981G [Current to July 2022]
		Key principles
		[7.981H] Money to which Subdivision applies taken to be held in trust — Annotations to section 981H [Current to July 2022]
		Key principles
		Texts and literature
	Subdivision AA — Client money reporting rules [ss 981J–981P]
		[7.982AA] Client money reporting rules — Annotations to sections 981J–981P [Current to July 2022]
		Key principles
		Instruments and class orders
	Subdivision B — Loan money [ss 982A–982D]
		[7.982A] Treatment of loan money by licensees — Annotations to sections 982A–982D [Current to July 2022]
		Key principles
		When these requirements apply
		Obligations on licensee
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision C — Powers of court [ss 983A–983E]
		[7.983A] Court may freeze certain accounts — Annotations to sections 983A–983E [Current to July 2022]
		Key principles
		Orders under this section
		Other matters
		History and explanatory materials
		Texts and literature
	Division 3 — Dealing with other property of clients [ss 984A–984B]
		[7.984A] Property to which Division applies — Annotations to sections 984A–984B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Special provisions relating to insurance [ss 985A–985D]
		[7.985A] Definitions etc — Annotations to sections 985A–985D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 4A — Special provisions relating to margin lending facilities [ss 985EA–985M]
		[7.985EA] Application of this Subdivision — Annotations to sections 985EA–985M [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
	Division 5 — Obligations to report [ss 986A–986B]
		[7.986A] Reporting in relation to money to which Subdivision A or B of Division 2 applies or property to which Division 3 applies — Annotations to sections 986A–986B [Current to July 2022]
		History and explanatory materials
	Division 6 — Financial records, statements and audits [ss 987A–990L]
	Subdivisions A and B — Preliminary [ss 987A–988G]
		[7.987A] Application of Division — Annotations to sections 987A–988G [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision C — Financial statements of financial services licensees [ss 989A–989D]
		[7.989A] Meaning of "financial year" — Annotations to sections 989A–989D [Current to July 2022]
		Key provisions
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision D — Appointment etc of auditors [ss 990A–990L]
		[7.990A] Appointment of auditors to licensees — Annotations to sections 990A–990L [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 7 — Other rules about conduct [ss 991A–991F]
		[7.991A] Financial services licensee not to engage in unconscionable conduct — Annotations to section 991A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.991B] Financial services licensee to give priority to clients' orders — Annotations to section 991B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.991C] Regulations may deal with various matters relating to instructions to deal through licensed markets — Annotations to section 991C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.991D] Regulations may require records to be kept in relation to instructions to deal on licensed markets and foreign markets — Annotations to section 991D [Current to July 2022]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.991E] Obligations of financial services licensee in relation to dealings with non-licensees — Annotations to section 991E [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.991F] Dealings involving employees of financial services licensees — Annotations to section 991F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 8 — Miscellaneous [ss 992A–992C]
		[7.992A] Prohibition on hawking of certain financial products — Annotations to section 992A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.992AA] Prohibition of hawking of managed investment products — Annotations to section 992AA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.992B] Exemptions and modifications — Annotations to sections 992B–992C [Current to July 2022]
		Key principles
	Division 9 — Enforcement [ss 993A–993D]
		[7.993A] Offences under Part 7.8 Division 9 — Annotations to sections 993A–993D [Current to July 2022]
		Key principles
		History and explanatory materials
Part 7.8A — Design and distribution requirements relating to financial products for retail clients [ss 994A–994Q]
	Division 1 — Preliminary and target market determination for financial products [ss 994A–994D]
		[7.994A] Preliminary and target market determination for financial products — Annotations to sections 994A–994D [Current to July 2022]
		Key principles
		Issuer to make target market determination
		Review of target market determination
		Prohibition on engaging in retail product distribution conduct unless target market determination made
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 3 — Distribution of financial products [ss 994E–994G]
		[7.994E] Distribution of financial products — Annotations to sections 994E–994G [Current to July 2022]
		Key principles
		Further distribution obligations
		Record keeping
		Notifications to ASIC
		History and explanatory materials
	Division 4 — ASIC powers, exemptions and modifications and miscellaneous [ss 994H–994Q]
		[7.994H] ASIC powers, exemptions and modifications and miscellaneous — Annotations to sections 994H–994Q [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 2 — Product disclosure statements [ss 1011A–1016F]
		[7.1011A] Jurisdictional scope of Division — Annotations to sections 1011A–1011C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1012A] Obligation to give Product Disclosure Statement — personal advice recommending particular financial product — Annotations to section 1012A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012B] Obligation to give Product Disclosure Statement — situations related to issue of financial products — Annotations to section 1012B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012C] Obligation to give Product Disclosure Statement — offers related to sale of financial products — Annotations to section 1012C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012D] Situations in which Product Disclosure Statement is not required — Annotations to section 1012D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012DAA] Rights issue for which Product Disclosure Statement is not required — Annotations to section 1012DAA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012DA] Product Disclosure Statement not required for sale amounting to indirect issue — Annotations to section 1012DA [Current to July 2022]
		Key principles
		On-sales by regulated persons
		On-sales by controllers
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012E] Small scale offerings of managed investment and other prescribed financial products (20 issues or sales in 12 months) — Annotations to section 1012E [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012F] Product Disclosure Statement for certain superannuation products may be provided later — Annotations to sections 1012F–1012G [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012H] Obligation to take reasonable steps to ensure that PDS is given to person electing to be covered by group financial product — Annotations to section 1012H [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1012I] Obligation to give employer PDS in relation to certain superannuation and RSA products — Annotations to section 1012I [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1012IA] Arrangements under which a person can instruct another person to acquire a financial product — Annotations to section 1012IA [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012J] Information in PDS must be up to date — Annotations to section 1012J [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1012K] Anti-avoidance determinations — Annotations to section 1012K [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[7.1013A] Who must prepare a PDS and title of PDS — Annotations to sections 1013A–1013B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1013C] Content of PDS — Annotations to section 1013C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Simplified PDS for margin loan products
		Simplified superannuation product PDS
		Simplified managed investment scheme PDS
		Texts and literature
		[7.1013D] Main requirements for content of PDS — Annotations to section 1013D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1013DA] Information about ethical considerations etc — Annotations to section 1013DA [Current to July 2022]
		Texts and literature
		[7.1013E] Obligation to include other information that might influence a decision to acquire — Annotations to section 1013E [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1013F] General limitations on extent to which information is required to be included in PDS — Annotations to section 1013F [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1013FA] Information not required to be included in PDS for continuously quoted securities — Annotations to section 1013FA [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1013G] Further requirements as to PDS — Annotations to sections 1013G–1013J [Current to July 2022]
		Key principles
		[7.1013K] Requirements relating to consent to certain statements — Annotations to section 1013K [Current to July 2022]
		Key principles
		Instruments and class orders
		Texts and literature
		[7.1013L] PDS may consist of two or more separate documents given at the same time and combining PDS and FSG — Annotations to sections 1013L–1013M [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision D — Supplementary Product Disclosure Statements [ss 1014A–1014F]
		[7.1014A] Supplementary PDS — Annotations to sections 1014A–1014F [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision DA — Replacement Product Disclosure Statements [ss 1014G–1014L]
		[7.1014G] Replacement Product Disclosure Statements — Annotations to sections 1014G–1014L [Current to June 2021]
		Key principles
		History and explanatory materials
	Subdivision DA — Replacement Product Disclosure Statements [ss 1014G–1014L]
		[7.1014G] Replacement Product Disclosure Statements — Annotations to sections 1014G–1014L [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Subdivision E — Other requirements relating to Product Disclosure Statements and Supplementary Product Disclosure Statements [ss 1015A–1015E]
		[7.1015A] Other requirements as to PDS and Supplementary PDS — Annotations to sections 1015A–1015E [Current to June 2021]
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision E — Other requirements relating to Product Disclosure Statements and Supplementary Product Disclosure Statements [ss 1015A–1015E]
		[7.1015A] Other requirements as to PDS and Supplementary PDS — Annotations to sections 1015A–1015E [Current to July 2022]
		History and explanatory materials
		Definitions and cross-references
		Instruments and class orders
		Texts and literature
	Subdivision F — Other rights and obligations related to Product Disclosure Statements [ss 1016A–1016F]
		[7.1016A] Other rights and obligations relating to PDS — Annotations to sections 1016A–1016F [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision F — Other rights and obligations related to Product Disclosure Statements [ss 1016A–1016F]
		[7.1016A] Other rights and obligations relating to PDS — Annotations to sections 1016A–1016F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 7 — Enforcement [ss 1021A–1022C]
	Subdivision A — Offences [ss 1021A–1021P]
		[7.1021A] Criminal liability — Annotations to sections 1021A–1021P [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 7 — Enforcement [ss 1021A–1022C]
	Subdivision A — Offences [ss 1021A–1021P]
		[7.1021A] Criminal liability — Annotations to sections 1021A–1021P [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Civil liability [ss 1022A–1022C]
		[7.1022A] Civil liability — Annotations to sections 1022A–1022C [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Subdivision B — Civil liability [ss 1022A–1022C]
		[7.1022A] Civil liability — Annotations to sections 1022A–1022C [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
Part 7.9 — Financial product disclosure and other provisions relating to issue, sale and purchase of financial products [ss 1010A–1022C]
	Division 1 — Preliminary [ss 1010A–1010D]
		[7.1010A] Part generally does not apply to securities — Annotations to sections 1010A–1010D [Current to July 2022]
		Key principles
		Purpose of Pt 7.9
		Application of this Part to CCIVs under Ch 8
		Exclusions from the application of Pt 7.9
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Other disclosure obligations of the issuer of a financial product [ss 1017A–1017G]
		[7.1017A] Obligation to give additional information on request — Annotations to sections 1017A–1017G [Current to June 2021]
		Key principles
		Ongoing disclosure of material changes and significant events
		Obligations relating to MySuper products and choice products
		Information for existing holders of superannuation and RSA products
		Periodic statements for retail clients for financial products that have an investment component
		Additional information to be provided by trustees of superannuation entities
		Dealing with money received for financial product before the product is issued
		Confirming transactions
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Other disclosure obligations of the issuer of a financial product [ss 1017A–1017G]
		[7.1017A] Obligation to give additional information on request — Annotations to sections 1017A–1017G [Current to July 2022]
		Key principles
		Ongoing disclosure of material changes and significant events
		Obligations relating to MySuper products and choice products
		Information for existing holders of superannuation and RSA products
		Periodic statements for retail clients for financial products that have an investment component
		Additional information to be provided by trustees of superannuation entities
		Dealing with money received for financial product before the product is issued
		Confirming transactions
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Advertising for financial products [ss 1018A–1018B]
		[7.1018A] Limits on advertising or other promotional material — Annotations to sections 1018A–1018B [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 4 — Advertising for financial products [ss 1018A–1018B]
		[7.1018A] Limits on advertising or other promotional material — Annotations to sections 1018A–1018B [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5 — Cooling-off periods [ss 1019A–1019B]
		[7.1019A] Situations in which this Division applies — Annotations to sections 1019A–1019B [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5 — Cooling-off periods [ss 1019A–1019B]
		[7.1019A] Situations in which this Division applies — Annotations to sections 1019A–1019B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5A — Unsolicited offers to purchase financial products off-market [ss 1019C–1019K]
		[7.1019C] Definitions — Annotations to sections 1019C–1019K [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5A — Unsolicited offers to purchase financial products off-market [ss 1019C–1019K]
		[7.1019C] Definitions — Annotations to sections 1019C–1019K [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 5B — Disclosure etc in relation to short sales covered by securities lending arrangements of listed section 1020B products [ss 1020AA–1020AF]
		[7.1020AA] Definitions — Annotations to sections 1020AA–1020AF [Current to June 2021]
		Key principles
		History and explanatory materials
		Instruments and class orders
	Division 5B — Disclosure etc in relation to short sales covered by securities lending arrangements of listed section 1020B products [ss 1020AA–1020AF]
		[7.1020AA] Definitions — Annotations to sections 1020AA–1020AF [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
	Division 5C — Information about CGS Depository Interests [ss 1020AG–1020AL]
		[7.1020AB] Information about CGS depository interests — Annotations to sections 1020AG–1020AL [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Division 5C — Information about CGS Depository Interests [ss 1020AG–1020AL]
		[7.1020AB] Information about CGS depository interests — Annotations to sections 1020AG–1020AL [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Division 6 — Miscellaneous [ss 1020A–1020G]
		[7.1020A] Prohibition on offers relating to managed investment schemes in certain circumstances — Annotations to section 1020A [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1020B] Short selling — Annotations to section 1020B [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1020C] Part 7.9 cannot be contracted out of — Annotations to section 1020D [Current to June 2021]
		Key principles
		[7.1020E] Stop orders by ASIC — Annotations to section 1020E [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1020F] Exemptions and modifications — Annotations to sections 1020F–1020G [Current to June 2021]
		Key principles
	Division 6 — Miscellaneous [ss 1020A–1020G]
		[7.1020A] Prohibition on offers relating to managed investment schemes in certain circumstances — Annotations to section 1020A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1020B] Short selling — Annotations to section 1020B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1020C] Part 7.9 cannot be contracted out of — Annotations to section 1020D [Current to July 2022]
		Key principles
		[7.1020E] Stop orders by ASIC — Annotations to section 1020E [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1020F] Exemptions and modifications — Annotations to sections 1020F–1020G [Current to July 2022]
		Key principles
Part 7.9A — Product intervention orders [ss 1023A–1023R]
	[7.1023A] Product intervention orders — Annotations to sections 1023A–1023R [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 7.10 — Market misconduct and other prohibited conduct relating to financial products and financial services [ss 1040A–1045A]
	Division 1 — Preliminary [ss 1040A–1040B]
		[7.1040A] Preliminary — Annotations to section 1040A [Current to July 2022]
		Key principles
	Division 2 — The prohibited conduct (other than insider trading prohibitions) [ss 1041A–1041K]
		[7.1041A] Market manipulation — Annotations to section 1041A [Current to June 2021]
		Key principles
		Scope of prohibition
		Concept of "artificial price"
		Stabilising conduct
		Penalty
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041B] False trading and market rigging — creating a false or misleading appearance of active trading — Annotations to section 1041B [Current to June 2021]
		Key principles
		Scope of prohibition
		Wash sales and matched orders
		Penalties
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041C] False trading and market rigging — artificially maintaining trading price — Annotations to section 1041C [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041D] Dissemination of information about illegal transactions — Annotations to section 1041D [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041E] False or misleading statements — Annotations to section 1041E [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041F] Inducing persons to deal using false or misleading information — Annotations to section 1041F [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041G] Dishonest conduct — Annotations to section 1041G [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041H] Misleading or deceptive conduct — Annotations to section 1041H [Current to June 2021]
		Key principles
		Scope of section
		When conduct is misleading or deceptive
		Non-disclosures
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041I] Civil action for loss or damages resulting from contravention of sections  1041E–1041H — Annotations to section 1041I [Current to June 2021]
		Key principles
		Scope of section
		Person involved in a contravention
		Limitations period
		Relief from liability
		History and explanatory materials
		Texts and literature
		[7.1041J] Annotation to section 1041J [Current to June 2021]
		Key principles
		[7.1041K] Division applies to certain conduct to the exclusion of State Fair Trading Acts provisions — Annotations to section 1041K [Current to June 2021]
		Key principles
		History and explanatory materials
	Division 2 — The prohibited conduct (other than insider trading prohibitions) [ss 1041A–1041K]
		[7.1041A] Market manipulation — Annotations to section 1041A [Current to July 2022]
		Key principles
		Scope of prohibition
		Concept of "artificial price"
		Stabilising conduct
		Penalty
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041B] False trading and market rigging — creating a false or misleading appearance of active trading — Annotations to section 1041B [Current to July 2022]
		Key principles
		Scope of prohibition
		Wash sales and matched orders
		Penalties
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041C] False trading and market rigging — artificially maintaining trading price — Annotations to section 1041C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041D] Dissemination of information about illegal transactions — Annotations to section 1041D [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041E] False or misleading statements — Annotations to section 1041E [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041F] Inducing persons to deal using false or misleading information — Annotations to section 1041F [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041G] Dishonest conduct — Annotations to section 1041G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1041H] Misleading or deceptive conduct — Annotations to section 1041H [Current to July 2022]
		Key principles
		Scope of section
		When conduct is misleading or deceptive
		Non-disclosures
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1041I] Civil action for loss or damages resulting from contravention of sections  1041E–1041H — Annotations to section 1041I [Current to July 2022]
		Key principles
		Scope of section
		Person involved in a contravention
		Limitations period
		Relief from liability
		History and explanatory materials
		Texts and literature
		[7.1041J] Annotation to section 1041J [Current to July 2022]
		Key principles
		[7.1041K] Division applies to certain conduct to the exclusion of State Fair Trading Acts provisions — Annotations to section 1041K [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 2A — Proportionate liability for misleading and deceptive conduct [ss 1041L–1041S]
		[7.1041L] Application of Division — Annotations to sections 1041L–1041S [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2A — Proportionate liability for misleading and deceptive conduct [ss 1041L–1041S]
		[7.1041L] Application of Division — Annotations to sections 1041L–1041S [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 3 — The insider trading prohibitions [ss 1042A–1043O]
		[7.1042A] Definitions — Annotations to section 1042A [Current to June 2021]
		"Division 3 financial products"
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"information"
		Key principles
		History and explanatory materials
		Texts and literature
		"inside information"
		Key principles
		[7.1042B] Application of Division — Annotations to section 1042B [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1042C] When information is generally available — Annotations to section 1042C [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1042D] Material effect in price or value of Division 3 financial products — Annotations to section 1042D [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1042E] Division 3 financial products are "able to be traded" despite suspension — Annotations to section 1042E [Current to June 2021]
		History and explanatory materials
		[7.1042F] Definition of procuring — Annotations to section 1042F [Current to June 2021]
		History and explanatory materials
		[7.1042G] Information in possession of officer of body corporate — Annotations to section 1042G [Current to June 2021]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1042H] Information in possession of partner or employee of partnership — Annotations to section 1042H [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043A] Prohibited conduct by person in possession of inside information — Annotations to section 1043A [Current to June 2021]
		Key principles
		Scope of the prohibition
		Trading prohibition
		Procuring prohibition
		Tipping prohibition
		Penalties
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1043B] Exception for withdrawal from registered scheme — Annotations to section 1043B [Current to June 2021]
		History and explanatory materials
		Texts and literature
		[7.1043C] Exception for underwriters — Annotations to section 1043C [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043D] Acquisition pursuant to legal requirement — Annotations to section 1043D [Current to June 2021]
		History and explanatory materials
		Texts and literature
		[7.1043E] Information communicated pursuant to a legal requirement — Annotations to section 1043E [Current to June 2021]
		History and explanatory materials
		[7.1043F] Chinese wall arrangements by bodies corporate — Annotations to section 1043F [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043G] Chinese wall arrangements by partnerships — Annotations to section 1043G [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043H] Own intentions exception — Annotations to section 1043H [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043I] Own intentions exception for bodies corporate — Annotations to section 1043I [Current to June 2021]
		Key principles
		History and explanatory material
		Texts and literature
		[7.1043J] Own intentions exception for officers or agents of body corporate — Annotations to section 1043J [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043K] Transactions by licensees and their representatives — Annotations to section 1043K [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043L] Specific situation in which compensation order under s 1317HA can be made — Annotations to section 1043L [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043M] Defences to prosecution for an insider trading offence — Annotations to section 1043M [Current to June 2021]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043N] Relief from civil penalty liability — Annotations to section 1043N [Current to June 2021]
		Key principles
		Texts and literature
		[7.1043O] Powers of Court — Annotations to section 1043O [Current to June 2021]
		History and explanatory materials
		Texts and literature
	Division 3 — The insider trading prohibitions [ss 1042A–1043O]
		[7.1042A] Definitions — Annotations to section 1042A [Current to July 2022]
		"Division 3 financial products"
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		"information"
		Key principles
		History and explanatory materials
		Texts and literature
		"inside information"
		Key principles
		[7.1042B] Application of Division — Annotations to section 1042B [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1042C] When information is generally available — Annotations to section 1042C [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1042D] Material effect in price or value of Division 3 financial products — Annotations to section 1042D [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1042E] Division 3 financial products are "able to be traded" despite suspension — Annotations to section 1042E [Current to July 2022]
		History and explanatory materials
		[7.1042F] Definition of procuring — Annotations to section 1042F [Current to July 2022]
		History and explanatory materials
		[7.1042G] Information in possession of officer of body corporate — Annotations to section 1042G [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1042H] Information in possession of partner or employee of partnership — Annotations to section 1042H [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043A] Prohibited conduct by person in possession of inside information — Annotations to section 1043A [Current to July 2022]
		Key principles
		Scope of the prohibition
		Trading prohibition
		Procuring prohibition
		Tipping prohibition
		Penalties
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[7.1043B] Exception for withdrawal from registered scheme — Annotations to section 1043B [Current to July 2022]
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1043C] Exception for underwriters — Annotations to section 1043C [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043D] Acquisition pursuant to legal requirement — Annotations to section 1043D [Current to July 2022]
		History and explanatory materials
		Texts and literature
		[7.1043E] Information communicated pursuant to a legal requirement — Annotations to section 1043E [Current to July 2022]
		History and explanatory materials
		[7.1043F] Chinese wall arrangements by bodies corporate — Annotations to section 1043F [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043G] Chinese wall arrangements by partnerships — Annotations to section 1043G [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043H] Own intentions exception — Annotations to section 1043H [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043I] Own intentions exception for bodies corporate — Annotations to section 1043I [Current to July 2022]
		Key principles
		History and explanatory material
		Texts and literature
		[7.1043J] Own intentions exception for officers or agents of body corporate — Annotations to section 1043J [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043K] Transactions by licensees and their representatives — Annotations to section 1043K [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043L] Specific situation in which compensation order under s 1317HA can be made — Annotations to section 1043L [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043M] Defences to prosecution for an insider trading offence — Annotations to section 1043M [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[7.1043N] Relief from civil penalty liability — Annotations to section 1043N [Current to July 2022]
		Key principles
		Texts and literature
		[7.1043O] Powers of Court — Annotations to section 1043O [Current to July 2022]
		History and explanatory materials
		Texts and literature
Part 7.10A — External dispute resolution [ss 1050–1058]
	Division 1 — Minister may authorise an external dispute resolution scheme [ss 1050–1051A]
		[7.1050] Authorisation of external dispute resolution scheme — Annotations to sections 1050–1051A [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 2 — Regulating the AFCA scheme [ss 1052–1052E]
		[7.1052] Regulating the AFCA scheme — Annotations to sections 1052–1052E [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 3 — Additional provisions relating to superannuation complaints [ss 1053–1058]
		[7.1053] Additional provisions relating to superannuation complaints — Annotations to sections 1053–1058 [Current to July 2022]
		Key principles
		History and explanatory materials
Part 7.12 — Miscellaneous [ss 1100A–1101J]
	Division 1 — Qualified privilege [ss 1100A–1100D]
		[7.1100A] Qualified privilege for information given to ASIC — Annotations to sections 1100A–1100D [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 2 — Other matters [ss 1101A–1101J]
		[7.1101A] Approved and mandatory codes of conduct — Annotations to sections 1101A–1101AF [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1101B] Power of court to make certain orders — Annotations to section 1101B [Current to July 2022]
		Key principles
		Scope of section
		Power to grant injunction
		Other orders
		Power to declare contract to be void or voidable
		Appointment of receiver
		Admissibility of transcript of ASIC examination
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[7.1101C] Provisions as to books and records maintained under Ch 7 — Annotations to sections 1101C–1101G [Current to July 2022]
		Key principles
		History and explanatory materials
		[7.1101H] Contravention of chapter does not generally affect validity of transaction — Annotations to section 1101H [Current to July 2022]
		Key principles
		[7.1101I] Application of gaming and wagering laws — Annotations to section 1101I [Current to July 2022]
		Key principles
		Section 1101I
		Definitions and cross-references
		Texts and literature
Chapter 8 — Mutual Recognition of Securities Offers [ss 1200A–1200U]
Chapter 8 — Mutual Recognition of Securities Offers [ss 1200A–1200U]
	[8.1200A] Recognised offers — Annotations to sections 1200A–1200E [Current to December 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[8.1200F] Effect of a recognised offer — Annotations to section 1200F [Current to December 2019]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[8.1200G] Ongoing conditions for recognised offers — Annotations to sections 1200G–1200J [Current to December 2019]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	[8.1200K] Modification of provisions of the CA — Annotations to sections 1200K–1200M [Current to December 2019]
	Key principles
	History and explanatory materials
	Instruments and class orders
	[8.1200N] ASIC's powers in relation to recognised offers — Annotations to sections 1200N–1200Q [Current to December 2019]
	Key principles
	History and explanatory materials
	[8.1200R] Miscellaneous — Annotations to section 1200R [Current to December 2019]
	Key principles
	History and explanatory materials
	[8.1200S] Offers made under foreign recognition schemes — Annotations to sections 1200S–1200U [Current to December 2019]
	Key principles
	History and explanatory materials
Chapter 8A — Asia Region Funds Passport [ss 1210–1217B]
Chapter 8A — Asia Region Funds Passport: Chapter Overview
	Key principles
	Australian passport funds
	Foreign passport funds
	ASIC's role and powers
	A proposed new corporate structure: CCIVs
	Texts and literature
Chapter 9 — Miscellaneous [ss 1272–1350]
Part 9.1A — Director identification numbers  [ss 1272–1272H]
	[9.1272] Director identification numbers — Annotations to sections 1272–1272H [Current to July 2022]
	Key principles
	Scope of Pt 9.1A
	History and explanatory materials
Part 9.1 — Matters relating to handling records and information  [ss 1273–1275]
	[9.1273] The Registrar — Annotations to sections 1270–1270T [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1274] Registers kept by ASIC — Annotations to sections 1274–1275 [Current to July 2022]
	Key principles
	Admissibility in evidence
	Other matters
	Use in court proceedings of information for ASIC's national database
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 9.2 — Registration of auditors  [ss 1279–1298]
	Division 2 — Application for registration as auditor [ss 1279–1289]
		[9.1279] Application for registration as auditor or liquidator — Annotations to sections 1279–1289 [Current to July 2022]
		Key principles
		Purpose of Pt 9.2
		Registration as auditor
		Fit and proper person
		Qualified privilege
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2A — Conditions on registration of auditors [s 1289A]
		[9.1289A] ASIC may impose conditions on registration — Annotations to section 1289A [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 3 — Cancellation or suspension of registration [ss 1290–1298]
		[9.1290] Powers of Companies Auditors Disciplinary Board in relation to auditors — Annotations to sections 1290–1298 [Current to July 2022]
		Key principles
		Function of the Companies Auditors Disciplinary Board
		CADB's jurisdiction is protective not punitive
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 4 — Validation of approval of auditing competency standard [ss 1298P–1298Q]
		[9.1298P] Validation of approval of auditing competency standard — Annotations to sections 1298P–1298Q
		Key principles
		History and explanatory materials
Part 9.2A — Authorised audit companies [ss 1299A–1299M]
	Division 1 — Registration [ss 1299A–1299G]
		[9.1299A] Application for registration as authorised audit company — Annotations to sections 1299A–1299G [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Cancellation or suspension of registration [ss 1299H–1299M]
		[9.1299H] Cancellation at request of registered person — Annotations to sections 1299H–1299M [Current to July 2022]
		Key principles
		Definitions and cross-references
		Texts and literature
Part 9.3 — Books [ss 1300–1307]
	[9.1300] Books — Annotations to sections 1300–1307 [Current to July 2022]
	Key principles
	Order requiring books to be made available for inspection
	Admissibility of books in evidence
	Form and evidentiary value of books
	Falsification of books
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 9.4 — Offences  [ss 1308A–1317]
	Division 1A — Application of the Criminal Code [s 1308A]
		[9.1308A] Application of Criminal Code — Annotations to section 1308A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 1 — Specific offences [ss 1308–1310]
		[9.1308] False or misleading statements about share capital and false or misleading documents — Annotations to sections 1308B–1308 [Current to July 2022]
		Key principles
		False or misleading statemnets or documents
		History and explanatory materials
		Texts and literature
		[9.1309] False information etc — Annotations to section 1309 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[9.1310] Obstructing or hindering ASIC etc — Annotations to section 1310 [Current to July 2022]
		History and explanatory materials
	Division 2 — Offences generally  [ss 1311–1317]
		[9.1311] General penalty provisions — Annotations to sections 1311–1317 [Current to July 2022]
		Key principles
		Scope of sections
		Time for instituting criminal proceedings
		Privilege against self-incrimination
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
Part 9.4AAA — Protection of whistleblowers  [ss 1317AA–1317AK]
	[9.1317AA] Disclosures qualifying for protection under Part 9.4AAA — Annotations to sections 1317AA–1317AK [Current to July 2022]
	Key principles
	Scope of Pt 9.4AAA
	When a disclosure qualifies for protection
	Preservation of confidentiality in discloser's identity
	Discloser's immunity from liability
	Prohibition on and remedies for victimising conduct
	Other provisions
	Requirement for whistleblower policy
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 9.4A — Review by Administrative Appeals Tribunal of certain decisions [s 1317B]
	[9.1317B] Applications for review — Annotations to section 1317B [Current to July 2022]
	Key principles
	Reviewable decisions
	Excluded decisions
	Definitions and cross-references
	Texts and literature
Part 9.4AA — Infringement notices for alleged contraventions of continuous disclosure provisions  [ss 1317DAA–1317DAV]
	[9.1317DAA] Definitions — Annotations to sections 1317DAA–1317DAV [Current to July 2022]
	Key principles
	Issue of infringement notice
	Penalties under an infringement notice
	Effect of complying or not complying with an infringement notice
	Publication in relation to infringement notices
	Infringement notices for other alleged contraventions
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 9.4B — Civil consequences of contravening civil penalty provisions [ss 1317E–1317S]
	[9.1317E] Declarations of contravention — Annotations to section 1317E [Current to July 2022]
	Key principles
	Declaration of contravention
	Who may apply under this section
	Consent orders
	Imposition of penalty
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[9.1317F] Declaration of contravention is conclusive evidence — Annotations to section 1317F [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1317G] Pecuniary penalty orders — Annotations to sections 1317G–1317GAD [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[9.1317GA] Refund orders — contravention of ss 962P and 962R–962S — Annotations to section 1317GA–1317GB [Current to July 2022]
	History and explanatory materials
	[9.1317H] Compensation orders — corporation/scheme civil penalty provisions — Annotations to section 1317H [Current to July 2022]
	Key principles
	Scope of compensation order
	Market-based causation
	Court's discretion as to compensation order
	Compensation order in proceedings brought by corporation
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[9.1317HA] Compensation orders — financial services civil penalty provisions — Annotations to section 1317HA [Current to July 2022]
	Key principles
	Texts and literature
	[9.1317HB] Compensation orders — market integrity rules, client money reporting rules, financial benchmark rules and Passport Rules — Annotations to sections 1317HB, 1317HC and 1317HE [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1317J] Who may apply for declaration or order — Annotations to section 1317J [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1317K] Time limit for application for declaration or order — Annotations to section 1317K [Current to July 2022]
	Key principles
	[9.1317L] Civil evidence and procedure rules for declarations of contravention and civil penalty orders — Annotations to section 1317L [Current to July 2022]
	Key principles
	Application of rules of evidence and procedure for civil matters
	Privilege against self-incrimination
	Texts and literature
	[9.1317M] Civil proceedings after criminal proceedings — Annotations to section 1317M [Current to July 2022]
	Key principles
	Texts and literature
	[9.1317N] Criminal proceedings during civil proceedings — Annotations to section 1317N [Current to July 2022]
	Key principles
	Texts and literature
	[9.1317P] Criminal proceedings after civil proceedings — Annotations to section 1317P [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1317Q] Evidence given in proceedings for penalty not admissible in criminal proceedings and other matters — Annotations to sections 1317Q–1317QF [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1317R] ASIC requiring person to assist — Annotations to section 1317R [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1317S] Relief from liability for contravention of civil penalty provision — Annotations to section 1317S [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
Part 9.5 — Powers of Courts  [ss 1318–1327]
	[9.1318] Power to grant relief — Annotations to section 1318 [Current to July 2022]
	Key principles
	Scope of section
	Claims in which relief is available
	Requirement that person seeking relief acted honestly
	Other matters relevant to whether the court will grant relief
	Relief not available for future breach
	Application of s 1318 to insolvent trading
	History and explanatory materials
	Texts and literature
	[9.1319] Power of court to give directions with respect to meetings ordered by the court — Annotations to section 1319 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[9.1321] Appeals from decisions of receivers, liquidators etc — Annotations to former section 1321 [Current to July 2022]
	[9.1322] Irregularities — Annotations to section 1322 [Current to July 2022]
	Key principles
	Scope of the section
	Procedural irregularity
	Irregularity may not invalidate meeting
	Orders validating act, matter or thing or proceedings: s 1322(4)(a)
	Order rectifying a register: s 1322(4)(b)
	Order extending the time etc: s 1322(4)(d)
	Conditions for making orders under s 1322(4): s 1322(6)
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
	[9.1323] Power of court to prohibit payment or transfer of money, financial products or other property — Annotations to section 1323 [Current to July 2022]
	Key principles
	Purpose of orders under this section
	Standing to seek order under this section
	Scope of orders under this section
	Evidence required for application
	Appointment of receiver
	Scope of receiver's appointment
	Powers of receiver appointed under this section
	Remuneration of receiver
	Order freezing property
	Other orders
	Interim orders
	Whether order can be sought in pending proceeding
	Costs of application
	History and explanatory materials
	Texts and literature
	[9.1324] Injunctions — Annotations to section 1324 [Current to July 2022]
	Key principles
	Standing
	When injunction will be granted
	Position of third parties
	Interim injunction
	Reversal of onus of proof
	Power to order damages
	Admissibility of transcript of ASIC examination
	History and explanatory materials
	Texts and literature
	[9.1324A] Provisions relating to prosecutions — Annotations to section 1324A [Current to July 2022]
	History and explanatory materials
	[9.1324B] Order to disclose information or publish advertisements — Annotations to section 1324B [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1325] Other orders — Annotations to section 1325 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1325A] Orders if contravention of Chapter 6, 6A, 6B or 6C — Annotations to section 1325A [Current to July 2022]
	Key principles
	Scope of section
	Vesting orders
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[9.1325B] Court may order bidder to make offers — Annotations to section 1325B [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1325C] Unfair or unconscionable agreements, payments or benefits — Annotations to section 1325C [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1325D] Contravention due to inadvertence etc — Annotations to section 1325D [Current to July 2022]
	Key principles
	Definitions and cross-references
	Texts and literature
	[9.1325E] Orders to secure compliance — Annotations to section 1325E [Current to July 2022]
	Key principles
	[9.1326] Effect of sections 1323, 1324 and 1325 — Annotations to section 1326
	Key principles
	[9.1327] Power of court to punish for contempt of court — Annotations to section 1327 [Current to July 2022]
	Key principles
	Definitions and cross-references
	Texts and literature
Part 9.6 — Proceedings  [ss 1330–1336]
	[9.1330] ASIC's power to intervene in proceedings — Annotations to section 1330 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1331] Civil proceedings not to be stayed — Annotations to section 1331 [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
	[9.1332] Standard of proof — Annotations to section 1332 [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1333] Evidence of contravention — Annotations to section 1333 [Current to July 2022]
	History and explanatory materials
	[9.1335] Costs — Annotations to section 1335 [Current to July 2022]
	Key principles
	Basis for security
	Matters relevant to order for security for costs
	Relevance of other persons who could provide security
	Security for costs of cross-claims
	Orders for security for costs against liquidators
	Security for costs of appeal
	Form of security
	Definitions and cross-references
	History and explanatory materials
	Texts and literature
	[9.1336] Vesting of property — Annotations to section 1336 [Current to July 2022]
	Key principles
	History and explanatory materials
	Instruments and class orders
Part 9.6A — Jurisdiction and procedure of courts  [ss 1337A–1338B]
	Division 1 — Civil jurisdiction  [ss 1337A–1337L]
		[9.1337A] Operation of Division — Annotations to section 1337A [Current to July 2022]
		Key principles
		[9.1337B] Jurisdiction of Federal Court and State and Territory Supreme Courts — Annotations to section 1337B [Current to July 2022]
		Key principles
		Jurisdiction as to civil matters
		Jurisdiction as to administrative law matters
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[9.1337E] Jurisdiction of lower courts — Annotations to section 1337E [Current to July 2022]
		Key principles
		Definitions and cross-references
		Texts and literature
		[9.1337H] Transfer of proceedings by the Federal Court and State and Territory Supreme Courts — Annotations to section 1337H [Current to July 2022]
		Key principles
		Transfer of proceedings to another court
		Court retains discretion whether to transfer proceedings
		History and explanatory materials
		Texts and literature
		[9.1337J] Transfer of proceedings by Family Court and State Family Courts — Annotations to section 1337J [Current to July 2022]
		Key principles
		[9.1337K] Transfer of proceedings in lower courts — Annotations to section 1337K [Current to July 2022]
		Key principles
		[9.1337L] Further matters for a court to consider when deciding whether to transfer a proceeding — Annotations to section 1337L [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 2 — Criminal jurisdiction  [s 1338B]
		[9.1338B] Jurisdiction of courts — Annotations to section 1338B [Current to July 2022]
		Key principles
		Texts and literature
Part 9.7 — Unclaimed property  [ss 1339–1343A]
	[9.1339] ASIC to deal with unclaimed property — Annotations to sections 1339–1343A [Current to July 2022]
	History and explanatory materials
	Texts and literature
Part 9.9 — Miscellaneous  [ss 1346–1362A]
	[9.1346] Non-application of rule against perpetuities to certain schemes — Annotations to section 1346 [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1349] Privilege against exposure to penalty — disqualification etc — Annotations to section 1349 [Current to July 2022]
	Key principles
	History and explanatory materials
	[9.1350] Compensation for compulsory acquisition — Annotations to section 1350 [Current to July 2022]
	Key principles
	Constitutional background
	Scope of this section
	History and explanatory materials
	Texts and literature
	[9.1362A] Coronavirus provisions — Annotations to section 1362A [Current to July 2022]
	Key principles
Chapter 10 — Transitional Provisions [ss 1370–1635]
Part 10.1 — Transition from the old corporations legislation [ss 1370-1409]
	Division 1 — Preliminary [ss 1370–1409]
		[10.1370] Object of Part 10.1, definitions and other preliminary matters — Annotations to sections 1370–1409 [Current to May 2022]
		Key principles
		Object of the Part
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 2 — Carrying over registration of companies [ss 1377–1378]
		[10.1377] Existing registered companies continue to be registered — Annotations to sections 1377–1378 [Current to May 2022]
	Division 3 — Carrying over the old Corporations Regulations [ss 1379–1380]
		[10.1379] Old Corporations Regulations continue to have effect — Annotations to sections 1379–1380 [Current to May 2022]
	Division 4 — Court proceedings and orders [ss 1381–1385]
		[10.1381] Treatment of Court proceedings and orders — Annotations to sections 1381–1385 [Current to May 2022]
	Division 5 — Other specific transitional provisions [ss 1386–1396]
		[10.1386] Other matters — Annotations to sections 1386–1396 [Current to May 2022]
	Division 6 — General transitional provisions relating to other things done etc under the old Corporations legislation [ss 1397–1408]
		[10.1397] Other matters — Annotations to sections 1397–1408 [Current to May 2022]
		Key principles
		Creation of corresponding rights and liabilities
		Definitions and cross-references
	Division 7— Regulations dealing with transitional matters [s 1409]
		[10.1409] Regulations — Annotations to sections 1409 [Current to May 2022]
Part 10.2 — Transitional provisions relating to the Financial Services Reform Act 2001 [ss 1410–1445]
	[10.1410] Transitional provisions relating to the Financial Services Reform Act 2001 — Annotations to sections 1410–1445 [Current to May 2022]
	Key principles
	Instruments and class orders
Part 10.3 — Transitional provisions relating to the Corporations Legislation Amendment Act 2003 [ss 1447–1448]
	[10.1447] Transitional provisions relating to the Corporations Legislation Amendment Act 2003 — Annotations to sections 1447–1448 [Current to May 2022]
	Key principles
Part 10.4 — Transitional provisions relating to the Financial Services Reform Amendment Act 2003 [ss 1449–1452]
	[10.1449] Transitional provisions relating to the Financial Services Reform Amendment Act 2003 — Annotations to sections 1449–1452 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.5 — Transitional provisions relating to the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004 [ss 1453–1471]
	[10.1453] Transitional provisions relating to the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004 — Annotations to sections 1453–1471 [Current to May 2022]
	Key principles
	Instruments and class orders
Part 10.8 — Transitional provisions relating to the Corporations Amendment (Takeovers) Act 2007 [s 1478]
	[10.1478] Transitional provisions relating to the Corporations Amendment (Takeovers) Act 2007 — Annotations to section 1478 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.9 — Transitional provisions relating to the Corporations Amendment (Insolvency) Act 2007 [ss 1479–1483]
	[10.1479] Transitional provisions relating to the Corporations Amendment (Insolvency) Act 2007 — Annotations to sections 1479–1483 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.10 — Transitional provisions relating to the Corporations Amendment (Short Selling) Act 2008 [s 1484]
	[10.1484] Transitional provisions relating to the Corporations Amendment (Short Selling) Act 2008 — Annotations to section 1484 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.11 — Transitional provisions relating to the Corporations Amendment (No 1) Act 2009 [ss 1485–1486]
	[10.1485] Transitional provisions relating to the Corporations Amendment (No 1) Act 2009 — Annotations to sections 1485–1486 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.12 — Transitional provisions relating to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009 [ss 1487–1498]
	[10.1487] Transitional provisions relating to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009 — Annotations to sections 1487–1498 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.13 — Transitional provisions relating to the Personal Property Securities (Corporations and Other Amendments) Act 2010 [ss 1499–1510]
	[10.1499] Transitional provisions relating to the Personal Property Securities (Corporations and Other Amendments) Act 2010 — Annotations to sections 1499–1510 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.14 — Transitional provisions relating to the Corporations Amendment (Corporate Reporting Reform) Act 2010 [ss 1510A–1510B]
	[10.1510A] Transitional provisions relating to the Corporations Amendment (Corporate Reporting Reform) Act 2010 — Annotations to sections 1510A–1510B [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.15 — Transitional provisions relating to the Corporations Amendment (Financial Markets Supervision) Act 2010 [ss 1511–1513]
	[10.1511] Transitional provisions relating to the Corporations Amendment (Financial Markets Supervision) Act 2010 — Annotations to sections 1511–1513 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.16 — Transitional provisions relating to the Corporations Amendment (No 1) Act 2010 [s 1516]
	[10.1516] Transitional provisions relating to the Corporations Amendment (No 1) Act 2010 — Annotations to section 1516 [Current to May 2022]
	Key principles
Part 10.17 — Transitional provisions relating to the Corporations Amendment (Improving Accountability on Director and Executive Remuneration) Act 2011 [ss 1517–1525]
	[10.1517] Transitional provisions relating to the Corporations Amendment (Improving Accountability on Director and Executive Remuneration) Act 2011 — Annotations to sections 1517–1525 [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.18 — Transitional provisions relating to the Corporations Amendment (Further Future of Financial Advice Measures) Act 2012 [ss 1526–1531E]
	[10.1527] Transitional provisions relating to the Future of Financial Advice Measures-- Annotations to sections 1526-1531E [Current to May 2022]
	Key principles
	History and explanatory materials
Part 10.19 — Transitional provisions relating to the Corporations Amendment (Phoenixing and Other Measures) Act 2012 [ss 1533–1535]
	[10.1533] Transitional provisions relating to the Corporations Amendment (Phoenixing and Other Measures) Act 2012 — Annotations to sections 1533–1535 [Current to May 2022]
	Key principles
Part 10.20 — Transitional provisions relating to the Corporations Legislation Amendment (Audit Enhancement) Act 2012 [s 1537]
	[10.1537] Transitional provisions relating to the Corporations Legislation Amendment (Audit Enhancement) Act 2012 — Annotations to section 1537 [Current to May 2022]
	Key principles
Part 10.21 — Transitional provisions relating to the Corporations Legislation Amendment (Financial Reporting Panel) Act 2012 [s 1538]
	[10.1538] Part 10.21 Transitional provisions relating to the Corporations Legislation Amendment (Financial Reporting Panel) Act 2012 — Annotations to section 1538 [Current to May 2022]
	Key principles
	[10.1538A] Part 10.21A Transitional provisions relating to the Superannuation Legislation Amendment (Service Providers and other Governance Measures) Act 2013 — Annotations to sections 1538A–1538B [Current to May 2022]
	Key principles
Part 10.22 — Transitional provisions relating to the Superannuation Legislation Amendment (Further MySuper and Transparency Measures) Act 2012 [ss 1539–1540]
	[10.1539] Transitional provisions relating to the Superannuation Legislation Amendment (Further MySuper and Transparency Measures) Act 2012 — Annotations to sections 1539–1540 [Current to May 2022]
	Key principles
Part 10.22A — Transitional provisions relating to the Treasury Laws Amendment (Improving Accountability and Member Outcomes in Superannuation Measures No 1) Act 2019 [s 1541A]
	[10.1541A] Transitional provisions relating to the Treasury Laws Amendment (Improving Accountability and Member Outcomes in Superannuation Measures No 1) Act 2019 — Annotations to section 1541A [Current to May 2022]
	Key principles
Part 10.23 — Transitional provisions relating to the Clean Energy Legislation (Carbon Tax Repeal) Act 2014 [ss 1542–1546]
	[10.1542] Transitional provisions relating to the Clean Energy Legislation (Carbon Tax Repeal) Act 2014 — Annotations to sections 1542–1546 [Current to May 2022]
	Key principles
Part 10.23A — Transitional provisions relating to the Corporations Amendment (Professional Standards of Financial Advisers) Act 2017 [ss 1546A–1546ZB]
	[10.1546A] Transitional provisions relating to the Corporations Amendment (Professional Standards of Financial Advisers) Act 2017 — Annotations to sections 1546A–1546ZB [Current to May 2022]
	Key principles
Part 10.24 — Transitional provisions relating to the Corporations Legislation Amendment (Deregulatory and Other Measures) Act 2014 [ss 1547–1549]
	[10.1548] Transitional provisions relating to the Corporations Legislation Amendment (Deregulatory and Other Measures) Act 2014 — Annotations to sections 1547–1549 [Current to May 2022]
	Key principles
Part 10.24A — Transitional provisions relating to the Corporations Amendment (Life Insurance Remuneration Arrangements) Act 2017 [ss 1549A–1549B]
	[10.1549A] Transitional provisions relating to the Corporations Amendment (Life Insurance Remuneration Arrangements) Act 2017 — Annotations to sections 1549A–1549B [Current to May 2022]
	Key principles
Part 10.25 — Transitional provisions relating to the Insolvency Practice Schedule (Corporations) [ss 1550–1634]
	[10.1549] Transitional provisions relating to the Insolvency Practice Schedule (Corporations) — Annotations to sections 1550–1634 [Current to May 2022]
	Key principles
	Division 2 — Registration of liquidators, annual returns and statements, notice requirements, cancellation by ASIC under the old Act (as defined), disciplinary proceedings before the Corporations Auditors and Liquidators Disciplinary Board; disciplinary proceedings under the Insolvency Practice Schedule (Corporations); and powers of the court and other bodies
	Disciplinary proceedings under the Insolvency Practice Schedule (Corporations)
	Powers of the Court and other bodies
	Division 3 — Application of Act to new, ongoing and old external administrations
	General transitional rules and remuneration and other benefits
	Funds handling
	Information requirements
	Meetings
	Committees of inspection
	Reviews of external administration
	Divisions 4–5 Transitional arrangements as to AAT proceedings and consequential amendments
	Voting at creditors' meetings
	Controllers' returns and accounts, transfer of books to new controller and reporting to controller
	Liquidators appointed by the court
	Meeting relating to voluntary winding up
	Pooling determinations
	Electronic notices and deregistration
	Power to make regulations
Part 10.26 — Transitional provisions relating to Schedule 3 [s 1635]
	[10.1550] Transitional provisions relating to Sch 3 — Annotations to section 1635
	Key principles
Part 10.28 — Transitional provisions relating to the Treasury Laws Amendment (2016 Measures No 1) Act 2017 [ss 1636A–1637]
	[10.1636A] Transitional provisions relating to the Treasury Laws Amendment (2016 Measures No 1) Act 2017 — Annotations to sections 1636A–1637 [Current to May 2022]
	Key principles
Part 10.30 — Transitional provisions relating to the Treasury Laws Amendment (2017 Measures No 5) Act 2018 [ss 1639–1642]
	[10.1639] Transitional provisions relating to the Treasury Laws Amendment (2017 Measures No 5) Act 2018 — Annotations to sections 1639–1642
	Key principles
Part 10.31 — Transitional provisions relating to the Corporations Amendment (Crowd-sourced Funding for Proprietary Companies) Act 2018 [s 1643]
	[10.1643] Transitional provisions relating to the Corporations Amendment (Crowd-sourced Funding for Proprietary Companies) Act 2018 — Annotations to section 1643
	Key principles
Part 10.32 — Transitional provisions relating to the Treasury Laws Amendment (Enhancing Whistleblower Protections) Act 2019 [ss 1644–1644A]
	[10.1644] Transitional provisions relating to the Treasury Laws Amendment (Enhancing Whistleblower Protections) Act 2019 — Annotations to sections 1644–1644A [Current to May 2022]
	Key principles
Part 10.33 — Transitional provisions relating to the Corporations Amendment (Asia Region Funds Passport) Act 2018 [items 1 and 2]
	[10.1644AA] Transitional provisions relating to the Corporations Amendment (Asia Region Funds Passport) Act 2018
	Key principles
Part 10.34 — Transitional provisions relating to the Corporations Amendment (Strengthening Protections for Employee Entitlements) Act 2019 [ss 1647–1649]
	[10.1647] Transitional provisions relating to the Corporations Amendment (Strengthening Protections for Employee Entitlements) Act 2019 — Annotations to sections 1647–1649
	Key principles
Part 10.35A — Transitional provisions relating to Schedule 2 to the Treasury Laws Amendment (Registries Modernisation and Other Measures) Act 2020 [s 1653]
	[10.1653] Transitional provisions relating to Schedule 2 to the Treasury Laws Amendment (Registries Modernisation and Other Measures) Act 2020 — Annotations to section 1653 [Current to May 2022]
	Key principles
Part 10.36 — Application and transitional provisions relating to the Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Act 2019 [ss 1655–1660]
	[10.1655] Application and Transitional provisions relating to the Treasury Laws Amendment (Strengthening Corporate and Financial Sector Penalties) Act 2019 — Annotations to sections 1655–1660
	Key principles
Part 10.37 — Transitional provisions relating to the Treasury Laws Amendment (Combating Illegal Phoenixing) Act 2020 [s 1661]
	[10.1661] Transitional provisions relating to the Treasury Laws Amendment (Combating Illegal Phoenixing) Act 2020 — Annotations to section 1661
	Key principles
Part 10.38 — Transitional provisions relating to Schedule 1 to the Treasury Laws Amendment (Mutual Reforms) Act 2019 [s 1662]
	[10.1662] Transitional provisions relating to the Treasury Laws Amendment (Mutual Reforms) Act 2019 — Annotations to section 1662
	Key principles
Part 10.39 — Transitional provisions relating to Schedule 3 to the Financial Sector Reform (Hayne Royal Commission Response—Stronger Regulators (2019 Measures)) Act 2020 [ss 1663–1665]
	[10.1664] Transitional provisions relating to Schedule 3 to the Financial Sector Reform (Hayne Royal Commission Response — Stronger Regulators (2019 Measures)) Act 2020 — Annotations to sections 1663–1665
	Key principles
Part 10.40 — Transitional provisions relating to Schedule 4 to the Financial Sector Reform (Hayne Royal Commission Response — Stronger Regulators (2019 Measures)) Act 2020
	[10.1666] Transitional provisions relating to Schedule 4 to the Financial Sector Reform (Hayne Royal Commission Response — Stronger Regulators (2019 Measures)) Act 2020 — Annotations to sections 1666–1667 [Current to May 2022]
	Key principles
Part 10.41 — Transitional provisions relating to the Treasury Laws Amendment (2019 Measures No 3) Act 2020
	[10.1668] Transitional provisions relating to the Treasury Laws Amendment (2019 Measures No 3) Act 2020 — Annotations to section 1668 [Current to May 2022]
	Key principles
Part 10.42 — Transitional provisions relating to the Coronavirus Economic Response Package Omnibus Act 2020
	[10.1669] Transitional provisions relating to the Coronavirus Economic Response Package Omnibus Act 2020 — Annotations to section 1669 [Current to May 2022]
	Key principles
Parts 10.43–10.45 — Transitional provisions relating to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020
	[10.1670] Transitional provisions relating to the Financial Sector Reform (Hayne Royal Commission Response) Act 2020 — Annotations to sections 1670–1672 [Current to May 2022]
	Key principles
Parts 10.46–10.49 Application and transitional provisions relating to Schedules 1, 2, 7 and 9 to the Financial Sector Reform (Hayne Royal Commission Response No 2) Act 2020
	[10.1673] Application and transitional provisions relating to Schedules 1, 2, 7 and 9 to the Financial Sector Reform (Hayne Royal Commission Response No 2) Act 2020 — Annotations to sections 1673–1676D [Current to May 2022]
	Key principles
Part 10.51 — Transitional provisions relating to the Territories Legislation Amendment Act 2020
	[10.1678] Transitional provisions relating to the Territories Legislation Amendment Act 2020 — Annotations to sections 1678–1678F [Current to May 2022]
	Key principles
Part 10.52 — Application and transitional provisions relating to Schedule 1 to the Treasury Laws Amendment (2021 Measures No 1) Act 2021
	[10.1679] Application and transitional provisions relating to Schedule 1 to the Treasury Laws Amendment (2021 Measures No 1) Act 2021 — Annotations to sections 1679–1679F [Current to May 2022]
	Key principles
Parts 10.53–10.54 — Application and transitional provisions relating to meetings and communications and the simplified liquidation process under the Corporations Amendment (Corporate Insolvency Reforms) Act 2020
	[10.1680] Application and transitional provisions relating to meetings and communications and the simplified liquidation process under the Corporations Amendment (Corporate Insolvency Reforms) Act 2020 — Annotations to sections 1680–1681 [Current to May 2022]
	Key principles
Part 10.55 — Transitional provisions relating to Treasury Laws Amendment (Your Future, Your Super) Act 2021
	[10.1682] Transitional provisions relating to Treasury Laws Amendment (Your Future, Your Super) Act 2021 — Annotations to section 1682 [Current to May 2022]
	Key principles
Part 10.56 — Application and transitional provisions relating to the Treasury Laws Amendment (2021 Measures No 1) Act 2021
	[10.1683] Application and transitional provisions relating to Treasury Laws Amendment (2021 Measures No 1) Act 2021 — Annotations to sections 1683–1683C [Current to May 2022]
	Key principles
Part 10.57 — Transitional provisions relating to the Financial Sector Reform (Hayne Royal Commission Response — Better Advice) Act 2021
	[10.1684] Transitional provisions relating to the Financial Sector Reform (Hayne Royal Commission Response — Better Advice) Act 2021 — Annotations to sections 1684–1684V [Current to May 2022]
	Key principles
Part 10.59 — Application provisions relating to the Treasury Laws Amendment (2021 Measures No 5) Act 2021
	[10.1686] Application provisions relating to the Treasury Laws Amendment (2021 Measures No 5) Act 2021 — Annotations to sections 1686A–1684E [Current to May 2022]
	Key principles
Part 10.60 — Application provisions relating to Corporations Amendment (Meetings and Documents) Act 2022
	[10.1687] Application provisions relating to Corporations Amendment (Meetings and Documents) Act 2022 — Annotations to sections 1687–1687K [Current to May 2022]
	Key principles
Part 10.62 — Application and transitional provisions relating to Sch 8 to the Corporate Collective Investment Vehicle Framework and Other Measures Act 2022
	[10.1689] Schedule 8 to the Corporate Collective Investment Vehicle Framework and Other Measures Act 2022 — Annotations to sections 1689–1692 [Current to May 2022]
	Key principles
Commentary on key provisions in the Insolvency Practice Schedule (Corporations)
	[IPSC.0] Background to the Insolvency Practice Schedule (Corporations)
	Key principles
	Texts and literature
	[IPSC.1] Division 1 — Objects of the Insolvency Practice Schedule (Corporations)
	Key principles
	[IPSC.5] Division 5 — When a company is under external administration
	Key principles
	[IPSC.20] Division 20 — Registration of liquidators
	Key principles
	History and explanatory material
	Texts and literature
	[IPSC.25] Division 25 — Insurance requirements in respect of liquidators
	Key principles
	History and explanatory material
	Texts and literature
	[IPSC.30] Divisions 30 and 35 — Annual returns
	Key principles
	Texts and literature
	[IPSC.40] Division 40 — Disciplinary and other actions
	Key principles
	History and explanatory materials
	Texts and literature
	[IPSC.45] Division 45 — Court's powers as to registered liquidators
	Key principles
	[IPSC.50] Division 50 — Committees
	Key principles
	[IPSC.60] Division 60 — General rules — remuneration
	Key principles
	Court's review of external administrator's remuneration
	Court's determination of external administrator's remuneration
	Legal professional privilege
	Loss of right to remuneration
	Effect of defect in liquidator's or provisional liquidator's appointment
	Liquidator's equitable lien
	Treatment of trust assets
	Position as to charged assets
	Prohibition on receipt of other profit or advantage
	Texts and literature
	[IPSC.65] Division 65 — Funds handling by external administrators
	Key principles
	Texts and literature
	[IPSC.70] Division 70 — Record-keeping and provision of information by external administrators
	Key principles
	Texts and literature
	[IPSC.75] Division 75 — When external administrator must convene meeting
	Key principles
	Texts and literature
	[IPSC.80] Division 80 — Committees of inspection
	Key principles
	Texts and literature
	[IPSC.85] Division 85 — Obligation to have regard to directions given by creditors
	Key principles
	[IPSC.90] Division 90 — Inquiries into external administration [Current to July 2022]
	Key principles
	Inquiry into an external administration
	Orders that may be made by the court
	Who may apply for an order under s 90-15
	Directions to administrators and liquidators
	Appeal against decision as to proof of debt
	Directions as to funding agreements
	Court may have regard to wishes of creditors or contributories
	Appointment of registered liquidator to review administration
	Replacement of external administrator by creditors
	Texts and literature
	[IPSC.100] Division 100 — Assignments of cause of action
	Key principles
	Texts and literature
Schedules
Australian Securities and Investments Commission Act 2001
Part 1 — Preliminary [ss 1–6]
	Division 1 — Objects [s 1]
		[ASICA.1] Objects — Annotations to section 1 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Division 3 — Commencement and application [ss 2–4A]
		[ASICA.4] Application of ASIC Act — Annotations to section 4 [Current to July 2022]
		Key principles
		Definitions and cross-references
		Instruments and class orders
		[ASICA.4A] Application of the Criminal Code — Annotations to section 4A [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 4 — Interpretation [ss 5–6]
		[ASICA.5] Interpretation — Annotations to section 5 [Current to July 2022]
		Key principles
		[ASICA.5A] Application of the Acts Interpretation Act 2001 — Annotations to section 5A [Current to July 2022]
		Key principles
		Definitions and cross-references
		[ASICA.6] Giving information — Annotations to section 6 [Current to July 2022]
		Key principles
		History and explanatory materials
Part 2 — Australian Securities and Investments Commission and consumer protection in relation to financial services [ss 8–12HD]
	Division 1 — Australian Securities and Investments Commission [ss 8–12A]
		[ASICA.8] ASIC's structure — Annotations to sections 8–10A [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.11] ASIC's functions and powers — Annotations to section 11 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.12] Minister's power to give directions — Annotations to section 12 [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12A] ASIC's functions and powers in relation to other legislation — Annotations to sections 12A–12AA [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 2 — Unconscionable conduct and consumer protection in relation to financial services [ss 12AC–12HD]
	Subdivision A — Application [ss 12AC–12AE]
		[ASICA.12AC] Application — Annotations to sections 12AC–12AE [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision B — Interpretation  [ss 12BA–12BEA]
		[ASICA.12BAA] Definition of "financial product" — Annotations to section 12BAA [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		[ASICA.12BAB] Definition of "financial service" — Annotations to section 12BAB [Current to July 2022]
		Key principles
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[ASICA.12BB] Misleading representations — Annotations to section 12BB [Current to July 2022]
		Key principles
		Definitions and cross-references
		Texts and literature
		[ASICA.12BC] Definition of consumers — Annotations to section  12BC [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivision BA — Unfair and prohibited contract terms  [ss 12BF–12BM]
		[ASICA.12BF] Unfair terms of consumer contracts — Annotations to section 12BF [Current to July 2022]
		Key principles
		When a term is void
		Concept of consumer contract
		Transitional provisions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.12BG] Meaning of unfair — Annotations to section 12BG [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12BH] Examples of unfair terms — Annotations to section 12BH [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12BI] Terms that define main subject matter of consumer contracts etc are unaffected — Annotations to section 12BI [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12BK] Standard form contracts — Annotations to section 12BK [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivision C — Unconscionable conduct  [ss 12CA–12CC]
		[ASICA.12CA] Unconscionable conduct within the meaning of the unwritten law of the States and Territories — Annotations to section 12CA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.12CB] Unconscionable conduct — Annotations to sections 12CB–12CC [Current to July 2022]
		Key principles
		Scope of the prohibition
		When conduct is unconscionable for the purposes of the section
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision D — Consumer protection  [ss 12DA–12DN]
		[ASICA.12DA] Misleading or deceptive conduct — Annotations to section 12DA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.12DB] False or misleading representations — Annotations to section 12DB [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DC] False representations and other misleading or offensive conduct in relation to financial products that involve interests in land — Annotations to section 12DC [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DD] Cash price to be stated in certain circumstances — Annotations to section 12DD [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12DE] Offering prizes and gifts — Annotations to section 12DE [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DF] Certain misleading conduct in relation to financial services — Annotations to section 12DF [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.12DG] Bait advertising — Annotations to section 12DG [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DH] Referral selling — Annotations to section 12DH [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DI] Accepting payment without intending or being able to supply as ordered — Annotations to section 12DI [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DJ] Harassment and coercion — Annotations to section 12DJ [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DK] Pyramid selling of financial products — Annotations to section 12DK [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DL] Unsolicited credit cards and debit cards — Annotations to section 12DL [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12DM] Assertion of right to payment for unsolicited financial services and unauthorised advertisements — Annotations to sections 12DM–12DMB [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.12DMC] Caps on commissions for add-on risk products supplied in connection with motor vehicles — Annotations to section 12DMC
		Key principles
		History and explanatory materials
		[ASICA.12DN] Application of provisions to prescribed information providers — Annotations to section 12DN [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision DA — Deferred sales for add-on insurance products [ss 12DO–12DZA]
		[ASICA.12DO] Deferred sales for add-on insurance products — Annotations to sections 12DO–12DZA [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
	Subdivision E — Conditions and warranties in consumer transactions [ss 12EA–12ED]
		[ASICA.12EA] Conflict of laws — Annotations to section 12EA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12EB] Avoidance of excluding provisions — Annotations to section 12EB [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12EC] Limitation of liability for breach of certain conditions or warranties — Annotations to section 12EC [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12ED] Warranties in relation to the supply of financial services — Annotations to section 12ED [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Subdivision G — Enforcement and remedies [ss 12GA–12GO]
		[ASICA.12GB] Offences against Subdivision D — Annotations to section 12GB [Current to July 2022]
		Key principles
		Scope of section
		Knowingly concerned in a contravention
		History and explanatory materials
		Texts and literature
		[ASICA.12GBA] Pecuniary penalties — Annotations to section 12GBA [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GBB] Pecuniary penalties and offences — Annotations to section 12GBB [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GBC] Civil action for recovery of pecuniary penalties — Annotations to section 12GBC [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GBD] Indemnification of officers — Annotations to section 12GBD [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GC] Provisions relating to penalties — Annotations to sections 12GC–12GCA [Current to July 2022]
		Key provisions
		History and explanatory materials
		[ASICA.12GD] Injunctions — Annotations to section 12GD [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12GF] Actions for damages — Annotations to section 12GF [Current to July 2022]
		Key principles
		Principles of causation and quantification
		Person involved in a contravention
		Proportionate liability
		History and explanatory materials
		Texts and literature
		[ASICA.12GFA] Recovering commissions that exceed a cap under s 12DMC — Annotations to section 12GFA [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GG] Finding in proceeding to be evidence — Annotations to section 12GG [Current to July 2022]
		History and explanatory materials
		[ASICA.12GH] Conduct by directors, employees or agents — Annotations to section 12GH [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12GI] Defence — Annotations to section 12GI [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12GJ] Jurisdiction of courts and transfer of matters — Annotations to sections 12GJ–12GL [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GLA] Non-punitive orders — Annotations to section 12GLA [Current to July 2022]
		Key principles
		History and explanatory material
		Texts and literature
		[ASICA.12GLB] Punitive orders requiring adverse publicity — Annotations to section 12GLB [Current to July 2022]
		Key principles
		History and explanatory material
		Texts and literature
		[ASICA.12GLC] ASIC may issue public warning notices — Annotations to section 12GLC [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.12GLD] Order disqualifying a person from managing corporations — Annotations to section 12GLD [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[ASICA.12GM] Other orders — Annotations to section 12GM [Current to July 2022]
		Key principles
		Scope of section
		Order against person involved in a contravention
		History and explanatory materials
		Texts and literature
		[ASICA.12GN] Power of court to prohibit payment of money or transfer of money or other property — Annotations to section 12GN [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12GNA] Limits on liability for misleading or deceptive conduct — Annotations to section 12GNA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12GNB] Orders to redress loss suffered by non-party consumers — Annotations to section 12GNB [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[ASICA.12GNC] Kinds of orders that may be made — Annotations to section 12GNC [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[ASICA.12GND] Declarations — Annotations to section 12GND [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12GO] Intervention by ASIC — Annotations to section 12GO [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision GA — Proportionate liability for misleading and deceptive conduct  [ss 12GP–12GW]
		[ASICA.12GP] Proportionate liability for misleading and deceptive conduct — Annotations to sections 12GP–12GW [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
	Subdivision GB — Infringement notices [ss 12GX–12GXG]
		[ASICA.12GX] Infringement notices — Annotations to sections 12GX–12GXG [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivision GC — Substantiation notices [ss 12GY–12GYC]
		[ASICA.12GY] ASIC may require claims to be substantiated — Annotations to sections 12GY–12GYC [Current to July 2022]
		Key principles
		History and explanatory materials
	Subdivision H — Miscellaneous [ss 12HA–12HD]
		[ASICA.12HB] Disclosure of documents by ASIC — Annotations to section 12HB [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.12HC] Prosecutions — Annotations to section 12HC [Current to July 2022]
		Key principles
		Texts and literature
		[ASICA.12HD] Jurisdiction of court to make declarations and orders — Annotations to section 12HD [Current to July 2022]
		Key principles
		Definitions and cross-references
		Texts and literature
Part 3 — Investigations and information-gathering [ss 13–93AA]
	Division 1 — Investigations [ss 13–18]
		[ASICA.13] General powers of investigation — Annotations to section 13 [Current to July 2022]
		Key principles
		Scope of Part 3
		Scope of section
		Reason to suspect a contravention
		Stay of investigation
		No requirement to notify target of investigation or give reasons
		Procedural fairness in investigation
		Bias in investigation
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.14] Other circumstances in which ASIC can undertake investigation — Annotations to sections 14–15 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.16] Reports on investigations — Annotations to sections 16–18 [Current to July 2022]
		Key principles
		Interim report
		Final report
		Distribution of report
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
	Division 2 — Examinations of persons  [ss 19–27]
		[ASICA.19] Notice requiring appearance for examination — Annotations to section 19 [Current to July 2022]
		Key principles
		ASIC's power to conduct oral examinations
		Matters to be specified in notice
		Reasonable assistance
		Exercise of powers under this section after proceedings have commenced
		Admissibility of statements made at an examination under this section
		Claim to legal professional privilege
		Provision of copy of transcript to Director of Public Prosecutions
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[ASICA.20] Proceedings at examination — Annotations to sections 20–22 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory material
		Texts and literature
		[ASICA.23] Examinee's lawyer may attend — Annotations to section 23 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.24] Record of examination — Annotations to section 24 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.25] Giving to other persons copies of record — Annotations to sections 25–26 [Current to July 2022]
		Key principles
		Release of record of examination and related books to a lawyer
		Release of record of examination and related books to other persons
		Production of documents under subpoena
		Offence not to comply with conditions
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.27] Record to accompany report — Annotations to section 27 [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 3 — Inspection of books and audit-information gathering powers [ss 28–39B]
		[ASICA.28] When certain powers may be exercised — Annotations to section 28 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.29] ASIC may inspect specified books without charge — Annotations to section 29 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.30] Notice to produce books about affairs of body corporate or registered scheme — Annotations to section 30 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[ASICA.30A] Notice to auditors concerning information and books — Annotations to section 30A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.30B] Notice to registered liquidators concerning information and books — Annotations to section 30B [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		[ASICA.31] Notice to produce books about financial products — Annotations to section 31 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		[ASICA.32A] Notice to produce books about financial services — Annotations to section 32A [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		[ASICA.33] Notice to produce documents in person's possession — Annotations to section 33 [Current to July 2022]
		Key principles
		Scope of section
		Documents relating to audit and liquidator requirements
		Masking of information
		Issue of notice for improper purpose
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		Texts and literature
		[ASICA.34] ASIC may authorise persons to require production of books, giving of information etc — Annotations to section 34 [Current to July 2022]
		History and explanatory materials
		[ASICA.37] Powers where books produced or seized — Annotations to section 37 [Current to July 2022]
		Key principles
		ASIC's powers under this section
		Inspection of books
		Requirement to provide explanation
		History and explanatory materials
		Texts and literature
		[ASICA.38] Other matters — Annotations to sections 38–39I [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 4 — Requirements to disclose information about financial products [ss 40–48]
		[ASICA.40] Requirements to disclose information about financial products — Annotations to sections 40–48 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 5 — Proceedings after an investigation [ss 49–50]
		[ASICA.49] ASIC may cause prosecution to be begun — Annotations to section 49 [Current to July 2022]
		Key principles
		Commencement of prosecution
		Requirement to give reasonable assistance in a prosecution
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.50] ASIC may cause civil proceeding to be begun — Annotations to section 50 [Current to July 2022]
		Key principles
		Scope of section
		Consent to commencement of proceedings
		Review of decision to commence proceedings
		History and explanatory materials
		Texts and literature
	Division 5A — Audit deficiencies  [ss 50A–50E]
		[ASICA.50A] Audit deficiencies — Annotations to sections 50A–50E [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 6 — Hearings [ss 51–62]
		[ASICA.51] Power to hold hearings — Annotations to section 51 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.52] Whether hearing is held in public or private — Annotations to sections 52–56 [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.57] Involvement of persons entitled to appear at hearing — Annotations to s 57 [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.58] Power to summon witnesses and take evidence — Annotations to s 58 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Instruments and class orders
		[ASICA.59] Proceedings at hearings — Annotations to s 59 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.60] Other matters relating to hearings — Annotations to ss 60–62 [Current to July 2022]
		Key principles
		History and explanatory materials
	Division 7 — Offences [ss 63–70]
		[ASICA.63] Non-compliance with requirements made under Part 3 — Annotations to section 63 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.64] False information — Annotations to section 64 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.65] Other offences — Annotations to sections 65–67 [Current to July 2022]
		Key principles
		Definitions and cross references
		History and explanatory materials
		Texts and literature
		[ASICA.68] Self-incrimination — Annotations to section 68 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.69] Legal professional privilege — Annotations to section 69 [Current to July 2022]
		Key principles
		Position of legal practitioners
		Legal professional privilege generally
		Whether a person can decline to produce books within the scope of a notice under Part 3 Div 3 on the basis that those documents are subject to legal professional privilege
		History and explanatory materials
		Texts and literature
		[ASICA.70] Powers of court where non-compliance with Part 3 — Annotations to section 70 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 8 — ASIC's powers where non-compliance with Part 3 [ss 71–75]
		[ASICA.71] ASIC's powers where non-compliance with Part 3 — Annotations to sections 71-75 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 9 — Evidentiary use of certain material [ss 76–83]
		[ASICA.76] Evidentiary use of certain material — Annotations to sections 76–83 [Current to July 2022]
		Key principles
		Statement in examination admissible against examinee
		Statement in examination admissible in proceedings against third parties
		Objections to admission of statements made at examination
		Admission of reports of ASIC investigation
		Evidence which is otherwise admissible
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
	Division 10 — Miscellaneous [ss 84–93AA]
		[ASICA.84] Miscellaneous matters — Annotations to sections 84–87 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.88] Application of Crimes Act and Evidence Act — Annotations to section 88 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.89] Expenses of investigations — Annotations to sections 89–91 [Current to July 2022]
		Key principles
		Definitions and cross-references
		History and explanatory materials
		Texts and literature
		[ASICA.92] Compliance with Pt 3 — Annotations to section 92 [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
		[ASICA.93] Effect of Part 3 — Annotations to section 93 [Current to July 2022]
		Key principles
		History and explanatory materials
		[ASICA.93AA] Enforceable undertakings — Annotations to section 93AA [Current to July 2022]
		Key principles
		History and explanatory materials
		Texts and literature
Part 3A — Enforceable undertakings in relation to registered schemes, notified foreign passport funds and the corporate director of a CCIV [ss 93A–93BA]
	[ASICA.93A] Undertakings by responsible entity, notified foreign passport funds and the corporate director of a CCIV — Annotations to sections 93A–93B [Current to July 2022]
	Key principles
	Texts and literature
Part 3B — Criminal Penalties [ss 93C–93H]
	[ASICA.93C] Criminal Penalties — Annotations to sections 93C–93H [Current to July 2022]
	Key principles
Part 4 — ASIC's business [ss 94–107]
	[ASICA.94] ASIC's business — Annotations to sections 94–107B [Current to July 2022]
	Key principles
	History and explanatory materials
	Texts and literature
Part 5 — ASIC's members  [ss 108–119A]
	[ASICA.108] ASIC's members — Annotations to sections 108–122C [Current to July 2022]
	Key principles
	History and explanatory materials
Part 6 — ASIC's staff [ss 120–122A]
	[ASICA.120] ASIC's staff — Annotations to sections 120–122 [Current to July 2022]
	Key principles
Part 6A — Giving information etc to APRA [ss 122B–122E]
	[ASICA.122B] Giving information etc to APRA — Annotations to sections 122B–122E [Current to July 2022]
	Key principles
Part 7 — Preventing conflicts of interest and misuse of information [ss 123–127]
	[ASICA.123] Disclosure of interests — Annotations to sections 123–126C [Current to July 2022]
	Key principles
	History and explanatory materials
	[ASICA.127] Confidentiality — Annotations to section 127 [Current to July 2022]
	Key principles
	Scope of section
	Authorised disclosures
	Production of documents under subpoena
	Public interest immunity
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 8 — Finance and reporting requirements [ss 136–138]
	[ASICA.136] Finance and reporting requirements — Annotations to sections 136–137 [Current to July 2022]
	Key principles
	History and explanatory materials
Part 9 — Financial Services and Credit Panels [ss 139–171F]
	[ASICA.139] Financial Services and Credit Panels — Annotations to sections 139–171F [Current to July 2022]
	Key principles
	History and explanatory materials
Part 10 — The Takeovers Panel  [ss 172–201A]
	[ASICA.172] The Takeovers Panel — Annotations to sections 172–201A [Current to July 2022]
	Key principles
	Membership and functions
	Conduct of Panel's business
	Conduct of proceedings before the Panel
	Constitutional validity of the Panel
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 11 — Companies Auditors Disciplinary Board [ss 203–223]
	[ASICA.203] Companies Auditors Disciplinary Board — Annotations to sections 203–223 [Current to July 2022]
	Key principles
	Definitions and cross-references
	History and explanatory materials
	Instruments and class orders
	Texts and literature
Part 12 — The Australian financial reporting system [ss 224–237]
	[ASICA.224] The Australian Financial Reporting System — Annotations to sections 224–237 [Current to July 2022]
	Key principles
	History and explanatory material
	Texts and literature
Part 14 — Parliamentary Joint Committee on Corporations and Financial Services [ss 241–243]
	[ASICA.241] Parliamentary Joint Committee on Corporations and Financial Services — Annotations to sections 241–243 [Current to July 2022]
	Key principles
Part 15 — Miscellaneous  [ss 243B–251]
	[ASICA.243B] Miscellaneous — Annotations to sections 243B–243F [Current to July 2022]
	Key principles
	History and explanatory materials
	[ASICA.243D] Financial Transaction Reports — Annotations to section 243D [Current to July 2022]
	History and explanatory materials
	[ASICA.244] Review by Administrative Appeals Tribunal — Annotations to sections 244–244A [Current to July 2022]
	Key principles
	Definitions and cross-references
	Texts and literature
	[ASICA.246] Liability for damages — Annotations to section 246 [Current to July 2022]
	Key principles
	Definitions and cross-references
Harmonised Corporations Rules
Harmonised Corporations Rules.
	Division 1 — Preliminary [rr 1.1–1.10]
		[CR.1.1] Application of these Rules and other rules of the Court — Annotations to rules 1.1–1.10 [Current to September 2019]
		Key principles
		Commencement
		Application of the Rules
		Other matters
	Division 2 — Proceedings generally [rr 2.1–2.15]
		[CR.2.2] Originating process and interlocutory process — Forms 2 and 3 — Annotations to rule 2.2 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.2.4] Supporting affidavits — Annotations to rule 2.4 [Current to September 2019]
		Key principles
		[CR.2.4A] Application for order setting aside statutory demand (Corporations Act s 459G) — Annotations to rule 2.4A [Current to September 2019]
		Key principles
		Filing and service of application
		Identification of grounds of application to set aside statutory demand
		No power to extend period for service
		Texts and literature
		[CR.2.5] Affidavits made by creditors — Annotations to rule 2.5 [Current to September 2019]
		Key principles
		[CR.2.6] Form of affidavits — Annotations to rule 2.6 [Current to September 2019]
		Key principles
		[CR.2.7] Service of originating process or interlocutory process and supporting affidavit — Annotations to rule 2.7 [Current to September 2019]
		Key principles
		[CR.2.8] Notice of certain applications to be given to ASIC — Annotations to rule 2.8 [Current to September 2019]
		Key principles
		[CR.2.9] Notice of appearance (Corporations Act s 465C) — Form 4 — Annotations to rule 2.9 [Current to September 2019]
		Key principles
		[CR.2.10] Intervention in proceedings by ASIC (Corporations Act s 1330) — Form 5 — Annotations to rule 2.10 [Current to September 2019]
		Key principles
		[CR.2.12] Proof of publication — Annotations to rule 2.12 [Current to September 2019]
		Key principles
		Definitions and cross-references
		Texts and literature
		[CR.2.13] Leave to creditor, contributory or officer to be heard — Annotations to rule 2.13 [Current to September 2019]
		Key principles
		Leave to be heard without becoming a party to proceedings
		Orders for costs
		Joinder as defendant
		Power to appoint creditor or contributory as representative
		[CR.2.15] Meetings ordered by the court — Annotations to rule 2.15 [Current to September 2019]
		Key principles
	Division 3 — Compromises and arrangements in relation to Part 5.1 bodies [rr 3.1–3.5]
		[CR.3.1] Application of Division 3 — Annotations to rules 3.1–3.5 [Current to September 2019]
		Key principles
	Division 4 — Receivers and other controllers of corporation property (Corporations Act Part 5.2) [r 4.1]
		[CR.4.1] Inquiry into the conduct of a controller (Corporations Act s 423) — Annotations to rule 4.1 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.4.2] Order for inquiry in relation to a registered liquidator or the external administration of a company [Current to September 2019]
	Division 5 — Winding up proceedings (including oppression proceedings where winding up is sought) [rr 5.1–5.11]
		[CR.5.1] Application of Division 5 — Annotations to rule 5.1 [Current to September 2019]
		Key principles
		[CR.5.2] Affidavit accompanying statutory demand (Corporations Act s 459E(3)) — Form 7 — Annotations to rule 5.2 [Current to September 2019]
		Key principles
		Scope of rule
		Requirements as to content of affidavit accompanying statutory demand
		When affidavit should be sworn
		Substantial compliance is sufficient
		Texts and literature
		[CR.5.3] Application for leave to apply for winding up in insolvency (Corporations Act s 459P(2)) — Form 7 — Annotations to rule 5.3 [Current to September 2019]
		Key principles
		[CR.5.4] Affidavit in support of application for winding up (Corporations Act s 459P, s 462, s 464) — Annotations to rule 5.4 [Current to September 2019]
		Key principles
		Affidavit in support of winding up application
		Failure to comply with statutory demand
		Application under s 461(1)(a)
		Power to dispense with service
		Texts and literature
		[CR.5.5] Consent of liquidator (Corporations Act s 532(9)) — Form 8 — Annotations to rule 5.5 [Current to September 2019]
		Key principles
		[CR.5.6] Notice of application for winding up — Form 9 — Annotations to rule 5.6 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.5.8] Other rules relating to winding up — Annotations to rules 5.8–5.11 [Current to September 2019]
		Key principles
		Instruments and class orders
		Texts and literature
	Division 6 — Provisional liquidators (Corporations Act Part 5.4B) [rr 6.1–6.2]
		[CR.6.1] Appointment of provisional liquidator (Corporations Act s 472) — Annotations to rules 6.1–6.2 [Current to September 2019]
		Key principles
		When a provisional liquidator can be appointed
		Undertaking as to damages
		Notice of appointment
		Texts and literature
	Division 7 — Liquidators [rr 7.2–7.11]
		[CR.7.2] Filling vacancy in office of liquidator (Corporations Act s 473A, 499(3), Insolvency Practice Schedule (Corporations) s 90-15) — Annotations to rule 7.2 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.7.3] Report to liquidator as to company's affairs (Corporations Act s 475) — Annotations to rule 7.3 [Current to September 2019]
		Key principles
		Report as to affairs
		Costs and expenses of preparing the report
		Texts and literature
		[CR.7.4] Liquidator to file certificate and copy of settled list of contributories (Corporations Act s 478) — Annotations to rule 7.4 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.7.5] Release of liquidator, deregistration of company and other matters — Annotations to rules 7.5–7.8 [Current to September 2019]
		Key principles
		Requirements for application for release
		Effect of order for liquidator's release
		Objection to liquidator's release
		Auditor's report on liquidator's accounts
		Application for payment of call
		Definitions and cross-references
		Texts and literature
		[CR.7.9] Distribution of surplus with special leave of the court (Corporations Act s 488(2) — Form 14 — Annotations to rule 7.9 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.7.10] Powers delegated to liquidator by the court — Annotations to rule 7.10 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.7.11] Appointment of reviewing liquidator (Insolvency Practice Schedule (Corporations) s 90-23(8)) — Annotations to rule 7.11 [Current to September 2019]
	Division 8 — Special managers (Corporations Act Part 5.4B) [rr 8.1–8.3]
		[CR.8.1] Application for appointment of special manager; security given by special manager and special manager's receipts and payments (Corporations Act s 484) — Annotations to rules 8.1–8.3 [Current to September 2019]
		Key principles
		Texts and literature
	Division 9 — Remuneration of office-holders [rr 9.1–9.5]
		[CR.9.1] Remuneration of receiver (Corporations Act s 425(1)) — Form 16 — Annotations to rule 9.1 [Current to September 2019]
		Key principles
		[CR.9.2] Remuneration of external administrator (Insolvency Practice Schedule (Corporations) s 60-10(1)(c) and (2)(b)) — Form 16 — Annotations to rule 9.2 [Current to September 2019]
		Key principles
		[CR.9.2A] Review of remuneration of external administrator (Insolvency Practice Schedule (Corporations) s 60-11(1)) — Annotations to rule 9.2A [Current to September 2019]
		Key principles
		[CR.9.3] Remuneration of provisional liquidator (Insolvency Practice Schedule (Corporations) s 60-16) — Form 16 — Annotations to rule 9.3 [Current to September 2019]
		Key principles
		[CR.9.5] Remuneration of special manager (Corporations Act s 484(2)) — Form 16 — Annotations to rule 9.5 [Current to September 2019]
		Key principles
		Texts and literature
	Division 10 — Winding up generally [rr 10.1–10.3]
		[CR.10.1] Determination of value of debts or claims (Corporations Act s 554A(2)) — Annotations to rule 10.1 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.10.2] Disclaimer of contract (Corporations Act s 568(1A)) — Annotations to rule 10.2 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.10.3] Winding up Part 5.7 bodies (Corporations Act s 583, s 585) and registered schemes (Corporations Act s 601ND) — Annotations to rule 10.3 [Current to September 2019]
		Key principles
	Division 11 — Examinations and orders (Corporations Act Part 5.9, Divisions 1 and 2) [rr 11.1–11.11]
		[CR.11.2] Application for examination or investigation under s 411(9)(b), s 423 or s 536(3) of the Corporations Act — Annotations to rule 11.2 [Current to September 2019]
		Key principles
		[CR.11.3] Application for examination summons (Corporations Act s 596A, s 596B) — Form 17 — Annotations to rule 11.3 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.11.4] Service of examination summons — Annotations to rule 11.4 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.11.5] Discharge of examination summons — Annotations to rule 11.5 [Current to September 2019]
		Key principles
		When an order for an examination order can be set aside
		Time limit for and service of application
		Application in nature of rehearing
		Access to affidavit in support of application for issue of examination summons under s 596B
		Texts and literature
		[CR.11.6] Provisions relating to records and transcripts of examination — Annotations to rules 11.6–11.9 [Current to September 2019]
		Key principles
		Texts and literature
		[CR.11.10] Default in relation to examination — Annotations to rule 11.10 [Current to September 2019]
		Key principles
		Issue of warrant
		Order for wasted costs
		Texts and literature
		[CR.11.11] Service of application for order in relation to breaches etc by person concerned with corporation (Corporations Act s 598) — Annotations to rule 11.11 [Current to September 2019]
		Key principles
	Division 11A — Warrants (Corporations Act s 486B and Part 5.4B Division 3 Subdivision B) [r 11A.1]
		[CR.11A.1] Arrest of person (Corporations Act s 486B) — Form 17A — Annotations to rules 12.1–12.3. [Current to September 2019]
		Key principles
	Division 12 — Takeovers, acquisitions of shares etc (Corporations Act Chapters 6 to 6D) and securities (Corporations Act Chapter 7) [rr 12.1–12.3]
		[CR.12.1] Rules relating to proceedings under Chapters 6–6D or 7 of the Corporations Act — Annotations to rules 12.1–12.3 [Current to September 2019]
		Key principles
	Division 14 — Powers of Courts (Corporations Act Part 9.5) [r 14.1]
		[CR.14.1] Appeal from act, omission or decision of administrator, receiver or liquidator etc (Corporations Act s 554A, s 1321) — Annotations to rule 14.1 [Current to September 2019]
		Key principles
		Texts and literature
	Division 15 — Proceedings under the ASIC Act [rr 15.1–15.3]
		[CR.15.1] Reference to court of question of law arising at hearing of Commission (ASIC Act s 61) — Annotations to rule 15.1 [Current to September 2019]
		Key principles
		[CR.15.3] Application for inquiry (ASIC Act s 70, s 201, s 219) — Annotations to rule 15.3 [Current to September 2019]
		Key principles
	Division 15A — Proceedings under the Cross-Border Insolvency Act [rr 15A.1–15A.9]
		[CR.15A.1] Application of this Division and expressions used — Annotations to rules 15A.1–15A.2 [Current to September 2019]
		Key principles
		[CR.15A.3] Application for recognition — Annotations to rule 15A.3 [Current to September 2019]
		Key principles
		When a foreign proceeding will be recognised
		Whether a proceeding is a foreign main proceeding
		Documents accompanying application
		Communications with foreign courts
		Definitions and cross-references
		Texts and literature
		[CR.15A.4] Application for provisional relief under article 19 of the Model Law — Annotations to rule 15A.4 [Current to September 2019]
		Key principles
		Definitions and cross-references
		Texts and literature
		[CR.15A.5] Other provisions — Annotations to rules 15A.5–15A.9 [Current to September 2019]
		Key principles
		Definitions and cross-references
		Texts and literature
		[CR.16.1] Divisions 16 and 17 [Current to September 2019]
		Key principles
SECURITIES INDUSTRY AMENDMENT BILL 1980
	SECURITIES INDUSTRY AMENDMENT BILL 1980
	[SIA1980EM.1] INTRODUCTION
	[SIA1980EM.1.1]
		Formal Agreement
	[SIA1980EM.1.2]
		National Companies and Securities Commission Legislation
	[SIA1980EM.1.3]
	[SIA1980EM.1.4]
	[SIA1980EM.1.5]
		Australian code on the securities industry
	[SIA1980EM.1.6]
	[SIA1980EM.1.7]
	[SIA1980EM.1.8]
	[SIA1980EM.1.9]
	[SIA1980EM.1.10]
	[SIA1980EM.2] SECURITIES INDUSTRY AMENDMENT BILL 1980
		Cl. 1: Short title etc.
	[SIA1980EM.2.11]
		Cl. 2: Commencement
	[SIA1980EM.2.12]
		Cl. 3 : Interpretation
	[SIA1980EM.2.13]
		Cl. 4: Relevant interests in securities
	[SIA1980EM.2.14]
		Cl. 5: Power of Commission to require production of books
	[SIA1980EM.2.15]
	[SIA1980EM.2.16]
	[SIA1980EM.2.17]
		Cl. 6: Power of magistrate to issue warrant to seize books
	[SIA1980EM.2.18]
	[SIA1980EM.2.19]
	[SIA1980EM.2.20]
		Cl. 7: Offences
	[SIA1980EM.2.21]
		Cl. 8: Copies or extracts of books to be admitted in evidence
	[SIA1980EM.2.22]
		Cl. 9: Privilege
	[SIA1980EM.2.23]
		Cl. 10: Disclosure to Commission
	[SIA1980EM.2.24]
	[SIA1980EM.2.25]
	[SIA1980EM.2.26]
	[SIA1980EM.2.27]
	[SIA1980EM.2.28]
	[SIA1980EM.2.29]
	[SIA1980EM.2.30]
		Cl. 11: Powers of inspectors
	[SIA1980EM.2.31]
	[SIA1980EM.2.32]
		Cl. 12: Record of examination
	[SIA1980EM.2.33]
	[SIA1980EM.2.34]
	[SIA1980EM.2.35]
	[SIA1980EM.2.36]
		Cl. 13: Admissibility in other proceedings of questions and answers at an examination
	[SIA1980EM.2.37]
		Cl. 14: Determination of objection to admissibility of question and answer
	[SIA1980EM.2.38]
		Cl. 15: Privileged communications
	[SIA1980EM.2.39]
		Cl. 16: Conditions to which licence is subject
	[SIA1980EM.2.40]
		Cl. 17: Penalties
	[SIA1980EM.2.41]
		Cl. 18: Power of Court to prohibit payment or transfer of moneys, securities or other property
	[SIA1980EM.2.42]
		Cl. 19: Regulations
	[SIA1980EM.2.43]
SECURITIES INDUSTRY AMENDMENT BILL (NO. 2) 1980
	SECURITIES INDUSTRY AMENDMENT BILL (NO. 2) 1980
	[SIA21980EM.1] INTRODUCTION
	[SIA21980EM.1.1]
	[SIA21980EM.1.2]
	[SIA21980EM.1.3]
	[SIA21980EM.2] SECURITIES INDUSTRY AMENDMENT BILL (N0. 2) 1980
		CL. 1 : Short title &c.
	[SIA21980EM.2.4]
		CL. 2 : Commencement
	[SIA21980EM.2.5]
		CL. 3 : Interpretation
	[SIA21980EM.2.6]
		CL. 4 : Disclosure to Commission
	[SIA21980EM.2.7]
		CL. 5 : Grant of dealers licence or investment advisers licence
	[SIA21980EM.2.8]
		CL. 6 : Dealings as principal
	[SIA21980EM.2.9]
		CL. 7 : Dealers' accounts
	[SIA21980EM.2.10]
		Cl. 8 : Deposits to be invested by stock exchange
	[SIA21980EM.2.11]
		CL. 9 : Investment of fund
	[SIA21980EM.2.12]
		CL. 10 : Prohibition of dealings in securities by insiders
	[SIA21980EM.2.13]
		CL. 11 : Compensation for loss &c.
	[SIA21980EM.2.14]
FUTURES INDUSTRY AMENDMENT BILL 1986
	FUTURES INDUSTRY AMENDMENT BILL 1986
	INDEX OF CLAUSES
	ABBREVIATIONS
	[FIB86.1] OUTLINE
	[FIB86.1.1]
	[FIB86.1.2]
	[FIB86.1.3]
		Financial impact statement
	[FIB86.1.4]
	[FIB86.1.5]
		Rationale for proposed futures industry legislation
	[FIB86.1.6]
	[FIB86.1.7]
		Economic Functions of Futures Trading
	[FIB86.1.8]
		Overlap with SIA
	[FIB86.1.9]
	[FIB86.1.10]
		Outline of explanatory memorandum
	[FIB86.1.11]
	[FIB86.2] FUTURES INDUSTRY BILL 1986 ("THE BILL")
		Brief Outline of Main Proposals in Bill
	[FIB86.2.12]
		(a)	Definition of "Futures Contract"
		(b)	Licensing
	[FIB86.2.14]
	[FIB86.2.15]
	[FIB86.2.16]
		(c)	Off-market trading/Anti-bucketing provision
	[FIB86.2.17]
		(d)	Insider Dealing
	[FIB86.2.18]
		(e)	Anti-fraud provision
	[FIB86.2.19]
		(f)	Other provisions
	[FIB86.2.20]
		Contents of the Bill
	[FIB86.2.21]
	[FIB86.3] FUTURES INDUSTRY BILL: PART I: PRELIMINARY
	[FIB86.3.22]
		Cl. 1: Short title
	[FIB86.3.23]
		Cl. 2: Commencement
	[FIB86.3.24]
		Cl. 3: Object
	[FIB86.3.25]
	[FIB86.3.26]
	[FIB86.3.27]
		Interpretation Provision
	[FIB86.3.2]
	[FIB86.3.29]
	[FIB86.3.30]
	[FIB86.3.31]
	[FIB86.3.32]
	[FIB86.3.33]
	[FIB86.3.34]
	[FIB86.3.35]
		Cl. 6: Associated persons
	[FIB86.3.36]
	[FIB86.3.37]
		Cl. 7: Dealing in futures contracts
	[FIB86.3.38]
	[FIB86.3.39]
	[FIB86.3.40]
		Cl. 8: Dealings and transactions on a person's own account
	[FIB86.3.41]
		Cl. 9: Discretionary accounts
	[FIB86.3.42]
		Cl. 10: Exempt brokers
	[FIB86.3.43]
		Cl. 11: Certain persons not to be taken to be recognised licensees
	[FIB86.3.44]
	[FIB86.4] FUTURES INDUSTRY BILL: PART II: ADMINISTRATION
	[FIB86.4.45]
		Division 1 — General
	[FIB86.4.46]
	[FIB86.4.47]
		Cl. 12: Interpretation
	[FIB86.4.48]
		Cl. 13: Power of NCSC to require production of books
	[FIB86.4.49]
	[FIB86.4.50]
		Cl. 14: Power of magistrate to issue warrant to seize books
	[FIB86.4.51]
	[FIB86.4.52]
		Cl. 15: Offences
	[FIB86.4.53]
	[FIB86.4.54]
		Cl. 16: Copies or extracts to be admitted in evidence
	[FIB86.4.55]
	[FIB86.4.56]
		Cl. 17: Privilege
	[FIB86.4.57]
		Cl. 18: Disclosure to NCSC
	[FIB86.4.58]
	[FIB86.4.59]
	[FIB86.4.60]
		Cl. 19: Investigation of certain matters
	[FIB86.4.61]
		Cl. 20: Power of Court to make certain orders
	[FIB86.4.62]
		Division 2 — Investigations
	[FIB86.4.63]
		Cl. 21: Interpretation
	[FIB86.4.64]
	[FIB86.4.65]
	[FIB86.4.66]
		Cl. 22: Investigations
	[FIB86.4.67]
	[FIB86.4.68]
	[FIB86.4.69]
		Cl. 22: Investigations
	[FIB86.4.70]
	[FIB86.4.71]
	[FIB86.4.72]
		Cl. 24: Powers of NCSC and inspectors appointed under responding laws
	[FIB86.4.73]
		Cl. 25: Powers of inspectors
	[FIB86.4.74]
	[FIB86.4.75]
	[FIB86.4.76]
	[FIB86.4.77]
	[FIB86.4.78]
	[FIB86.4.79]
	[FIB86.4.80]
	[FIB86.4.81]
	[FIB86.4.82]
	[FIB86.4.83]
		Cl. 26: Investigation deemed to be a proceeding
	[FIB86.4.84]
		Cl. 27: Record of examination
	[FIB86.4.85]
	[FIB86.4.86]
		Cl. 28: Record to accompany report
	[FIB86.4.87]
		Cl. 29: Admissibility of record of examination in evidence in proceedings against person examined
	[FIB86.4.88]
		Cl. 30: Admissibility in other proceedings of statements made at an examination
	[FIB86.4.89]
		Cl. 31: Weight of evidence
	[FIB86.4.90]
		Cl. 32: Credibility of person who made statements
	[FIB86.4.91]
		Cl. 33: Determination of objection to admissibility of statements
	[FIB86.4.92]
		Cl. 34: Delegation by inspector
	[FIB86.4.93]
		Cl. 35: Reports of investigations
	[FIB86.4.94]
		Cl. 36: Report of inspector
	[FIB86.4.95]
	[FIB86.4.96]
		Cl. 37: NCSC' s powers in respect of books
	[FIB86.4.97]
	[FIB86.4.98]
	[FIB86.4.99]
		Cl. 38: Privileged communications
	[FIB86.4.100]
		Cl. 39: Expenses of investigation
	[FIB86.4.101]
	[FIB86.4.102]
		Cl. 40: Concealing, &c., of books relating to futures contracts
	[FIB86.4.103]
	[FIB86.4.104]
		Cl. 41: Power of NCSC to make certain orders
	[FIB86.4.105]
	[FIB86.4.106]
	[FIB86.4.107]
		Cl. 42: Certain powers not to be delegated
	[FIB86.4.108]
		Division 3 — Futures Consultative Committee
	[FIB86.4.109]
	[FIB86.4.110]
		Cl. 43: Constitution and functions of Futures Consultative Committee
	[FIB86.4.111]
	[FIB86.4.112]
		Cl. 44: Meetings of Futures Consultative Committee
	[FIB86.4.113]
	[FIB86.5] FUTURES INDUSTRY BILL: PART III: FUTURES EXCHANGES, CLEARING HOUSES AND FUTURES ASSOCIATIONS
	[FIB86.5.114]
	[FIB86.5.115]
		Cl. 45: Establishment of futures markets
	[FIB86.5.116]
		Cl. 46: Power of Ministerial Council to approve futures exchange
	[FIB86.5.117]
	[FIB86.5.118]
		Cl. 47: Provision of clearing house facilities
	[FIB86.5.119]
		Cl. 48: Power of Ministerial Council to approve clearing house
	[FIB86.5.120]
		Cl. 49: Publication of instruments executed under section 45, 46 or 48
	[FIB86.5.121]
		Cl. 50: Power of Ministerial Council to approve futures association
	[FIB86.5.122]
	[FIB86.5.123]
		Cl. 51: Suspension or cancellation of approval
	[FIB86.5.124]
	[FIB86.5.125]
		Cl. 52: Notification of approval etc., of futures association
	[FIB86.5.126]
		Cl. 53: Appeal to the Court against certain decisions of futures exchange and futures associations
	[FIB86.5.127]
	[FIB86.5.128]
	[FIB86.5.129]
	[FIB86.5.130]
	[FIB86.5.131]
	[FIB86.5.132]
	[FIB86.5.133]
		Cl. 54: NCSC to be notified of amendments to business rules
	[FIB86.5.134]
	[FIB86.5.135]
		Cl. 55: Orderly markets in futures contracts — functions and powers of futures exchanges and clearing houses
	[FIB86.5.136]
		Cl. 56: Orderly markets in futures contracts — powers of the N CS C
	[FIB86.5.137]
	[FIB86.5.138]
	[FIB86.5.139]
	[FIB86.5.140]
	[FIB86.5.141]
	[FIB86.5.142]
		Cl. 57: Futures exchange's and others to assist NCSC
	[FIB86.5.143]
		Cl. 58: Power of Court to order observance or enforcement of business rules of futures exchange, clearing house or futures association
	[FIB86.5.144]
		Cl. 59: Effect of certain laws or certain agreements
	[FIB86.5.145]
	[FIB86.5.146]
	[FIB86.6] FUTURES INDUSTRY BILL: PART IV: LICENCES
	[FIB86.6.147]
		Cl. 60: Proclaimed day
	[FIB86.6.148]
		Cl. 61: Futures broker's licence
	[FIB86.6.149]
	[FIB86.6.150]
		Cl. 62: Futures broker's representatives
	[FIB86.6.151]
		Cl. 63: Futures advisers
	[FIB86.6.152]
	[FIB86.6.153]
		Cl. 64: Futures adviser's representatives
	[FIB86.6.154]
	[FIB86.6.155]
		Cl. 66: Grant of futures broker's licence or futures adviser's licence
	[FIB86.6.156]
	[FIB86.6.157]
		Cl. 67: Grant of representative's licence
	[FIB86.6.158]
	[FIB86.6.159]
		Cl. 68: Change of principals of representative
	[FIB86.6.160]
		Cl. 69: Conditions to which licence is subject
	[FIB86.6.161]
	[FIB86.6.162]
	[FIB86.6.163]
	[FIB86.6.164]
		Cl. 70: Holder of licence to notify prescribed bodies of each of condition or restriction applicable to licence
	[FIB86.6.165]
		Cl. 71: Furnishing of information and statements to NCSC
	[FIB86.6.166]
		Cl. 72: Register of Licence Holders
	[FIB86.6.167]
		Cl. 73: Notification of change in particulars
	[FIB86.6.168]
		Cl. 74: Annual statement to be lodged with the NCSC
	[FIB86.6.169]
		Cl. 75: Time for lodging annual statement
	[FIB86.6.170]
		Cl. 76: NCSC may extend period for lodging statement
	[FIB86.6.171]
		Cl. 77: Revocation and suspension of licences
	[FIB86.6.172]
	[FIB86.6.173]
	[FIB86.6.174]
	[FIB86.6.175]
		Cl. 78: Further provisions relating to revocation and suspension of licences
	[FIB86.6.176]
	[FIB86.6.177]
		Cl. 79: Holder of licence to be deemed not to be holder while licence suspended
	[FIB86.6.178]
		Cl. 80: Opportunity for hearing
	[FIB86.6.179]
	[FIB86.7] FUTURES INDUSTRY BILL: PART V: CONDUCT OF FUTURES BUSINESS
	[FIB86.7.180]
		Cl. 81: Certain representations prohibited
	[FIB86.7.181]
		Cl. 82: Undesirable advertising
	[FIB86.7.182]
	[FIB86.7.183]
	[FIB86.7.184]
		Cl. 83: Issue of contract notes
	[FIB86.7.185]
	[FIB86.7.186]
	[FIB86.7.187]
	[FIB86.7.188]
	[FIB86.7.189]
	[FIB86.7.190]
		Cl. 84: Futures broker to furnish monthly statement to client
	[FIB86.7.191]
	[FIB86.7.192]
	[FIB86.7.193]
		Cl. 85: Dealings by futures broker on own account
	[FIB86.7.194]
	[FIB86.7.195]
	[FIB86.7.196]
	[FIB86.7.197]
	[FIB86.7.198]
	[FIB86.7.199]
		Cl. 86: Segregation of client money and property
	[FIB86.7.200]
	[FIB86.7.201]
	[FIB86.7.202]
	[FIB86.7.203]
	[FIB86.7.204]
	[FIB86.7.205]
	[FIB86.7.206]
	[FIB86.7.207]
	[FIB86.7.208]
	[FIB86.7.209]
	[FIB86.7.210]
	[FIB86.7.211]
	[FIB86.7.212]
	[FIB86.7.213]
	[FIB86.7.214]
		Cl. 87: Futures broker to give certain information to prospective clients
	[FIB86.7.215]
	[FIB86.7.216]
	[FIB86.8] FUTURES INDUSTRY BILL: PART VI: ACCOUNTS AND AUDIT
	[FIB86.8.217]
		Cl. 88: Interpretation
	[FIB86.8.218]
	[FIB86.8.219]
		Cl. 89: Application of Part
	[FIB86.8.220]
	[FIB86.8.221]
		Cl. 90: Accounts to be kept by futures brokers
	[FIB86.8.222]
		Cl. 91: Property in custody of futures broker
	[FIB86.8.223]
		Cl. 92: Appointment of auditor by futures broker
	[FIB86.8.224]
		Cl. 93: Removal and resignation of auditors
	[FIB86.8.225]
	[FIB86.8.226]
		Cl. 94: Fees and expenses of auditors
	[FIB86.8.227]
		Cl. 95: Futures brokers' accounts
	[FIB86.8.228]
		Cl. 96: Auditor's right of access to records, information &c
	[FIB86.8.229]
		Cl. 97: Auditor to report to NCSC in certain cases
	[FIB86.8.230]
		Cl. 98: Certain matters to be reported to NCSC
	[FIB86.8.231]
		Cl. 99: Defamation
	[FIB86.8.232]
		Cl. 100: This part not to affect right of futures exchange or futures association to impose obligations, etc., on members
	[FIB86.8.233]
		Cl. 101: Power of Court to restrain dealings with futures broker's accounts
	[FIB86.8.234]
	[FIB86.8.235]
	[FIB86.8.236]
		Cl. 102: Duty of banker or body corporate to make full disclosure
	[FIB86.8.237]
		Cl. 103: Power of Court to make further orders and give directions
	[FIB86.8.238]
		Cl. 104: Power of Court to make order relating to payment of moneys
	[FIB86.8.239]
	[FIB86.8.240]
	[FIB86.9] FUTURES INDUSTRY BILL: PART VII: FIDELITY FUNDS
	[FIB86.9.241]
	[FIB86.9.242]
		Cl. 105: Interpretation
	[FIB86.9.243]
		Cl. 106: Establishment of fidelity funds
	[FIB86.9.244]
		Cl. 107: Money constituting fidelity fund
	[FIB86.9.245]
	[FIB86.9.246]
	[FIB86.9.247]
		Cl. 108: Fund to be kept in separate bank account
	[FIB86.9.248]
		Cl. 109: Payments out of fund
	[FIB86.9.249]
		Cl. 110: Accounts of fund
	[FIB86.9.250]
		Cl. 111: Management sub-committee
	[FIB86.9.251]
	[FIB86.9.252]
		Cl. 112: Contribution to fund
	[FIB86.9.253]
	[FIB86.9.254]
		Cl. 113: Levy in addition to annual contributions
	[FIB86.9.255]
		Cl. 114: Power of relevant organisation to make advances to fund
	[FIB86.9.256]
		Cl. 115: Investment of fund
	[FIB86.9.257]
		Cl. 116: Application of fund
	[FIB86.9.258]
	[FIB86.9.259]
		Cl. 117: Claims against the fund
	[FIB86.9.260]
	[FIB86.9.261]
		Cl. 118: Rights of innocent partner in relation to fund
	[FIB86.9.262]
	[FIB86.9.263]
		Cl. 119: Notice calling for claims against fund
	[FIB86.9.264]
	[FIB86.9.265]
		Cl. 120: Power of Board to settle claims
	[FIB86.9.266]
	[FIB86.9.267]
		Cl. 121: Form of order of Court establishing claim
	[FIB86.9.268]
		Cl. 122: Power of Board to require production of documents, &c.
	[FIB86.9.269]
		Cl. 123: Subrogation of relevant organisation to rights, &, of claimant on payment from fund
	[FIB86.9.270]
		Cl. 124: Payment of claims only from fund
	[FIB86.9.271]
		Cl. 125: Provisions where fund insufficient to meet claims or where claims exceed total amount payable
	[FIB86.9.272]
		Cl. 126: Power of relevant organisation to enter into contracts of insurance or indemnity
	[FIB86.9.273]
	[FIB86.9.274]
		Cl. 127: Application of insurance moneys
	[FIB86.9.275]
	[FIB86.10] FUTURES INDUSTRY BILL: PART VIII: OFFENCES
		Cl.128: Dealings by futures brokers on behalf of others
	[FIB86.10.276]
	[FIB86.10.277]
	[FIB86.10.278]
	[FIB86.10.279]
		Cl. 129: Prohibition of dealings by insiders in futures contracts relating to securities
	[FIB86.10.280]
	[FIB86.10.281]
	[FIB86.10.282]
	[FIB86.10.283]
		Cl. 130: Futures market manipulation
	[FIB86.10.285]
	[FIB86.10.285]
		Cl. 131: False trading and market rigging
	[FIB86.10.286]
	[FIB86.10.287]
	[FIB86.10.288]
		Cl. 132: False or misleading statements, &c.
	[FIB86.10.289]
		Cl. 133: Fraudulently inducing person to deal in futures contracts
	[FIB86.10.290]
		Cl. 134: Dissemination of information about illegal transactions
	[FIB86.10.291]
		Cl. 135: Fraud in connection with dealings in futures contracts
	[FIB86.10.292]
	[FIB86.10.293]
		Cl. 136: Penalties
	[FIB86.10.294]
		Cl. 137: Compensation for loss, &c.
	[FIB86.10.295]
	[FIB86.10.296]
		Cl. 138: Sequence of transmission and execution of orders
	[FIB86.10.297]
	[FIB86.10.298]
	[FIB86.10.299]
	[FIB86.10.300]
	[FIB86.10.301]
	[FIB86.10.302]
	[FIB86.10.303]
		Cl. 139: Dealings by employees of licence holders
	[FIB86.10.304]
	[FIB86.11] FUTURES INDUSTRY BILL: PART IX: MISCELLANEOUS
		Cl. 140: Restrictions on use of title "futures broker", "futures exchange", &c.
	[FIB86.11.305]
	[FIB86.11.306]
		Cl. 141: Appeal
	[FIB86.11.307]
		Cl. 142: False or misleading statements
	[FIB86.11.308]
		Cl. 143: Preservation and disposal of records, &c.
	[FIB86.11.309]
	[FIB86.11.310]
		C1. 144: Concealing, &c. of books relating to futures contracts
	[FIB86.11.311]
		Cl. 145: Falsification of records
	[FIB86.11.312]
		Cl. 146: Precautions against falsification of records
	[FIB86.11.313]
		Cl. 147: Obstructing or hindering NCSC, &c.
	[FIB86.11.314]
		Cl. 148: General penalty provisions
	[FIB86.11.315]
	[FIB86.11.316]
		Cl. 149: Penalty notices
	[FIB86.11.317]
	[FIB86.11.318]
		Cl. 150: Continuing offences
	[FIB86.11.319]
	[FIB86.11.320]
	[FIB86.11.321]
	[FIB86.11.322]
	[FIB86.11.323]
	[FIB86.11.324]
	[FIB86.11.325]
		Cl. 151: Offences by bodies corporate
	[FIB86.11.326]
	[FIB86.11.327]
		Cl. 152: Certain persons to assist in prosecutions
	[FIB86.11.328]
	[FIB86.11.329]
		Cl. 153: Reciprocity in relation to offences
	[FIB86.11.330]
		Cl. 154: Offences committed partly in and partly out of the Territory
	[FIB86.11.331]
		Cl. 155: Power of Court to prohibit payment or transfer of moneys, futures contracts or other property
	[FIB86.11.332]
	[FIB86.11.333]
		Cl. 156: Power of NCSC to intervene in proceedings
	[FIB86.11.334]
	[FIB86.11.335]
		Cl. 157: Injunctions
	[FIB86.11.336]
	[FIB86.11.337]
		Cl. 158: Power of Court to punish for contempt of Court
	[FIB86.11.338]
		Cl. 159: Rules of court
	[FIB86.11.339]
		Cl. 160: Regulations
	[FIB86.11.340]
	[FIB86.11.341]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988.1] OUTLINE
	[CORP1988EM.1.1]
	[CORP1988EM.1.2]
	[CORP1988EM.1.3]
	[CORP1988EM.1.4]
	[CORP1988EM.1.5]
	[CORP1988EM.1.6]
	[CORP1988EM.1.7]
	[CORP1988EM.1.8]
	[CORP1988.2] BACKGROUND
	[CORP1988EM.2.9]
	[CORP1988EM.2.10]
	[CORP1988EM.2.11]
	[CORP1988EM.2.12]
	[CORP1988EM.2.13]
	[CORP1988EM.2.14]
	[CORP1988EM.2.15]
	[CORP1988EM.2.16]
	[CORP1988EM.2.17]
	[CORP1988EM.2.18]
	[CORP1988EM.2.19]
	[CORP1988EM.2.20]
	[CORP1988EM.2.21]
	[CORP1988EM.2.22]
	[CORP1988EM.2.23]
	[CORP1988EM.2.24]
	[CORP1988EM.2.25]
	[CORP1988EM.2.26]
	[CORP1988EM.2.27]
	[CORP1988EM.2.28]
	[CORP1988EM.2.29]
	[CORP1988EM.2.30]
	[CORP1988EM.2.31]
	[CORP1988EM.2.32]
	[CORP1988EM.2.33]
	[CORP1988EM.2.34]
	[CORP1988EM.2.35]
	[CORP1988EM.2.36]
	[CORP1988EM.2.37]
	[CORP1988EM.2.38]
	[CORP1988EM.2.39]
	[CORP1988EM.2.40]
	[CORP1988EM.2.41]
	[CORP1988EM.2.42]
	[CORP1988EM.2.43]
	[CORP1988EM.2.44]
	[CORP1988EM.2.45]
	[CORP1988EM.2.46]
	[CORP1988EM.2.47]
	[CORP1988.3] ABBREVIATIONS
	[CORP1988EM.3.48]
	[CORP1988.4] CONTENTS OF THE BILL
	[CORP1988EM.4.49]
		BILL CHAPTER 1 — INTRODUCTORY
	[CORP1988EM.4.50]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	PART 1.1 — PRELIMINARY
	[CORP1988EM.4.51]
	[CORP1988EM.4.52]
	[CORP1988EM.4.53]
	[CORP1988EM.4.54]
	[CORP1988EM.4.55]
	[CORP1988EM.4.56]
		BILL PART 1.2 — INTERPRETATION
	[CORP1988EM.4.57]
	[CORP1988EM.4.58]
	[CORP1988EM.4.59]
	[CORP1988EM.4.60]
	[CORP1988EM.4.61]
	[CORP1988EM.4.62]
	[CORP1988EM.4.63]
	[CORP1988EM.4.64]
	[CORP1988EM.4.65]
	[CORP1988EM.4.66]
	[CORP1988EM.4.67]
	[CORP1988EM.4.68]
	[CORP1988EM.4.69]
	[CORP1988EM.4.70]
	[CORP1988EM.4.71]
	[CORP1988EM.4.72]
	[CORP1988EM.4.73]
	[CORP1988EM.4.74]
	[CORP1988EM.4.75]
	[CORP1988EM.4.76]
	[CORP1988EM.4.77]
	[CORP1988EM.4.78]
	[CORP1988EM.4.79]
	[CORP1988EM.4.80]
	[CORP1988EM.4.81]
	[CORP1988EM.4.82]
	[CORP1988EM.4.83]
	[CORP1988EM.4.84]
	[CORP1988EM.4.85]
	[CORP1988EM.4.86]
	[CORP1988EM.4.87]
	[CORP1988EM.4.88]
	[CORP1988EM.4.89]
	[CORP1988EM.4.90]
	[CORP1988EM.4.91]
	[CORP1988EM.4.92]
	[CORP1988EM.4.93]
	[CORP1988EM.4.94]
	[CORP1988EM.4.95]
	[CORP1988EM.4.96]
	[CORP1988EM.4.97]
	[CORP1988EM.4.98]
	[CORP1988EM.4.99]
	[CORP1988EM.4.100]
	[CORP1988EM.4.101]
	[CORP1988EM.4.102]
	[CORP1988EM.4.103]
	[CORP1988EM.4.104]
	[CORP1988EM.4.105]
	[CORP1988EM.4.106]
	[CORP1988EM.4.107]
	[CORP1988EM.4.108]
	[CORP1988EM.4.109]
	[CORP1988EM.4.110]
	[CORP1988EM.4.111]
	[CORP1988EM.4.112]
	[CORP1988EM.4.113]
	[CORP1988EM.4.114]
	[CORP1988EM.4.115]
	[CORP1988EM.4.116]
	[CORP1988EM.4.117]
	[CORP1988EM.4.118]
	[CORP1988EM.4.119]
	[CORP1988EM.4.120]
	[CORP1988EM.4.121]
	[CORP1988EM.4.122]
	[CORP1988EM.4.123]
	[CORP1988EM.4.124]
	[CORP1988EM.4.125]
	[CORP1988EM.4.126]
	[CORP1988EM.4.127]
	[CORP1988EM.4.128]
	[CORP1988EM.4.129]
	[CORP1988EM.4.130]
	[CORP1988EM.4.131]
	[CORP1988EM.4.132]
	[CORP1988EM.4.133]
	[CORP1988EM.4.134]
	[CORP1988EM.4.135]
	[CORP1988EM.4.136]
	[CORP1988EM.4.137]
	[CORP1988EM.4.138]
	[CORP1988EM.4.139]
	[CORP1988EM.4.140]
	[CORP1988EM.4.141]
	[CORP1988EM.4.142]
	[CORP1988EM.4.143]
	[CORP1988EM.4.144]
	[CORP1988EM.4.145]
	[CORP1988EM.4.146]
	[CORP1988EM.4.147]
	[CORP1988EM.4.148]
	[CORP1988EM.4.149]
	[CORP1988EM.4.150]
	[CORP1988EM.4.151]
	[CORP1988EM.4.152]
	[CORP1988EM.4.153]
	[CORP1988EM.4.154]
	[CORP1988EM.4.155]
	[CORP1988EM.4.156]
	[CORP1988EM.4.157]
	[CORP1988EM.4.158]
	[CORP1988EM.4.159]
	[CORP1988EM.4.160]
	[CORP1988EM.4.161]
	[CORP1988EM.4.162]
	[CORP1988EM.4.163]
	[CORP1988EM.4.164]
	[CORP1988EM.4.165]
	[CORP1988EM.4.166]
	[CORP1988EM.4.167]
	[CORP1988EM.4.168]
	[CORP1988EM.4.169]
	[CORP1988EM.4.170]
	[CORP1988EM.4.171]
	[CORP1988EM.4.172]
	[CORP1988EM.4.173]
	[CORP1988EM.4.174]
	[CORP1988EM.4.175]
	[CORP1988EM.4.176]
	[CORP1988EM.4.177]
	[CORP1988EM.4.178]
	[CORP1988EM.4.179]
	[CORP1988EM.4.180]
	[CORP1988EM.4.181]
	[CORP1988EM.4.182]
	[CORP1988EM.4.183]
	[CORP1988EM.4.184]
	[CORP1988EM.4.185]
	[CORP1988EM.4.186]
	[CORP1988EM.4.187]
	[CORP1988EM.4.188]
	[CORP1988EM.4.189]
	[CORP1988EM.4.190]
	[CORP1988EM.4.191]
	[CORP1988EM.4.192]
	[CORP1988EM.4.193]
	[CORP1988EM.4.194]
	[CORP1988EM.4.195]
	[CORP1988EM.4.196]
	[CORP1988EM.4.197]
	[CORP1988EM.4.198]
	[CORP1988EM.4.199]
	[CORP1988EM.4.200]
	[CORP1988EM.4.201]
	[CORP1988EM.4.202]
	[CORP1988EM.4.203]
	[CORP1988EM.4.204]
	[CORP1988EM.4.205]
	[CORP1988EM.4.206]
	[CORP1988EM.4.207]
	[CORP1988EM.4.208]
	[CORP1988EM.4.209]
	[CORP1988EM.4.210]
	[CORP1988EM.4.211]
	[CORP1988EM.4.212]
	[CORP1988EM.4.213]
	[CORP1988EM.4.214]
	[CORP1988EM.4.215]
	[CORP1988EM.4.216]
	[CORP1988EM.4.217]
	[CORP1988EM.4.218]
	[CORP1988EM.4.219]
	[CORP1988EM.4.220]
	[CORP1988EM.4.221]
	[CORP1988EM.4.222]
	[CORP1988EM.4.223]
	[CORP1988EM.4.224]
	[CORP1988EM.4.225]
	[CORP1988EM.4.226]
	[CORP1988EM.4.227]
	[CORP1988EM.4.228]
	[CORP1988EM.4.229]
	[CORP1988EM.4.230]
	[CORP1988EM.4.231]
	[CORP1988EM.4.232]
	[CORP1988EM.4.233]
	[CORP1988EM.4.234]
	[CORP1988EM.4.235]
	[CORP1988EM.4.236]
	[CORP1988EM.4.237]
	[CORP1988EM.4.238]
	[CORP1988EM.4.239]
	[CORP1988EM.4.240]
	[CORP1988EM.4.241]
	[CORP1988EM.4.242]
	[CORP1988EM.4.243]
	[CORP1988EM.4.244]
	[CORP1988EM.4.245]
	[CORP1988EM.4.246]
	[CORP1988EM.4.247]
	[CORP1988EM.4.248]
	[CORP1988EM.4.249]
	[CORP1988EM.4.250]
	[CORP1988EM.4.251]
	[CORP1988EM.4.252]
	[CORP1988EM.4.253]
	[CORP1988EM.4.254]
	[CORP1988EM.4.255]
	[CORP1988EM.4.256]
	[CORP1988EM.4.257]
	[CORP1988EM.4.258]
	[CORP1988EM.4.259]
	[CORP1988EM.4.260]
	[CORP1988EM.4.261]
	[CORP1988EM.4.262]
	[CORP1988EM.4.263]
	[CORP1988EM.4.264]
	[CORP1988EM.4.265]
	[CORP1988EM.4.266]
	[CORP1988EM.4.267]
	[CORP1988EM.4.268]
	[CORP1988EM.4.269]
	[CORP1988EM.4.270]
	[CORP1988EM.4.271]
	[CORP1988EM.4.272]
	[CORP1988EM.4.273]
	[CORP1988EM.4.274]
	[CORP1988EM.4.275]
	[CORP1988EM.4.276]
	[CORP1988EM.4.277]
	[CORP1988EM.4.278]
	[CORP1988EM.4.279]
	[CORP1988EM.4.280]
	[CORP1988EM.4.281]
	[CORP1988EM.4.282]
	[CORP1988EM.4.283]
	[CORP1988EM.4.284]
	[CORP1988EM.4.285]
	[CORP1988EM.4.286]
	[CORP1988EM.4.287]
	[CORP1988EM.4.288]
	[CORP1988EM.4.289]
	[CORP1988EM.4.290]
	[CORP1988EM.4.291]
	[CORP1988EM.4.292]
	[CORP1988EM.4.293]
	[CORP1988EM.4.294]
	[CORP1988EM.4.295]
	[CORP1988EM.4.296]
	[CORP1988EM.4.297]
	[CORP1988EM.4.298]
	[CORP1988EM.4.299]
	[CORP1988EM.4.300]
	[CORP1988EM.4.301]
	[CORP1988EM.4.302]
	[CORP1988EM.4.303]
	[CORP1988EM.4.304]
	[CORP1988EM.4.305]
	[CORP1988EM.4.306]
	[CORP1988EM.4.307]
	[CORP1988EM.4.308]
	[CORP1988EM.4.309]
	[CORP1988EM.4.310]
	[CORP1988EM.4.311]
	[CORP1988EM.4.312]
	[CORP1988EM.4.313]
	[CORP1988EM.4.314]
	[CORP1988EM.4.315]
	[CORP1988EM.4.316]
	[CORP1988EM.4.317]
	[CORP1988EM.4.318]
	[CORP1988EM.4.319]
	[CORP1988EM.4.320]
	[CORP1988EM.4.321]
	[CORP1988EM.4.322]
	[CORP1988EM.4.323]
	[CORP1988EM.4.324]
	[CORP1988EM.4.325]
	[CORP1988EM.4.326]
	[CORP1988EM.4.327]
	[CORP1988EM.4.328]
	[CORP1988EM.4.329]
	[CORP1988EM.4.330]
	[CORP1988EM.4.331]
	[CORP1988EM.4.332]
	[CORP1988EM.4.333]
	[CORP1988EM.4.334]
	[CORP1988EM.4.335]
	[CORP1988EM.4.336]
	[CORP1988EM.4.337]
	[CORP1988EM.4.338]
	[CORP1988EM.4.339]
	[CORP1988EM.4.340]
	[CORP1988EM.4.341]
	[CORP1988EM.4.342]
	[CORP1988EM.4.343]
	[CORP1988EM.4.344]
	[CORP1988EM.4.345]
	[CORP1988EM.4.346]
	[CORP1988EM.4.347]
	[CORP1988EM.4.348]
	[CORP1988EM.4.349]
	[CORP1988EM.4.350]
	[CORP1988EM.4.351]
	[CORP1988EM.4.352]
	[CORP1988EM.4.353]
	[CORP1988EM.4.354]
	[CORP1988EM.4.355]
	[CORP1988EM.4.356]
	[CORP1988EM.4.357]
	[CORP1988EM.4.358]
	[CORP1988EM.4.359]
	[CORP1988EM.4.360]
	[CORP1988EM.4.361]
	[CORP1988EM.4.362]
	[CORP1988EM.4.363]
	[CORP1988EM.4.364]
	[CORP1988EM.4.365]
	[CORP1988EM.4.366]
	[CORP1988EM.4.367]
	[CORP1988EM.4.368]
	[CORP1988EM.4.369]
	[CORP1988EM.4.370]
	[CORP1988EM.4.371]
	[CORP1988EM.4.372]
	[CORP1988EM.4.373]
	[CORP1988EM.4.374]
	[CORP1988EM.4.375]
	[CORP1988EM.4.376]
	[CORP1988EM.4.377]
	[CORP1988EM.4.378]
	[CORP1988EM.4.379]
	[CORP1988EM.4.380]
	[CORP1988EM.4.381]
	[CORP1988EM.4.382]
	[CORP1988EM.4.383]
	[CORP1988EM.4.384]
	[CORP1988EM.4.385]
	[CORP1988EM.4.386]
	[CORP1988EM.4.387]
	[CORP1988EM.4.388]
	[CORP1988EM.4.389]
	[CORP1988EM.4.390]
	[CORP1988EM.4.391]
	[CORP1988EM.4.392]
	[CORP1988EM.4.393]
	[CORP1988EM.4.394]
	[CORP1988EM.4.395]
	[CORP1988EM.4.396]
	[CORP1988EM.4.397]
	[CORP1988EM.4.398]
	[CORP1988EM.4.399]
	[CORP1988EM.4.400]
	[CORP1988EM.4.401]
	[CORP1988EM.4.402]
	[CORP1988EM.4.403]
	[CORP1988EM.4.404]
	[CORP1988EM.4.405]
	[CORP1988EM.4.406]
	[CORP1988EM.4.407]
	[CORP1988EM.4.408]
	[CORP1988EM.4.409]
	[CORP1988EM.4.410]
	[CORP1988EM.4.411]
	[CORP1988EM.4.412]
	[CORP1988EM.4.413]
	[CORP1988EM.4.414]
	[CORP1988EM.4.415]
	[CORP1988EM.4.416]
	[CORP1988EM.4.417]
	[CORP1988EM.4.418]
	[CORP1988EM.4.419]
	[CORP1988EM.4.420]
	[CORP1988EM.4.421]
	[CORP1988EM.4.422]
	[CORP1988EM.4.423]
	[CORP1988EM.4.424]
	[CORP1988EM.4.425]
	[CORP1988EM.4.426]
	[CORP1988EM.4.427]
	[CORP1988EM.4.428]
	[CORP1988EM.4.429]
	[CORP1988EM.4.430]
	[CORP1988EM.4.431]
	[CORP1988EM.4.432]
	[CORP1988EM.4.433]
	[CORP1988EM.4.434]
	[CORP1988EM.4.435]
	[CORP1988EM.4.436]
	[CORP1988EM.4.437]
	[CORP1988EM.4.438]
	[CORP1988EM.4.439]
		BILL PART 1.3 — APPLICATION
	[CORP1988EM.4.440]
	[CORP1988EM.4.441]
		CHAPTER 2 — CONSTITUTION OF COMPANIES
	[CORP1988EM.4.442]
	[CORP1988EM.4.443]
	[CORP1988EM.4.444]
	[CORP1988EM.4.445]
		PART 2.1: RESTRICTIONS ON FORMING CERTAIN ENTITIES
	[CORP1988EM.4.446]
	[CORP1988EM.4.447]
	[CORP1988EM.4.448]
	[CORP1988EM.4.449]
	[CORP1988EM.4.450]
		PART 2.2 — REGISTRATION OF COMPANIES
	[CORP1988EM.4.451]
	[CORP1988EM.4.452]
	[CORP1988EM.4.453]
	[CORP1988EM.4.454]
	[CORP1988EM.4.455]
	[CORP1988EM.4.456]
	[CORP1988EM.4.457]
	[CORP1988EM.4.458]
	[CORP1988EM.4.459]
	[CORP1988EM.4.460]
	[CORP1988EM.4.461]
	[CORP1988EM.4.462]
	[CORP1988EM.4.463]
	[CORP1988EM.4.464]
	[CORP1988EM.4.465]
	[CORP1988EM.4.466]
	[CORP1988EM.4.467]
	[CORP1988EM.4.468]
	[CORP1988EM.4.469]
	[CORP1988EM.4.470]
	[CORP1988EM.4.471]
	[CORP1988EM.4.472]
	[CORP1988EM.4.473]
	[CORP1988EM.4.474]
	[CORP1988EM.4.475]
	[CORP1988EM.4.476]
	[CORP1988EM.4.477]
	[CORP1988EM.4.478]
	[CORP1988EM.4.479]
	[CORP1988EM.4.480]
	[CORP1988EM.4.481]
	[CORP1988EM.4.482]
	[CORP1988EM.4.483]
	[CORP1988EM.4.484]
	[CORP1988EM.4.485]
	[CORP1988EM.4.486]
	[CORP1988EM.4.487]
	[CORP1988EM.4.488]
	[CORP1988EM.4.489]
	[CORP1988EM.4.490]
	[CORP1988EM.4.491]
	[CORP1988EM.4.492]
	[CORP1988EM.4.493]
	[CORP1988EM.4.494]
	[CORP1988EM.4.495]
	[CORP1988EM.4.496]
	[CORP1988EM.4.497]
	[CORP1988EM.4.498]
	[CORP1988EM.4.499]
	[CORP1988EM.4.500]
	[CORP1988EM.4.501]
	[CORP1988EM.4.502]
	[CORP1988EM.4.503]
	[CORP1988EM.4.504]
	[CORP1988EM.4.505]
	[CORP1988EM.4.506]
	[CORP1988EM.4.507]
	[CORP1988EM.4.508]
	[CORP1988EM.4.509]
	[CORP1988EM.4.510]
	[CORP1988EM.4.511]
	[CORP1988EM.4.512]
	[CORP1988EM.4.513]
	[CORP1988EM.4.514]
	[CORP1988EM.4.515]
	[CORP1988EM.4.516]
	[CORP1988EM.4.517]
	[CORP1988EM.4.518]
	[CORP1988EM.4.519]
	[CORP1988EM.4.520]
	[CORP1988EM.4.521]
	[CORP1988EM.4.522]
	[CORP1988EM.4.523]
	[CORP1988EM.4.524]
	[CORP1988EM.4.525]
	[CORP1988EM.4.526]
	[CORP1988EM.4.527]
	[CORP1988EM.4.528]
	[CORP1988EM.4.529]
	[CORP1988EM.4.530]
	[CORP1988EM.4.531]
	[CORP1988EM.4.532]
	[CORP1988EM.4.533]
	[CORP1988EM.4.534]
	[CORP1988EM.4.535]
	[CORP1988EM.4.536]
	[CORP1988EM.4.537]
		PART 2.3 — LEGAL CAPACITY. POWERS AND STATUS
	[CORP1988EM.4.538]
	[CORP1988EM.4.539]
	[CORP1988EM.4.540]
	[CORP1988EM.4.541]
	[CORP1988EM.4.542]
	[CORP1988EM.4.543]
	[CORP1988EM.4.544]
	[CORP1988EM.4.545]
	[CORP1988EM.4.546]
	[CORP1988EM.4.547]
	[CORP1988EM.4.548]
	[CORP1988EM.4.549]
	[CORP1988EM.4.550]
	[CORP1988EM.4.551]
	[CORP1988EM.4.552]
	[CORP1988EM.4.553]
	[CORP1988EM.4.554]
	[CORP1988EM.4.555]
	[CORP1988EM.4.556]
	[CORP1988EM.4.557]
	[CORP1988EM.4.558]
	[CORP1988EM.4.559]
	[CORP1988EM.4.560]
	[CORP1988EM.4.561]
	[CORP1988EM.4.562]
	[CORP1988EM.4.563]
	[CORP1988EM.4.564]
	[CORP1988EM.4.565]
	[CORP1988EM.4.566]
	[CORP1988EM.4.567]
	[CORP1988EM.4.568]
	[CORP1988EM.4.569]
	[CORP1988EM.4.570]
	[CORP1988EM.4.571]
	[CORP1988EM.4.572]
	[CORP1988EM.4.573]
	[CORP1988EM.4.574]
	[CORP1988EM.4.575]
	[CORP1988EM.4.576]
	[CORP1988EM.4.577]
	[CORP1988EM.4.578]
	[CORP1988EM.4.579]
	[CORP1988EM.4.580]
	[CORP1988EM.4.581]
	[CORP1988EM.4.582]
	[CORP1988EM.4.583]
	[CORP1988EM.4.584]
	[CORP1988EM.4.585]
	[CORP1988EM.4.586]
	[CORP1988EM.4.587]
	[CORP1988EM.4.588]
	[CORP1988EM.4.589]
	[CORP1988EM.4.590]
	[CORP1988EM.4.591]
	[CORP1988EM.4.592]
	[CORP1988EM.4.593]
	[CORP1988EM.4.594]
	[CORP1988EM.4.595]
	[CORP1988EM.4.596]
	[CORP1988EM.4.597]
	[CORP1988EM.4.598]
	[CORP1988EM.4.599]
	[CORP1988EM.4.600]
	[CORP1988EM.4.601]
	[CORP1988EM.4.602]
	[CORP1988EM.4.603]
	[CORP1988EM.4.604]
	[CORP1988EM.4.605]
	[CORP1988EM.4.606]
	[CORP1988EM.4.607]
	[CORP1988EM.4.608]
	[CORP1988EM.4.609]
	[CORP1988EM.4.610]
	[CORP1988EM.4.611]
	[CORP1988EM.4.612]
	[CORP1988EM.4.613]
	[CORP1988EM.4.614]
	[CORP1988EM.4.615]
	[CORP1988EM.4.616]
	[CORP1988EM.4.617]
	[CORP1988EM.4.618]
	[CORP1988EM.4.619]
	[CORP1988EM.4.620]
	[CORP1988EM.4.621]
	[CORP1988EM.4.622]
	[CORP1988EM.4.623]
	[CORP1988EM.4.624]
	[CORP1988EM.4.625]
	[CORP1988EM.4.626]
	[CORP1988EM.4.627]
	[CORP1988EM.4.628]
	[CORP1988EM.4.629]
	[CORP1988EM.4.630]
	[CORP1988EM.4.631]
	[CORP1988EM.4.632]
	[CORP1988EM.4.633]
	[CORP1988EM.4.634]
	[CORP1988EM.4.635]
	[CORP1988EM.4.636]
	[CORP1988EM.4.637]
	[CORP1988EM.4.638]
	[CORP1988EM.4.639]
	[CORP1988EM.4.640]
	[CORP1988EM.4.641]
	[CORP1988EM.4.642]
	[CORP1988EM.4.643]
	[CORP1988EM.4.644]
	[CORP1988EM.4.645]
	[CORP1988EM.4.646]
	[CORP1988EM.4.647]
	[CORP1988EM.4.648]
	[CORP1988EM.4.649]
	[CORP1988EM.4.650]
	[CORP1988EM.4.651]
	[CORP1988EM.4.652]
	[CORP1988EM.4.653]
	[CORP1988EM.4.654]
	[CORP1988EM.4.655]
	[CORP1988EM.4.656]
	[CORP1988EM.4.657]
	[CORP1988EM.4.658]
	[CORP1988EM.4.659]
	[CORP1988EM.4.660]
	[CORP1988EM.4.661]
		PART 2.4— MEMBERSHIP AND SHARE CAPITAL
	[CORP1988EM.4.662]
	[CORP1988EM.4.663]
	[CORP1988EM.4.664]
	[CORP1988EM.4.665]
	[CORP1988EM.4.666]
	[CORP1988EM.4.667]
	[CORP1988EM.4.668]
	[CORP1988EM.4.669]
	[CORP1988EM.4.670]
	[CORP1988EM.4.671]
	[CORP1988EM.4.672]
	[CORP1988EM.4.673]
	[CORP1988EM.4.674]
	[CORP1988EM.4.675]
	[CORP1988EM.4.676]
	[CORP1988EM.4.677]
	[CORP1988EM.4.678]
	[CORP1988EM.4.679]
	[CORP1988EM.4.680]
	[CORP1988EM.4.681]
	[CORP1988EM.4.682]
	[CORP1988EM.4.683]
	[CORP1988EM.4.684]
	[CORP1988EM.4.685]
	[CORP1988EM.4.686]
	[CORP1988EM.4.687]
	[CORP1988EM.4.688]
	[CORP1988EM.4.689]
	[CORP1988EM.4.690]
	[CORP1988EM.4.691]
	[CORP1988EM.4.692]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988EM.4.693]
	[CORP1988EM.4.694]
	[CORP1988EM.4.695]
	[CORP1988EM.4.696]
	[CORP1988EM.4.697]
	[CORP1988EM.4.698]
	[CORP1988EM.4.699]
	[CORP1988EM.4.700]
	[CORP1988EM.4.701]
	[CORP1988EM.4.702]
	[CORP1988EM.4.703]
	[CORP1988EM.4.704]
	[CORP1988EM.4.705]
	[CORP1988EM.4.706]
	[CORP1988EM.4.707]
	[CORP1988EM.4.708]
	[CORP1988EM.4.709]
	[CORP1988EM.4.710]
	[CORP1988EM.4.711]
	[CORP1988EM.4.712]
	[CORP1988EM.4.713]
	[CORP1988EM.4.714]
	[CORP1988EM.4.715]
	[CORP1988EM.4.716]
	[CORP1988EM.4.717]
	[CORP1988EM.4.718]
	[CORP1988EM.4.719]
	[CORP1988EM.4.720]
	[CORP1988EM.4.721]
	[CORP1988EM.4.722]
	[CORP1988EM.4.723]
	[CORP1988EM.4.724]
	[CORP1988EM.4.725]
	[CORP1988EM.4.726]
	[CORP1988EM.4.727]
	[CORP1988EM.4.728]
	[CORP1988EM.4.729]
	[CORP1988EM.4.730]
	[CORP1988EM.4.731]
	[CORP1988EM.4.732]
	[CORP1988EM.4.733]
	[CORP1988EM.4.734]
	[CORP1988EM.4.735]
	[CORP1988EM.4.736]
	[CORP1988EM.4.737]
	[CORP1988EM.4.738]
	[CORP1988EM.4.739]
	[CORP1988EM.4.740]
	[CORP1988EM.4.741]
	[CORP1988EM.4.742]
	[CORP1988EM.4.743]
	[CORP1988EM.4.744]
	[CORP1988EM.4.745]
	[CORP1988EM.4.746]
	[CORP1988EM.4.747]
	[CORP1988EM.4.748]
	[CORP1988EM.4.749]
	[CORP1988EM.4.750]
	[CORP1988EM.4.751]
	[CORP1988EM.4.752]
	[CORP1988EM.4.753]
	[CORP1988EM.4.754]
	[CORP1988EM.4.755]
	[CORP1988EM.4.756]
	[CORP1988EM.4.757]
	[CORP1988EM.4.758]
	[CORP1988EM.4.759]
	[CORP1988EM.4.760]
	[CORP1988EM.4.761]
	[CORP1988EM.4.762]
	[CORP1988EM.4.763]
	[CORP1988EM.4.764]
	[CORP1988EM.4.765]
	[CORP1988EM.4.766]
	[CORP1988EM.4.767]
	[CORP1988EM.4.768]
	[CORP1988EM.4.769]
	[CORP1988EM.4.770]
	[CORP1988EM.4.771]
	[CORP1988EM.4.772]
	[CORP1988EM.4.773]
	[CORP1988EM.4.774]
	[CORP1988EM.4.775]
	[CORP1988EM.4.776]
	[CORP1988EM.4.777]
	[CORP1988EM.4.778]
	[CORP1988EM.4.779]
		CHAPTER 3 — INTERNAL ADMINISTRATION
		PART 3.1 — REGISTERED OFFICE AND NAME
	[CORP1988EM.4.780]
	[CORP1988EM.4.781]
	[CORP1988EM.4.782]
	[CORP1988EM.4.783]
	[CORP1988EM.4.784]
	[CORP1988EM.4.785]
	[CORP1988EM.4.786]
	[CORP1988EM.4.787]
	[CORP1988EM.4.788]
		PART 3.2 — OFFICERS
	[CORP1988EM.4.789]
	[CORP1988EM.4.790]
	[CORP1988EM.4.791]
	[CORP1988EM.4.792]
	[CORP1988EM.4.793]
	[CORP1988EM.4.794]
	[CORP1988EM.4.795]
	[CORP1988EM.4.796]
	[CORP1988EM.4.797]
	[CORP1988EM.4.798]
	[CORP1988EM.4.799]
	[CORP1988EM.4.800]
	[CORP1988EM.4.801]
	[CORP1988EM.4.802]
	[CORP1988EM.4.803]
	[CORP1988EM.4.804]
	[CORP1988EM.4.805]
	[CORP1988EM.4.806]
	[CORP1988EM.4.807]
	[CORP1988EM.4.808]
	[CORP1988EM.4.809]
	[CORP1988EM.4.810]
	[CORP1988EM.4.811]
	[CORP1988EM.4.812]
	[CORP1988EM.4.813]
	[CORP1988EM.4.814]
	[CORP1988EM.4.815]
	[CORP1988EM.4.816]
	[CORP1988EM.4.817]
	[CORP1988EM.4.818]
	[CORP1988EM.4.819]
	[CORP1988EM.4.820]
	[CORP1988EM.4.821]
	[CORP1988EM.4.822]
	[CORP1988EM.4.823]
	[CORP1988EM.4.824]
	[CORP1988EM.4.825]
	[CORP1988EM.4.826]
	[CORP1988EM.4.827]
	[CORP1988EM.4.828]
	[CORP1988EM.4.829]
	[CORP1988EM.4.830]
	[CORP1988EM.4.831]
	[CORP1988EM.4.832]
	[CORP1988EM.4.833]
	[CORP1988EM.4.834]
	[CORP1988EM.4.835]
	[CORP1988EM.4.836]
	[CORP1988EM.4.837]
	[CORP1988EM.4.838]
	[CORP1988EM.4.839]
	[CORP1988EM.4.840]
	[CORP1988EM.4.841]
	[CORP1988EM.4.842]
	[CORP1988EM.4.843]
	[CORP1988EM.4.844]
	[CORP1988EM.4.845]
	[CORP1988EM.4.846]
	[CORP1988EM.4.847]
	[CORP1988EM.4.848]
	[CORP1988EM.4.849]
	[CORP1988EM.4.850]
	[CORP1988EM.4.851]
	[CORP1988EM.4.852]
	[CORP1988EM.4.853]
	[CORP1988EM.4.854]
	[CORP1988EM.4.855]
	[CORP1988EM.4.856]
	[CORP1988EM.4.857]
	[CORP1988EM.4.858]
	[CORP1988EM.4.859]
	[CORP1988EM.4.860]
	[CORP1988EM.4.861]
	[CORP1988EM.4.862]
	[CORP1988EM.4.863]
	[CORP1988EM.4.864]
	[CORP1988EM.4.865]
	[CORP1988EM.4.866]
	[CORP1988EM.4.867]
	[CORP1988EM.4.868]
	[CORP1988EM.4.869]
	[CORP1988EM.4.870]
	[CORP1988EM.4.871]
	[CORP1988EM.4.872]
	[CORP1988EM.4.873]
	[CORP1988EM.4.874]
	[CORP1988EM.4.875]
	[CORP1988EM.4.876]
	[CORP1988EM.4.877]
	[CORP1988EM.4.878]
	[CORP1988EM.4.879]
		PART 3.3 — MEETINGS AND PROCEEDINGS
	[CORP1988EM.4.880]
	[CORP1988EM.4.881]
	[CORP1988EM.4.882]
	[CORP1988EM.4.883]
	[CORP1988EM.4.884]
	[CORP1988EM.4.885]
	[CORP1988EM.4.886]
	[CORP1988EM.4.887]
	[CORP1988EM.4.888]
	[CORP1988EM.4.889]
	[CORP1988EM.4.890]
	[CORP1988EM.4.891]
	[CORP1988EM.4.892]
	[CORP1988EM.4.893]
	[CORP1988EM.4.894]
	[CORP1988EM.4.985]
	[CORP1988EM.4.896]
	[CORP1988EM.4.897]
	[CORP1988EM.4.898]
	[CORP1988EM.4.899]
	[CORP1988EM.4.900]
	[CORP1988EM.4.901]
	[CORP1988EM.4.902]
	[CORP1988EM.4.903]
	[CORP1988EM.4.904]
	[CORP1988EM.4.905]
	[CORP1988EM.4.906]
	[CORP1988EM.4.907]
	[CORP1988EM.4.908]
	[CORP1988EM.4.909]
	[CORP1988EM.4.910]
	[CORP1988EM.4.911]
	[CORP1988EM.4.912]
	[CORP1988EM.4.913]
	[CORP1988EM.4.914]
	[CORP1988EM.4.915]
	[CORP1988EM.4.916]
	[CORP1988EM.4.917]
	[CORP1988EM.4.918]
	[CORP1988EM.4.919]
	[CORP1988EM.4.920]
	[CORP1988EM.4.921]
		PART 3.4: OPPRESSIVE CONDUCT OF AFFAIRS
	[CORP1988EM.4.922]
	[CORP1988EM.4.923]
	[CORP1988EM.4.924]
	[CORP1988EM.4.925]
	[CORP1988EM.4.926]
	[CORP1988EM.4.927]
	[CORP1988EM.4.928]
		PART 3.5 — CHARGES
		INTRODUCTION
	[CORP1988EM.4.929]
	[CORP1988EM.4.930]
	[CORP1988EM.4.931]
	[CORP1988EM.4.932]
	[CORP1988EM.4.933]
	[CORP1988EM.4.934]
	[CORP1988EM.4.935]
	[CORP1988EM.4.936]
	[CORP1988EM.4.937]
	[CORP1988EM.4.938]
	[CORP1988EM.4.939]
	[CORP1988EM.4.940]
	[CORP1988EM.4.941]
	[CORP1988EM.4.942]
	[CORP1988EM.4.943]
	[CORP1988EM.4.944]
	[CORP1988EM.4.945]
	[CORP1988EM.4.946]
	[CORP1988EM.4.947]
	[CORP1988EM.4.948]
	[CORP1988EM.4.949]
	[CORP1988EM.4.950]
	[CORP1988EM.4.951]
	[CORP1988EM.4.952]
	[CORP1988EM.4.953]
	[CORP1988EM.4.954]
	[CORP1988EM.4.955]
	[CORP1988EM.4.956]
	[CORP1988EM.4.957]
	[CORP1988EM.4.958]
	[CORP1988EM.4.959]
	[CORP1988EM.4.960]
	[CORP1988EM.4.961]
	[CORP1988EM.4.962]
	[CORP1988EM.4.963]
	[CORP1988EM.4.964]
	[CORP1988EM.4.965]
	[CORP1988EM.4.966]
	[CORP1988EM.4.967]
	[CORP1988EM.4.968]
	[CORP1988EM.4.969]
	[CORP1988EM.4.970]
	[CORP1988EM.4.971]
	[CORP1988EM.4.972]
	[CORP1988EM.4.973]
	[CORP1988EM.4.974]
	[CORP1988EM.4.975]
	[CORP1988EM.4.976]
	[CORP1988EM.4.977]
	[CORP1988EM.4.978]
	[CORP1988EM.4.979]
	[CORP1988EM.4.980]
	[CORP1988EM.4.981]
	[CORP1988EM.4.982]
	[CORP1988EM.4.983]
	[CORP1988EM.4.984]
	[CORP1988EM.4.985]
	[CORP1988EM.4.986]
	[CORP1988EM.4.987]
	[CORP1988EM.4.988]
	[CORP1988EM.4.989]
	[CORP1988EM.4.990]
	[CORP1988EM.4.991]
	[CORP1988EM.4.992]
	[CORP1988EM.4.993]
	[CORP1988EM.4.994]
	[CORP1988EM.4.995]
	[CORP1988EM.4.996]
	[CORP1988EM.4.997]
	[CORP1988EM.4.998]
	[CORP1988EM.4.999]
	[CORP1988EM.4.1000]
	[CORP1988EM.4.1001]
	[CORP1988EM.4.1002]
	[CORP1988EM.4.1003]
	[CORP1988EM.4.1004]
	[CORP1988EM.4.1005]
	[CORP1988EM.4.1006]
	[CORP1988EM.4.1007]
	[CORP1988EM.4.1008]
	[CORP1988EM.4.1009]
	[CORP1988EM.4.1010]
	[CORP1988EM.4.1011]
	[CORP1988EM.4.1012]
	[CORP1988EM.4.1013]
	[CORP1988EM.4.1014]
	[CORP1988EM.4.1015]
	[CORP1988EM.4.1016]
	[CORP1988EM.4.1017]
	[CORP1988EM.4.1018]
	[CORP1988EM.4.1019]
	[CORP1988EM.4.1020]
	[CORP1988EM.4.1021]
	[CORP1988EM.4.1022]
	[CORP1988EM.4.1023]
	[CORP1988EM.4.1024]
	[CORP1988EM.4.1025]
	[CORP1988EM.4.1026]
	[CORP1988EM.4.1027]
	[CORP1988EM.4.1028]
	[CORP1988EM.4.1029]
	[CORP1988EM.4.1030]
	[CORP1988EM.4.1031]
	[CORP1988EM.4.1032]
	[CORP1988EM.4.1033]
	[CORP1988EM.4.1034]
	[CORP1988EM.4.1035]
	[CORP1988EM.4.1036]
	[CORP1988EM.4.1037]
	[CORP1988EM.4.1038]
	[CORP1988EM.4.1039]
	[CORP1988EM.4.1040]
	[CORP1988EM.4.1041]
	[CORP1988EM.4.1042]
	[CORP1988EM.4.1043]
	[CORP1988EM.4.1044]
	[CORP1988EM.4.1045]
	[CORP1988EM.4.1046]
	[CORP1988EM.4.1047]
	[CORP1988EM.4.1048]
	[CORP1988EM.4.1049]
	[CORP1988EM.4.1050]
	[CORP1988EM.4.1051]
	[CORP1988EM.4.1052]
	[CORP1988EM.4.1053]
	[CORP1988EM.4.1054]
	[CORP1988EM.4.1055]
	[CORP1988EM.4.1056]
	[CORP1988EM.4.1057]
	[CORP1988EM.4.1058]
	[CORP1988EM.4.1059]
	[CORP1988EM.4.1060]
	[CORP1988EM.4.1061]
	[CORP1988EM.4.1062]
	[CORP1988EM.4.1063]
	[CORP1988EM.4.1064]
	[CORP1988EM.4.1065]
	[CORP1988EM.4.1066]
	[CORP1988EM.4.1067]
	[CORP1988EM.4.1068]
	[CORP1988EM.4.1069]
	[CORP1988EM.4.1070]
	[CORP1988EM.4.1071]
	[CORP1988EM.4.1072]
	[CORP1988EM.4.1073]
	[CORP1988EM.4.1074]
	[CORP1988EM.4.1075]
	[CORP1988EM.4.1076]
	[CORP1988EM.4.1077]
	[CORP1988EM.4.1078]
	[CORP1988EM.4.1079]
	[CORP1988EM.4.1080]
	[CORP1988EM.4.1081]
	[CORP1988EM.4.1082]
	[CORP1988EM.4.1083]
	[CORP1988EM.4.1084]
	[CORP1988EM.4.1085]
	[CORP1988EM.4.1086]
	[CORP1988EM.4.1087]
	[CORP1988EM.4.1088]
	[CORP1988EM.4.1089]
	[CORP1988EM.4.1090]
	[CORP1988EM.4.1091]
	[CORP1988EM.4.1092]
	[CORP1988EM.4.1093]
	[CORP1988EM.4.1094]
	[CORP1988EM.4.1095]
	[CORP1988EM.4.1096]
	[CORP1988EM.4.1097]
	[CORP1988EM.4.1098]
	[CORP1988EM.4.1099]
	[CORP1988EM.4.1100]
	[CORP1988EM.4.1101]
	[CORP1988EM.4.1102]
	[CORP1988EM.4.1103]
	[CORP1988EM.4.1104]
	[CORP1988EM.4.1105]
	[CORP1988EM.4.1106]
	[CORP1988EM.4.1107]
	[CORP1988EM.4.1108]
	[CORP1988EM.4.1109]
	[CORP1988EM.4.1110]
	[CORP1988EM.4.1111]
	[CORP1988EM.4.1112]
	[CORP1988EM.4.1113]
	[CORP1988EM.4.1114]
	[CORP1988EM.4.1115]
	[CORP1988EM.4.1116]
	[CORP1988EM.4.1117]
	[CORP1988EM.4.1118]
	[CORP1988EM.4.1119]
	[CORP1988EM.4.1120]
	[CORP1988EM.4.1121]
	[CORP1988EM.4.1122]
	[CORP1988EM.4.1123]
	[CORP1988EM.4.1124]
	[CORP1988EM.4.1125]
	[CORP1988EM.4.1126]
	[CORP1988EM.4.1127]
	[CORP1988EM.4.1128]
	[CORP1988EM.4.1129]
	[CORP1988EM.4.1130]
	[CORP1988EM.4.1131]
	[CORP1988EM.4.1132]
	[CORP1988EM.4.1133]
	[CORP1988EM.4.1134]
	[CORP1988EM.4.1135]
	[CORP1988EM.4.1136]
	[CORP1988EM.4.1137]
	[CORP1988EM.4.1138]
	[CORP1988EM.4.1139]
	[CORP1988EM.4.1140]
	[CORP1988EM.4.1141]
	[CORP1988EM.4.1142]
	[CORP1988EM.4.1143]
	[CORP1988EM.4.1144]
	[CORP1988EM.4.1145]
	[CORP1988EM.4.1146]
	[CORP1988EM.4.1147]
	[CORP1988EM.4.1148]
	[CORP1988EM.4.1149]
	[CORP1988EM.4.1150]
	[CORP1988EM.4.1151]
	[CORP1988EM.4.1152]
	[CORP1988EM.4.1153]
	[CORP1988EM.4.1154]
	[CORP1988EM.4.1155]
	[CORP1988EM.4.1156]
	[CORP1988EM.4.1157]
	[CORP1988EM.4.1158]
	[CORP1988EM.4.1159]
	[CORP1988EM.4.1160]
	[CORP1988EM.4.1161]
	[CORP1988EM.4.1162]
	[CORP1988EM.4.1163]
	[CORP1988EM.4.1164]
	[CORP1988EM.4.1165]
	[CORP1988EM.4.1166]
	[CORP1988EM.4.1167]
	[CORP1988EM.4.1168]
	[CORP1988EM.4.1169]
	[CORP1988EM.4.1170]
	[CORP1988EM.4.1171]
	[CORP1988EM.4.1172]
	[CORP1988EM.4.1173]
	[CORP1988EM.4.1174]
	[CORP1988EM.4.1175]
	[CORP1988EM.4.1176]
	[CORP1988EM.4.1177]
	[CORP1988EM.4.1178]
	[CORP1988EM.4.1179]
	[CORP1988EM.4.1180]
	[CORP1988EM.4.1181]
	[CORP1988EM.4.1182]
	[CORP1988EM.4.1183]
	[CORP1988EM.4.1184]
	[CORP1988EM.4.1185]
	[CORP1988EM.4.1186]
	[CORP1988EM.4.1187]
	[CORP1988EM.4.1188]
	[CORP1988EM.4.1189]
	[CORP1988EM.4.1190]
	[CORP1988EM.4.1191]
	[CORP1988EM.4.1192]
	[CORP1988EM.4.1193]
	[CORP1988EM.4.1194]
	[CORP1988EM.4.1195]
	[CORP1988EM.4.1196]
	[CORP1988EM.4.1197]
	[CORP1988EM.4.1198]
	[CORP1988EM.4.1199]
	[CORP1988EM.4.1200]
	[CORP1988EM.4.1201]
	[CORP1988EM.4.1202]
	[CORP1988EM.4.1203]
	[CORP1988EM.4.1204]
	[CORP1988EM.4.1205]
	[CORP1988EM.4.1206]
	[CORP1988EM.4.1207]
	[CORP1988EM.4.1208]
	[CORP1988EM.4.1209]
	[CORP1988EM.4.1210]
	[CORP1988EM.4.1211]
	[CORP1988EM.4.1212]
	[CORP1988EM.4.1213]
	[CORP1988EM.4.1214]
	[CORP1988EM.4.1215]
	[CORP1988EM.4.1216]
	[CORP1988EM.4.1217]
	[CORP1988EM.4.1218]
	[CORP1988EM.4.1219]
	[CORP1988EM.4.1220]
	[CORP1988EM.4.1221]
	[CORP1988EM.4.1222]
	[CORP1988EM.4.1223]
	[CORP1988EM.4.1224]
	[CORP1988EM.4.1225]
	[CORP1988EM.4.1226]
	[CORP1988EM.4.1227]
	[CORP1988EM.4.1228]
	[CORP1988EM.4.1229]
	[CORP1988EM.4.1230]
	[CORP1988EM.4.1231]
	[CORP1988EM.4.1232]
	[CORP1988EM.4.1233]
	[CORP1988EM.4.1234]
	[CORP1988EM.4.1235]
	[CORP1988EM.4.1236]
	[CORP1988EM.4.1237]
	[CORP1988EM.4.1238]
	[CORP1988EM.4.1239]
	[CORP1988EM.4.1240]
	[CORP1988EM.4.1241]
	[CORP1988EM.4.1242]
	[CORP1988EM.4.1243]
	[CORP1988EM.4.1244]
	[CORP1988EM.4.1245]
	[CORP1988EM.4.1246]
	[CORP1988EM.4.1247]
	[CORP1988EM.4.1248]
	[CORP1988EM.4.1249]
	[CORP1988EM.4.1250]
	[CORP1988EM.4.1251]
	[CORP1988EM.4.1252]
	[CORP1988EM.4.1253]
	[CORP1988EM.4.1254]
	[CORP1988EM.4.1255]
	[CORP1988EM.4.1256]
	[CORP1988EM.4.1257]
	[CORP1988EM.4.1258]
	[CORP1988EM.4.1259]
	[CORP1988EM.4.1260]
	[CORP1988EM.4.1261]
	[CORP1988EM.4.1262]
	[CORP1988EM.4.1263]
	[CORP1988EM.4.1264]
	[CORP1988EM.4.1265]
	[CORP1988EM.4.1266]
	[CORP1988EM.4.1267]
	[CORP1988EM.4.1268]
	[CORP1988EM.4.1269]
	[CORP1988EM.4.1270]
	[CORP1988EM.4.1271]
	[CORP1988EM.4.1272]
	[CORP1988EM.4.1273]
	[CORP1988EM.4.1274]
	[CORP1988EM.4.1275]
	[CORP1988EM.4.1276]
	[CORP1988EM.4.1277]
	[CORP1988EM.4.1278]
	[CORP1988EM.4.1279]
	[CORP1988EM.4.1280]
	[CORP1988EM.4.1281]
	[CORP1988EM.4.1282]
	[CORP1988EM.4.1283]
	[CORP1988EM.4.1284]
	[CORP1988EM.4.1285]
	[CORP1988EM.4.1286]
	[CORP1988EM.4.1287]
	[CORP1988EM.4.1288]
	[CORP1988EM.4.1289]
	[CORP1988EM.4.1290]
	[CORP1988EM.4.1291]
	[CORP1988EM.4.1292]
	[CORP1988EM.4.1293]
	[CORP1988EM.4.1294]
	[CORP1988EM.4.1295]
	[CORP1988EM.4.1296]
	[CORP1988EM.4.1297]
	[CORP1988EM.4.1298]
	[CORP1988EM.4.1299]
	[CORP1988EM.4.1300]
	[CORP1988EM.4.1301]
	[CORP1988EM.4.1302]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988EM.4.1303]
	[CORP1988EM.4.1304]
	[CORP1988EM.4.1305]
	[CORP1988EM.4.1306]
	[CORP1988EM.4.1307]
	[CORP1988EM.4.1308]
	[CORP1988EM.4.1309]
	[CORP1988EM.4.1310]
	[CORP1988EM.4.1311]
	[CORP1988EM.4.1312]
	[CORP1988EM.4.1313]
	[CORP1988EM.4.1314]
	[CORP1988EM.4.1315]
	[CORP1988EM.4.1316]
	[CORP1988EM.4.1317]
	[CORP1988EM.4.1318]
	[CORP1988EM.4.1319]
	[CORP1988EM.4.1320]
	[CORP1988EM.4.1321]
	[CORP1988EM.4.1322]
	[CORP1988EM.4.1323]
	[CORP1988EM.4.1324]
	[CORP1988EM.4.1325]
	[CORP1988EM.4.1326]
	[CORP1988EM.4.1327]
	[CORP1988EM.4.1328]
	[CORP1988EM.4.1329]
	[CORP1988EM.4.1330]
	[CORP1988EM.4.1331]
	[CORP1988EM.4.1332]
	[CORP1988EM.4.1333]
	[CORP1988EM.4.1334]
	[CORP1988EM.4.1335]
	[CORP1988EM.4.1336]
	[CORP1988EM.4.1337]
	[CORP1988EM.4.1338]
	[CORP1988EM.4.1339]
	[CORP1988EM.4.1340]
	[CORP1988EM.4.1341]
	[CORP1988EM.4.1342]
	[CORP1988EM.4.1343]
	[CORP1988EM.4.1344]
	[CORP1988EM.4.1345]
	[CORP1988EM.4.1346]
	[CORP1988EM.4.1347]
	[CORP1988EM.4.1348]
	[CORP1988EM.4.1349]
	[CORP1988EM.4.1350]
	[CORP1988EM.4.1351]
	[CORP1988EM.4.1352]
	[CORP1988EM.4.1353]
	[CORP1988EM.4.1354]
	[CORP1988EM.4.1355]
	[CORP1988EM.4.1356]
	[CORP1988EM.4.1357]
	[CORP1988EM.4.1358]
	[CORP1988EM.4.1359]
	[CORP1988EM.4.1360]
	[CORP1988EM.4.1361]
	[CORP1988EM.4.1362]
	[CORP1988EM.4.1363]
	[CORP1988EM.4.1364]
	[CORP1988EM.4.1365]
	[CORP1988EM.4.1366]
	[CORP1988EM.4.1367]
	[CORP1988EM.4.1368]
	[CORP1988EM.4.1369]
	[CORP1988EM.4.1370]
	[CORP1988EM.4.1371]
	[CORP1988EM.4.1372]
	[CORP1988EM.4.1373]
	[CORP1988EM.4.1374]
	[CORP1988EM.4.1375]
	[CORP1988EM.4.1376]
	[CORP1988EM.4.1377]
	[CORP1988EM.4.1378]
	[CORP1988EM.4.1379]
	[CORP1988EM.4.1380]
	[CORP1988EM.4.1381]
	[CORP1988EM.4.1382]
	[CORP1988EM.4.1383]
	[CORP1988EM.4.1384]
	[CORP1988EM.4.1385]
	[CORP1988EM.4.1386]
	[CORP1988EM.4.1387]
	[CORP1988EM.4.1388]
	[CORP1988EM.4.1389]
	[CORP1988EM.4.1390]
	[CORP1988EM.4.1391]
	[CORP1988EM.4.1392]
	[CORP1988EM.4.1393]
	[CORP1988EM.4.1394]
	[CORP1988EM.4.1395]
	[CORP1988EM.4.1396]
	[CORP1988EM.4.1397]
	[CORP1988EM.4.1398]
	[CORP1988EM.4.1399]
	[CORP1988EM.4.1400]
	[CORP1988EM.4.1401]
	[CORP1988EM.4.1402]
	[CORP1988EM.4.1403]
	[CORP1988EM.4.1404]
	[CORP1988EM.4.1405]
	[CORP1988EM.4.1406]
	[CORP1988EM.4.1407]
	[CORP1988EM.4.1408]
	[CORP1988EM.4.1409]
	[CORP1988EM.4.1410]
	[CORP1988EM.4.1411]
	[CORP1988EM.4.1412]
	[CORP1988EM.4.1413]
	[CORP1988EM.4.1414]
	[CORP1988EM.4.1415]
	[CORP1988EM.4.1416]
	[CORP1988EM.4.1417]
	[CORP1988EM.4.1418]
	[CORP1988EM.4.1419]
	[CORP1988EM.4.1420]
	[CORP1988EM.4.1421]
	[CORP1988EM.4.1422]
	[CORP1988EM.4.1423]
	[CORP1988EM.4.1424]
	[CORP1988EM.4.1425]
	[CORP1988EM.4.1426]
	[CORP1988EM.4.1427]
	[CORP1988EM.4.1428]
	[CORP1988EM.4.1429]
	[CORP1988EM.4.1430]
	[CORP1988EM.4.1431]
	[CORP1988EM.4.1432]
	[CORP1988EM.4.1433]
	[CORP1988EM.4.1434]
	[CORP1988EM.4.1435]
	[CORP1988EM.4.1436]
	[CORP1988EM.4.1437]
	[CORP1988EM.4.1438]
	[CORP1988EM.4.1439]
	[CORP1988EM.4.1440]
	[CORP1988EM.4.1441]
	[CORP1988EM.4.1442]
	[CORP1988EM.4.1443]
	[CORP1988EM.4.1444]
	[CORP1988EM.4.1445]
	[CORP1988EM.4.1446]
	[CORP1988EM.4.1447]
	[CORP1988EM.4.1448]
	[CORP1988EM.4.1449]
	[CORP1988EM.4.1450]
	[CORP1988EM.4.1451]
	[CORP1988EM.4.1452]
	[CORP1988EM.4.1453]
	[CORP1988EM.4.1454]
	[CORP1988EM.4.1455]
	[CORP1988EM.4.1456]
	[CORP1988EM.4.1457]
	[CORP1988EM.4.1458]
	[CORP1988EM.4.1459]
	[CORP1988EM.4.1460]
	[CORP1988EM.4.1461]
	[CORP1988EM.4.1462]
	[CORP1988EM.4.1463]
	[CORP1988EM.4.1464]
	[CORP1988EM.4.1465]
	[CORP1988EM.4.1466]
	[CORP1988EM.4.1467]
	[CORP1988EM.4.1468]
	[CORP1988EM.4.1469]
	[CORP1988EM.4.1470]
	[CORP1988EM.4.1471]
	[CORP1988EM.4.1472]
	[CORP1988EM.4.1473]
	[CORP1988EM.4.1474]
	[CORP1988EM.4.1475]
	[CORP1988EM.4.1476]
	[CORP1988EM.4.1477]
	[CORP1988EM.4.1478]
	[CORP1988EM.4.1479]
	[CORP1988EM.4.1480]
	[CORP1988EM.4.1481]
	[CORP1988EM.4.1482]
	[CORP1988EM.4.1483]
	[CORP1988EM.4.1484]
	[CORP1988EM.4.1485]
	[CORP1988EM.4.1486]
	[CORP1988EM.4.1487]
	[CORP1988EM.4.1488]
	[CORP1988EM.4.1489]
	[CORP1988EM.4.1490]
	[CORP1988EM.4.1491]
	[CORP1988EM.4.1492]
	[CORP1988EM.4.1493]
	[CORP1988EM.4.1494]
	[CORP1988EM.4.1495]
	[CORP1988EM.4.1496]
	[CORP1988EM.4.1497]
	[CORP1988EM.4.1498]
	[CORP1988EM.4.1499]
	[CORP1988EM.4.1500]
	[CORP1988EM.4.1501]
	[CORP1988EM.4.1502]
	[CORP1988EM.4.1503]
	[CORP1988EM.4.1504]
	[CORP1988EM.4.1505]
	[CORP1988EM.4.1506]
	[CORP1988EM.4.1507]
	[CORP1988EM.4.1508]
	[CORP1988EM.4.1509]
	[CORP1988EM.4.1510]
	[CORP1988EM.4.1511]
	[CORP1988EM.4.1512]
	[CORP1988EM.4.1513]
	[CORP1988EM.4.1514]
	[CORP1988EM.4.1515]
	[CORP1988EM.4.1516]
	[CORP1988EM.4.1517]
	[CORP1988EM.4.1518]
	[CORP1988EM.4.1519]
	[CORP1988EM.4.1520]
	[CORP1988EM.4.1521]
	[CORP1988EM.4.1522]
	[CORP1988EM.4.1523]
	[CORP1988EM.4.1524]
	[CORP1988EM.4.1525]
	[CORP1988EM.4.1526]
	[CORP1988EM.4.1527]
	[CORP1988EM.4.1528]
	[CORP1988EM.4.1529]
	[CORP1988EM.4.1530]
	[CORP1988EM.4.1531]
	[CORP1988EM.4.1532]
	[CORP1988EM.4.1533]
	[CORP1988EM.4.1534]
	[CORP1988EM.4.1535]
	[CORP1988EM.4.1536]
	[CORP1988EM.4.1537]
	[CORP1988EM.4.1538]
	[CORP1988EM.4.1539]
	[CORP1988EM.4.1540]
	[CORP1988EM.4.1541]
	[CORP1988EM.4.1542]
	[CORP1988EM.4.1543]
	[CORP1988EM.4.1544]
	[CORP1988EM.4.1545]
	[CORP1988EM.4.1546]
	[CORP1988EM.4.1547]
	[CORP1988EM.4.1548]
	[CORP1988EM.4.1549]
	[CORP1988EM.4.1550]
	[CORP1988EM.4.1551]
	[CORP1988EM.4.1552]
	[CORP1988EM.4.1553]
	[CORP1988EM.4.1554]
	[CORP1988EM.4.1555]
	[CORP1988EM.4.1556]
	[CORP1988EM.4.1557]
	[CORP1988EM.4.1558]
	[CORP1988EM.4.1559]
	[CORP1988EM.4.1560]
	[CORP1988EM.4.1561]
	[CORP1988EM.4.1562]
	[CORP1988EM.4.1563]
	[CORP1988EM.4.1564]
	[CORP1988EM.4.1565]
	[CORP1988EM.4.1566]
	[CORP1988EM.4.1567]
	[CORP1988EM.4.1568]
	[CORP1988EM.4.1569]
	[CORP1988EM.4.1570]
	[CORP1988EM.4.1571]
	[CORP1988EM.4.1572]
	[CORP1988EM.4.1573]
	[CORP1988EM.4.1574]
	[CORP1988EM.4.1575]
	[CORP1988EM.4.1576]
	[CORP1988EM.4.1577]
	[CORP1988EM.4.1578]
	[CORP1988EM.4.1579]
	[CORP1988EM.4.1580]
	[CORP1988EM.4.1581]
	[CORP1988EM.4.1582]
	[CORP1988EM.4.1583]
	[CORP1988EM.4.1584]
	[CORP1988EM.4.1585]
	[CORP1988EM.4.1586]
	[CORP1988EM.4.1587]
	[CORP1988EM.4.1588]
	[CORP1988EM.4.1589]
	[CORP1988EM.4.1590]
	[CORP1988EM.4.1591]
	[CORP1988EM.4.1592]
	[CORP1988EM.4.1593]
	[CORP1988EM.4.1594]
	[CORP1988EM.4.1595]
	[CORP1988EM.4.1596]
	[CORP1988EM.4.1597]
	[CORP1988EM.4.1598]
	[CORP1988EM.4.1599]
	[CORP1988EM.4.1600]
	[CORP1988EM.4.1601]
	[CORP1988EM.4.1602]
	[CORP1988EM.4.1603]
	[CORP1988EM.4.1604]
	[CORP1988EM.4.1605]
	[CORP1988EM.4.1606]
	[CORP1988EM.4.1607]
	[CORP1988EM.4.1608]
	[CORP1988EM.4.1609]
	[CORP1988EM.4.1610]
	[CORP1988EM.4.1611]
	[CORP1988EM.4.1612]
	[CORP1988EM.4.1613]
	[CORP1988EM.4.1614]
	[CORP1988EM.4.1615]
	[CORP1988EM.4.1616]
	[CORP1988EM.4.1617]
	[CORP1988EM.4.1618]
	[CORP1988EM.4.1619]
	[CORP1988EM.4.1620]
	[CORP1988EM.4.1621]
	[CORP1988EM.4.1622]
	[CORP1988EM.4.1623]
	[CORP1988EM.4.1624]
	[CORP1988EM.4.1625]
	[CORP1988EM.4.1626]
	[CORP1988EM.4.1627]
	[CORP1988EM.4.1628]
	[CORP1988EM.4.1629]
	[CORP1988EM.4.1630]
	[CORP1988EM.4.1631]
	[CORP1988EM.4.1632]
	[CORP1988EM.4.1633]
	[CORP1988EM.4.1634]
	[CORP1988EM.4.1635]
	[CORP1988EM.4.1636]
	[CORP1988EM.4.1637]
	[CORP1988EM.4.1638]
	[CORP1988EM.4.1639]
	[CORP1988EM.4.1640]
	[CORP1988EM.4.1641]
	[CORP1988EM.4.1642]
	[CORP1988EM.4.1643]
	[CORP1988EM.4.1644]
	[CORP1988EM.4.1645]
	[CORP1988EM.4.1646]
	[CORP1988EM.4.1647]
	[CORP1988EM.4.1648]
	[CORP1988EM.4.1649]
	[CORP1988EM.4.1650]
	[CORP1988EM.4.1651]
	[CORP1988EM.4.1652]
	[CORP1988EM.4.1653]
	[CORP1988EM.4.1654]
	[CORP1988EM.4.1655]
	[CORP1988EM.4.1656]
	[CORP1988EM.4.1657]
	[CORP1988EM.4.1658]
	[CORP1988EM.4.1659]
	[CORP1988EM.4.1660]
	[CORP1988EM.4.1661]
	[CORP1988EM.4.1662]
	[CORP1988EM.4.1663]
	[CORP1988EM.4.1664]
	[CORP1988EM.4.1665]
	[CORP1988EM.4.1666]
	[CORP1988EM.4.1667]
	[CORP1988EM.4.1668]
	[CORP1988EM.4.1669]
	[CORP1988EM.4.1670]
	[CORP1988EM.4.1671]
	[CORP1988EM.4.1672]
	[CORP1988EM.4.1673]
	[CORP1988EM.4.1674]
	[CORP1988EM.4.1675]
	[CORP1988EM.4.1676]
	[CORP1988EM.4.1677]
	[CORP1988EM.4.1678]
	[CORP1988EM.4.1679]
	[CORP1988EM.4.1680]
	[CORP1988EM.4.1681]
	[CORP1988EM.4.1682]
	[CORP1988EM.4.1683]
	[CORP1988EM.4.1684]
	[CORP1988EM.4.1685]
	[CORP1988EM.4.1686]
	[CORP1988EM.4.1687]
	[CORP1988EM.4.1688]
	[CORP1988EM.4.1689]
	[CORP1988EM.4.1690]
	[CORP1988EM.4.1691]
	[CORP1988EM.4.1692]
	[CORP1988EM.4.1693]
	[CORP1988EM.4.1694]
	[CORP1988EM.4.1695]
	[CORP1988EM.4.1696]
	[CORP1988EM.4.1697]
	[CORP1988EM.4.1698]
	[CORP1988EM.4.1699]
	[CORP1988EM.4.1700]
	[CORP1988EM.4.1701]
	[CORP1988EM.4.1702]
	[CORP1988EM.4.1703]
	[CORP1988EM.4.1704]
	[CORP1988EM.4.1705]
	[CORP1988EM.4.1706]
	[CORP1988EM.4.1707]
	[CORP1988EM.4.1708]
	[CORP1988EM.4.1709]
	[CORP1988EM.4.1710]
	[CORP1988EM.4.1711]
	[CORP1988EM.4.1712]
	[CORP1988EM.4.1713]
	[CORP1988EM.4.1714]
	[CORP1988EM.4.1715]
	[CORP1988EM.4.1716]
	[CORP1988EM.4.1717]
	[CORP1988EM.4.1718]
	[CORP1988EM.4.1719]
	[CORP1988EM.4.1720]
	[CORP1988EM.4.1721]
	[CORP1988EM.4.1722]
	[CORP1988EM.4.1723]
	[CORP1988EM.4.1724]
	[CORP1988EM.4.1725]
	[CORP1988EM.4.1726]
	[CORP1988EM.4.1727]
	[CORP1988EM.4.1728]
	[CORP1988EM.4.1729]
	[CORP1988EM.4.1730]
	[CORP1988EM.4.1731]
	[CORP1988EM.4.1732]
	[CORP1988EM.4.1733]
	[CORP1988EM.4.1734]
	[CORP1988EM.4.1735]
	[CORP1988EM.4.1736]
	[CORP1988EM.4.1737]
	[CORP1988EM.4.1738]
	[CORP1988EM.4.1739]
	[CORP1988EM.4.1740]
	[CORP1988EM.4.1741]
	[CORP1988EM.4.1742]
	[CORP1988EM.4.1743]
	[CORP1988EM.4.1744]
	[CORP1988EM.4.1745]
	[CORP1988EM.4.1746]
	[CORP1988EM.4.1747]
	[CORP1988EM.4.1748]
	[CORP1988EM.4.1749]
	[CORP1988EM.4.1750]
	[CORP1988EM.4.1751]
	[CORP1988EM.4.1752]
	[CORP1988EM.4.1753]
	[CORP1988EM.4.1754]
	[CORP1988EM.4.1755]
	[CORP1988EM.4.1756]
	[CORP1988EM.4.1757]
	[CORP1988EM.4.1758]
	[CORP1988EM.4.1759]
	[CORP1988EM.4.1760]
	[CORP1988EM.4.1761]
	[CORP1988EM.4.1762]
	[CORP1988EM.4.1763]
	[CORP1988EM.4.1764]
	[CORP1988EM.4.1765]
	[CORP1988EM.4.1766]
	[CORP1988EM.4.1767]
	[CORP1988EM.4.1768]
	[CORP1988EM.4.1769]
	[CORP1988EM.4.1770]
	[CORP1988EM.4.1771]
	[CORP1988EM.4.1772]
	[CORP1988EM.4.1773]
	[CORP1988EM.4.1774]
	[CORP1988EM.4.1775]
	[CORP1988EM.4.1776]
	[CORP1988EM.4.1777]
	[CORP1988EM.4.1778]
	[CORP1988EM.4.1779]
	[CORP1988EM.4.1780]
	[CORP1988EM.4.1781]
	[CORP1988EM.4.1782]
	[CORP1988EM.4.1783]
	[CORP1988EM.4.1784]
	[CORP1988EM.4.1785]
	[CORP1988EM.4.1786]
	[CORP1988EM.4.1787]
	[CORP1988EM.4.1788]
	[CORP1988EM.4.1789]
	[CORP1988EM.4.1790]
	[CORP1988EM.4.1791]
	[CORP1988EM.4.1792]
	[CORP1988EM.4.1793]
	[CORP1988EM.4.1794]
	[CORP1988EM.4.1795]
	[CORP1988EM.4.1796]
	[CORP1988EM.4.1797]
	[CORP1988EM.4.1798]
	[CORP1988EM.4.1799]
	[CORP1988EM.4.1800]
	[CORP1988EM.4.1801]
	[CORP1988EM.4.1802]
	[CORP1988EM.4.1803]
	[CORP1988EM.4.1804]
	[CORP1988EM.4.1805]
	[CORP1988EM.4.1806]
	[CORP1988EM.4.1807]
	[CORP1988EM.4.1808]
	[CORP1988EM.4.1809]
	[CORP1988EM.4.1810]
	[CORP1988EM.4.1811]
	[CORP1988EM.4.1812]
	[CORP1988EM.4.1813]
	[CORP1988EM.4.1814]
	[CORP1988EM.4.1815]
	[CORP1988EM.4.1816]
	[CORP1988EM.4.1817]
	[CORP1988EM.4.1818]
	[CORP1988EM.4.1819]
	[CORP1988EM.4.1820]
	[CORP1988EM.4.1821]
	[CORP1988EM.4.1822]
	[CORP1988EM.4.1823]
	[CORP1988EM.4.1824]
	[CORP1988EM.4.1825]
	[CORP1988EM.4.1826]
	[CORP1988EM.4.1827]
	[CORP1988EM.4.1828]
	[CORP1988EM.4.1829]
	[CORP1988EM.4.1830]
	[CORP1988EM.4.1831]
	[CORP1988EM.4.1832]
	[CORP1988EM.4.1833]
	[CORP1988EM.4.1834]
	[CORP1988EM.4.1835]
	[CORP1988EM.4.1836]
	[CORP1988EM.4.1837]
	[CORP1988EM.4.1838]
	[CORP1988EM.4.1839]
	[CORP1988EM.4.1840]
	[CORP1988EM.4.1841]
	[CORP1988EM.4.1842]
	[CORP1988EM.4.1843]
	[CORP1988EM.4.1844]
	[CORP1988EM.4.1845]
	[CORP1988EM.4.1846]
	[CORP1988EM.4.1847]
	[CORP1988EM.4.1848]
	[CORP1988EM.4.1849]
	[CORP1988EM.4.1850]
	[CORP1988EM.4.1851]
	[CORP1988EM.4.1852]
	[CORP1988EM.4.1853]
	[CORP1988EM.4.1854]
	[CORP1988EM.4.1855]
	[CORP1988EM.4.1856]
	[CORP1988EM.4.1857]
	[CORP1988EM.4.1858]
	[CORP1988EM.4.1859]
	[CORP1988EM.4.1860]
	[CORP1988EM.4.1861]
	[CORP1988EM.4.1862]
	[CORP1988EM.4.1863]
	[CORP1988EM.4.1864]
	[CORP1988EM.4.1865]
	[CORP1988EM.4.1866]
	[CORP1988EM.4.1867]
	[CORP1988EM.4.1868]
	[CORP1988EM.4.1869]
	[CORP1988EM.4.1870]
	[CORP1988EM.4.1871]
	[CORP1988EM.4.1872]
	[CORP1988EM.4.1873]
	[CORP1988EM.4.1874]
	[CORP1988EM.4.1875]
	[CORP1988EM.4.1876]
	[CORP1988EM.4.1877]
	[CORP1988EM.4.1878]
	[CORP1988EM.4.1879]
	[CORP1988EM.4.1880]
	[CORP1988EM.4.1881]
	[CORP1988EM.4.1882]
	[CORP1988EM.4.1883]
	[CORP1988EM.4.1884]
	[CORP1988EM.4.1885]
	[CORP1988EM.4.1886]
	[CORP1988EM.4.1887]
	[CORP1988EM.4.1888]
	[CORP1988EM.4.1889]
	[CORP1988EM.4.1890]
	[CORP1988EM.4.1891]
	[CORP1988EM.4.1892]
	[CORP1988EM.4.1893]
	[CORP1988EM.4.1894]
	[CORP1988EM.4.1895]
	[CORP1988EM.4.1896]
	[CORP1988EM.4.1897]
	[CORP1988EM.4.1898]
	[CORP1988EM.4.1899]
	[CORP1988EM.4.1900]
	[CORP1988EM.4.1901]
	[CORP1988EM.4.1902]
	[CORP1988EM.4.1903]
	[CORP1988EM.4.1904]
	[CORP1988EM.4.1905]
	[CORP1988EM.4.1906]
	[CORP1988EM.4.1907]
	[CORP1988EM.4.1908]
	[CORP1988EM.4.1909]
	[CORP1988EM.4.1910]
	[CORP1988EM.4.1911]
	[CORP1988EM.4.1912]
	[CORP1988EM.4.1913]
	[CORP1988EM.4.1914]
	[CORP1988EM.4.1915]
	[CORP1988EM.4.1916]
	[CORP1988EM.4.1917]
	[CORP1988EM.4.1918]
	[CORP1988EM.4.1919]
	[CORP1988EM.4.1920]
	[CORP1988EM.4.1921]
	[CORP1988EM.4.1922]
	[CORP1988EM.4.1923]
	[CORP1988EM.4.1924]
	[CORP1988EM.4.1925]
	[CORP1988EM.4.1926]
	[CORP1988EM.4.1927]
	[CORP1988EM.4.1928]
	[CORP1988EM.4.1929]
	[CORP1988EM.4.1930]
	[CORP1988EM.4.1931]
	[CORP1988EM.4.1932]
	[CORP1988EM.4.1933]
	[CORP1988EM.4.1934]
	[CORP1988EM.4.1935]
	[CORP1988EM.4.1936]
	[CORP1988EM.4.1937]
	[CORP1988EM.4.1938]
	[CORP1988EM.4.1939]
	[CORP1988EM.4.1940]
	[CORP1988EM.4.1941]
	[CORP1988EM.4.1942]
	[CORP1988EM.4.1943]
	[CORP1988EM.4.1944]
	[CORP1988EM.4.1945]
	[CORP1988EM.4.1946]
	[CORP1988EM.4.1947]
	[CORP1988EM.4.1948]
	[CORP1988EM.4.1949]
	[CORP1988EM.4.1950]
	[CORP1988EM.4.1951]
	[CORP1988EM.4.1952]
	[CORP1988EM.4.1953]
	[CORP1988EM.4.1954]
	[CORP1988EM.4.1955]
	[CORP1988EM.4.1956]
	[CORP1988EM.4.1957]
	[CORP1988EM.4.1958]
	[CORP1988EM.4.1959]
	[CORP1988EM.4.1960]
	[CORP1988EM.4.1961]
	[CORP1988EM.4.1962]
	[CORP1988EM.4.1963]
	[CORP1988EM.4.1964]
	[CORP1988EM.4.1965]
	[CORP1988EM.4.1966]
	[CORP1988EM.4.1967]
	[CORP1988EM.4.1968]
	[CORP1988EM.4.1969]
	[CORP1988EM.4.1970]
	[CORP1988EM.4.1971]
	[CORP1988EM.4.1972]
	[CORP1988EM.4.1973]
	[CORP1988EM.4.1974]
	[CORP1988EM.4.1975]
	[CORP1988EM.4.1976]
	[CORP1988EM.4.1977]
	[CORP1988EM.4.1978]
	[CORP1988EM.4.1979]
	[CORP1988EM.4.1980]
	[CORP1988EM.4.1981]
	[CORP1988EM.4.1982]
	[CORP1988EM.4.1983]
	[CORP1988EM.4.1984]
	[CORP1988EM.4.1985]
	[CORP1988EM.4.1986]
	[CORP1988EM.4.1987]
	[CORP1988EM.4.1988]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988EM.4.1989]
	[CORP1988EM.4.1990]
	[CORP1988EM.4.1991]
	[CORP1988EM.4.1992]
	[CORP1988EM.4.1993]
	[CORP1988EM.4.1994]
	[CORP1988EM.4.1995]
	[CORP1988EM.4.1996]
	[CORP1988EM.4.1997]
	[CORP1988EM.4.1998]
	[CORP1988EM.4.1999]
	[CORP1988EM.4.2000]
	[CORP1988EM.4.2001]
	[CORP1988EM.4.2002]
	[CORP1988EM.4.2003]
	[CORP1988EM.4.2004]
	[CORP1988EM.4.2005]
	[CORP1988EM.4.2006]
	[CORP1988EM.4.2007]
	[CORP1988EM.4.2008]
	[CORP1988EM.4.2009]
	[CORP1988EM.4.2010]
	[CORP1988EM.4.2011]
	[CORP1988EM.4.2012]
	[CORP1988EM.4.2013]
	[CORP1988EM.4.2014]
	[CORP1988EM.4.2015]
	[CORP1988EM.4.2016]
	[CORP1988EM.4.2017]
	[CORP1988EM.4.2018]
	[CORP1988EM.4.2019]
	[CORP1988EM.4.2020]
	[CORP1988EM.4.2021]
	[CORP1988EM.4.2022]
	[CORP1988EM.4.2023]
	[CORP1988EM.4.2024]
	[CORP1988EM.4.2025]
	[CORP1988EM.4.2026]
	[CORP1988EM.4.2027]
	[CORP1988EM.4.2028]
	[CORP1988EM.4.2029]
	[CORP1988EM.4.2030]
	[CORP1988EM.4.2031]
	[CORP1988EM.4.2032]
	[CORP1988EM.4.2033]
	[CORP1988EM.4.2034]
	[CORP1988EM.4.2035]
	[CORP1988EM.4.2036]
	[CORP1988EM.4.2037]
	[CORP1988EM.4.2038]
	[CORP1988EM.4.2039]
	[CORP1988EM.4.2040]
	[CORP1988EM.4.2041]
	[CORP1988EM.4.2042]
	[CORP1988EM.4.2043]
	[CORP1988EM.4.2044]
	[CORP1988EM.4.2045]
	[CORP1988EM.4.2046]
	[CORP1988EM.4.2047]
	[CORP1988EM.4.2048]
	[CORP1988EM.4.2049]
	[CORP1988EM.4.2050]
	[CORP1988EM.4.2051]
	[CORP1988EM.4.2052]
	[CORP1988EM.4.2053]
	[CORP1988EM.4.2054]
	[CORP1988EM.4.2055]
	[CORP1988EM.4.2056]
	[CORP1988EM.4.2057]
	[CORP1988EM.4.2058]
	[CORP1988EM.4.2059]
	[CORP1988EM.4.2060]
	[CORP1988EM.4.2061]
	[CORP1988EM.4.2062]
	[CORP1988EM.4.2063]
	[CORP1988EM.4.2064]
	[CORP1988EM.4.2065]
	[CORP1988EM.4.2066]
	[CORP1988EM.4.2067]
	[CORP1988EM.4.2068]
	[CORP1988EM.4.2069]
	[CORP1988EM.4.2070]
	[CORP1988EM.4.2071]
	[CORP1988EM.4.2072]
	[CORP1988EM.4.2073]
	[CORP1988EM.4.2074]
	[CORP1988EM.4.2075]
	[CORP1988EM.4.2076]
		PART 6.4 — TAKEOVER ANNOUNCEMENTS
	[CORP1988EM.4.2077]
	[CORP1988EM.4.2078]
	[CORP1988EM.4.2079]
	[CORP1988EM.4.2080]
	[CORP1988EM.4.2081]
	[CORP1988EM.4.2082]
	[CORP1988EM.4.2083]
	[CORP1988EM.4.2084]
	[CORP1988EM.4.2085]
	[CORP1988EM.4.2086]
	[CORP1988EM.4.2087]
	[CORP1988EM.4.2088]
	[CORP1988EM.4.2089]
	[CORP1988EM.4.2090]
	[CORP1988EM.4.2091]
	[CORP1988EM.4.2092]
	[CORP1988EM.4.2093]
	[CORP1988EM.4.2094]
	[CORP1988EM.4.2095]
	[CORP1988EM.4.2096]
	[CORP1988EM.4.2097]
	[CORP1988EM.4.2098]
	[CORP1988EM.4.2099]
	[CORP1988EM.4.2100]
	[CORP1988EM.4.2101]
	[CORP1988EM.4.2102]
	[CORP1988EM.4.2103]
	[CORP1988EM.4.2104]
	[CORP1988EM.4.2105]
	[CORP1988EM.4.2106]
	[CORP1988EM.4.2107]
	[CORP1988EM.4.2108]
	[CORP1988EM.4.2109]
	[CORP1988EM.4.2110]
	[CORP1988EM.4.2111]
	[CORP1988EM.4.2112]
	[CORP1988EM.4.2113]
		PART 6.5 — PROVISIONS RELATING TO BOTH TAKEOVER OFFERS AND TAKEOVER ANNOUNCEMENTS
	[CORP1988EM.4.2114]
	[CORP1988EM.4.2115]
	[CORP1988EM.4.2116]
	[CORP1988EM.4.2117]
	[CORP1988EM.4.2118]
	[CORP1988EM.4.2119]
	[CORP1988EM.4.2120]
	[CORP1988EM.4.2121]
	[CORP1988EM.4.2122]
	[CORP1988EM.4.2123]
	[CORP1988EM.4.2124]
	[CORP1988EM.4.2125]
	[CORP1988EM.4.2126]
	[CORP1988EM.4.2127]
	[CORP1988EM.4.2128]
	[CORP1988EM.4.2129]
	[CORP1988EM.4.2130]
	[CORP1988EM.4.2131]
	[CORP1988EM.4.2132]
	[CORP1988EM.4.2133]
	[CORP1988EM.4.2134]
	[CORP1988EM.4.2135]
	[CORP1988EM.4.2136]
	[CORP1988EM.4.2137]
	[CORP1988EM.4.2138]
	[CORP1988EM.4.2139]
	[CORP1988EM.4.2140]
	[CORP1988EM.4.2141]
	[CORP1988EM.4.2142]
	[CORP1988EM.4.2143]
	[CORP1988EM.4.2144]
	[CORP1988EM.4.2145]
	[CORP1988EM.4.2146]
	[CORP1988EM.4.2147]
	[CORP1988EM.4.2148]
	[CORP1988EM.4.2149]
	[CORP1988EM.4.2150]
	[CORP1988EM.4.2151]
	[CORP1988EM.4.2152]
	[CORP1988EM.4.2153]
	[CORP1988EM.4.2154]
	[CORP1988EM.4.2155]
	[CORP1988EM.4.2156]
	[CORP1988EM.4.2157]
	[CORP1988EM.4.2158]
	[CORP1988EM.4.2159]
	[CORP1988EM.4.2160]
	[CORP1988EM.4.2161]
	[CORP1988EM.4.2162]
	[CORP1988EM.4.2163]
	[CORP1988EM.4.2164]
	[CORP1988EM.4.2165]
	[CORP1988EM.4.2166]
		PART 6.6 — LIABILITY FOR MIS-STATEMENTS
	[CORP1988EM.4.2167]
	[CORP1988EM.4.2168]
	[CORP1988EM.4.2169]
	[CORP1988EM.4.2170]
	[CORP1988EM.4.2171]
	[CORP1988EM.4.2172]
	[CORP1988EM.4.2173]
	[CORP1988EM.4.2174]
	[CORP1988EM.4.2175]
	[CORP1988EM.4.2176]
	[CORP1988EM.4.2177]
	[CORP1988EM.4.2178]
		PART 6.7 — SUBSTANTIAL SHAREHOLDINGS
	[CORP1988EM.4.2179]
	[CORP1988EM.4.2180]
	[CORP1988EM.4.2181]
	[CORP1988EM.4.2182]
	[CORP1988EM.4.2183]
	[CORP1988EM.4.2184]
	[CORP1988EM.4.2185]
	[CORP1988EM.4.2186]
	[CORP1988EM.4.2187]
	[CORP1988EM.4.2188]
	[CORP1988EM.4.2189]
	[CORP1988EM.4.2190]
	[CORP1988EM.4.2191]
	[CORP1988EM.4.2192]
	[CORP1988EM.4.2193]
	[CORP1988EM.4.2194]
	[CORP1988EM.4.2195]
	[CORP1988EM.4.2196]
	[CORP1988EM.4.2197]
	[CORP1988EM.4.2198]
	[CORP1988EM.4.2199]
	[CORP1988EM.4.2200]
	[CORP1988EM.4.2201]
	[CORP1988EM.4.2202]
	[CORP1988EM.4.2203]
	[CORP1988EM.4.2204]
	[CORP1988EM.4.2205]
	[CORP1988EM.4.2206]
	[CORP1988EM.4.2207]
	[CORP1988EM.4.2208]
	[CORP1988EM.4.2209]
	[CORP1988EM.4.2210]
	[CORP1988EM.4.2211]
	[CORP1988EM.4.2212]
		PART 6.8 — POWER OF COMMISSION TO OBTAIN INFORMATION AS TO BENEFICIAL OWNERSHIP OF SHARES
	[CORP1988EM.4.2213]
	[CORP1988EM.4.2214]
	[CORP1988EM.4.2215]
	[CORP1988EM.4.2216]
	[CORP1988EM.4.2217]
	[CORP1988EM.4.2218]
	[CORP1988EM.4.2219]
	[CORP1988EM.4.2220]
	[CORP1988EM.4.2221]
	[CORP1988EM.4.2222]
	[CORP1988EM.4.2223]
	[CORP1988EM.4.2224]
	[CORP1988EM.4.2225]
	[CORP1988EM.4.2226]
	[CORP1988EM.4.2227]
	[CORP1988EM.4.2228]
	[CORP1988EM.4.2229]
	[CORP1988EM.4.2230]
	[CORP1988EM.4.2231]
	[CORP1988EM.4.2232]
	[CORP1988EM.4.2233]
	[CORP1988EM.4.2234]
	[CORP1988EM.4.2235]
	[CORP1988EM.4.2236]
	[CORP1988EM.4.2237]
	[CORP1988EM.4.2238]
	[CORP1988EM.4.2239]
		PART 6.9 — POWERS OF COMMISSION AND ANCILLARY POWERS OF COURT
	[CORP1988EM.4.2240]
	[CORP1988EM.4.2241]
	[CORP1988EM.4.2242]
	[CORP1988EM.4.2243]
	[CORP1988EM.4.2244]
	[CORP1988EM.4.2245]
	[CORP1988EM.4.2246]
	[CORP1988EM.4.2247]
	[CORP1988EM.4.2248]
	[CORP1988EM.4.2249]
	[CORP1988EM.4.2250]
	[CORP1988EM.4.2251]
	[CORP1988EM.4.2252]
	[CORP1988EM.4.2253]
	[CORP1988EM.4.2254]
	[CORP1988EM.4.2255]
	[CORP1988EM.4.2256]
	[CORP1988EM.4.2257]
	[CORP1988EM.4.2258]
	[CORP1988EM.4.2259]
	[CORP1988EM.4.2260]
	[CORP1988EM.4.2261]
	[CORP1988EM.4.2262]
	[CORP1988EM.4.2263]
	[CORP1988EM.4.2264]
		PART 6.10 — POWERS OF COURT
	[CORP1988EM.4.2265]
	[CORP1988EM.4.2266]
	[CORP1988EM.4.2267]
	[CORP1988EM.4.2268]
	[CORP1988EM.4.2269]
	[CORP1988EM.4.2270]
	[CORP1988EM.4.2271]
	[CORP1988EM.4.2272]
	[CORP1988EM.4.2273]
	[CORP1988EM.4.2274]
	[CORP1988EM.4.2275]
	[CORP1988EM.4.2276]
	[CORP1988EM.4.2277]
	[CORP1988EM.4.2278]
	[CORP1988EM.4.2279]
	[CORP1988EM.4.2280]
	[CORP1988EM.4.2281]
	[CORP1988EM.4.2282]
	[CORP1988EM.4.2283]
	[CORP1988EM.4.2284]
	[CORP1988EM.4.2285]
	[CORP1988EM.4.2286]
	[CORP1988EM.4.2287]
	[CORP1988EM.4.2288]
	[CORP1988EM.4.2289]
	[CORP1988EM.4.2290]
		PART 6.11 — MISCELLANEOUS
	[CORP1988EM.4.2291]
	[CORP1988EM.4.2292]
	[CORP1988EM.4.2293]
	[CORP1988EM.4.2294]
	[CORP1988EM.4.2295]
	[CORP1988EM.4.2296]
	[CORP1988EM.4.2297]
	[CORP1988EM.4.2298]
	[CORP1988EM.4.2299]
	[CORP1988EM.4.2300]
	[CORP1988EM.4.2301]
	[CORP1988EM.4.2302]
	[CORP1988EM.4.2303]
	[CORP1988EM.4.2304]
		PART 6.12 — STATEMENTS
	[CORP1988EM.4.2305]
	[CORP1988EM.4.2306]
	[CORP1988EM.4.2307]
	[CORP1988EM.4.2308]
	[CORP1988EM.4.2309]
	[CORP1988EM.4.2310]
	[CORP1988EM.4.2311]
	[CORP1988EM.4.2312]
	[CORP1988EM.4.2313]
	[CORP1988EM.4.2314]
	[CORP1988EM.4.2315]
	[CORP1988EM.4.2316]
	[CORP1988EM.4.2317]
		PART 6.13 — TRANSITIONAL
	[CORP1988EM.4.2318]
	[CORP1988EM.4.2319]
	[CORP1988EM.4.2320]
	[CORP1988EM.4.2321]
	[CORP1988EM.4.2322]
	[CORP1988EM.4.2323]
	[CORP1988EM.4.2324]
	[CORP1988EM.4.2325]
	[CORP1988EM.4.2326]
	[CORP1988EM.4.2327]
		CHAPTER 7 — SECURITIES
	[CORP1988EM.4.2328]
	[CORP1988EM.4.2329]
	[CORP1988EM.4.2330]
	[CORP1988EM.4.2331]
	[CORP1988EM.4.2332]
		PART 7.1 — INTERPRETATION
	[CORP1988EM.4.2333]
	[CORP1988EM.4.2334]
	[CORP1988EM.4.2335]
	[CORP1988EM.4.2336]
	[CORP1988EM.4.2337]
	[CORP1988EM.4.2338]
	[CORP1988EM.4.2339]
	[CORP1988EM.4.2340]
	[CORP1988EM.4.2341]
	[CORP1988EM.4.2342]
	[CORP1988EM.4.2343]
	[CORP1988EM.4.2344]
	[CORP1988EM.4.2345]
	[CORP1988EM.4.2346]
	[CORP1988EM.4.2347]
		PART 7.2 — SECURITIES EXCHANGES
	[CORP1988EM.4.2348]
	[CORP1988EM.4.2349]
	[CORP1988EM.4.2350]
	[CORP1988EM.4.2351]
	[CORP1988EM.4.2352]
	[CORP1988EM.4.2353]
	[CORP1988EM.4.2354]
	[CORP1988EM.4.2355]
	[CORP1988EM.4.2356]
	[CORP1988EM.4.2357]
	[CORP1988EM.4.2358]
	[CORP1988EM.4.2359]
	[CORP1988EM.4.2360]
	[CORP1988EM.4.2361]
	[CORP1988EM.4.2362]
	[CORP1988EM.4.2363]
	[CORP1988EM.4.2364]
	[CORP1988EM.4.2365]
	[CORP1988EM.4.2366]
	[CORP1988EM.4.2367]
	[CORP1988EM.4.2368]
	[CORP1988EM.4.2369]
	[CORP1988EM.4.2370]
	[CORP1988EM.4.2371]
	[CORP1988EM.4.2372]
	[CORP1988EM.4.2373]
	[CORP1988EM.4.2374]
	[CORP1988EM.4.2375]
	[CORP1988EM.4.2376]
	[CORP1988EM.4.2377]
	[CORP1988EM.4.2378]
	[CORP1988EM.4.2379]
	[CORP1988EM.4.2380]
	[CORP1988EM.4.2381]
	[CORP1988EM.4.2382]
	[CORP1988EM.4.2383]
	[CORP1988EM.4.2384]
	[CORP1988EM.4.2385]
		PART 7.3 — PARTICIPANTS IN THE SECURITIES INDUSTRY
	[CORP1988EM.4.2386]
	[CORP1988EM.4.2387]
	[CORP1988EM.4.2388]
	[CORP1988EM.4.2389]
	[CORP1988EM.4.2390]
	[CORP1988EM.4.2391]
	[CORP1988EM.4.2392]
	[CORP1988EM.4.2393]
	[CORP1988EM.4.2394]
	[CORP1988EM.4.2395]
	[CORP1988EM.4.2396]
	[CORP1988EM.4.2397]
	[CORP1988EM.4.2398]
	[CORP1988EM.4.2399]
	[CORP1988EM.4.2400]
	[CORP1988EM.4.2401]
	[CORP1988EM.4.2402]
	[CORP1988EM.4.2403]
	[CORP1988EM.4.2404]
	[CORP1988EM.4.2405]
	[CORP1988EM.4.2406]
	[CORP1988EM.4.2407]
	[CORP1988EM.4.2408]
	[CORP1988EM.4.2409]
	[CORP1988EM.4.2410]
	[CORP1988EM.4.2411]
	[CORP1988EM.4.2412]
	[CORP1988EM.4.2413]
	[CORP1988EM.4.2414]
	[CORP1988EM.4.2415]
	[CORP1988EM.4.2416]
	[CORP1988EM.4.2417]
	[CORP1988EM.4.2418]
	[CORP1988EM.4.2419]
	[CORP1988EM.4.2420]
	[CORP1988EM.4.2421]
	[CORP1988EM.4.2422]
	[CORP1988EM.4.2423]
	[CORP1988EM.4.2424]
	[CORP1988EM.4.2425]
	[CORP1988EM.4.2426]
	[CORP1988EM.4.2427]
	[CORP1988EM.4.2428]
	[CORP1988EM.4.2429]
	[CORP1988EM.4.2430]
	[CORP1988EM.4.2431]
	[CORP1988EM.4.2432]
	[CORP1988EM.4.2433]
	[CORP1988EM.4.2434]
	[CORP1988EM.4.2435]
	[CORP1988EM.4.2436]
	[CORP1988EM.4.2437]
	[CORP1988EM.4.2438]
	[CORP1988EM.4.2439]
	[CORP1988EM.4.2440]
	[CORP1988EM.4.2441]
	[CORP1988EM.4.2442]
	[CORP1988EM.4.2443]
	[CORP1988EM.4.2444]
	[CORP1988EM.4.2445]
	[CORP1988EM.4.2446]
	[CORP1988EM.4.2447]
	[CORP1988EM.4.2448]
	[CORP1988EM.4.2449]
	[CORP1988EM.4.2452]
	[CORP1988EM.4.2451]
	[CORP1988EM.4.2452]
	[CORP1988EM.4.2453]
	[CORP1988EM.4.2454]
	[CORP1988EM.4.2455]
	[CORP1988EM.4.2456]
	[CORP1988EM.4.2457]
	[CORP1988EM.4.2458]
	[CORP1988EM.4.2459]
	[CORP1988EM.4.2460]
	[CORP1988EM.4.2461]
	[CORP1988EM.4.2462]
	[CORP1988EM.4.2463]
	[CORP1988EM.4.2464]
	[CORP1988EM.4.2465]
	[CORP1988EM.4.2466]
	[CORP1988EM.4.2467]
	[CORP1988EM.4.2468]
	[CORP1988EM.4.2469]
	[CORP1988EM.4.2470]
	[CORP1988EM.4.2471]
	[CORP1988EM.4.2472]
	[CORP1988EM.4.2473]
	[CORP1988EM.4.2474]
	[CORP1988EM.4.2475]
	[CORP1988EM.4.2476]
	[CORP1988EM.4.2477]
	[CORP1988EM.4.2478]
	[CORP1988EM.4.2479]
	[CORP1988EM.4.2480]
	[CORP1988EM.4.2481]
	[CORP1988EM.4.2482]
	[CORP1988EM.4.2483]
	[CORP1988EM.4.2484]
	[CORP1988EM.4.2485]
	[CORP1988EM.4.2486]
	[CORP1988EM.4.2487]
	[CORP1988EM.4.2488]
	[CORP1988EM.4.2489]
	[CORP1988EM.4.2490]
	[CORP1988EM.4.2491]
	[CORP1988EM.4.2492]
	[CORP1988EM.4.2493]
	[CORP1988EM.4.2494]
	[CORP1988EM.4.2495]
	[CORP1988EM.4.2496]
	[CORP1988EM.4.2497]
	[CORP1988EM.4.2498]
	[CORP1988EM.4.2499]
	[CORP1988EM.4.2500]
	[CORP1988EM.4.2501]
	[CORP1988EM.4.2502]
	[CORP1988EM.4.2503]
	[CORP1988EM.4.2504]
	[CORP1988EM.4.2505]
	[CORP1988EM.4.2506]
	[CORP1988EM.4.2507]
	[CORP1988EM.4.2508]
	[CORP1988EM.4.2509]
	[CORP1988EM.4.2510]
	[CORP1988EM.4.2511]
	[CORP1988EM.4.2512]
	[CORP1988EM.4.2513]
	[CORP1988EM.4.2514]
	[CORP1988EM.4.2515]
	[CORP1988EM.4.2516]
	[CORP1988EM.4.2517]
	[CORP1988EM.4.2518]
	[CORP1988EM.4.2519]
	[CORP1988EM.4.2550]
	[CORP1988EM.4.2521]
	[CORP1988EM.4.2522]
	[CORP1988EM.4.2523]
	[CORP1988EM.4.2524]
	[CORP1988EM.4.2525]
	[CORP1988EM.4.2526]
	[CORP1988EM.4.2527]
	[CORP1988EM.4.2528]
	[CORP1988EM.4.2529]
	[CORP1988EM.4.2530]
	[CORP1988EM.4.2531]
	[CORP1988EM.4.2532]
	[CORP1988EM.4.2533]
	[CORP1988EM.4.2534]
	[CORP1988EM.4.2535]
	[CORP1988EM.4.2536]
	[CORP1988EM.4.2537]
	[CORP1988EM.4.2538]
	[CORP1988EM.4.2539]
	[CORP1988EM.4.2540]
	[CORP1988EM.4.2541]
	[CORP1988EM.4.2542]
	[CORP1988EM.4.2543]
	[CORP1988EM.4.244]
	[CORP1988EM.4.245]
	[CORP1988EM.4.2546]
	[CORP1988EM.4.2547]
	[CORP1988EM.4.2548]
	[CORP1988EM.4.2549]
	[CORP1988EM.4.2550]
	[CORP1988EM.4.2551]
	[CORP1988EM.4.2552]
	[CORP1988EM.4.2553]
		PART 7.4 — CONDUCT OF SECURITIES BUSINESS
	[CORP1988EM.4.2554]
	[CORP1988EM.4.2555]
	[CORP1988EM.4.2556]
	[CORP1988EM.4.2557]
	[CORP1988EM.4.2558]
	[CORP1988EM.4.2559]
	[CORP1988EM.4.2560]
	[CORP1988EM.4.2561]
	[CORP1988EM.4.2562]
	[CORP1988EM.4.2563]
	[CORP1988EM.4.2564]
	[CORP1988EM.4.2565]
	[CORP1988EM.4.2566]
	[CORP1988EM.4.2567]
	[CORP1988EM.4.2568]
	[CORP1988EM.4.2569]
	[CORP1988EM.4.2570]
	[CORP1988EM.4.2571]
	[CORP1988EM.4.2572]
	[CORP1988EM.4.2573]
	[CORP1988EM.4.2574]
	[CORP1988EM.4.2575]
	[CORP1988EM.4.2576]
	[CORP1988EM.4.2577]
	[CORP1988EM.4.2578]
	[CORP1988EM.4.2579]
	[CORP1988EM.4.2580]
	[CORP1988EM.4.2581]
	[CORP1988EM.4.2582]
	[CORP1988EM.4.2583]
	[CORP1988EM.4.2584]
	[CORP1988EM.4.2585]
	[CORP1988EM.4.2586]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988EM.4.2587]
	[CORP1988EM.4.2588]
	[CORP1988EM.4.2589]
	[CORP1988EM.4.2590]
		PART 7.5 — DEALERS' ACCOUNTS AND AUDIT
	[CORP1988EM.4.2591]
	[CORP1988EM.4.2592]
	[CORP1988EM.4.2593]
	[CORP1988EM.4.2594]
	[CORP1988EM.4.2595]
	[CORP1988EM.4.2596]
	[CORP1988EM.4.2597]
	[CORP1988EM.4.2598]
	[CORP1988EM.4.2599]
	[CORP1988EM.4.2600]
	[CORP1988EM.4.2601]
	[CORP1988EM.4.2602]
	[CORP1988EM.4.2603]
	[CORP1988EM.4.2604]
	[CORP1988EM.4.2605]
	[CORP1988EM.4.2606]
	[CORP1988EM.4.2607]
	[CORP1988EM.4.2608]
	[CORP1988EM.4.2609]
	[CORP1988EM.4.2610]
	[CORP1988EM.4.2611]
	[CORP1988EM.4.2612]
	[CORP1988EM.4.2613]
	[CORP1988EM.4.2614]
	[CORP1988EM.4.2615]
	[CORP1988EM.4.2616]
	[CORP1988EM.4.2617]
	[CORP1988EM.4.2618]
	[CORP1988EM.4.2619]
		PART 7.6 — MONEY AND SCRIP OF DEALERS' CLIENTS
	[CORP1988EM.4.2620]
	[CORP1988EM.4.2621]
	[CORP1988EM.4.2622]
	[CORP1988EM.4.2623]
	[CORP1988EM.4.2624]
	[CORP1988EM.4.2625]
	[CORP1988EM.4.2626]
	[CORP1988EM.4.2627]
	[CORP1988EM.4.2628]
	[CORP1988EM.4.2629]
	[CORP1988EM.4.2630]
	[CORP1988EM.4.2631]
	[CORP1988EM.4.2632]
	[CORP1988EM.4.2633]
	[CORP1988EM.4.2634]
	[CORP1988EM.4.2635]
	[CORP1988EM.4.2636]
	[CORP1988EM.4.2637]
	[CORP1988EM.4.2638]
	[CORP1988EM.4.2639]
	[CORP1988EM.4.2640]
	[CORP1988EM.4.2641]
	[CORP1988EM.4.2642]
	[CORP1988EM.4.2643]
	[CORP1988EM.4.2644]
	[CORP1988EM.4.2645]
	[CORP1988EM.4.2646]
	[CORP1988EM.4.2647]
	[CORP1988EM.4.2648]
	[CORP1988EM.4.2649]
	[CORP1988EM.4.2650]
	[CORP1988EM.4.2651]
	[CORP1988EM.4.2652]
	[CORP1988EM.4.2653]
		PART 7.7 — REGISTERS OF INTERESTS IN SECURITIES
	[CORP1988EM.4.2654]
	[CORP1988EM.4.2655]
	[CORP1988EM.4.2656]
	[CORP1988EM.4.2657]
	[CORP1988EM.4.2658]
	[CORP1988EM.4.2659]
	[CORP1988EM.4.2660]
	[CORP1988EM.4.2661]
	[CORP1988EM.4.2662]
	[CORP1988EM.4.2663]
	[CORP1988EM.4.2664]
	[CORP1988EM.4.2665]
	[CORP1988EM.4.2666]
	[CORP1988EM.4.2667]
	[CORP1988EM.4.2668]
	[CORP1988EM.4.2669]
	[CORP1988EM.4.2670]
	[CORP1988EM.4.2671]
	[CORP1988EM.4.2672]
	[CORP1988EM.4.2673]
	[CORP1988EM.4.2674]
	[CORP1988EM.4.2675]
	[CORP1988EM.4.2676]
		PART 7.8 — DEPOSITS WITH STOCK EXCHANGES
	[CORP1988EM.4.2677]
	[CORP1988EM.4.2678]
	[CORP1988EM.4.2679]
	[CORP1988EM.4.2680]
	[CORP1988EM.4.2681]
	[CORP1988EM.4.2682]
	[CORP1988EM.4.2683]
	[CORP1988EM.4.2684]
	[CORP1988EM.4.2685]
	[CORP1988EM.4.2686]
	[CORP1988EM.4.2687]
	[CORP1988EM.4.2688]
	[CORP1988EM.4.2689]
	[CORP1988EM.4.2690]
	[CORP1988EM.4.2691]
	[CORP1988EM.4.2692]
	[CORP1988EM.4.2693]
		PART 7.9 — FIDELITY FUNDS
	[CORP1988EM.4.2694]
	[CORP1988EM.4.2695]
	[CORP1988EM.4.2696]
	[CORP1988EM.4.2697]
	[CORP1988EM.4.2698]
	[CORP1988EM.4.2699]
	[CORP1988EM.4.2700]
	[CORP1988EM.4.2701]
	[CORP1988EM.4.2702]
	[CORP1988EM.4.270]
	[CORP1988EM.4.2704]
	[CORP1988EM.4.2705]
	[CORP1988EM.4.2706]
	[CORP1988EM.4.2707]
	[CORP1988EM.4.2708]
	[CORP1988EM.4.2709]
	[CORP1988EM.4.2710]
	[CORP1988EM.4.2711]
	[CORP1988EM.4.2712]
	[CORP1988EM.4.2713]
	[CORP1988EM.4.2714]
	[CORP1988EM.4.2715]
	[CORP1988EM.4.2716]
	[CORP1988EM.4.2717]
	[CORP1988EM.4.2718]
	[CORP1988EM.4.2719]
	[CORP1988EM.4.2720]
	[CORP1988EM.4.2721]
	[CORP1988EM.4.2722]
	[CORP1988EM.4.2723]
	[CORP1988EM.4.2724]
	[CORP1988EM.4.2725]
	[CORP1988EM.4.2726]
	[CORP1988EM.4.2727]
	[CORP1988EM.4.2728]
	[CORP1988EM.4.2729]
	[CORP1988EM.4.2730]
	[CORP1988EM.4.2731]
	[CORP1988EM.4.2732]
	[CORP1988EM.4.2733]
	[CORP1988EM.4.2734]
	[CORP1988EM.4.2735]
	[CORP1988EM.4.2736]
	[CORP1988EM.4.2737]
	[CORP1988EM.4.2738]
	[CORP1988EM.4.2739]
	[CORP1988EM.4.2740]
	[CORP1988EM.4.2741]
	[CORP1988EM.4.2742]
	[CORP1988EM.4.2743]
	[CORP1988EM.4.2744]
	[CORP1988EM.4.2745]
	[CORP1988EM.4.2746]
	[CORP1988EM.4.2747]
	[CORP1988EM.4.2748]
	[CORP1988EM.4.2749]
	[CORP1988EM.4.2750]
	[CORP1988EM.4.2751]
	[CORP1988EM.4.2752]
	[CORP1988EM.4.2753]
	[CORP1988EM.4.2754]
	[CORP1988EM.4.2755]
	[CORP1988EM.4.2756]
		PART 7.10 — THE NATIONAL GUARANTEE FUND
	[CORP1988EM.4.2757]
	[CORP1988EM.4.2758]
	[CORP1988EM.4.2759]
	[CORP1988EM.4.2760]
	[CORP1988EM.4.2761]
	[CORP1988EM.4.2762]
	[CORP1988EM.4.2763]
	[CORP1988EM.4.2764]
	[CORP1988EM.4.2765]
	[CORP1988EM.4.2766]
	[CORP1988EM.4.2767]
	[CORP1988EM.4.2768]
	[CORP1988EM.4.2769]
	[CORP1988EM.4.2770]
	[CORP1988EM.4.2771]
	[CORP1988EM.4.2772]
	[CORP1988EM.4.2773]
	[CORP1988EM.4.2774]
	[CORP1988EM.4.2775]
	[CORP1988EM.4.2776]
	[CORP1988EM.4.2777]
	[CORP1988EM.4.2778]
	[CORP1988EM.4.2779]
	[CORP1988EM.4.2780]
	[CORP1988EM.4.2781]
	[CORP1988EM.4.2782]
	[CORP1988EM.4.2783]
	[CORP1988EM.4.2784]
	[CORP1988EM.4.2785]
	[CORP1988EM.4.2786]
	[CORP1988EM.4.2787]
	[CORP1988EM.4.2788]
	[CORP1988EM.4.2789]
	[CORP1988EM.4.2790]
	[CORP1988EM.4.2791]
	[CORP1988EM.4.2792]
	[CORP1988EM.4.2793]
	[CORP1988EM.4.2794]
	[CORP1988EM.4.27195]
	[CORP1988EM.4.2796]
	[CORP1988EM.4.2797]
	[CORP1988EM.4.2798]
	[CORP1988EM.4.2799]
	[CORP1988EM.4.2800]
	[CORP1988EM.4.2801]
	[CORP1988EM.4.2802]
	[CORP1988EM.4.2803]
	[CORP1988EM.4.2804]
	[CORP1988EM.4.2805]
	[CORP1988EM.4.2806]
	[CORP1988EM.4.2807]
	[CORP1988EM.4.2808]
	[CORP1988EM.4.2809]
	[CORP1988EM.4.2810]
	[CORP1988EM.4.2811]
	[CORP1988EM.4.2812]
	[CORP1988EM.4.2813]
	[CORP1988EM.4.2814]
	[CORP1988EM.4.2815]
	[CORP1988EM.4.2816]
	[CORP1988EM.4.2817]
	[CORP1988EM.4.2818]
	[CORP1988EM.4.2819]
	[CORP1988EM.4.2820]
	[CORP1988EM.4.2821]
	[CORP1988EM.4.2822]
	[CORP1988EM.4.2823]
	[CORP1988EM.4.2824]
	[CORP1988EM.4.2825]
	[CORP1988EM.4.2826]
	[CORP1988EM.4.2827]
	[CORP1988EM.4.2828]
	[CORP1988EM.4.2829]
	[CORP1988EM.4.2830]
	[CORP1988EM.4.2831]
	[CORP1988EM.4.2832]
	[CORP1988EM.4.2833]
	[CORP1988EM.4.2834]
	[CORP1988EM.4.2835]
	[CORP1988EM.4.2836]
	[CORP1988EM.4.2837]
	[CORP1988EM.4.2838]
	[CORP1988EM.4.2839]
	[CORP1988EM.4.2840]
	[CORP1988EM.4.2841]
	[CORP1988EM.4.2842]
	[CORP1988EM.4.2843]
	[CORP1988EM.4.2844]
	[CORP1988EM.4.2845]
	[CORP1988EM.4.2846]
	[CORP1988EM.4.2847]
	[CORP1988EM.4.2848]
	[CORP1988EM.4.2849]
	[CORP1988EM.4.2850]
	[CORP1988EM.4.2851]
	[CORP1988EM.4.2852]
	[CORP1988EM.4.2853]
	[CORP1988EM.4.2854]
	[CORP1988EM.4.2855]
	[CORP1988EM.4.2856]
	[CORP1988EM.4.2857]
	[CORP1988EM.4.2858]
	[CORP1988EM.4.2859]
	[CORP1988EM.4.2860]
	[CORP1988EM.4.2861]
	[CORP1988EM.4.2862]
	[CORP1988EM.4.2863]
	[CORP1988EM.4.2864]
	[CORP1988EM.4.2865]
	[CORP1988EM.4.2866]
	[CORP1988EM.4.2867]
	[CORP1988EM.4.2868]
	[CORP1988EM.4.2869]
	[CORP1988EM.4.2870]
	[CORP1988EM.4.2871]
	[CORP1988EM.4.2872]
	[CORP1988EM.4.2873]
	[CORP1988EM.4.2874]
	[CORP1988EM.4.2875]
	[CORP1988EM.4.2876]
	[CORP1988EM.4.2877]
	[CORP1988EM.4.2878]
	[CORP1988EM.4.2879]
	[CORP1988EM.4.2880]
	[CORP1988EM.4.2881]
	[CORP1988EM.4.2882]
	[CORP1988EM.4.2883]
	[CORP1988EM.4.2884]
	[CORP1988EM.4.2885]
	[CORP1988EM.4.2886]
	[CORP1988EM.4.2887]
	[CORP1988EM.4.2888]
	[CORP1988EM.4.2889]
	[CORP1988EM.4.2890]
	[CORP1988EM.4.2891]
	[CORP1988EM.4.2892]
	[CORP1988EM.4.2893]
	[CORP1988EM.4.2894]
	[CORP1988EM.4.2895]
	[CORP1988EM.4.2896]
	[CORP1988EM.4.2897]
	[CORP1988EM.4.2898]
	[CORP1988EM.4.2899]
	[CORP1988EM.4.2900]
	[CORP1988EM.4.2901]
	[CORP1988EM.4.2902]
	[CORP1988EM.4.2903]
	[CORP1988EM.4.2904]
	[CORP1988EM.4.2905]
	[CORP1988EM.4.2906]
	[CORP1988EM.4.2907]
	[CORP1988EM.4.2908]
	[CORP1988EM.4.2909]
	[CORP1988EM.4.2910]
	[CORP1988EM.4.2911]
	[CORP1988EM.4.2912]
	[CORP1988EM.4.2913]
	[CORP1988EM.4.2914]
	[CORP1988EM.4.2915]
	[CORP1988EM.4.2916]
	[CORP1988EM.4.2917]
	[CORP1988EM.4.2918]
	[CORP1988EM.4.2919]
	[CORP1988EM.4.2920]
	[CORP1988EM.4.2921]
	[CORP1988EM.4.2922]
	[CORP1988EM.4.2923]
	[CORP1988EM.4.2924]
	[CORP1988EM.4.2925]
	[CORP1988EM.4.2926]
	[CORP1988EM.4.2927]
	[CORP1988EM.4.2928]
	[CORP1988EM.4.2929]
	[CORP1988EM.4.2930]
	[CORP1988EM.4.2931]
	[CORP1988EM.4.2932]
	[CORP1988EM.4.2933]
	[CORP1988EM.4.2934]
	[CORP1988EM.4.2935]
	[CORP1988EM.4.2936]
	[CORP1988EM.4.2937]
	[CORP1988EM.4.2938]
	[CORP1988EM.4.2939]
	[CORP1988EM.4.2940]
	[CORP1988EM.4.2941]
	[CORP1988EM.4.2942]
	[CORP1988EM.4.2943]
	[CORP1988EM.4.2944]
	[CORP1988EM.4.2945]
		PART 7.11 — CONDUCT IN RELATION TO SECURITIES
	[CORP1988EM.4.2946]
	[CORP1988EM.4.2947]
	[CORP1988EM.4.2948]
	[CORP1988EM.4.2949]
	[CORP1988EM.4.2950]
	[CORP1988EM.4.2951]
	[CORP1988EM.4.2952]
	[CORP1988EM.4.2953]
	[CORP1988EM.4.2954]
	[CORP1988EM.4.2955]
	[CORP1988EM.4.2956]
	[CORP1988EM.4.2957]
	[CORP1988EM.4.2958]
	[CORP1988EM.4.2959]
	[CORP1988EM.4.2960]
	[CORP1988EM.4.2961]
	[CORP1988EM.4.2962]
	[CORP1988EM.4.2963]
	[CORP1988EM.4.2964]
	[CORP1988EM.4.2965]
	[CORP1988EM.4.2966]
	[CORP1988EM.4.2967]
	[CORP1988EM.4.2968]
	[CORP1988EM.4.2969]
	[CORP1988EM.4.2970]
	[CORP1988EM.4.2971]
	[CORP1988EM.4.2972]
	[CORP1988EM.4.2973]
	[CORP1988EM.4.2974]
	[CORP1988EM.4.2975]
	[CORP1988EM.4.2976]
	[CORP1988EM.4.2977]
	[CORP1988EM.4.2978]
	[CORP1988EM.4.2979]
	[CORP1988EM.4.2980]
	[CORP1988EM.4.2981]
	[CORP1988EM.4.2982]
	[CORP1988EM.4.2983]
	[CORP1988EM.4.2984]
	[CORP1988EM.4.2985]
	[CORP1988EM.4.2986]
	[CORP1988EM.4.2987]
	[CORP1988EM.4.2988]
	[CORP1988EM.4.2989]
	[CORP1988EM.4.2990]
	[CORP1988EM.4.2991]
	[CORP1988EM.4.2992]
	[CORP1988EM.4.2993]
	[CORP1988EM.4.2994]
	[CORP1988EM.4.2995]
	[CORP1988EM.4.2996]
	[CORP1988EM.4.2997]
	[CORP1988EM.4.2998]
	[CORP1988EM.4.2999]
	[CORP1988EM.4.3000]
	[CORP1988EM.4.3001]
	[CORP1988EM.4.3002]
	[CORP1988EM.4.3003]
	[CORP1988EM.4.3004]
	[CORP1988EM.4.3005]
	[CORP1988EM.4.3006]
	[CORP1988EM.4.3007]
	[CORP1988EM.4.3008]
	[CORP1988EM.4.3009]
	[CORP1988EM.4.3010]
	[CORP1988EM.4.3011]
	[CORP1988EM.4.3012]
	[CORP1988EM.4.3013]
	[CORP1988EM.4.3014]
	[CORP1988EM.4.3015]
	[CORP1988EM.4.3016]
	[CORP1988EM.4.3017]
	[CORP1988EM.4.3018]
	[CORP1988EM.4.3019]
	[CORP1988EM.4.3020]
	[CORP1988EM.4.3021]
	[CORP1988EM.4.3022]
	[CORP1988EM.4.3023]
		PART 7.12: OFFERING SECURITIES FOR SUBSCRIPTION OR PURCHASE
	[CORP1988EM.4.3024]
	[CORP1988EM.4.3025]
	[CORP1988EM.4.3026]
	[CORP1988EM.4.3027]
	[CORP1988EM.4.3028]
	[CORP1988EM.4.3029]
	[CORP1988EM.4.3030]
	[CORP1988EM.4.3031]
	[CORP1988EM.4.3032]
	[CORP1988EM.4.3033]
	[CORP1988EM.4.3034]
	[CORP1988EM.4.3035]
	[CORP1988EM.4.3036]
	[CORP1988EM.4.3037]
	[CORP1988EM.4.3038]
	[CORP1988EM.4.3039]
	[CORP1988EM.4.3040]
	[CORP1988EM.4.3041]
	[CORP1988EM.4.3042]
	[CORP1988EM.4.3043]
	[CORP1988EM.4.3044]
	[CORP1988EM.4.3045]
	[CORP1988EM.4.3046]
	[CORP1988EM.4.3047]
	[CORP1988EM.4.3048]
	[CORP1988EM.4.3049]
	[CORP1988EM.4.3050]
	[CORP1988EM.4.3051]
	[CORP1988EM.4.3052]
	[CORP1988EM.4.3053]
	[CORP1988EM.4.3054]
	[CORP1988EM.4.3055]
	[CORP1988EM.4.3056]
	[CORP1988EM.4.3057]
	[CORP1988EM.4.3058]
	[CORP1988EM.4.3059]
	[CORP1988EM.4.3060]
	[CORP1988EM.4.3061]
	[CORP1988EM.4.3062]
	[CORP1988EM.4.3063]
	[CORP1988EM.4.3064]
	[CORP1988EM.4.3065]
	[CORP1988EM.4.3066]
	[CORP1988EM.4.3067]
	[CORP1988EM.4.3068]
	[CORP1988EM.4.3069]
	[CORP1988EM.4.3070]
	[CORP1988EM.4.3071]
	[CORP1988EM.4.3072]
	[CORP1988EM.4.3073]
	[CORP1988EM.4.3074]
	[CORP1988EM.4.3075]
	[CORP1988EM.4.3076]
	[CORP1988EM.4.3077]
	[CORP1988EM.4.3078]
	[CORP1988EM.4.3079]
	[CORP1988EM.4.3080]
	[CORP1988EM.4.3081]
	[CORP1988EM.4.3082]
	[CORP1988EM.4.3083]
	[CORP1988EM.4.3084]
	[CORP1988EM.4.3085]
	[CORP1988EM.4.3086]
	[CORP1988EM.4.3087]
	[CORP1988EM.4.3088]
	[CORP1988EM.4.3089]
	[CORP1988EM.4.3090]
	[CORP1988EM.4.3091]
	[CORP1988EM.4.3092]
	[CORP1988EM.4.3093]
	[CORP1988EM.4.3094]
	[CORP1988EM.4.3095]
	[CORP1988EM.4.3096]
	[CORP1988EM.4.3097]
	[CORP1988EM.4.3098]
	[CORP1988EM.4.3099]
	[CORP1988EM.4.3100]
	[CORP1988EM.4.3101]
	[CORP1988EM.4.3102]
	[CORP1988EM.4.3103]
	[CORP1988EM.4.3104]
	[CORP1988EM.4.3105]
	[CORP1988EM.4.3106]
	[CORP1988EM.4.3107]
	[CORP1988EM.4.3108]
	[CORP1988EM.4.3109]
	[CORP1988EM.4.3110]
	[CORP1988EM.4.3111]
	[CORP1988EM.4.3112]
	[CORP1988EM.4.3113]
	[CORP1988EM.4.3114]
	[CORP1988EM.4.3115]
	[CORP1988EM.4.3116]
	[CORP1988EM.4.3117]
	[CORP1988EM.4.3118]
	[CORP1988EM.4.3119]
	[CORP1988EM.4.3120]
	[CORP1988EM.4.3121]
	[CORP1988EM.4.3122]
	[CORP1988EM.4.3123]
	[CORP1988EM.4.3124]
	[CORP1988EM.4.3125]
	[CORP1988EM.4.3126]
	[CORP1988EM.4.3127]
	[CORP1988EM.4.3128]
	[CORP1988EM.4.3129]
	[CORP1988EM.4.3130]
	[CORP1988EM.4.3131]
	[CORP1988EM.4.3132]
	[CORP1988EM.4.3133]
	[CORP1988EM.4.3134]
	[CORP1988EM.4.3135]
	[CORP1988EM.4.3136]
	[CORP1988EM.4.3137]
	[CORP1988EM.4.3138]
	[CORP1988EM.4.3139]
	[CORP1988EM.4.3140]
	[CORP1988EM.4.3141]
	[CORP1988EM.4.3142]
	[CORP1988EM.4.3143]
	[CORP1988EM.4.3144]
	[CORP1988EM.4.3145]
	[CORP1988EM.4.3146]
	[CORP1988EM.4.3147]
	[CORP1988EM.4.3148]
	[CORP1988EM.4.3149]
	[CORP1988EM.4.3150]
	[CORP1988EM.4.3151]
	[CORP1988EM.4.3152]
	[CORP1988EM.4.3153]
	[CORP1988EM.4.3154]
	[CORP1988EM.4.3155]
	[CORP1988EM.4.3156]
	[CORP1988EM.4.3157]
	[CORP1988EM.4.3158]
	[CORP1988EM.4.3159]
	[CORP1988EM.4.3160]
	[CORP1988EM.4.3161]
	[CORP1988EM.4.3162]
	[CORP1988EM.4.3163]
	[CORP1988EM.4.3164]
	[CORP1988EM.4.3165]
	[CORP1988EM.4.3166]
	[CORP1988EM.4.3167]
	[CORP1988EM.4.3168]
	[CORP1988EM.4.3169]
	[CORP1988EM.4.3170]
	[CORP1988EM.4.3171]
	[CORP1988EM.4.3172]
	[CORP1988EM.4.3173]
	[CORP1988EM.4.3174]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988EM.4.3175]
	[CORP1988EM.4.3176]
	[CORP1988EM.4.3177]
	[CORP1988EM.4.3178]
	[CORP1988EM.4.3179]
	[CORP1988EM.4.3180]
	[CORP1988EM.4.3181]
	[CORP1988EM.4.3182]
	[CORP1988EM.4.3183]
	[CORP1988EM.4.3184]
	[CORP1988EM.4.3185]
	[CORP1988EM.4.3186]
	[CORP1988EM.4.3187]
	[CORP1988EM.4.3188]
	[CORP1988EM.4.3189]
	[CORP1988EM.4.3190]
	[CORP1988EM.4.3191]
	[CORP1988EM.4.3192]
	[CORP1988EM.4.3193]
	[CORP1988EM.4.3194]
	[CORP1988EM.4.3195]
	[CORP1988EM.4.3196]
	[CORP1988EM.4.3197]
	[CORP1988EM.4.3198]
	[CORP1988EM.4.3199]
	[CORP1988EM.4.3200]
	[CORP1988EM.4.3201]
	[CORP1988EM.4.3202]
	[CORP1988EM.4.3203]
	[CORP1988EM.4.3204]
	[CORP1988EM.4.3205]
	[CORP1988EM.4.3206]
	[CORP1988EM.4.3207]
	[CORP1988EM.4.3208]
	[CORP1988EM.4.3209]
	[CORP1988EM.4.3210]
	[CORP1988EM.4.3211]
	[CORP1988EM.4.3212]
	[CORP1988EM.4.3213]
	[CORP1988EM.4.3214]
	[CORP1988EM.4.3215]
	[CORP1988EM.4.3216]
	[CORP1988EM.4.3217]
	[CORP1988EM.4.3218]
	[CORP1988EM.4.3219]
	[CORP1988EM.4.3220]
	[CORP1988EM.4.3221]
	[CORP1988EM.4.3222]
	[CORP1988EM.4.3223]
	[CORP1988EM.4.3224]
	[CORP1988EM.4.3225]
	[CORP1988EM.4.3226]
	[CORP1988EM.4.3227]
	[CORP1988EM.4.3228]
	[CORP1988EM.4.3229]
	[CORP1988EM.4.3230]
	[CORP1988EM.4.3231]
	[CORP1988EM.4.3232]
	[CORP1988EM.4.3233]
	[CORP1988EM.4.3234]
	[CORP1988EM.4.3235]
	[CORP1988EM.4.3236]
	[CORP1988EM.4.3237]
	[CORP1988EM.4.3238]
	[CORP1988EM.4.3239]
	[CORP1988EM.4.3240]
	[CORP1988EM.4.3241]
	[CORP1988EM.4.3242]
	[CORP1988EM.4.3243]
	[CORP1988EM.4.3244]
	[CORP1988EM.4.3245]
		PART 7.13 — TITLE TO, AND TRANSFER OF, SECURITIES
	[CORP1988EM.4.3246]
	[CORP1988EM.4.3247]
	[CORP1988EM.4.3248]
	[CORP1988EM.4.3249]
	[CORP1988EM.4.3250]
	[CORP1988EM.4.3251]
	[CORP1988EM.4.3252]
	[CORP1988EM.4.3253]
	[CORP1988EM.4.3254]
	[CORP1988EM.4.3255]
	[CORP1988EM.4.3256]
	[CORP1988EM.4.3257]
	[CORP1988EM.4.3258]
	[CORP1988EM.4.3259]
	[CORP1988EM.4.3260]
	[CORP1988EM.4.3261]
	[CORP1988EM.4.3262]
	[CORP1988EM.4.3263]
	[CORP1988EM.4.3264]
	[CORP1988EM.4.3265]
	[CORP1988EM.4.3266]
	[CORP1988EM.4.3267]
	[CORP1988EM.4.3268]
	[CORP1988EM.4.3269]
	[CORP1988EM.4.3270]
	[CORP1988EM.4.3271]
	[CORP1988EM.4.3272]
	[CORP1988EM.4.3273]
	[CORP1988EM.4.3274]
	[CORP1988EM.4.3275]
	[CORP1988EM.4.3276]
	[CORP1988EM.4.3277]
	[CORP1988EM.4.3278]
	[CORP1988EM.4.3279]
	[CORP1988EM.4.3280]
	[CORP1988EM.4.3281]
	[CORP1988EM.4.3282]
	[CORP1988EM.4.3283]
	[CORP1988EM.4.3284]
	[CORP1988EM.4.3285]
	[CORP1988EM.4.3286]
	[CORP1988EM.4.3287]
	[CORP1988EM.4.3288]
	[CORP1988EM.4.3289]
	[CORP1988EM.4.3290]
	[CORP1988EM.4.3291]
	[CORP1988EM.4.3292]
	[CORP1988EM.4.3293]
	[CORP1988EM.4.3294]
	[CORP1988EM.4.3295]
	[CORP1988EM.4.3296]
	[CORP1988EM.4.3297]
	[CORP1988EM.4.3298]
	[CORP1988EM.4.3299]
	[CORP1988EM.4.3300]
	[CORP1988EM.4.3301]
	[CORP1988EM.4.3302]
	[CORP1988EM.4.3303]
	[CORP1988EM.4.3304]
	[CORP1988EM.4.3305]
	[CORP1988EM.4.3306]
	[CORP1988EM.4.3307]
	[CORP1988EM.4.3308]
	[CORP1988EM.4.3309]
	[CORP1988EM.4.3310]
	[CORP1988EM.4.3311]
	[CORP1988EM.4.3312]
	[CORP1988EM.4.3313]
	[CORP1988EM.4.3314]
	[CORP1988EM.4.3315]
	[CORP1988EM.4.3316]
	[CORP1988EM.4.3317]
	[CORP1988EM.4.3318]
	[CORP1988EM.4.3319]
	[CORP1988EM.4.3320]
	[CORP1988EM.4.3321]
	[CORP1988EM.4.3322]
	[CORP1988EM.4.3323]
	[CORP1988EM.4.3324]
	[CORP1988EM.4.3325]
	[CORP1988EM.4.3326]
		PART 7.14 — MISCELLANEOUS
	[CORP1988EM.4.3327]
	[CORP1988EM.4.3328]
	[CORP1988EM.4.3329]
	[CORP1988EM.4.3330]
	[CORP1988EM.4.3331]
	[CORP1988EM.4.3332]
	[CORP1988EM.4.3333]
	[CORP1988EM.4.3334]
	[CORP1988EM.4.3335]
	[CORP1988EM.4.3336]
	[CORP1988EM.4.3337]
	[CORP1988EM.4.3338]
	[CORP1988EM.4.3339]
	[CORP1988EM.4.3340]
	[CORP1988EM.4.3341]
	[CORP1988EM.4.3342]
	[CORP1988EM.4.3343]
	[CORP1988EM.4.3344]
	[CORP1988EM.4.3345]
	[CORP1988EM.4.3346]
	[CORP1988EM.4.3347]
	[CORP1988EM.4.3348]
	[CORP1988EM.4.3349]
	[CORP1988EM.4.3350]
	[CORP1988EM.4.3351]
	[CORP1988EM.4.3352]
	[CORP1988EM.4.3353]
	[CORP1988EM.4.3354]
	[CORP1988EM.4.3355]
	[CORP1988EM.4.3356]
	[CORP1988EM.4.3357]
	[CORP1988EM.4.3358]
	[CORP1988EM.4.3359]
	[CORP1988EM.4.3360]
	[CORP1988EM.4.3361]
	[CORP1988EM.4.3362]
	[CORP1988EM.4.3363]
	[CORP1988EM.4.3364]
	[CORP1988EM.4.3365]
	[CORP1988EM.4.3366]
	[CORP1988EM.4.3367]
	[CORP1988EM.4.3368]
	[CORP1988EM.4.3369]
	[CORP1988EM.4.3370]
	[CORP1988EM.4.3371]
	[CORP1988EM.4.3372]
	[CORP1988EM.4.3373]
	[CORP1988EM.4.3374]
	[CORP1988EM.4.3375]
	[CORP1988EM.4.3376]
	[CORP1988EM.4.3377]
	[CORP1988EM.4.3378]
	[CORP1988EM.4.3379]
	[CORP1988EM.4.3380]
	[CORP1988EM.4.3381]
	[CORP1988EM.4.3382]
	[CORP1988EM.4.3383]
	[CORP1988EM.4.3384]
	[CORP1988EM.4.3385]
	[CORP1988EM.4.3386]
	[CORP1988EM.4.3387]
	[CORP1988EM.4.3388]
	[CORP1988EM.4.3389]
	[CORP1988EM.4.3390]
	[CORP1988EM.4.3391]
	[CORP1988EM.4.3392]
	[CORP1988EM.4.3393]
	[CORP1988EM.4.3394]
	[CORP1988EM.4.3395]
	[CORP1988EM.4.3396]
	[CORP1988EM.4.3397]
	[CORP1988EM.4.3398]
	[CORP1988EM.4.3399]
	[CORP1988EM.4.3400]
	[CORP1988EM.4.3401]
	[CORP1988EM.4.3402]
	[CORP1988EM.4.3403]
	[CORP1988EM.4.3404]
	[CORP1988EM.4.3405]
	[CORP1988EM.4.3406]
	[CORP1988EM.4.3407]
	[CORP1988EM.4.3408]
	[CORP1988EM.4.3409]
	[CORP1988EM.4.3410]
	[CORP1988EM.4.3411]
	[CORP1988EM.4.3412]
	[CORP1988EM.4.3413]
	[CORP1988EM.4.3414]
	[CORP1988EM.4.3415]
	[CORP1988EM.4.3416]
	[CORP1988EM.4.3417]
	[CORP1988EM.4.3418]
	[CORP1988EM.4.3419]
	[CORP1988EM.4.3420]
	[CORP1988EM.4.3421]
	[CORP1988EM.4.3422]
	[CORP1988EM.4.3423]
	[CORP1988EM.4.3424]
	[CORP1988EM.4.3425]
	[CORP1988EM.4.3426]
	[CORP1988EM.4.3427]
	[CORP1988EM.4.3428]
	[CORP1988EM.4.3429]
	[CORP1988EM.4.3430]
	[CORP1988EM.4.3431]
	[CORP1988EM.4.3432]
	[CORP1988EM.4.3433]
		BILL PART 8.3: PARTICIPANTS IN THE FUTURES INDUSTRY
	[CORP1988EM.4.3434]
	[CORP1988EM.4.3435]
	[CORP1988EM.4.3436]
	[CORP1988EM.4.3437]
	[CORP1988EM.4.3438]
	[CORP1988EM.4.3439]
	[CORP1988EM.4.3440]
	[CORP1988EM.4.3441]
	[CORP1988EM.4.3442]
	[CORP1988EM.4.3443]
	[CORP1988EM.4.3444]
	[CORP1988EM.4.3445]
	[CORP1988EM.4.3446]
	[CORP1988EM.4.3447]
	[CORP1988EM.4.3448]
	[CORP1988EM.4.3449]
	[CORP1988EM.4.3450]
	[CORP1988EM.4.3451]
	[CORP1988EM.4.3452]
	[CORP1988EM.4.3453]
	[CORP1988EM.4.3454]
	[CORP1988EM.4.3455]
	[CORP1988EM.4.3456]
	[CORP1988EM.4.3457]
	[CORP1988EM.4.3458]
	[CORP1988EM.4.3459]
	[CORP1988EM.4.3460]
	[CORP1988EM.4.3461]
	[CORP1988EM.4.3462]
	[CORP1988EM.4.3463]
	[CORP1988EM.4.3464]
	[CORP1988EM.4.3465]
	[CORP1988EM.4.3466]
	[CORP1988EM.4.3467]
	[CORP1988EM.4.3468]
	[CORP1988EM.4.3469]
	[CORP1988EM.4.3470]
	[CORP1988EM.4.3471]
	[CORP1988EM.4.3472]
	[CORP1988EM.4.3473]
	[CORP1988EM.4.3474]
	[CORP1988EM.4.3475]
	[CORP1988EM.4.3476]
	[CORP1988EM.4.3477]
	[CORP1988EM.4.3478]
	[CORP1988EM.4.3479]
	[CORP1988EM.4.3480]
	[CORP1988EM.4.3481]
	[CORP1988EM.4.3482]
	[CORP1988EM.4.3483]
	[CORP1988EM.4.3484]
	[CORP1988EM.4.3485]
	[CORP1988EM.4.3486]
	[CORP1988EM.4.3487]
	[CORP1988EM.4.3488]
	[CORP1988EM.4.3489]
	[CORP1988EM.4.3490]
	[CORP1988EM.4.3491]
	[CORP1988EM.4.3492]
	[CORP1988EM.4.3493]
	[CORP1988EM.4.3494]
	[CORP1988EM.4.3495]
	[CORP1988EM.4.3496]
	[CORP1988EM.4.3497]
	[CORP1988EM.4.3498]
	[CORP1988EM.4.3499]
	[CORP1988EM.4.3500]
	[CORP1988EM.4.3501]
	[CORP1988EM.4.3502]
	[CORP1988EM.4.3503]
	[CORP1988EM.4.3504]
	[CORP1988EM.4.3505]
	[CORP1988EM.4.3506]
	[CORP1988EM.4.3507]
	[CORP1988EM.4.3508]
	[CORP1988EM.4.3509]
	[CORP1988EM.4.3510]
	[CORP1988EM.4.3511]
	[CORP1988EM.4.3512]
	[CORP1988EM.4.3513]
	[CORP1988EM.4.3514]
	[CORP1988EM.4.3515]
	[CORP1988EM.4.3516]
	[CORP1988EM.4.3517]
	[CORP1988EM.4.3518]
	[CORP1988EM.4.3519]
	[CORP1988EM.4.3520]
	[CORP1988EM.4.3521]
	[CORP1988EM.4.3522]
	[CORP1988EM.4.3523]
	[CORP1988EM.4.3524]
	[CORP1988EM.4.3525]
	[CORP1988EM.4.3526]
	[CORP1988EM.4.3527]
	[CORP1988EM.4.3528]
	[CORP1988EM.4.3529]
	[CORP1988EM.4.3530]
	[CORP1988EM.4.3531]
	[CORP1988EM.4.3532]
	[CORP1988EM.4.3533]
	[CORP1988EM.4.3534]
	[CORP1988EM.4.3535]
	[CORP1988EM.4.3536]
	[CORP1988EM.4.3537]
	[CORP1988EM.4.3538]
	[CORP1988EM.4.3539]
	[CORP1988EM.4.3540]
	[CORP1988EM.4.3541]
	[CORP1988EM.4.3542]
	[CORP1988EM.4.3543]
	[CORP1988EM.4.3544]
	[CORP1988EM.4.3545]
	[CORP1988EM.4.3546]
	[CORP1988EM.4.3547]
	[CORP1988EM.4.3548]
	[CORP1988EM.4.3549]
	[CORP1988EM.4.3550]
	[CORP1988EM.4.3551]
	[CORP1988EM.4.3552]
	[CORP1988EM.4.3553]
	[CORP1988EM.4.3554]
	[CORP1988EM.4.3555]
	[CORP1988EM.4.3556]
	[CORP1988EM.4.3557]
	[CORP1988EM.4.3558]
	[CORP1988EM.4.3559]
	[CORP1988EM.4.3560]
	[CORP1988EM.4.3561]
	[CORP1988EM.4.3562]
	[CORP1988EM.4.3563]
	[CORP1988EM.4.3564]
	[CORP1988EM.4.3565]
	[CORP1988EM.4.3566]
	[CORP1988EM.4.3567]
	[CORP1988EM.4.3568]
	[CORP1988EM.4.3569]
	[CORP1988EM.4.3570]
	[CORP1988EM.4.3571]
	[CORP1988EM.4.3572]
	[CORP1988EM.4.3573]
	[CORP1988EM.4.3574]
	[CORP1988EM.4.3575]
	[CORP1988EM.4.3576]
	[CORP1988EM.4.3577]
	[CORP1988EM.4.3578]
	[CORP1988EM.4.3579]
	[CORP1988EM.4.3580]
	[CORP1988EM.4.3581]
	[CORP1988EM.4.3582]
	[CORP1988EM.4.3583]
	[CORP1988EM.4.3584]
	[CORP1988EM.4.3585]
	[CORP1988EM.4.3586]
	[CORP1988EM.4.3587]
	[CORP1988EM.4.3588]
	[CORP1988EM.4.3589]
	[CORP1988EM.4.3590]
	[CORP1988EM.4.3591]
	[CORP1988EM.4.3592]
	[CORP1988EM.4.3593]
	[CORP1988EM.4.3594]
	[CORP1988EM.4.3595]
	[CORP1988EM.4.3596]
	[CORP1988EM.4.3597]
	[CORP1988EM.4.3598]
	[CORP1988EM.4.3599]
	[CORP1988EM.4.3600]
	[CORP1988EM.4.3601]
	[CORP1988EM.4.3602]
	[CORP1988EM.4.3603]
	[CORP1988EM.4.3604]
	[CORP1988EM.4.3605]
	[CORP1988EM.4.3606]
	[CORP1988EM.4.3607]
	[CORP1988EM.4.3608]
	[CORP1988EM.4.3609]
	[CORP1988EM.4.3610]
	[CORP1988EM.4.3611]
	[CORP1988EM.4.3612]
	[CORP1988EM.4.3613]
	[CORP1988EM.4.3614]
	[CORP1988EM.4.3615]
	[CORP1988EM.4.3616]
	[CORP1988EM.4.3617]
	[CORP1988EM.4.3618]
	[CORP1988EM.4.3619]
	[CORP1988EM.4.3620]
	[CORP1988EM.4.3621]
	[CORP1988EM.4.3622]
	[CORP1988EM.4.3623]
	[CORP1988EM.4.3624]
	[CORP1988EM.4.3625]
	[CORP1988EM.4.3626]
	[CORP1988EM.4.3627]
	[CORP1988EM.4.3628]
	[CORP1988EM.4.3629]
	[CORP1988EM.4.3630]
	[CORP1988EM.4.3631]
	[CORP1988EM.4.3632]
	[CORP1988EM.4.3633]
	[CORP1988EM.4.3634]
	[CORP1988EM.4.3635]
	[CORP1988EM.4.3636]
	[CORP1988EM.4.3637]
	[CORP1988EM.4.3638]
	[CORP1988EM.4.3639]
	[CORP1988EM.4.3640]
	[CORP1988EM.4.3641]
	[CORP1988EM.4.3642]
	[CORP1988EM.4.3643]
	[CORP1988EM.4.3644]
	[CORP1988EM.4.3645]
	[CORP1988EM.4.3646]
	[CORP1988EM.4.3647]
	[CORP1988EM.4.3648]
	[CORP1988EM.4.3649]
	[CORP1988EM.4.3650]
	[CORP1988EM.4.3651]
	[CORP1988EM.4.3652]
	[CORP1988EM.4.3653]
	[CORP1988EM.4.3654]
	[CORP1988EM.4.3655]
	[CORP1988EM.4.3656]
	[CORP1988EM.4.3657]
	[CORP1988EM.4.3658]
	[CORP1988EM.4.3659]
	[CORP1988EM.4.3660]
	[CORP1988EM.4.3661]
	[CORP1988EM.4.3662]
	[CORP1988EM.4.3663]
		BILL PART 8.6: FIDELITY FUNDS
	[CORP1988EM.4.3664]
	[CORP1988EM.4.3665]
	[CORP1988EM.4.3666]
	[CORP1988EM.4.3667]
	[CORP1988EM.4.3668]
	[CORP1988EM.4.3669]
	[CORP1988EM.4.3670]
	[CORP1988EM.4.3671]
	[CORP1988EM.4.3672]
	[CORP1988EM.4.3673]
	[CORP1988EM.4.3674]
	[CORP1988EM.4.3675]
	[CORP1988EM.4.3676]
	[CORP1988EM.4.3677]
	[CORP1988EM.4.3678]
	[CORP1988EM.4.3679]
	[CORP1988EM.4.3680]
	[CORP1988EM.4.3681]
	[CORP1988EM.4.3682]
	[CORP1988EM.4.3683]
	[CORP1988EM.4.3684]
	[CORP1988EM.4.3685]
	[CORP1988EM.4.3686]
	[CORP1988EM.4.3687]
	[CORP1988EM.4.3688]
	[CORP1988EM.4.3689]
	[CORP1988EM.4.3690]
	[CORP1988EM.4.3691]
	[CORP1988EM.4.3692]
	[CORP1988EM.4.3693]
	[CORP1988EM.4.3694]
	[CORP1988EM.4.3695]
	[CORP1988EM.4.3696]
	[CORP1988EM.4.3697]
	[CORP1988EM.4.3698]
	[CORP1988EM.4.3699]
	[CORP1988EM.4.3700]
	[CORP1988EM.4.3701]
	[CORP1988EM.4.3702]
	[CORP1988EM.4.3703]
	[CORP1988EM.4.3704]
	[CORP1988EM.4.3705]
	[CORP1988EM.4.3706]
	[CORP1988EM.4.3707]
	[CORP1988EM.4.3708]
	[CORP1988EM.4.3709]
	[CORP1988EM.4.3710]
	[CORP1988EM.4.3711]
	[CORP1988EM.4.3712]
	[CORP1988EM.4.3713]
	[CORP1988EM.4.3714]
	[CORP1988EM.4.3715]
	[CORP1988EM.4.3716]
	[CORP1988EM.4.3717]
	[CORP1988EM.4.3718]
	[CORP1988EM.4.3719]
	[CORP1988EM.4.3720]
	[CORP1988EM.4.3721]
		PART 8.7: OFFENCES
	[CORP1988EM.4.3722]
	[CORP1988EM.4.3723]
	[CORP1988EM.4.3724]
	[CORP1988EM.4.3725]
	[CORP1988EM.4.3726]
	[CORP1988EM.4.3727]
	[CORP1988EM.4.3728]
	[CORP1988EM.4.3729]
	[CORP1988EM.4.3730]
	[CORP1988EM.4.3731]
	[CORP1988EM.4.3732]
CORPORATIONS BILL AND RELATED FEES AND LEVY BILLS
	[CORP1988EM.4.3733]
	[CORP1988EM.4.3734]
	[CORP1988EM.4.3735]
	[CORP1988EM.4.3736]
	[CORP1988EM.4.3737]
	[CORP1988EM.4.3738]
	[CORP1988EM.4.3739]
	[CORP1988EM.4.3740]
	[CORP1988EM.4.3741]
	[CORP1988EM.4.3742]
	[CORP1988EM.4.3743]
	[CORP1988EM.4.3744]
	[CORP1988EM.4.3745]
	[CORP1988EM.4.3746]
	[CORP1988EM.4.3747]
	[CORP1988EM.4.3748]
	[CORP1988EM.4.3749]
	[CORP1988EM.4.3750]
	[CORP1988EM.4.3751]
	[CORP1988EM.4.3752]
	[CORP1988EM.4.3753]
	[CORP1988EM.4.3754]
	[CORP1988EM.4.3755]
	[CORP1988EM.4.3756]
	[CORP1988EM.4.3757]
	[CORP1988EM.4.3758]
	[CORP1988EM.4.3759]
	[CORP1988EM.4.3760]
	[CORP1988EM.4.3761]
	[CORP1988EM.4.3762]
	[CORP1988EM.4.3763]
	[CORP1988EM.4.3764]
	[CORP1988EM.4.3765]
	[CORP1988EM.4.3766]
		BILL PART 8.8: MISCELLANEOUS
	[CORP1988EM.4.3767]
	[CORP1988EM.4.3768]
	[CORP1988EM.4.3769]
	[CORP1988EM.4.3770]
	[CORP1988EM.4.3771]
	[CORP1988EM.4.3772]
	[CORP1988EM.4.3773]
	[CORP1988EM.4.3774]
	[CORP1988EM.4.3775]
	[CORP1988EM.4.3776]
	[CORP1988EM.4.3777]
	[CORP1988EM.4.3778]
	[CORP1988EM.4.3779]
	[CORP1988EM.4.3780]
	[CORP1988EM.4.3781]
	[CORP1988EM.4.3782]
		CHAPTER 9 — MISCELLANEOUS
		PART 9.1 — REGISTERS AND REGISTRATION OF DOCUMENTS
	[CORP1988EM.4.3783]
	[CORP1988EM.4.3784]
	[CORP1988EM.4.3785]
	[CORP1988EM.4.3786]
	[CORP1988EM.4.3787]
	[CORP1988EM.4.3788]
	[CORP1988EM.4.3789]
	[CORP1988EM.4.3790]
	[CORP1988EM.4.3791]
		Part 9.2 — REGISTRATION OF AUDITORS AND LIQUIDATORS
	[CORP1988EM.4.3792]
	[CORP1988EM.4.3793]
	[CORP1988EM.4.3794]
	[CORP1988EM.4.3795]
	[CORP1988EM.4.3796]
	[CORP1988EM.4.3797]
	[CORP1988EM.4.3798]
	[CORP1988EM.4.3799]
	[CORP1988EM.4.3800]
	[CORP1988EM.4.3801]
	[CORP1988EM.4.3802]
	[CORP1988EM.4.3803]
	[CORP1988EM.4.3804]
	[CORP1988EM.4.3805]
	[CORP1988EM.4.3806]
	[CORP1988EM.4.3807]
	[CORP1988EM.4.3808]
	[CORP1988EM.4.3809]
	[CORP1988EM.4.3810]
	[CORP1988EM.4.3811]
	[CORP1988EM.4.3812]
	[CORP1988EM.4.3813]
	[CORP1988EM.4.3814]
	[CORP1988EM.4.3815]
	[CORP1988EM.4.3816]
	[CORP1988EM.4.3817]
	[CORP1988EM.4.3818]
	[CORP1988EM.4.3819]
	[CORP1988EM.4.3820]
	[CORP1988EM.4.3821]
	[CORP1988EM.4.3822]
	[CORP1988EM.4.3823]
	[CORP1988EM.4.3824]
	[CORP1988EM.4.3825]
	[CORP1988EM.4.3826]
	[CORP1988EM.4.3827]
	[CORP1988EM.4.3828]
	[CORP1988EM.4.3829]
	[CORP1988EM.4.3830]
	[CORP1988EM.4.3831]
	[CORP1988EM.4.3832]
	[CORP1988EM.4.383]
	[CORP1988EM.4.3834]
	[CORP1988EM.4.3835]
	[CORP1988EM.4.3836]
	[CORP1988EM.4.3837]
	[CORP1988EM.4.3838]
	[CORP1988EM.4.3839]
	[CORP1988EM.4.3840]
	[CORP1988EM.4.3841]
	[CORP1988EM.4.3842]
	[CORP1988EM.4.3843]
	[CORP1988EM.4.3844]
	[CORP1988EM.4.3845]
	[CORP1988EM.4.3846]
	[CORP1988EM.4.3847]
	[CORP1988EM.4.3848]
	[CORP1988EM.4.3849]
	[CORP1988EM.4.3850]
	[CORP1988EM.4.3851]
	[CORP1988EM.4.3852]
	[CORP1988EM.4.3853]
	[CORP1988EM.4.3854]
	[CORP1988EM.4.3855]
	[CORP1988EM.4.3856]
	[CORP1988EM.4.3857]
	[CORP1988EM.4.3858]
	[CORP1988EM.4.3859]
	[CORP1988EM.4.3860]
	[CORP1988EM.4.3861]
	[CORP1988EM.4.3862]
	[CORP1988EM.4.3863]
	[CORP1988EM.4.3864]
	[CORP1988EM.4.3865]
	[CORP1988EM.4.3866]
	[CORP1988EM.4.3867]
	[CORP1988EM.4.3868]
	[CORP1988EM.4.3869]
	[CORP1988EM.4.3870]
	[CORP1988EM.4.3871]
	[CORP1988EM.4.3872]
		PART 9.3 — BOOKS
	[CORP1988EM.4.3873]
	[CORP1988EM.4.3874]
	[CORP1988EM.4.3875]
	[CORP1988EM.4.3876]
	[CORP1988EM.4.3877]
	[CORP1988EM.4.3878]
	[CORP1988EM.4.3879]
	[CORP1988EM.4.3880]
	[CORP1988EM.4.3881]
	[CORP1988EM.4.3882]
	[CORP1988EM.4.3883]
	[CORP1988EM.4.3884]
	[CORP1988EM.4.3885]
	[CORP1988EM.4.3886]
	[CORP1988EM.4.3887]
	[CORP1988EM.4.3888]
	[CORP1988EM.4.3889]
	[CORP1988EM.4.3890]
	[CORP1988EM.4.3891]
	[CORP1988EM.4.3892]
	[CORP1988EM.4.3893]
	[CORP1988EM.4.3894]
	[CORP1988EM.4.3895]
	[CORP1988EM.4.3896]
	[CORP1988EM.4.3897]
		PART 9.4 — OFFENCES
	[CORP1988EM.4.3898]
	[CORP1988EM.4.3899]
	[CORP1988EM.4.3900]
	[CORP1988EM.4.3901]
	[CORP1988EM.4.3902]
	[CORP1988EM.4.3903]
	[CORP1988EM.4.3904]
	[CORP1988EM.4.3905]
	[CORP1988EM.4.3906]
	[CORP1988EM.4.3907]
	[CORP1988EM.4.3908]
	[CORP1988EM.4.3909]
	[CORP1988EM.4.3910]
	[CORP1988EM.4.3911]
	[CORP1988EM.4.3912]
	[CORP1988EM.4.3913]
	[CORP1988EM.4.3914]
	[CORP1988EM.4.3915]
	[CORP1988EM.4.3916]
	[CORP1988EM.4.3917]
	[CORP1988EM.4.3918]
	[CORP1988EM.4.3919]
	[CORP1988EM.4.3920]
	[CORP1988EM.4.3921]
	[CORP1988EM.4.3922]
	[CORP1988EM.4.3923]
	[CORP1988EM.4.3924]
	[CORP1988EM.4.3925]
	[CORP1988EM.4.3926]
	[CORP1988EM.4.3927]
	[CORP1988EM.4.3928]
	[CORP1988EM.4.3929]
	[CORP1988EM.4.3930]
	[CORP1988EM.4.3931]
	[CORP1988EM.4.3932]
		PART 9.5 — POWERS OF COURTS
	[CORP1988EM.4.3933]
	[CORP1988EM.4.3934]
	[CORP1988EM.4.3935]
	[CORP1988EM.4.3936]
	[CORP1988EM.4.3937]
	[CORP1988EM.4.3938]
	[CORP1988EM.4.3939]
	[CORP1988EM.4.3940]
	[CORP1988EM.4.3941]
	[CORP1988EM.4.3942]
	[CORP1988EM.4.3943]
	[CORP1988EM.4.3944]
	[CORP1988EM.4.3945]
	[CORP1988EM.4.3946]
	[CORP1988EM.4.3947]
	[CORP1988EM.4.3948]
	[CORP1988EM.4.3949]
	[CORP1988EM.4.3950]
	[CORP1988EM.4.3951]
	[CORP1988EM.4.3952]
	[CORP1988EM.4.3953]
	[CORP1988EM.4.3954]
	[CORP1988EM.4.3955]
	[CORP1988EM.4.3956]
	[CORP1988EM.4.3957]
	[CORP1988EM.4.3958]
	[CORP1988EM.4.3959]
	[CORP1988EM.4.3960]
	[CORP1988EM.4.3961]
	[CORP1988EM.4.3962]
	[CORP1988EM.4.3963]
	[CORP1988EM.4.3964]
	[CORP1988EM.4.3965]
	[CORP1988EM.4.3966]
		PART 9.6 — PROCEEDINGS
	[CORP1988EM.4.3967]
	[CORP1988EM.4.3968]
	[CORP1988EM.4.3969]
	[CORP1988EM.4.3970]
	[CORP1988EM.4.3971]
	[CORP1988EM.4.3972]
	[CORP1988EM.4.3973]
	[CORP1988EM.4.3974]
	[CORP1988EM.4.3975]
	[CORP1988EM.4.3976]
	[CORP1988EM.4.3977]
	[CORP1988EM.4.3978]
	[CORP1988EM.4.3979]
		PART 9.7: UNCLAIMED PROPERTY
	[CORP1988EM.4.3980]
	[CORP1988EM.4.3981]
	[CORP1988EM.4.3982]
	[CORP1988EM.4.3983]
	[CORP1988EM.4.3984]
	[CORP1988EM.4.3985]
	[CORP1988EM.4.3986]
	[CORP1988EM.4.3987]
	[CORP1988EM.4.3988]
	[CORP1988EM.4.3989]
		PART 9.8 — RULES AND REGULATIONS
	[CORP1988EM.4.3990]
	[CORP1988EM.4.3991]
	[CORP1988EM.4.3992]
	[CORP1988EM.4.3993]
	[CORP1988EM.4.3994]
		PART 9.9: MISCELLANEOUS
	[CORP1988EM.4.3995]
	[CORP1988EM.4.3996]
	[CORP1988EM.4.3997]
	[CORP1988EM.4.3998]
	[CORP1988EM.4.3999]
	[CORP1988EM.4.4000]
	[CORP1988EM.4.4001]
	[CORP1988EM.4.4002]
	[CORP1988EM.4.4003]
	[CORP1988EM.4.4004]
MANAGED INVESTMENTS BILL 1997
	MANAGED INVESTMENTS BILL 1997
	[MIB1997EM.1] 1 Outline
	[MIB1997EM.1.1]
	[MIB1997EM.1.2]
	[MIB1997EM.1.3]
	[MIB1997EM.1.4]
	[MIB1997EM.1.5]
	[MIB1997EM.2] 2 Regulation impact statement
		Problem identification and regulatory objective
	[MIB1997EM.2.1]
	[MIB1997EM.2.2]
		Identification of alternatives
	[MIB1997EM.2.3]
	[MIB1997EM.2.4]
	[MIB1997EM.2.5]
		Administrative simplicity, economy and flexibility
	[MIB1997EM.2.6]
	[MIB1997EM.2.7]
	[MIB1997EM.2.8]
	[MIB1997EM.2.9]
		Consultation
	[MIB1997EM.2.10]
		Review
	[MIB1997EM.2.11]
	[MIB1997EM.3] 3 Financial impact statement
	[MIB1997EM.3.1]
	[MIB1997EM.3.2]
	[MIB1997EM.3.3]
	[MIB1997EM.3.4]
	[MIB1997EM.3.5]
	[MIB1997EM.3.6]
	[MIB1997EM.4] 4 Abbreviations
	[MIB1997EM.5] 5 Summary of key amendments proposed by the Bill
	[MIB1997EM.5.1]
	[MIB1997EM.5.2]
	[MIB1997EM.5.3]
	[MIB1997EM.5.4]
	[MIB1997EM.6] 6 Formal clauses
		Clause 1 — Short title
	[MIB1997EM.6.1]
		Clause 2 — Commencement
	[MIB1997EM.6.2]
		Clause 3 — Schedules
	[MIB1997EM.6.3]
	[MIB1997EM.7] 7 Proposed Part 5C.1 — Registration of managed investment schemes
		When a managed investment scheme must be registered
	[MIB1997EM.7.1]
	[MIB1997EM.7.2]
	[MIB1997EM.7.3]
	[MIB1997EM.7.4]
	[MIB1997EM.7.5]
		20 person threshold
	[MIB1997EM.7.6]
	[MIB1997EM.7.7]
	[MIB1997EM.7.8]
	[MIB1997EM.7.9]
		Applying for registration
	[MIB1997EM.7.10]
	[MIB1997EM.7.11]
	[MIB1997EM.7.12]
		Registration
	[MIB1997EM.7.13]
	[MIB1997EM.7.14]
	[MIB1997EM.7.15]
	[MIB1997EM.7.16]
	[MIB1997EM.8] 8 Proposed Part 5C.2 — The responsible entity
		Proposed Division 1 — Responsibilities and powers
	[MIB1997EM.8.1]
	[MIB1997EM.8.2]
	[MIB1997EM.8.3]
		Responsible entity to operate scheme
	[MIB1997EM.8.4]
	[MIB1997EM.8.5]
	[MIB1997EM.8.6]
	[MIB1997EM.8.7]
		Duties of responsible entity
	[MIB1997EM.8.8]
	[MIB1997EM.8.9]
	[MIB1997EM.8.10]
	[MIB1997EM.8.11]
	[MIB1997EM.8.12]
	[MIB1997EM.8.13]
	[MIB1997EM.8.14]
	[MIB1997EM.8.15]
	[MIB1997EM.8.16]
		Duties of officers of responsible entity
	[MIB1997EM.8.17]
	[MIB1997EM.8.18]
	[MIB1997EM.8.19]
	[MIB1997EM.8.20]
		Duties of employees of responsible entity
	[MIB1997EM.8.21]
	[MIB1997EM.8.22]
		Surveillance checks by ASC
	[MIB1997EM.8.23]
	[MIB1997EM.8.24]
		Acquisition of interest in scheme by responsible entity
	[MIB1997EM.8.25]
		Liquidator of the responsible entity entitled to exercise indemnity rights
	[MIB1997EM.8.26]
		Proposed Division 2 — Changing the responsible entity
	[MIB1997EM.8.27]
		Retirement of responsible entity
	[MIB1997EM.8.28]
	[MIB1997EM.8.29]
	[MIB1997EM.8.30]
	[MIB1997EM.8.31]
		Removal of responsible entity by members
	[MIB1997EM.8.32]
	[MIB1997EM.8.33]
		Temporary responsible entity
	[MIB1997EM.8.34]
	[MIB1997EM.8.35]
		Proposed Division 3 — Consequences of change of responsible entity
	[MIB1997EM.8.36]
	[MIB1997EM.8.37]
	[MIB1997EM.8.38]
	[MIB1997EM.9] 9 Proposed Part 5C.3 — The constitution
	[MIB1997EM.9.1]
	[MIB1997EM.9.2]
	[MIB1997EM.9.3]
	[MIB1997EM.9.4]
	[MIB1997EM.9.5]
		Changing the constitution
	[MIB1997EM.9.6]
	[MIB1997EM.9.7]
	[MIB1997EM.9.8]
	[MIB1997EM.10] 10 Proposed Part 5C.4 — The compliance plan
	[MIB1997EM.10.1]
	[MIB1997EM.10.2]
		Contents of the compliance plan
	[MIB1997EM.10.3]
	[MIB1997EM.10.4]
	[MIB1997EM.10.5]
		Changing the compliance plan
	[MIB1997EM.10.6]
	[MIB1997EM.10.7]
	[MIB1997EM.10.8]
	[MIB1997EM.10.9]
	[MIB1997EM.10.10]
		Removal and resignation of auditors
	[MIB1997EM.10.11]
	[MIB1997EM.10.12]
	[MIB1997EM.10.13]
	[MIB1997EM.10.14]
	[MIB1997EM.11] 11 Proposed Part 5C.5 — The compliance committee
		When is a compliance committee required?
	[MIB1997EM.11.1]
	[MIB1997EM.11.2]
		External directors
	[MIB1997EM.11.3]
	[MIB1997EM.11.4]
	[MIB1997EM.11.5]
		Membership of the compliance committee
	[MIB1997EM.11.6]
		Functions of compliance committee
	[MIB1997EM.11.7]
	[MIB1997EM.11.8]
		Duties of members
	[MIB1997EM.11.9]
	[MIB1997EM.11.10]
	[MIB1997EM.11.11]
		When can responsible entity indemnify compliance committee members?
	[MIB1997EM.11.12]
		Proceedings of compliance committee
	[MIB1997EM.11.13]
	[MIB1997EM.11.14]
	[MIB1997EM.12] 12 Proposed Part 5C.6 — Members' rights to withdraw from a scheme
	[MIB1997EM.12.1]
		Schemes which are liquid
	[MIB1997EM.12.2]
	[MIB1997EM.12.3]
	[MIB1997EM.12.4]
	[MIB1997EM.12.5]
		Non-liquid schemes
	[MIB1997EM.12.6]
	[MIB1997EM.12.7]
	[MIB1997EM.12.8]
	[MIB1997EM.12.9]
	[MIB1997EM.12.10]
	[MIB1997EM.12.11]
	[MIB1997EM.12.12]
	[MIB1997EM.13] 13 Proposed Part 5C.7 — Related party transactions
	[MIB1997EM.13.1]
	[MIB1997EM.13.2]
	[MIB1997EM.13.3]
	[MIB1997EM.13.4]
	[MIB1997EM.13.5]
	[MIB1997EM.14] 14 Proposed Part 5C.8 — Effect of contraventions (civil liability and voidable contracts)
		Civil liability of responsible entity to members
	[MIB1997EM.14.1]
	[MIB1997EM.14.2]
		Voidable contracts where subscription offers and invitations contravene this Law
	[MIB1997EM.14.3]
	[MIB1997EM.14.4]
	[MIB1997EM.14.5]
	[MIB1997EM.15] 15 Proposed Part 5C.9 — Winding up
	[MIB1997EM.15.1]
	[MIB1997EM.15.2]
	[MIB1997EM.15.3]
		Winding up ordered by the Court
	[MIB1997EM.15.4]
		Responsibility for the winding up / Other orders about winding up
	[MIB1997EM.15.5]
	[MIB1997EM.15.6]
	[MIB1997EM.15.7]
	[MIB1997EM.16] 16 Proposed Part 5C.10 — Deregistration
		Voluntary deregistration
	[MIB1997EM.16.1]
	[MIB1997EM.16.2]
		Deregistration by the ASC
	[MIB1997EM.16.3]
	[MIB1997EM.16.4]
	[MIB1997EM.16.5]
	[MIB1997EM.16.6]
	[MIB1997EM.16.7]
		Reinstatement
	[MIB1997EM.16.8]
	[MIB1997EM.16.9]
	[MIB1997EM.16.10]
	[MIB1997EM.17] 17 Proposed Part 5C.11 — Exemptions and modifications
	[MIB1997EM.17.1]
	[MIB1997EM.17.2]
	[MIB1997EM.18] 18 Proposed Division 12 of Part 11.2 of the Corporations Law — Changes resulting from the Managed Investments Act 1997
		Commencement of Part 5C
	[MIB1997EM.18.1]
	[MIB1997EM.18.2]
	[MIB1997EM.18.3]
	[MIB1997EM.18.4]
		Conversion to a single responsible entity
	[MIB1997EM.18.5]
	[MIB1997EM.18.6]
	[MIB1997EM.18.7]
	[MIB1997EM.18.8]
	[MIB1997EM.18.9]
	[MIB1997EM.18.10]
		Consequences of converting to comply with Chapter 5C
	[MIB1997EM.18.11]
	[MIB1997EM.18.12]
		Schemes which do not convert
	[MIB1997EM.18.13]
	[MIB1997EM.19] 19 Consequential amendments
		Amendment of the Corporations Law
		Definitions relevant to managed investment schemes
	[MIB1997EM.19.1]
	[MIB1997EM.19.2]
		Managed Investment Schemes
	[MIB1997EM.19.3]
	[MIB1997EM.19.4]
	[MIB1997EM.19.5]
	[MIB1997EM.19.6]
	[MIB1997EM.19.7]
	[MIB1997EM.19.8]
	[MIB1997EM.19.9]
		Statutory exclusions
	[MIB1997EM.19.10]
	[MIB1997EM.19.11]
	[MIB1997EM.19.12]
		Other changes to the Corporations Law
	[MIB1997EM.19.13]
	[MIB1997EM.19.14]
	[MIB1997EM.19.15]
	[MIB1997EM.19.16]
	[MIB1997EM.19.17]
	[MIB1997EM.19.18]
	[MIB1997EM.19.19]
	[MIB1997EM.19.20]
		Amendment of the Australian Securities Commission Act 1989
	[MIB1997EM.19.21]
	[MIB1997EM.19.22]
	[MIB1997EM.19.23]
	[MIB1997EM.19.24]
	[MIB1997EM.19.25]
		Enforceable Undertakings
	[MIB1997EM.19.26]
	[MIB1997EM.19.27]
	[MIB1997EM.19.28]
		Record of undertakings
	[MIB1997EM.19.29]
		Amendment of the Pooled Development Funds Act 1992
	[MIB1997EM.19.30]
CORPORATE LAW ECONOMIC REFORM PROGRAM BILL
	CORPORATE LAW ECONOMIC REFORM PROGRAM BILL
	[CLR1997EM.1] 1 Outline and financial impact
	[CLR1997EM.1.1]
	[CLR1997EM.1.2]
	[CLR1997EM.1.3]
	[CLR1997EM.1.4]
	[CLR1997EM.1.5]
	[CLR1997EM.1.6]
	[CLR1997EM.1.7]
	[CLR1997EM.1.8]
	[CLR1997EM.1.9]
		Financial impact statement
	[CLR1997EM.1.10]
	[CLR1997EM.1.11]
	[CLR1997EM.2] 2 Regulation Impact Statement
		Objective of the Bill
	[CLR1997EM.2.1]
	[CLR1997EM.2.2]
		The reforms to be made by the Bill
		Overview
	[CLR1997EM.2.3]
	[CLR1997EM.2.4]
		Why the reforms are necessary — alternatives
	[CLR1997EM.2.5]
	[CLR1997EM.2.6]
	[CLR1997EM.2.7]
		Benefits of the Bill's reforms
	[CLR1997EM.2.8]
	[CLR1997EM.2.9]
		Reduction of regulatory burdens
	[CLR1997EM.2.10]
		Simplified expression and organisation of the Law
	[CLR1997EM.2.11]
	[CLR1997EM.2.12]
	[CLR1997EM.2.13]
		New obligations
	[CLR1997EM.2.14]
		21 days notice for company general meetings
	[CLR1997EM.2.15]
		Asking questions at annual general meetings of public companies
	[CLR1997EM.2.16]
		Managed investment schemes
	[CLR1997EM.2.17]
		Consultation
	[CLR1997EM.2.18]
	[CLR1997EM.2.19]
	[CLR1997EM.2.20]
	[CLR1997EM.3] 3 Principal changes to the Corporations Law
		Summary of changes
		Forming companies
	[CLR1997EM.3.1]
	[CLR1997EM.3.2]
	[CLR1997EM.3.3]
	[CLR1997EM.3.4]
	[CLR1997EM.3.5]
		Meetings
	[CLR1997EM.3.6]
	[CLR1997EM.3.7]
	[CLR1997EM.3.8]
	[CLR1997EM.3.9]
	[CLR1997EM.3.10]
	[CLR1997EM.3.11]
	[CLR1997EM.3.12]
	[CLR1997EM.3.13]
	[CLR1997EM.3.14]
	[CLR1997EM.3.15]
	[CLR1997EM.3.16]
	[CLR1997EM.3.17]
	[CLR1997EM.3.18]
		Share capital
	[CLR1997EM.3.19]
	[CLR1997EM.3.20]
	[CLR1997EM.3.21]
	[CLR1997EM.3.22]
	[CLR1997EM.3.23]
	[CLR1997EM.3.24]
		Financial statements and audit
	[CLR1997EM.3.25]
	[CLR1997EM.3.26]
		Annual returns
	[CLR1997EM.3.27]
	[CLR1997EM.3.28]
		Defunct companies
	[CLR1997EM.3.29]
	[CLR1997EM.3.30]
		Names
	[CLR1997EM.3.31]
	[CLR1997EM.3.32]
		Setting up and running a company
	[CLR1997EM.3.33]
	[CLR1997EM.3.34]
	[CLR1997EM.3.35]
	[CLR1997EM.3.36]
	[CLR1997EM.3.37]
	[CLR1997EM.3.38]
	[CLR1997EM.3.39]
	[CLR1997EM.3.40]
	[CLR1997EM.3.41]
	[CLR1997EM.3.42]
	[CLR1997EM.3.43]
	[CLR1997EM.3.44]
	[CLR1997EM.3.45]
	[CLR1997EM.3.46]
	[CLR1997EM.3.47]
	[CLR1997EM.3.48]
	[CLR1997EM.3.49]
	[CLR1997EM.3.50]
	[CLR1997EM.3.51]
	[CLR1997EM.3.52]
	[CLR1997EM.3.53]
	[CLR1997EM.3.54]
	[CLR1997EM.3.55]
	[CLR1997EM.3.56]
	[CLR1997EM.3.57]
	[CLR1997EM.3.58]
	[CLR1997EM.3.59]
	[CLR1997EM.3.60]
	[CLR1997EM.3.61]
	[CLR1997EM.3.62]
	[CLR1997EM.3.63]
	[CLR1997EM.4] 4 Structure of the Law
		What will happen to existing Chapters 2, 3 and 4?
	[CLR1997EM.4.1]
	[CLR1997EM.4.2]
	[CLR1997EM.4.3]
	[CLR1997EM.5] 5 Formal clauses
		Clause 1: Short title etc.
	[CLR1997EM.5.1]
		Clause 2: Commencement
	[CLR1997EM.5.2]
	[CLR1997EM.5.3]
		Clause 3: Schedules
	[CLR1997EM.5.4]
	[CLR1997EM.6] 6 Part 1.5: Small business guide
	[CLR1997EM.6.1]
	[CLR1997EM.6.2]
	[CLR1997EM.6.3]
	[CLR1997EM.7] 7 Chapter 2A: Registering a company
	[CLR1997EM.7.1]
		What companies can be registered
	[CLR1997EM.7.2]
	[CLR1997EM.7.3]
	[CLR1997EM.7.4]
	[CLR1997EM.7.5]
	[CLR1997EM.7.6]
	[CLR1997EM.7.7]
	[CLR1997EM.7.8]
	[CLR1997EM.7.9]
		How a company is registered
	[CLR1997EM.7.10]
	[CLR1997EM.7.11]
	[CLR1997EM.7.12]
	[CLR1997EM.7.13]
	[CLR1997EM.7.14]
	[CLR1997EM.7.15]
	[CLR1997EM.7.16]
	[CLR1997EM.7.17]
	[CLR1997EM.7.18]
	[CLR1997EM.7.19]
	[CLR1997EM.7.20]
		Other bodies corporate
	[CLR1997EM.7.21]
	[CLR1997EM.7.22]
	[CLR1997EM.7.23]
	[CLR1997EM.7.24]
	[CLR1997EM.8] 8 Chapter 2B: Basic features of a company
	[CLR1997EM.8.1]
		Company powers and how they are exercised
	[CLR1997EM.8.2]
	[CLR1997EM.8.3]
	[CLR1997EM.8.4]
	[CLR1997EM.8.5]
	[CLR1997EM.8.6]
		Assumptions people dealing with companies are entitled to make
	[CLR1997EM.8.7]
	[CLR1997EM.8.8]
	[CLR1997EM.8.9]
	[CLR1997EM.8.10]
		Contracts before registration
	[CLR1997EM.8.11]
	[CLR1997EM.8.12]
		Replaceable rules and constitution
	[CLR1997EM.8.13]
	[CLR1997EM.8.14]
	[CLR1997EM.8.15]
	[CLR1997EM.8.16]
	[CLR1997EM.8.17]
	[CLR1997EM.8.18]
	[CLR1997EM.8.19]
	[CLR1997EM.8.20]
	[CLR1997EM.8.21]
	[CLR1997EM.8.22]
	[CLR1997EM.8.23]
	[CLR1997EM.8.24]
	[CLR1997EM.8.25]
	[CLR1997EM.8.26]
	[CLR1997EM.8.27]
		Registered office and places of business
	[CLR1997EM.8.28]
	[CLR1997EM.8.29]
	[CLR1997EM.8.30]
	[CLR1997EM.8.31]
	[CLR1997EM.8.32]
	[CLR1997EM.8.33]
	[CLR1997EM.8.34]
	[CLR1997EM.8.35]
	[CLR1997EM.8.36]
		Company names
	[CLR1997EM.8.37]
	[CLR1997EM.8.38]
	[CLR1997EM.8.39]
	[CLR1997EM.8.40]
	[CLR1997EM.8.41]
	[CLR1997EM.8.42]
	[CLR1997EM.8.43]
	[CLR1997EM.8.44]
	[CLR1997EM.8.45]
	[CLR1997EM.8.46]
	[CLR1997EM.8.47]
	[CLR1997EM.8.48]
		Changes of company type
	[CLR1997EM.8.49]
	[CLR1997EM.8.50]
	[CLR1997EM.8.51]
	[CLR1997EM.8.52]
	[CLR1997EM.8.53]
	[CLR1997EM.8.54]
	[CLR1997EM.8.55]
	[CLR1997EM.8.56]
	[CLR1997EM.8.57]
	[CLR1997EM.8.58]
	[CLR1997EM.8.59]
	[CLR1997EM.8.60]
	[CLR1997EM.9] 9 Chapter 2F: Members' rights and remedies
	[CLR1997EM.9.1]
		Class rights
	[CLR1997EM.9.2]
	[CLR1997EM.9.3]
	[CLR1997EM.9.4]
	[CLR1997EM.9.5]
	[CLR1997EM.9.6]
	[CLR1997EM.9.7]
	[CLR1997EM.9.8]
	[CLR1997EM.9.9]
	[CLR1997EM.9.10]
		Inspection of books
	[CLR1997EM.9.11]
	[CLR1997EM.9.12]
	[CLR1997EM.9.13]
	[CLR1997EM.10] Chapter 2G: Meetings
	[CLR1997EM.10.1]
	[CLR1997EM.10.2]
	[CLR1997EM.10.3]
	[CLR1997EM.10.4]
		Directors' meetings
	[CLR1997EM.10.5]
	[CLR1997EM.10.6]
	[CLR1997EM.10.7]
	[CLR1997EM.10.8]
	[CLR1997EM.10.9]
	[CLR1997EM.10.10]
		Meetings of members of companies
		Members' decisions without meetings
	[CLR1997EM.10.11]
	[CLR1997EM.10.12]
	[CLR1997EM.10.13]
	[CLR1997EM.10.14]
	[CLR1997EM.10.15]
	[CLR1997EM.10.16]
		Who may call meetings of members
	[CLR1997EM.10.17]
	[CLR1997EM.10.18]
	[CLR1997EM.10.19]
	[CLR1997EM.10.20]
	[CLR1997EM.10.21]
	[CLR1997EM.10.22]
	[CLR1997EM.10.23]
	[CLR1997EM.10.24]
	[CLR1997EM.10.25]
		Amount of notice of meetings
	[CLR1997EM.10.26]
	[CLR1997EM.10.27]
	[CLR1997EM.10.28]
	[CLR1997EM.10.29]
		Notice to members and directors
	[CLR1997EM.10.30]
	[CLR1997EM.10.31]
	[CLR1997EM.10.32]
	[CLR1997EM.10.33]
		Contents of notice
	[CLR1997EM.10.34]
	[CLR1997EM.10.35]
		Members' rights to put resolutions etc. at general meetings
	[CLR1997EM.10.36]
	[CLR1997EM.10.37]
	[CLR1997EM.10.38]
	[CLR1997EM.10.39]
	[CLR1997EM.10.40]
		Holding meetings using technology
	[CLR1997EM.10.41]
	[CLR1997EM.10.42]
	[CLR1997EM.10.43]
	[CLR1997EM.10.44]
	[CLR1997EM.10.45]
		Quorum
	[CLR1997EM.10.46]
	[CLR1997EM.10.47]
	[CLR1997EM.10.48]
	[CLR1997EM.10.49]
		Chairman
	[CLR1997EM.10.50]
	[CLR1997EM.10.51]
		Who can appoint a proxy
	[CLR1997EM.10.52]
	[CLR1997EM.10.53]
		Apportioning votes between 1 or 2 proxies
	[CLR1997EM.10.54]
	[CLR1997EM.10.55]
		Rights of proxies
	[CLR1997EM.10.56]
	[CLR1997EM.10.57]
	[CLR1997EM.10.58]
		Lists of proxies and proxy appointment forms
	[CLR1997EM.10.59]
		How to appoint a proxy
	[CLR1997EM.10.60]
	[CLR1997EM.10.61]
	[CLR1997EM.10.62]
	[CLR1997EM.10.63]
	[CLR1997EM.10.64]
	[CLR1997EM.10.65]
	[CLR1997EM.10.66]
		Giving proxy documents to company
	[CLR1997EM.10.67]
	[CLR1997EM.10.68]
	[CLR1997EM.10.69]
		Body corporate representatives
	[CLR1997EM.10.70]
		Voting at meetings of members
	[CLR1997EM.10.71]
	[CLR1997EM.10.72]
		Powers of attorney
	[CLR1997EM.10.73]
		Annual general meetings of public companies
	[CLR1997EM.10.74]
		Asking questions at an AGM
	[CLR1997EM.10.75]
	[CLR1997EM.10.76]
	[CLR1997EM.10.77]
	[CLR1997EM.10.78]
		Statutory meeting
	[CLR1997EM.10.79]
		Other meetings rules
	[CLR1997EM.10.80]
		Minutes and members' access to minutes
		Minutes
	[CLR1997EM.10.81]
	[CLR1997EM.10.82]
		Members' access
	[CLR1997EM.10.83]
		Meetings of members of registered managed investment schemes
	[CLR1997EM.10.84]
	[CLR1997EM.10.85]
	[CLR1997EM.10.86]
		Meetings initiated by the responsible entity
	[CLR1997EM.10.87]
		Meetings initiated by members
	[CLR1997EM.10.88]
	[CLR1997EM.10.89]
	[CLR1997EM.10.90]
	[CLR1997EM.10.91]
	[CLR1997EM.10.92]
		Meetings called by the Court
	[CLR1997EM.10.93]
		Calling and holding meetings of members
	[CLR1997EM.10.94]
	[CLR1997EM.10.95]
	[CLR1997EM.10.96]
		Members' rights to put resolutions etc. at meetings of members
	[CLR1997EM.10.97]
		Voting at meetings of members
	[CLR1997EM.10.98]
	[CLR1997EM.10.99]
	[CLR1997EM.10.100]
		Other meetings rules
	[CLR1997EM.10.101]
	[CLR1997EM.11] 11 Chapter 2H: Shares
	[CLR1997EM.11.1]
	[CLR1997EM.11.2]
		Part 2H.1 — Shares
		Authorised share capital
	[CLR1997EM.11.3]
	[CLR1997EM.11.4]
	[CLR1997EM.11.5]
	[CLR1997EM.11.6]
	[CLR1997EM.11.7]
	[CLR1997EM.11.8]
	[CLR1997EM.11.9]
		Issuing and converting shares
	[CLR1997EM.11.10]
	[CLR1997EM.11.11]
	[CLR1997EM.11.12]
	[CLR1997EM.11.13]
	[CLR1997EM.11.14]
	[CLR1997EM.11.15]
	[CLR1997EM.11.16]
	[CLR1997EM.11.17]
	[CLR1997EM.11.18]
	[CLR1997EM.11.19]
	[CLR1997EM.11.20]
	[CLR1997EM.11.21]
		No par value
	[CLR1997EM.11.22]
	[CLR1997EM.11.23]
	[CLR1997EM.11.24]
	[CLR1997EM.11.25]
	[CLR1997EM.11.26]
	[CLR1997EM.11.27]
	[CLR1997EM.11.28]
	[CLR1997EM.11.29]
	[CLR1997EM.11.30]
	[CLR1997EM.11.31]
		Redeemable preference shares
	[CLR1997EM.11.32]
	[CLR1997EM.11.33]
	[CLR1997EM.11.34]
	[CLR1997EM.11.35]
	[CLR1997EM.11.36]
	[CLR1997EM.11.37]
		Partly-paid shares
	[CLR1997EM.11.38]
		Dividends
	[CLR1997EM.11.39]
	[CLR1997EM.11.40]
	[CLR1997EM.11.41]
	[CLR1997EM.11.42]
	[CLR1997EM.11.43]
	[CLR1997EM.11.44]
	[CLR1997EM.11.45]
	[CLR1997EM.11.46]
	[CLR1997EM.11.47]
	[CLR1997EM.11.48]
		Notice requirements
	[CLR1997EM.11.49]
	[CLR1997EM.11.50]
	[CLR1997EM.11.51]
	[CLR1997EM.11.52]
	[CLR1997EM.12] 12 Chapter 2J: Transactions affecting share capital
	[CLR1997EM.12.1]
	[CLR1997EM.12.2]
	[CLR1997EM.12.3]
		Capital reductions
	[CLR1997EM.12.4]
	[CLR1997EM.12.5]
	[CLR1997EM.12.6]
	[CLR1997EM.12.7]
	[CLR1997EM.12.8]
	[CLR1997EM.12.9]
		No need for authorisation by constitution
	[CLR1997EM.12.10]
	[CLR1997EM.12.11]
		No need for Court confirmation
	[CLR1997EM.12.12]
	[CLR1997EM.12.13]
		Shareholder approval
	[CLR1997EM.12.14]
	[CLR1997EM.12.15]
	[CLR1997EM.12.16]
	[CLR1997EM.12.17]
	[CLR1997EM.12.18]
	[CLR1997EM.12.19]
		Information for shareholders
	[CLR1997EM.12.20]
	[CLR1997EM.12.21]
		Creditor and shareholder protection
	[CLR1997EM.12.22]
	[CLR1997EM.12.23]
	[CLR1997EM.12.24]
	[CLR1997EM.12.25]
	[CLR1997EM.12.26]
		Notice of the reduction of capital
	[CLR1997EM.12.27]
	[CLR1997EM.12.28]
	[CLR1997EM.12.29]
	[CLR1997EM.12.30]
		Stopping an improper capital reduction
	[CLR1997EM.12.31]
	[CLR1997EM.12.32]
	[CLR1997EM.12.33]
	[CLR1997EM.12.34]
	[CLR1997EM.12.35]
		Capital reductions and par value
	[CLR1997EM.12.36]
	[CLR1997EM.12.37]
	[CLR1997EM.12.38]
		Other reductions of capital
	[CLR1997EM.12.39]
	[CLR1997EM.12.40]
	[CLR1997EM.12.41]
		Share buy-backs
	[CLR1997EM.12.42]
	[CLR1997EM.12.43]
	[CLR1997EM.12.44]
	[CLR1997EM.12.45]
	[CLR1997EM.12.46]
	[CLR1997EM.12.47]
	[CLR1997EM.12.48]
	[CLR1997EM.12.49]
		Part 2J.2 — Self-acquisition and control of shares
		Direct self-acquisitions
	[CLR1997EM.12.50]
	[CLR1997EM.12.51]
	[CLR1997EM.12.52]
	[CLR1997EM.12.53]
	[CLR1997EM.12.54]
	[CLR1997EM.12.55]
	[CLR1997EM.12.56]
	[CLR1997EM.12.57]
		Indirect self-acquisitions
	[CLR1997EM.12.58]
	[CLR1997EM.12.59]
	[CLR1997EM.12.60]
	[CLR1997EM.12.61]
	[CLR1997EM.12.62]
	[CLR1997EM.12.63]
	[CLR1997EM.12.64]
	[CLR1997EM.12.65]
	[CLR1997EM.12.66]
		Issue or transfer of shares to a controlled entity
	[CLR1997EM.12.67]
	[CLR1997EM.12.68]
	[CLR1997EM.12.69]
		Controlling an entity that holds shares in the company
	[CLR1997EM.12.70]
	[CLR1997EM.12.71]
	[CLR1997EM.12.72]
	[CLR1997EM.12.73]
		Unacceptable self acquisition schemes
	[CLR1997EM.12.74]
		Part 2J.3 — Financial assistance
	[CLR1997EM.12.75]
	[CLR1997EM.12.76]
	[CLR1997EM.12.77]
	[CLR1997EM.12.78]
	[CLR1997EM.12.79]
	[CLR1997EM.12.80]
	[CLR1997EM.12.81]
	[CLR1997EM.12.82]
	[CLR1997EM.12.83]
	[CLR1997EM.12.84]
	[CLR1997EM.12.85]
	[CLR1997EM.12.86]
		Employee share schemes
	[CLR1997EM.12.87]
	[CLR1997EM.12.88]
	[CLR1997EM.12.89]
		Transfer and transmission of shares
	[CLR1997EM.12.90]
	[CLR1997EM.12.91]
	[CLR1997EM.12.92]
		Schedule 3 penalties
	[CLR1997EM.12.93]
	[CLR1997EM.13] 13 Chapter 2M: Financial reports and audit
	[CLR1997EM.13.1]
	[CLR1997EM.13.2]
	[CLR1997EM.13.3]
		Accounting standards and the Law
	[CLR1997EM.13.4]
	[CLR1997EM.13.5]
	[CLR1997EM.13.6]
		Application of Chapter 2M to managed investment schemes
	[CLR1997EM.13.7]
	[CLR1997EM.13.8]
	[CLR1997EM.13.9]
		Financial records
	[CLR1997EM.13.10]
	[CLR1997EM.13.11]
	[CLR1997EM.13.12]
	[CLR1997EM.13.13]
	[CLR1997EM.13.14]
	[CLR1997EM.13.15]
	[CLR1997EM.13.16]
	[CLR1997EM.13.17]
		Obligation to prepare annual reports
	[CLR1997EM.13.18]
	[CLR1997EM.13.19]
	[CLR1997EM.13.20]
CORPORATE LAW ECONOMIC REFORM PROGRAM BILL
	[CLR1997EM.13] 13 Chapter 2M: Financial reports and audit
	[CLR1997EM.13.21]
	[CLR1997EM.13.22]
	[CLR1997EM.13.23]
	[CLR1997EM.13.24]
		Content of the annual financial report
	[CLR1997EM.13.25]
	[CLR1997EM.13.26]
	[CLR1997EM.13.27]
	[CLR1997EM.13.28]
	[CLR1997EM.13.29]
	[CLR1997EM.13.30]
	[CLR1997EM.13.31]
	[CLR1997EM.13.32]
		Directors' reporting responsibilities
	[CLR1997EM.13.33]
		Specific disclosures
	[CLR1997EM.13.34]
	[CLR1997EM.13.35]
	[CLR1997EM.13.36]
	[CLR1997EM.13.37]
	[CLR1997EM.13.38]
	[CLR1997EM.13.39]
	[CLR1997EM.13.40]
	[CLR1997EM.13.41]
	[CLR1997EM.13.42]
		Half-year reporting for disclosing entities
	[CLR1997EM.13.43]
	[CLR1997EM.13.44]
	[CLR1997EM.13.45]
		Audit and audit report
	[CLR1997EM.13.46]
	[CLR1997EM.13.47]
	[CLR1997EM.13.48]
	[CLR1997EM.13.49]
	[CLR1997EM.13.50]
	[CLR1997EM.13.51]
	[CLR1997EM.13.52]
	[CLR1997EM.13.53]
	[CLR1997EM.13.54]
		Annual financial reporting to members
	[CLR1997EM.13.55]
	[CLR1997EM.13.56]
	[CLR1997EM.13.57]
	[CLR1997EM.13.58]
	[CLR1997EM.13.59]
	[CLR1997EM.13.60]
	[CLR1997EM.13.61]
	[CLR1997EM.13.62]
	[CLR1997EM.13.63]
		Concise financial reports for members
	[CLR1997EM.13.64]
	[CLR1997EM.13.65]
	[CLR1997EM.13.66]
	[CLR1997EM.13.67]
	[CLR1997EM.13.68]
	[CLR1997EM.13.69]
		Lodging financial statements and reports with the ASC
	[CLR1997EM.13.70]
	[CLR1997EM.13.71]
	[CLR1997EM.13.72]
	[CLR1997EM.13.73]
	[CLR1997EM.13.74]
	[CLR1997EM.13.75]
	[CLR1997EM.13.76]
	[CLR1997EM.13.77]
	[CLR1997EM.13.78]
		Consolidated financial statements
	[CLR1997EM.13.79]
	[CLR1997EM.13.80]
	[CLR1997EM.13.81]
		Financial years and half-years
	[CLR1997EM.13.82]
	[CLR1997EM.13.83]
	[CLR1997EM.13.84]
	[CLR1997EM.13.85]
	[CLR1997EM.13.86]
	[CLR1997EM.13.87]
		Auditor
	[CLR1997EM.13.88]
		Accounting standards
	[CLR1997EM.13.89]
	[CLR1997EM.13.90]
	[CLR1997EM.13.91]
	[CLR1997EM.13.92]
	[CLR1997EM.13.93]
	[CLR1997EM.13.94]
		Exemptions and modifications
	[CLR1997EM.13.95]
	[CLR1997EM.13.96]
	[CLR1997EM.13.97]
	[CLR1997EM.13.98]
		Sanctions for non-compliance
	[CLR1997EM.13.99]
	[CLR1997EM.13.100]
	[CLR1997EM.13.101]
		Special rules and exemptions
	[CLR1997EM.13.102]
	[CLR1997EM.13.103]
	[CLR1997EM.13.104]
	[CLR1997EM.14] 14 Chapter 2N: Annual returns and lodgments with the ASC
	[CLR1997EM.14.1]
	[CLR1997EM.14.2]
		Lodgment of annual returns
	[CLR1997EM.14.3]
	[CLR1997EM.14.4]
	[CLR1997EM.14.5]
	[CLR1997EM.14.6]
	[CLR1997EM.14.7]
	[CLR1997EM.14.8]
	[CLR1997EM.14.9]
	[CLR1997EM.14.10]
	[CLR1997EM.14.11]
	[CLR1997EM.14.12]
	[CLR1997EM.14.14]
		Content of company annual returns
	[CLR1997EM.14.14]
	[CLR1997EM.14.16]
	[CLR1997EM.14.17]
	[CLR1997EM.14.18]
	[CLR1997EM.14.19]
		Contents of collective investment schemes annual returns
	[CLR1997EM.14.20]
	[CLR1997EM.14.21]
	[CLR1997EM.14.22]
	[CLR1997EM.14.23]
	[CLR1997EM.14.24]
		Lodgment
	[CLR1997EM.14.25]
	[CLR1997EM.14.26]
	[CLR1997EM.14.27]
	[CLR1997EM.14.28]
	[CLR1997EM.14.29]
	[CLR1997EM.15] 15 Chapter 5A: Deregistration of companies
	[CLR1997EM.15.1]
		Terminology and concepts in Bill
	[CLR1997EM.15.2]
	[CLR1997EM.15.3]
		Voluntary deregistration
	[CLR1997EM.15.4]
	[CLR1997EM.15.5]
	[CLR1997EM.15.6]
	[CLR1997EM.15.7]
		ASC initiated deregistration
	[CLR1997EM.15.8]
	[CLR1997EM.15.9]
	[CLR1997EM.15.10]
		Effect of deregistration
	[CLR1997EM.15.11]
	[CLR1997EM.15.12]
	[CLR1997EM.15.13]
		Powers of the ASC
	[CLR1997EM.15.14]
	[CLR1997EM.15.15]
	[CLR1997EM.15.16]
	[CLR1997EM.15.17]
	[CLR1997EM.15.18]
	[CLR1997EM.15.19]
	[CLR1997EM.15.20]
	[CLR1997EM.15.21]
		Third party rights against insured deregistered companies
	[CLR1997EM.15.22]
	[CLR1997EM.15.23]
		Reinstatement
	[CLR1997EM.15.24]
	[CLR1997EM.15.25]
	[CLR1997EM.15.26]
	[CLR1997EM.15.27]
	[CLR1997EM.15.28]
	[CLR1997EM.15.29]
CORPORATE LAW ECONOMIC REFORM PROGRAM BILL
	CORPORATE LAW ECONOMIC REFORM PROGRAM BILL
	[CLERP98PRINCEM.1] 1 Outline
	[CLERP98PRINCEM.1.1]
	[CLERP98PRINCEM.1.2]
	[CLERP98PRINCEM.1.3]
	[CLERP98PRINCEM.1.4]
	[CLERP98PRINCEM.1.5]
	[CLERP98PRINCEM.1.6]
	[CLERP98PRINCEM.1.7]
	[CLERP98PRINCEM.2] 2 Regulation impact statement
		Background to proposed amendments
	[CLERP98PRINCEM.2.1]
		Consultation
	[CLERP98PRINCEM.2.2]
	[CLERP98PRINCEM.2.3]
		Problem identification and regulatory objectives
	[CLERP98PRINCEM.2.4]
	[CLERP98PRINCEM.2.5]
	[CLERP98PRINCEM.2.6]
	[CLERP98PRINCEM.2.7]
		Directors' duties
		Problems/options
	[CLERP98PRINCEM.2.8]
	[CLERP98PRINCEM.2.9]
	[CLERP98PRINCEM.2.10]
		Cost benefits
	[CLERP98PRINCEM.2.1]
	[CLERP98PRINCEM.2.2]
		Feedback from public exposure
	[CLERP98PRINCEM.2.3]
		Conclusion
	[CLERP98PRINCEM.2.4]
	[CLERP98PRINCEM.2.5]
		Takeovers
		Problems/options
	[CLERP98PRINCEM.2.6]
	[CLERP98PRINCEM.2.7]
	[CLERP98PRINCEM.2.8]
		Cost benefits
	[CLERP98PRINCEM.2.9]
		Feedback from public exposure
	[CLERP98PRINCEM.2.10]
		Conclusion
	[CLERP98PRINCEM.2.11]
	[CLERP98PRINCEM.2.12]
		Fundraising
		Problems/options
	[CLERP98PRINCEM.2.13]
	[CLERP98PRINCEM.2.14]
	[CLERP98PRINCEM.2.15]
		Cost benefits
	[CLERP98PRINCEM.2.16]
	[CLERP98PRINCEM.2.17]
	[CLERP98PRINCEM.2.18]
		Feedback from public exposure
	[CLERP98PRINCEM.2.1]
		Conclusion
	[CLERP98PRINCEM.2.2]
	[CLERP98PRINCEM.2.3]
	[CLERP98PRINCEM.2.4]
	[CLERP98PRINCEM.2.5]
		Accounting standards
		Problems/options
	[CLERP98PRINCEM.2.6]
	[CLERP98PRINCEM.2.7]
		Cost benefits
	[CLERP98PRINCEM.2.8]
		Feedback from public exposure
	[CLERP98PRINCEM.2.9]
		Conclusion
	[CLERP98PRINCEM.2.10]
	[CLERP98PRINCEM.2.11]
		Implementation and review
	[CLERP98PRINCEM.2.12]
	[CLERP98PRINCEM.2.13]
	[CLERP98PRINCEM.3] 3 Financial impact statement
	[CLERP98PRINCEM.3.1]
	[CLERP98PRINCEM.3.2]
	[CLERP98PRINCEM.3.3]
	[CLERP98PRINCEM.3.4]
	[CLERP98PRINCEM.4] 4 Summary of key amendments proposed by the Bill
	[CLERP98PRINCEM.4.1]
		Directors' duties and corporate governance
	[CLERP98PRINCEM.4.2]
	[CLERP98PRINCEM.4.3]
		Takeovers
	[CLERP98PRINCEM.4.4]
	[CLERP98PRINCEM.4.1]
		Fundraising
	[CLERP98PRINCEM.4.2]
	[CLERP98PRINCEM.4.3]
		Accounting standards
	[CLERP98PRINCEM.4.4]
	[CLERP98PRINCEM.5] 5 Abbreviations
	[CLERP98PRINCEM.6] Directors' duties and corporate governance
		Business Judgment Rule
	[CLERP98PRINCEM.6.1]
	[CLERP98PRINCEM.6.2]
	[CLERP98PRINCEM.6.3]
	[CLERP98PRINCEM.6.4]
	[CLERP98PRINCEM.6.5]
	[CLERP98PRINCEM.6.6]
	[CLERP98PRINCEM.6.7]
	[CLERP98PRINCEM.6.8]
	[CLERP98PRINCEM.6.9]
	[CLERP98PRINCEM.6.10]
		Statutory Derivative Action
		Proposed Part 2F.1A — Proceedings on behalf of a company and others
	[CLERP98PRINCEM.6.11]
	[CLERP98PRINCEM.6.12]
	[CLERP98PRINCEM.6.13]
		Current position
	[CLERP98PRINCEM.6.14]
	[CLERP98PRINCEM.6.15]
	[CLERP98PRINCEM.6.16]
	[CLERP98PRINCEM.6.17]
		Persons who may bring, or intervene in, proceedings on behalf of a company
	[CLERP98PRINCEM.6.18]
	[CLERP98PRINCEM.6.19]
	[CLERP98PRINCEM.6.20]
	[CLERP98PRINCEM.6.21]
	[CLERP98PRINCEM.6.22]
		No right of action except as provided in this part
	[CLERP98PRINCEM.6.23]
	[CLERP98PRINCEM.6.24]
		Who can apply for leave
	[CLERP98PRINCEM.6.25]
	[CLERP98PRINCEM.6.26]
	[CLERP98PRINCEM.6.27]
	[CLERP98PRINCEM.6.28]
	[CLERP98PRINCEM.6.29]
	[CLERP98PRINCEM.6.30]
		Criteria for granting leave
	[CLERP98PRINCEM.6.31]
	[CLERP98PRINCEM.6.32]
	[CLERP98PRINCEM.6.33]
		Inaction by the company
	[CLERP98PRINCEM.6.34]
	[CLERP98PRINCEM.6.35]
		Applicant's good faith
	[CLERP98PRINCEM.6.36]
	[CLERP98PRINCEM.6.37]
		Best interests of the company
	[CLERP98PRINCEM.6.38]
	[CLERP98PRINCEM.6.39]
		Third party actions
	[CLERP98PRINCEM.6.40]
	[CLERP98PRINCEM.6.41]
	[CLERP98PRINCEM.6.42]
	[CLERP98PRINCEM.6.43]
	[CLERP98PRINCEM.6.44]
	[CLERP98PRINCEM.6.45]
		Serious question
	[CLERP98PRINCEM.6.46]
	[CLERP98PRINCEM.6.47]
	[CLERP98PRINCEM.6.48]
		Notice of proceedings
	[CLERP98PRINCEM.6.49]
	[CLERP98PRINCEM.6.50]
		Notice of proceedings
	[CLERP98PRINCEM.6.51]
		Substitution of another person for the person granted leave
	[CLERP98PRINCEM.6.1]
	[CLERP98PRINCEM.6.2]
		Ratification or approval by members
	[CLERP98PRINCEM.6.3]
	[CLERP98PRINCEM.6.4]
	[CLERP98PRINCEM.6.5]
	[CLERP98PRINCEM.6.6]
	[CLERP98PRINCEM.6.7]
	[CLERP98PRINCEM.6.8]
		Leave to discontinue, compromise or settle derivative proceedings
	[CLERP98PRINCEM.6.9]
		General powers of the Court
	[CLERP98PRINCEM.6.10]
	[CLERP98PRINCEM.6.11]
	[CLERP98PRINCEM.6.12]
	[CLERP98PRINCEM.6.13]
	[CLERP98PRINCEM.6.14]
		Costs orders
	[CLERP98PRINCEM.6.15]
	[CLERP98PRINCEM.6.16]
	[CLERP98PRINCEM.6.17]
	[CLERP98PRINCEM.6.18]
	[CLERP98PRINCEM.6.19]
	[CLERP98PRINCEM.6.20]
		Duties of Officers and Employees
	[CLERP98PRINCEM.6.21]
	[CLERP98PRINCEM.6.22]
		Care and diligence
	[CLERP98PRINCEM.6.23]
	[CLERP98PRINCEM.6.24]
	[CLERP98PRINCEM.6.25]
		Civil penalty
	[CLERP98PRINCEM.6.1]
		Good faith
	[CLERP98PRINCEM.6.2]
	[CLERP98PRINCEM.6.3]
	[CLERP98PRINCEM.6.4]
	[CLERP98PRINCEM.6.5]
	[CLERP98PRINCEM.6.5]
	[CLERP98PRINCEM.6.7]
		Restrictions on indemnities and insurance for officers and auditors
	[CLERP98PRINCEM.6.8]
	[CLERP98PRINCEM.6.9]
		No exemptions
	[CLERP98PRINCEM.6.10]
		Prohibition on an indemnity for liability (other than for legal costs
	[CLERP98PRINCEM.6.11]
	[CLERP98PRINCEM.6.12]
	[CLERP98PRINCEM.6.13]
		Prohibition on an indemnity for legal costs
	[CLERP98PRINCEM.6.14]
	[CLERP98PRINCEM.6.15]
	[CLERP98PRINCEM.6.16]
		Clarification of the liability of directors in situations of conflict of interest
	[CLERP98PRINCEM.6.17]
	[CLERP98PRINCEM.6.18]
	[CLERP98PRINCEM.6.19]
	[CLERP98PRINCEM.6.20]
	[CLERP98PRINCEM.6.21]
		Reliance on Information Provided by Others and the Delegation of Responsibilities
	[CLERP98PRINCEM.6.22]
		Reliance by directors on information and advice provided by others
	[CLERP98PRINCEM.6.23]
	[CLERP98PRINCEM.6.24]
	[CLERP98PRINCEM.6.25]
	[CLERP98PRINCEM.6.26]
		Delegation
	[CLERP98PRINCEM.6.1]
	[CLERP98PRINCEM.6.2]
	[CLERP98PRINCEM.6.3]
	[CLERP98PRINCEM.6.4]
		Right of Access to Company Books
	[CLERP98PRINCEM.6.5]
	[CLERP98PRINCEM.6.6]
	[CLERP98PRINCEM.6.7]
	[CLERP98PRINCEM.6.8]
	[CLERP98PRINCEM.6.9]
		Rewrite
	[CLERP98PRINCEM.6.10]
		Material personal interests
	[CLERP98PRINCEM.6.11]
	[CLERP98PRINCEM.6.12]
	[CLERP98PRINCEM.6.13]
	[CLERP98PRINCEM.6.14]
	[CLERP98PRINCEM.6.15]
	[CLERP98PRINCEM.6.16]
		Company secretaries
	[CLERP98PRINCEM.6.1]
	[CLERP98PRINCEM.6.2]
	[CLERP98PRINCEM.6.3]
	[CLERP98PRINCEM.6.4]
		Related party transactions
	[CLERP98PRINCEM.6.5]
		Definition of 'related party'
	[CLERP98PRINCEM.6.1]
		Reasonable remuneration
	[CLERP98PRINCEM.6.2]
	[CLERP98PRINCEM.6.3]
		Consequences of contravention
	[CLERP98PRINCEM.6.4]
		Civil penalty provisions
	[CLERP98PRINCEM.6.5]
	[CLERP98PRINCEM.6.6]
	[CLERP98PRINCEM.6.7]
	[CLERP98PRINCEM.6.8]
	[CLERP98PRINCEM.6.9]
		Oppression
	[CLERP98PRINCEM.6.1]
		Consequential Amendments to the Commonwealth Authorities and Companies Act 1997 (the CAC Act)
	[CLERP98PRINCEM.6.1]
	[CLERP98PRINCEM.6.2]
	[CLERP98PRINCEM.6.3]
	[CLERP98PRINCEM.6.4]
	[CLERP98PRINCEM.7] Takeovers
	[CLERP98PRINCEM.7.1]
		Mandatory bid rule
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
	[CLERP98PRINCEM.7.4]
	[CLERP98PRINCEM.7.5]
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.7.7]
	[CLERP98PRINCEM.7.8]
	[CLERP98PRINCEM.7.9]
	[CLERP98PRINCEM.7.10]
		Conditions applying to the mandatory bid rule
	[CLERP98PRINCEM.7.11]
	[CLERP98PRINCEM.7.12]
	[CLERP98PRINCEM.7.13]
		Dispute resolution
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
		Panel's role
	[CLERP98PRINCEM.7.4]
	[CLERP98PRINCEM.7.5]
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.7.7]
	[CLERP98PRINCEM.7.8]
	[CLERP98PRINCEM.7.9]
	[CLERP98PRINCEM.7.10]
	[CLERP98PRINCEM.7.11]
	[CLERP98PRINCEM.7.12]
	[CLERP98PRINCEM.7.13]
		Courts' role
	[CLERP98PRINCEM.7.14]
	[CLERP98PRINCEM.7.15]
	[CLERP98PRINCEM.7.16]
		Compulsory acquisitions
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
		Post-bid compulsory acquisitions
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
	[CLERP98PRINCEM.7.4]
		Compulsory acquisitions of all securities in a class
	[CLERP98PRINCEM.7.5]
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.7.7]
		Compulsory acquisitions of all securities in the company
	[CLERP98PRINCEM.7.8]
	[CLERP98PRINCEM.7.9]
	[CLERP98PRINCEM.7.10]
	[CLERP98PRINCEM.7.11]
	[CLERP98PRINCEM.7.12]
	[CLERP98PRINCEM.7.13]
		Managed investment schemes
		Applying takeover rules to listed managed investment schemes
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
	[CLERP98PRINCEM.7.4]
	[CLERP98PRINCEM.7.5]
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.7.7]
	[CLERP98PRINCEM.7.8]
		Replacing the scheme manager
	[CLERP98PRINCEM.7.9]
	[CLERP98PRINCEM.7.10]
	[CLERP98PRINCEM.7.11]
		Compulsory acquisitions
	[CLERP98PRINCEM.7.12]
		Substantial holdings and tracing
	[CLERP98PRINCEM.7.13]
	[CLERP98PRINCEM.7.14]
	[CLERP98PRINCEM.7.15]
		Rewriting the takeover provisions
	[CLERP98PRINCEM.7.16]
		Takeover prohibition and exceptions
	[CLERP98PRINCEM.7.17]
		Takeover procedure
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
	[CLERP98PRINCEM.7.4]
		Offers
	[CLERP98PRINCEM.7.5]
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.7.7]
	[CLERP98PRINCEM.7.8]
	[CLERP98PRINCEM.7.9]
	[CLERP98PRINCEM.7.10]
	[CLERP98PRINCEM.7.11]
	[CLERP98PRINCEM.7.12]
		Conditional bids
	[CLERP98PRINCEM.7.13]
	[CLERP98PRINCEM.7.14]
	[CLERP98PRINCEM.7.15]
		Variation of bids
	[CLERP98PRINCEM.7.16]
	[CLERP98PRINCEM.7.17]
	[CLERP98PRINCEM.7.18]
	[CLERP98PRINCEM.7.19]
	[CLERP98PRINCEM.7.20]
	[CLERP98PRINCEM.7.21]
		Problems/options
	[CLERP98PRINCEM.7.22]
	[CLERP98PRINCEM.7.23]
	[CLERP98PRINCEM.7.24]
	[CLERP98PRINCEM.7.25]
	[CLERP98PRINCEM.7.26]
	[CLERP98PRINCEM.7.27]
	[CLERP98PRINCEM.7.28]
	[CLERP98PRINCEM.7.29]
	[CLERP98PRINCEM.7.30]
	[CLERP98PRINCEM.7.31]
		Supplementary takeover documents
	[CLERP98PRINCEM.7.32]
	[CLERP98PRINCEM.7.33]
	[CLERP98PRINCEM.7.34]
	[CLERP98PRINCEM.7.35]
	[CLERP98PRINCEM.7.36]
		Liability regime
	[CLERP98PRINCEM.7.37]
		Prohibitions
	[CLERP98PRINCEM.7.38]
	[CLERP98PRINCEM.7.39]
	[CLERP98PRINCEM.7.40]
	[CLERP98PRINCEM.7.41]
	[CLERP98PRINCEM.7.42]
		Persons liable
	[CLERP98PRINCEM.7.43]
	[CLERP98PRINCEM.7.44]
	[CLERP98PRINCEM.7.45]
	[CLERP98PRINCEM.7.46]
	[CLERP98PRINCEM.7.47]
	[CLERP98PRINCEM.7.48]
	[CLERP98PRINCEM.7.49]
	[CLERP98PRINCEM.7.50]
		Defences
	[CLERP98PRINCEM.7.51]
	[CLERP98PRINCEM.7.52]
	[CLERP98PRINCEM.7.53]
	[CLERP98PRINCEM.7.54]
		Liability for other takeover conduct
	[CLERP98PRINCEM.7.1]
		Compulsory acquisitions
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
		Treatment of later issued securities
	[CLERP98PRINCEM.7.4]
	[CLERP98PRINCEM.7.5]
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.7.7]
		Treatment of convertible securities holders
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
		Discretion to reduce 90 per cent threshold
	[CLERP98PRINCEM.7.1]
	[CLERP98PRINCEM.7.2]
	[CLERP98PRINCEM.7.3]
		Role of the Court in compulsory acquisition disputes
	[CLERP98PRINCEM.7.4]
	[CLERP98PRINCEM.7.5]
		Substantial shareholdings
	[CLERP98PRINCEM.7.6]
	[CLERP98PRINCEM.8] Fundraising
	[CLERP98PRINCEM.8.1]
		Improving disclosure
	[CLERP98PRINCEM.8.2]
		General disclosure requirement
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
		Shorter prospectuses
	[CLERP98PRINCEM.8.6]
	[CLERP98PRINCEM.8.7]
	[CLERP98PRINCEM.8.8]
	[CLERP98PRINCEM.8.9]
		Profile statements
	[CLERP98PRINCEM.8.10]
	[CLERP98PRINCEM.8.11]
	[CLERP98PRINCEM.8.12]
		Forward-looking statements
	[CLERP98PRINCEM.8.13]
		Rights issues
	[CLERP98PRINCEM.8.14]
		Advertising
		Listed securities
	[CLERP98PRINCEM.8.15]
	[CLERP98PRINCEM.8.16]
		Unlisted securities
	[CLERP98PRINCEM.8.17]
	[CLERP98PRINCEM.8.18]
	[CLERP98PRINCEM.8.19]
	[CLERP98PRINCEM.8.20]
	[CLERP98PRINCEM.8.21]
		Image advertising
	[CLERP98PRINCEM.8.1]
		Pathfinder documents
	[CLERP98PRINCEM.8.2]
		Liability
		Prohibitions
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
	[CLERP98PRINCEM.8.6]
	[CLERP98PRINCEM.8.7]
	[CLERP98PRINCEM.8.8]
		Persons liable
	[CLERP98PRINCEM.8.9]
	[CLERP98PRINCEM.8.10]
	[CLERP98PRINCEM.8.11]
	[CLERP98PRINCEM.8.12]
	[CLERP98PRINCEM.8.13]
	[CLERP98PRINCEM.8.14]
		Defences
	[CLERP98PRINCEM.8.15]
	[CLERP98PRINCEM.8.16]
	[CLERP98PRINCEM.8.17]
	[CLERP98PRINCEM.8.18]
	[CLERP98PRINCEM.8.19]
	[CLERP98PRINCEM.8.20]
	[CLERP98PRINCEM.8.21]
	[CLERP98PRINCEM.8.22]
		Small business fundraising
	[CLERP98PRINCEM.8.1]
		Small scale offerings
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
	[CLERP98PRINCEM.8.6]
		Sophisticated investors
	[CLERP98PRINCEM.8.1]
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
		Offer information statements
	[CLERP98PRINCEM.8.6]
	[CLERP98PRINCEM.8.7]
	[CLERP98PRINCEM.8.8]
	[CLERP98PRINCEM.8.9]
		Electronic commerce
	[CLERP98PRINCEM.8.10]
	[CLERP98PRINCEM.8.11]
	[CLERP98PRINCEM.8.12]
	[CLERP98PRINCEM.8.13]
	[CLERP98PRINCEM.8.14]
	[CLERP98PRINCEM.8.15]
	[CLERP98PRINCEM.8.16]
	[CLERP98PRINCEM.8.17]
		Prospectus lodgment
	[CLERP98PRINCEM.8.18]
	[CLERP98PRINCEM.8.19]
	[CLERP98PRINCEM.8.20]
	[CLERP98PRINCEM.8.21]
		Fundraising by the Federal Government
	[CLERP98PRINCEM.8.22]
	[CLERP98PRINCEM.8.23]
	[CLERP98PRINCEM.8.24]
	[CLERP98PRINCEM.8.25]
	[CLERP98PRINCEM.8.26]
	[CLERP98PRINCEM.8.27]
		Rewriting the fundraising provisions
	[CLERP98PRINCEM.8.28]
		'Securities' covered by the fundraising provisions
	[CLERP98PRINCEM.8.29]
	[CLERP98PRINCEM.8.30]
	[CLERP98PRINCEM.8.31]
	[CLERP98PRINCEM.8.32]
	[CLERP98PRINCEM.8.33]
		Options
	[CLERP98PRINCEM.8.34]
	[CLERP98PRINCEM.8.35]
	[CLERP98PRINCEM.8.36]
	[CLERP98PRINCEM.8.37]
	[CLERP98PRINCEM.8.38]
	[CLERP98PRINCEM.8.39]
	[CLERP98PRINCEM.8.40]
	[CLERP98PRINCEM.8.41]
	[CLERP98PRINCEM.8.42]
		General disclosure requirement
	[CLERP98PRINCEM.8.43]
	[CLERP98PRINCEM.8.44]
	[CLERP98PRINCEM.8.45]
	[CLERP98PRINCEM.8.46]
	[CLERP98PRINCEM.8.47]
	[CLERP98PRINCEM.8.48]
	[CLERP98PRINCEM.8.49]
		Specific disclosure requirement
	[CLERP98PRINCEM.8.50]
		Offers of securities issued for resale
	[CLERP98PRINCEM.8.51]
	[CLERP98PRINCEM.8.52]
	[CLERP98PRINCEM.8.53]
	[CLERP98PRINCEM.8.54]
		Secondary sales notices
	[CLERP98PRINCEM.8.1]
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
		Restrictions on issuing securities
	[CLERP98PRINCEM.8.1]
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
		13 month prospectus life
	[CLERP98PRINCEM.8.6]
		Clearing house
	[CLERP98PRINCEM.8.7]
		Debentures
	[CLERP98PRINCEM.8.8]
		Definition of debentures
	[CLERP98PRINCEM.8.9]
	[CLERP98PRINCEM.8.10]
	[CLERP98PRINCEM.8.11]
		What can be called debentures
	[CLERP98PRINCEM.8.12]
		Definition of borrower and guarantor
	[CLERP98PRINCEM.8.13]
		When an offer of debentures needs a trust deed and trustee
	[CLERP98PRINCEM.8.14]
		The Trust Deed
	[CLERP98PRINCEM.8.15]
	[CLERP98PRINCEM.8.16]
	[CLERP98PRINCEM.8.17]
		The Trustee
	[CLERP98PRINCEM.8.1]
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
		Specific performance of debenture contracts
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
		Debenture issues for particular purposes
	[CLERP98PRINCEM.8.6]
		Borrower's and guarantor's duties
	[CLERP98PRINCEM.8.1]
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
	[CLERP98PRINCEM.8.6]
	[CLERP98PRINCEM.8.7]
		Reporting requirements of borrowers and guarantors
	[CLERP98PRINCEM.8.8]
	[CLERP98PRINCEM.8.9]
	[CLERP98PRINCEM.8.10]
		Trustees duties
	[CLERP98PRINCEM.8.11]
	[CLERP98PRINCEM.8.12]
		ASIC and court powers
	[CLERP98PRINCEM.8.1]
	[CLERP98PRINCEM.8.2]
	[CLERP98PRINCEM.8.3]
	[CLERP98PRINCEM.8.4]
	[CLERP98PRINCEM.8.5]
	[CLERP98PRINCEM.8.6]
		Civil liability
	[CLERP98PRINCEM.8.7]
	[CLERP98PRINCEM.9] Accounting standards
	[CLERP98PRINCEM.9.1]
		Schedule 2 — New Accounting standards provisions
		Item 1 — Part 12
	[CLERP98PRINCEM.9.2]
	[CLERP98PRINCEM.9.3]
		Section 224 — Main objectives of this Part
	[CLERP98PRINCEM.9.1]
		Division 1 — The Australian financial reporting system
		Section 225 — establishment, functions and powers of the Financial Reporting Council
	[CLERP98PRINCEM.9.1]
	[CLERP98PRINCEM.9.2]
	[CLERP98PRINCEM.9.3]
	[CLERP98PRINCEM.9.4]
	[CLERP98PRINCEM.9.5]
	[CLERP98PRINCEM.9.6]
CORPORATE LAW ECONOMIC REFORM PROGRAM BILL
	Section 226 — Establishment of the Australian Accounting Standards Board
	[CLERP98PRINCEM.9.7]
	[CLERP98PRINCEM.9.8]
	[CLERP98PRINCEM.9.9]
		Section 227 — AASB's functions and powers
	[CLERP98PRINCEM.9.10]
	[CLERP98PRINCEM.9.11]
	[CLERP98PRINCEM.9.12]
	[CLERP98PRINCEM.9.13]
	[CLERP98PRINCEM.9.14]
		Division 2 — Accounting standards
	[CLERP98PRINCEM.9.15]
		Section 228 — Purposive interpretation of standards
	[CLERP98PRINCEM.9.16]
	[CLERP98PRINCEM.9.17]
		Section 229 — Generic and specific standards
	[CLERP98PRINCEM.9.18]
	[CLERP98PRINCEM.9.19]
	[CLERP98PRINCEM.9.20]
	[CLERP98PRINCEM.9.21]
		Section 230 — Comparative amounts
	[CLERP98PRINCEM.9.22]
		Section 231 — Cost/benefit analysis
	[CLERP98PRINCEM.9.23]
	[CLERP98PRINCEM.9.24]
	[CLERP98PRINCEM.9.25]
		Section 232 — FRC views
	[CLERP98PRINCEM.9.26]
	[CLERP98PRINCEM.9.27]
	[CLERP98PRINCEM.9.28]
		Section 233 — International accounting standards
	[CLERP98PRINCEM.9.1]
	[CLERP98PRINCEM.9.2]
	[CLERP98PRINCEM.9.3]
		Section 234 — Validity of accounting standards
	[CLERP98PRINCEM.9.1]
		Saving existing standards
	[CLERP98PRINCEM.9.2]
		Division 3 — Administrative provisions
	[CLERP98PRINCEM.9.3]
		Subdivision A — The Financial Reporting Council
		Section 235A — Membership of FRC
	[CLERP98PRINCEM.9.4]
	[CLERP98PRINCEM.9.5]
	[CLERP98PRINCEM.9.3]
		Section 235B — Annual report
	[CLERP98PRINCEM.9.1]
	[CLERP98PRINCEM.9.2]
	[CLERP98PRINCEM.9.3]
		Section 235C — Procedure
	[CLERP98PRINCEM.9.4]
		Subdivision B — The Australian Accounting Standards Board
		Section 236A — Procedure
	[CLERP98PRINCEM.9.5]
	[CLERP98PRINCEM.9.6]
	[CLERP98PRINCEM.9.7]
		Section 236B — Appointment of members of the AASB
	[CLERP98PRINCEM.9.8]
	[CLERP98PRINCEM.9.9]
	[CLERP98PRINCEM.9.10]
	[CLERP98PRINCEM.9.11]
		Section 236C — Resignation and termination of appointment
	[CLERP98PRINCEM.9.12]
	[CLERP98PRINCEM.9.13]
	[CLERP98PRINCEM.9.14]
	[CLERP98PRINCEM.9.15]
		Section 236D — Acting appointments
	[CLERP98PRINCEM.9.16]
	[CLERP98PRINCEM.9.17]
		Subdivision C — Confidentiality
		Section 237 — Confidentiality
	[CLERP98PRINCEM.9.18]
	[CLERP98PRINCEM.9.19]
	[CLERP98PRINCEM.9.20]
		Subdivision D — Financial matters
		Section 238 — Application of money
	[CLERP98PRINCEM.9.21]
	[CLERP98PRINCEM.9.22]
		Schedule 4, Part 3 — Consequential amendments
		Australian Securities and Investments Commission Act 1989
		Items 1, 3 and 4 — Section 5 (new definitions)
	[CLERP98PRINCEM.9.23]
	[CLERP98PRINCEM.9.24]
	[CLERP98PRINCEM.9.25]
	[CLERP98PRINCEM.9.26]
	[CLERP98PRINCEM.9.27]
		Items 2 and 9 — Section 5 (definitions of 'Director' and 'Standards Board')
	[CLERP98PRINCEM.9.28]
		Items 5 and 6 — Section 5 (definition of 'meeting')
	[CLERP98PRINCEM.9.29]
		Items 7 and 8 — Section 5 (definition of 'member')
	[CLERP98PRINCEM.9.30]
	[CLERP98PRINCEM.9.31]
		Item 10 — Subparagraph 135(1)(a)(iv)
	[CLERP98PRINCEM.9.32]
		Corporations Law
		Items 11 and 12 — Subsection 334(3) and section 336
	[CLERP98PRINCEM.9.33]
	[CLERP98PRINCEM.9.34]
	[CLERP98PRINCEM.9.35]
CORPORATE LAW ECONOMIC REFORM PROGRAM BILL 1998
	CORPORATE LAW ECONOMIC REFORM PROGRAM BILL 1998
	[CLERP98SUPEM.1] 1 Outline
	[CLERP98SUPEM.1.1]
	[CLERP98SUPEM.1.2]
	[CLERP98SUPEM.1.3]
	[CLERP98SUPEM.2] 2 Financial impact statement
	[CLERP98SUPEM.2.1]
	[CLERP98SUPEM.3] 3 Proposed amendments
		Items 1, 2 and 3 Commencement provisions
	[CLERP98SUPEM.3.1]
	[CLERP98SUPEM.3.2]
		Item 4 Related parties — coverage of rules — section 212
	[CLERP98SUPEM.3.3]
		Item 5 Panel provisions — section 602
	[CLERP98SUPEM.3.4]
	[CLERP98SUPEM.3.5]
	[CLERP98SUPEM.3.6]
		Items 6 and 7 Foreign nominees — sections 615 and 619
	[CLERP98SUPEM.3.7]
		Items 8 to 13 Minimum consideration — section 621
	[CLERP98SUPEM.3.8]
	[CLERP98SUPEM.3.9]
	[CLERP98SUPEM.3.10]
	[CLERP98SUPEM.3.11]
		Item 14 Collateral benefits — section 623
	[CLERP98SUPEM.3.12]
	[CLERP98SUPEM.3.13]
	[CLERP98SUPEM.3.14]
	[CLERP98SUPEM.3.15]
		Item 15 Panel provisions — section 657A
	[CLERP98SUPEM.3.16]
	[CLERP98SUPEM.3.17]
		Item 16 Panel provisions — section 657A
	[CLERP98SUPEM.3.18]
	[CLERP98SUPEM.3.19]
		Item 17 Panel provisions — section 657A
	[CLERP98SUPEM.3.20]
		Item 18 Panel provisions — section 657A
	[CLERP98SUPEM.3.21]
		Item 19 Panel provisions — new sections 657EA and 657EB
	[CLERP98SUPEM.3.22]
	[CLERP98SUPEM.3.23]
	[CLERP98SUPEM.3.24]
	[CLERP98SUPEM.3.25]
		Item 20 Panel provisions — section 657G
	[CLERP98SUPEM.3.26]
	[CLERP98SUPEM.3.27]
	[CLERP98SUPEM.3.28]
		Item 21 Panel provisions — section 657H
	[CLERP98SUPEM.3.1]
		Item 22 Panel provisions — new section 658C
	[CLERP98SUPEM.3.2]
	[CLERP98SUPEM.3.3]
	[CLERP98SUPEM.3.4]
	[CLERP98SUPEM.3.5]
		Item 23 Panel provisions — new section 659AA
	[CLERP98SUPEM.3.6]
		Item 24 Compulsory acquisition provisions — section 661B
	[CLERP98SUPEM.3.7]
		Item 25 Compulsory acquisition provisions — section 663C
	[CLERP98SUPEM.3.8]
	[CLERP98SUPEM.3.9]
		Item 26 Compulsory acquisition provisions — section 664AA
	[CLERP98SUPEM.3.10]
	[CLERP98SUPEM.3.11]
		Item 27 Compulsory acquisition provisions — section 665B
	[CLERP98SUPEM.3.12]
	[CLERP98SUPEM.3.13]
		Item 28 Compulsory acquisition provisions — section 665C
	[CLERP98SUPEM.3.14]
	[CLERP98SUPEM.3.15]
	[CLERP98SUPEM.3.16]
		Item 31 Fundraising — section 708
	[CLERP98SUPEM.3.17]
	[CLERP98SUPEM.3.18]
	[CLERP98SUPEM.3.19]
		Items 32 and 33 Fundraising — section 723
	[CLERP98SUPEM.3.20]
		Items 34, 35, 36 and 37 Fundraising — sections 724 and 725
	[CLERP98SUPEM.3.21]
	[CLERP98SUPEM.3.22]
	[CLERP98SUPEM.3.23]
		Item 38 Debentures — technical correction
	[CLERP98SUPEM.3.24]
	[CLERP98SUPEM.3.25]
		Item 39 Fundraising — technical correction
	[CLERP98SUPEM.3.26]
		Item 40 Fundraising — technical correction
	[CLERP98SUPEM.3.27]
		Item 41 Fundraising — technical correction
	[CLERP98SUPEM.3.28]
		Item 42 Officers — technical correction
	[CLERP98SUPEM.3.29]
		Item 43 Officers — technical correction
	[CLERP98SUPEM.3.30]
		Item 44 Officers — technical correction
	[CLERP98SUPEM.3.31]
		Item 45 Officers — technical correction
	[CLERP98SUPEM.3.32]
		Item 46 Officers — technical correction
	[CLERP98SUPEM.3.33]
		Item 47 Takeovers — technical correction
	[CLERP98SUPEM.3.34]
	[CLERP98SUPEM.3.35]
	[CLERP98SUPEM.3.36]
		Item 48 Takeovers — technical correction
	[CLERP98SUPEM.3.37]
		Items 49 and 50 Takeovers — technical correction
	[CLERP98SUPEM.3.38]
		Item 51 Panel provisions — technical correction
	[CLERP98SUPEM.3.39]
		Item 52 Panel provisions — technical correction
	[CLERP98SUPEM.3.40]
		Item 53 Panel provisions — technical correction
	[CLERP98SUPEM.3.41]
		Item 54 Panel provisions — technical correction
	[CLERP98SUPEM.3.42]
		Item 55 Panel provisions — new section 194
	[CLERP98SUPEM.3.43]
	[CLERP98SUPEM.3.44]
		Item 56 Officers — technical correction
	[CLERP98SUPEM.3.45]
		Item 57 Officers — technical correction
	[CLERP98SUPEM.3.46]
		Item 58 Fundraising — technical correction
	[CLERP98SUPEM.3.47]
		Item 59 Fundraising — technical correction
	[CLERP98SUPEM.3.48]
		Item 60 Fundraising — Cullen Bay Marina — section 66A
	[CLERP98SUPEM.3.49]
	[CLERP98SUPEM.3.50]
	[CLERP98SUPEM.3.51]
	[CLERP98SUPEM.3.52]
		Item 61 ASIC — disclosure of interests
	[CLERP98SUPEM.3.53]
	[CLERP98SUPEM.3.54]
	[CLERP98SUPEM.3.55]
		Item 62 ASIC — unclaimed moneys
		Proposed item 11C
	[CLERP98SUPEM.3.56]
	[CLERP98SUPEM.3.57]
	[CLERP98SUPEM.3.58]
		Proposed item 11D
	[CLERP98SUPEM.3.59]
	[CLERP98SUPEM.3.60]
	[CLERP98SUPEM.3.61]
		Item 63 ASIC — performance indicators
	[CLERP98SUPEM.3.62]
		Item 64 ASIC — cash dealers reports
	[CLERP98SUPEM.3.63]
	[CLERP98SUPEM.3.64]
	[CLERP98SUPEM.3.65]
	[CLERP98SUPEM.3.66]
		Item 65 Related parties — technical correction
	[CLERP98SUPEM.3.67]
		Item 66 Financial reporting — technical correction
	[CLERP98SUPEM.3.68]
		Item 67 Concise financial reporting — technical correction
	[CLERP98SUPEM.3.69]
	[CLERP98SUPEM.3.70]
	[CLERP98SUPEM.3.71]
		Item 68 Technical corrections
	[CLERP98SUPEM.3.1]
	[CLERP98SUPEM.3.2]
		Item 69 Schedule 10 — Amendments consequential on amendment of the Commonwealth Authorities and Companies Act 1997 (the CAC Act)
	[CLERP98SUPEM.3.3]
	[CLERP98SUPEM.3.4]
		Item 70 ASIC Act title change — consequential amendments
	[CLERP98SUPEM.3.5]
		Item 71 ASIC Act title change — consequential amendments
	[CLERP98SUPEM.3.6]
FINANCIAL SERVICES REFORM (CONSEQUENTIAL PROVISIONS) BILL 2002
	FINANCIAL SERVICES REFORM (CONSEQUENTIAL PROVISIONS) BILL 2002
	OUTLINE
	Regulatory impact statement
	Financial Impact Statement
	Clause 1: Short Title
	Clause 2: Commencement
	Clause 3: Schedules
		Schedule 1 — Amendment of the Retirement Savings Accounts Act 1997
		Schedule 2 — Amendment to the Corporations 2001
CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) BILL 2003
	CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) BILL 2003
	[CLAR2003EM.1] 1 CLERP (Audit Reform and Corporate Disclosure) Bill 2003
		Outline
	[CLAR2003EM.1.1]
	[CLAR2003EM.1.2]
	[CLAR2003EM.1.3]
	[CLAR2003EM.1.4]
	[CLAR2003EM.2] 2 Abbreviations
	[CLAR2003EM.3] 3 Financial Impact Statement
	[CLAR2003EM.3.1]
	[CLAR2003EM.3.2]
	[CLAR2003EM.3.3]
	[CLAR2003EM.3.4]
	[CLAR2003EM.3.5]
	[CLAR2003EM.3.6]
	[CLAR2003EM.3.7]
	[CLAR2003EM.4] 4 Regulation Impact Statement
		Background
	[CLAR2003EM.4.1]
	[CLAR2003EM.4.2]
		CLERP 9 process
	[CLAR2003EM.4.3]
	[CLAR2003EM.4.4]
	[CLAR2003EM.4.5]
	[CLAR2003EM.4.6]
	[CLAR2003EM.4.7]
		Problem identification and analysis of proposals
		Auditor Independence
		Problem
	[CLAR2003EM.4.8]
	[CLAR2003EM.4.9]
	[CLAR2003EM.4.10]
	[CLAR2003EM.4.11]
	[CLAR2003EM.4.12]
		Objective
	[CLAR2003EM.4.13]
		Proposals promoting auditor independence
	[CLAR2003EM.4.14]
	[CLAR2003EM.4.15]
		Options and impact analysis
		General independence requirement and declaration of independence
	[CLAR2003EM.4.16]
	[CLAR2003EM.4.17]
		Option 1
	[CLAR2003EM.4.18]
		Option 2
	[CLAR2003EM.4.19]
	[CLAR2003EM.4.20]
	[CLAR2003EM.4.21]
	[CLAR2003EM.4.22]
	[CLAR2003EM.4.23]
		Consultation
	[CLAR2003EM.4.24]
		Conclusion
	[CLAR2003EM.4.25]
		Restrictions on employment and financial relationships
	[CLAR2003EM.4.26]
		Option 1
	[CLAR2003EM.4.27]
		Option 2
	[CLAR2003EM.4.28]
		Consultation
	[CLAR2003EM.4.29]
		Conclusion
	[CLAR2003EM.4.30]
		Mandatory waiting periods before partners of audit firms etc can join an audit client
	[CLAR2003EM.4.31]
	[CLAR2003EM.4.32]
		Option 1
	[CLAR2003EM.4.33]
		Option 2
	[CLAR2003EM.4.34]
	[CLAR2003EM.4.35]
		Consultation
	[CLAR2003EM.4.36]
		Conclusion
	[CLAR2003EM.4.37]
		Provision of non-audit services
	[CLAR2003EM.4.38]
		Option 1
	[CLAR2003EM.4.39]
	[CLAR2003EM.4.40]
	[CLAR2003EM.4.41]
	[CLAR2003EM.4.42]
	[CLAR2003EM.4.43]
	[CLAR2003EM.4.44]
		Option 2
	[CLAR2003EM.4.45]
	[CLAR2003EM.4.46]
	[CLAR2003EM.4.47]
	[CLAR2003EM.4.48]
		Consultation
	[CLAR2003EM.4.49]
		Conclusion
	[CLAR2003EM.4.50]
		Auditor rotation
	[CLAR2003EM.4.51]
		Option 1
	[CLAR2003EM.4.52]
	[CLAR2003EM.4.53]
	[CLAR2003EM.4.54]
		Option 2
	[CLAR2003EM.4.55]
	[CLAR2003EM.4.56]
	[CLAR2003EM.4.57]
		Consultation
	[CLAR2003EM.4.58]
		Conclusion
	[CLAR2003EM.4.59]
		Attendance by auditors at the company AGM
	[CLAR2003EM.4.60]
		Option 1
	[CLAR2003EM.4.61]
		Option 2
	[CLAR2003EM.4.62]
	[CLAR2003EM.4.63]
		Consultation
	[CLAR2003EM.4.64]
		Conclusion
	[CLAR2003EM.4.65]
		Submitting questions to auditors prior to the AGM
	[CLAR2003EM.4.66]
		Option 1
	[CLAR2003EM.4.67]
		Option 2
	[CLAR2003EM.4.68]
		Option 3
	[CLAR2003EM.4.69]
		Consultation
	[CLAR2003EM.4.70]
		Conclusion
	[CLAR2003EM.4.71]
		Oversight of the auditing profession
	[CLAR2003EM.4.72]
	[CLAR2003EM.4.73]
		Option 1
	[CLAR2003EM.4.74]
	[CLAR2003EM.4.75]
	[CLAR2003EM.4.76]
	[CLAR2003EM.4.77]
	[CLAR2003EM.4.78]
		Option 2
	[CLAR2003EM.4.79]
	[CLAR2003EM.4.80]
	[CLAR2003EM.4.81]
		Consultation
	[CLAR2003EM.4.82]
		Conclusion
	[CLAR2003EM.4.83]
		Proportionate Liability
		Problem
	[CLAR2003EM.4.84]
	[CLAR2003EM.4.85]
	[CLAR2003EM.4.86]
	[CLAR2003EM.4.87]
	[CLAR2003EM.4.88]
	[CLAR2003EM.4.89]
	[CLAR2003EM.4.90]
	[CLAR2003EM.4.91]
	[CLAR2003EM.4.92]
	[CLAR2003EM.4.93]
	[CLAR2003EM.4.94]
	[CLAR2003EM.4.95]
	[CLAR2003EM.4.96]
	[CLAR2003EM.4.97]
	[CLAR2003EM.4.98]
	[CLAR2003EM.4.99]
		Objective
	[CLAR2003EM.4.100]
		Options
		Option 1: Maintain the status quo
	[CLAR2003EM.4.101]
		Option 2: Commonwealth to directly subsidise professional indemnity insurance premiums
	[CLAR2003EM.4.102]
		Option 3: Modified standard of care
	[CLAR2003EM.4.103]
	[CLAR2003EM.4.104]
	[CLAR2003EM.4.105]
		Option 4: Amend Commonwealth legislation to support any state or territory that implements professional standards legislation
	[CLAR2003EM.4.106]
	[CLAR2003EM.4.107]
	[CLAR2003EM.4.108]
		Option 5: Implement proportionate liability for economic loss with a consumer carve-out.
	[CLAR2003EM.4.109]
		Option 6: Implement proportionate liability for economic loss
	[CLAR2003EM.4.110]
	[CLAR2003EM.4.111]
		Impact Analysis
		Option 1: Maintain the status quo
	[CLAR2003EM.4.112]
	[CLAR2003EM.4.113]
	[CLAR2003EM.4.114]
		Option 2: Commonwealth to directly subsidise professional indemnity insurance premiums
	[CLAR2003EM.4.115]
	[CLAR2003EM.4.116]
		Option 3: Modified standard of care
	[CLAR2003EM.4.117]
	[CLAR2003EM.4.118]
	[CLAR2003EM.4.119]
		Option 4: Amend Commonwealth legislation to support any state or territory that implements professional standards legislation
	[CLAR2003EM.4.120]
	[CLAR2003EM.4.121]
	[CLAR2003EM.4.122]
		Option 5: Implement proportionate liability for economic loss with a consumer carve-out
	[CLAR2003EM.4.123]
		Option 6: Implement proportionate liability for economic loss
	[CLAR2003EM.4.124]
	[CLAR2003EM.4.125]
	[CLAR2003EM.4.126]
	[CLAR2003EM.4.127]
	[CLAR2003EM.4.128]
	[CLAR2003EM.4.129]
		Consultation
	[CLAR2003EM.4.130]
	[CLAR2003EM.4.131]
	[CLAR2003EM.4.132]
		Evaluation and Conclusion
	[CLAR2003EM.4.133]
	[CLAR2003EM.4.134]
	[CLAR2003EM.4.135]
	[CLAR2003EM.4.136]
	[CLAR2003EM.4.137]
	[CLAR2003EM.4.138]
	[CLAR2003EM.4.139]
		Incorporation of audit firms
	[CLAR2003EM.4.140]
		Options and impact analysis
		Option 1
	[CLAR2003EM.4.141]
	[CLAR2003EM.4.142]
		Option 2
	[CLAR2003EM.4.143]
		Consultation
	[CLAR2003EM.4.144]
		Conclusion
	[CLAR2003EM.4.145]
	[CLAR2003EM.4.146]
		Management of Conflicts of Interests by Financial Services Licensees
		Problem
	[CLAR2003EM.4.147]
	[CLAR2003EM.4.148]
	[CLAR2003EM.4.149]
	[CLAR2003EM.4.150]
		Objectives
	[CLAR2003EM.4.151]
	[CLAR2003EM.4.152]
		Options and impact analysis
		Option 1
	[CLAR2003EM.4.153]
	[CLAR2003EM.4.154]
	[CLAR2003EM.4.155]
	[CLAR2003EM.4.156]
	[CLAR2003EM.4.157]
		Option 2
	[CLAR2003EM.4.158]
	[CLAR2003EM.4.159]
	[CLAR2003EM.4.160]
	[CLAR2003EM.4.161]
		Option 3
	[CLAR2003EM.4.162]
	[CLAR2003EM.4.163]
	[CLAR2003EM.4.164]
	[CLAR2003EM.4.165]
		Consultation
	[CLAR2003EM.4.166]
	[CLAR2003EM.4.167]
	[CLAR2003EM.4.168]
		Conclusion
	[CLAR2003EM.4.169]
	[CLAR2003EM.4.170]
		Informed Market
		Introduction
	[CLAR2003EM.4.171]
	[CLAR2003EM.4.172]
	[CLAR2003EM.4.173]
	[CLAR2003EM.4.174]
	[CLAR2003EM.4.175]
	[CLAR2003EM.4.176]
		Fundraising
		Problem
	[CLAR2003EM.4.177]
	[CLAR2003EM.4.178]
		Objectives
	[CLAR2003EM.4.179]
	[CLAR2003EM.4.180]
	[CLAR2003EM.4.181]
	[CLAR2003EM.4.182]
	[CLAR2003EM.4.183]
		Options
	[CLAR2003EM.4.184]
		Format and presentation of Chapter 6D disclosure documents
	[CLAR2003EM.4.185]
	[CLAR2003EM.4.186]
		Option 1
	[CLAR2003EM.4.189]
	[CLAR2003EM.4.190]
		Option 2
	[CLAR2003EM.4.191]
	[CLAR2003EM.4.192]
	[CLAR2003EM.4.193]
	[CLAR2003EM.4.194]
		Contents of a PDS for continuously quoted managed investment products
	[CLAR2003EM.4.195]
	[CLAR2003EM.4.196]
		Option 1
	[CLAR2003EM.4.197]
	[CLAR2003EM.4.198]
		Option 2
	[CLAR2003EM.4.199]
	[CLAR2003EM.4.200]
		Anti avoidance provisions for secondary sales
	[CLAR2003EM.4.201]
	[CLAR2003EM.4.202]
		Option 1
	[CLAR2003EM.4.203]
	[CLAR2003EM.4.204]
	[CLAR2003EM.4.205]
		Option 2
	[CLAR2003EM.4.206]
	[CLAR2003EM.4.207]
	[CLAR2003EM.4.208]
		Option 3
	[CLAR2003EM.4.209]
	[CLAR2003EM.4.210]
	[CLAR2003EM.4.211]
		Consultation
	[CLAR2003EM.4.212]
	[CLAR2003EM.4.213]
		Conclusion
	[CLAR2003EM.4.214]
	[CLAR2003EM.4.215]
	[CLAR2003EM.4.216]
	[CLAR2003EM.4.217]
		Continuous disclosure
		Problem
	[CLAR2003EM.4.218]
	[CLAR2003EM.4.219]
		Objectives
	[CLAR2003EM.4.220]
	[CLAR2003EM.4.221]
	[CLAR2003EM.4.222]
	[CLAR2003EM.4.223]
	[CLAR2003EM.4.224]
	[CLAR2003EM.4.225]
	[CLAR2003EM.4.226]
		Options and impact analysis
	[CLAR2003EM.4.227]
	[CLAR2003EM.4.228]
	[CLAR2003EM.4.229]
	[CLAR2003EM.4.230]
		Option 1 — Transfer of full enforcement responsibility to ASIC
		Description
	[CLAR2003EM.4.231]
		Impact analysis
	[CLAR2003EM.4.232]
	[CLAR2003EM.4.233]
	[CLAR2003EM.4.234]
	[CLAR2003EM.4.235]
	[CLAR2003EM.4.236]
	[CLAR2003EM.4.237]
		Option 2 — Increased role for market operators
		Description
	[CLAR2003EM.4.238]
		Impact analysis
	[CLAR2003EM.4.239]
	[CLAR2003EM.4.240]
	[CLAR2003EM.4.241]
	[CLAR2003EM.4.242]
	[CLAR2003EM.4.243]
	[CLAR2003EM.4.244]
	[CLAR2003EM.4.245]
		Option 3 — Involvement of a peer review panel
		Description
	[CLAR2003EM.4.246]
		Impact analysis
	[CLAR2003EM.4.247]
	[CLAR2003EM.4.248]
	[CLAR2003EM.4.249]
	[CLAR2003EM.4.250]
	[CLAR2003EM.4.251]
		Option 4 — Enhance ASIC enforcement powers
		Description
	[CLAR2003EM.4.252]
	[CLAR2003EM.4.253]
		Impact analysis
	[CLAR2003EM.4.254]
	[CLAR2003EM.4.255]
	[CLAR2003EM.4.256]
	[CLAR2003EM.4.257]
	[CLAR2003EM.4.258]
	[CLAR2003EM.4.259]
	[CLAR2003EM.4.260]
	[CLAR2003EM.4.261]
		Consultation
	[CLAR2003EM.4.262]
	[CLAR2003EM.4.263]
	[CLAR2003EM.4.264]
		Conclusion
	[CLAR2003EM.4.265]
	[CLAR2003EM.4.266]
	[CLAR2003EM.4.267]
	[CLAR2003EM.4.268]
	[CLAR2003EM.4.269]
	[CLAR2003EM.4.270]
		Shareholder Participation and Information
		Problem
	[CLAR2003EM.4.271]
		Objectives
	[CLAR2003EM.4.272]
		Options and impact analysis
		Option 1
	[CLAR2003EM.4.273]
		Option 2
	[CLAR2003EM.4.274]
	[CLAR2003EM.4.275]
	[CLAR2003EM.4.276]
		Option 3
	[CLAR2003EM.4.277]
	[CLAR2003EM.4.278]
		Consultation
	[CLAR2003EM.4.279]
		Conclusion
	[CLAR2003EM.4.280]
		Enforcement
		Problem
	[CLAR2003EM.4.281]
	[CLAR2003EM.4.282]
	[CLAR2003EM.4.283]
	[CLAR2003EM.4.284]
	[CLAR2003EM.4.285]
	[CLAR2003EM.4.286]
	[CLAR2003EM.4.287]
		Objectives
	[CLAR2003EM.4.288]
	[CLAR2003EM.4.289]
		Proposals promoting enforcement
	[CLAR2003EM.4.290]
		Options and impact analysis
		Legislative backing of auditing standards
	[CLAR2003EM.4.291]
		Option 1
	[CLAR2003EM.4.292]
	[CLAR2003EM.4.293]
	[CLAR2003EM.4.294]
	[CLAR2003EM.4.295]
	[CLAR2003EM.4.296]
	[CLAR2003EM.4.297]
		Option 2
	[CLAR2003EM.4.298]
		Consultation
	[CLAR2003EM.4.299]
	[CLAR2003EM.4.300]
		Conclusion
	[CLAR2003EM.4.301]
		Establishment of a Financial Reporting Panel
	[CLAR2003EM.4.302]
		Option 1
	[CLAR2003EM.4.303]
		Option 2
	[CLAR2003EM.4.304]
	[CLAR2003EM.4.305]
	[CLAR2003EM.4.306]
		Consultation
	[CLAR2003EM.4.307]
		Conclusion
	[CLAR2003EM.4.308]
		Disciplinary arrangements
	[CLAR2003EM.4.309]
	[CLAR2003EM.4.310]
	[CLAR2003EM.4.311]
	[CLAR2003EM.4.312]
	[CLAR2003EM.4.313]
	[CLAR2003EM.4.314]
		Consultation
	[CLAR2003EM.4.315]
		Matters auditors must report to ASIC
	[CLAR2003EM.4.316]
	[CLAR2003EM.4.317]
	[CLAR2003EM.4.318]
		Consultation
	[CLAR2003EM.4.319]
		Protection and qualified privilege for whistleblowers
	[CLAR2003EM.4.320]
	[CLAR2003EM.4.321]
	[CLAR2003EM.4.322]
		Consultation
	[CLAR2003EM.4.323]
		Conclusion
	[CLAR2003EM.4.324]
		Accountability of parties within the financial reporting framework
		Problem
	[CLAR2003EM.4.325]
		Objective
	[CLAR2003EM.4.326]
		Proposals promoting accountability
	[CLAR2003EM.4.327]
		CEO and CFO sign-off on financial statements
	[CLAR2003EM.4.328]
		Options and impact analysis
		Option 1
	[CLAR2003EM.4.329]
	[CLAR2003EM.4.330]
	[CLAR2003EM.4.331]
	[CLAR2003EM.4.332]
		Option 2
	[CLAR2003EM.4.333]
		Option 3
	[CLAR2003EM.4.334]
		Consultation
	[CLAR2003EM.4.335]
		Conclusion
	[CLAR2003EM.4.336]
		Qualifications and practical experience
	[CLAR2003EM.4.337]
		Options and impact analysis
		Option 1
	[CLAR2003EM.4.338]
	[CLAR2003EM.4.339]
	[CLAR2003EM.4.340]
		Option 2
	[CLAR2003EM.4.341]
	[CLAR2003EM.4.342]
	[CLAR2003EM.4.343]
	[CLAR2003EM.4.344]
		Consultation
	[CLAR2003EM.4.345]
		Conclusion
	[CLAR2003EM.4.346]
		Remuneration of directors and executives
		Problem
	[CLAR2003EM.4.347]
	[CLAR2003EM.4.348]
	[CLAR2003EM.4.349]
	[CLAR2003EM.4.350]
	[CLAR2003EM.4.351]
	[CLAR2003EM.4.352]
	[CLAR2003EM.4.353]
		Current disclosure requirements
	[CLAR2003EM.4.354]
	[CLAR2003EM.4.355]
	[CLAR2003EM.4.356]
	[CLAR2003EM.4.357]
		Objectives
	[CLAR2003EM.4.358]
	[CLAR2003EM.4.359]
	[CLAR2003EM.4.360]
	[CLAR2003EM.4.361]
	[CLAR2003EM.4.362]
		Options and impact analysis
	[CLAR2003EM.4.363]
		Option 1
	[CLAR2003EM.4.364]
	[CLAR2003EM.4.365]
	[CLAR2003EM.4.366]
	[CLAR2003EM.4.367]
	[CLAR2003EM.4.368]
	[CLAR2003EM.4.369]
		Option 2
	[CLAR2003EM.4.370]
	[CLAR2003EM.4.371]
	[CLAR2003EM.4.372]
	[CLAR2003EM.4.373]
		Option 3
	[CLAR2003EM.4.374]
		Consultation
	[CLAR2003EM.4.375]
		Conclusion
	[CLAR2003EM.4.376]
	[CLAR2003EM.4.377]
		Operating and financial review
		Problem
	[CLAR2003EM.4.378]
	[CLAR2003EM.4.379]
		Objectives
	[CLAR2003EM.4.380]
	[CLAR2003EM.4.381]
	[CLAR2003EM.4.382]
	[CLAR2003EM.4.383]
		Options and impact analysis
	[CLAR2003EM.4.384]
		Option 1 — Maintaining the status quo
	[CLAR2003EM.4.385]
	[CLAR2003EM.4.386]
	[CLAR2003EM.4.387]
		Option 2 — Legislative requirement for an operating and financial review
	[CLAR2003EM.4.388]
	[CLAR2003EM.4.389]
	[CLAR2003EM.4.390]
		Consultation
	[CLAR2003EM.4.391]
	[CLAR2003EM.4.392]
		Conclusion
	[CLAR2003EM.4.393]
	[CLAR2003EM.5] 5 Notes on Clauses
	[CLAR2003EM.5.1]
	[CLAR2003EM.5.2]
	[CLAR2003EM.5.3]
		Schedule 1: Audit reform
	[CLAR2003EM.5.4]
		Part 1: Audit oversight
		Overview
	[CLAR2003EM.5.5]
	[CLAR2003EM.5.6]
	[CLAR2003EM.5.7]
	[CLAR2003EM.5.8]
		Definitions
	[CLAR2003EM.5.9]
		Changes to objects of Part 12 of ASIC Act
	[CLAR2003EM.5.10]
	[CLAR2003EM.5.11]
		Changes to FRC's functions and powers
		Oversight of AUASB
	[CLAR2003EM.5.12]
	[CLAR2003EM.5.13]
	[CLAR2003EM.5.14]
		Monitoring auditor independence
	[CLAR2003EM.5.15]
	[CLAR2003EM.5.16]
	[CLAR2003EM.5.17]
		Information gathering powers
	[CLAR2003EM.5.18]
	[CLAR2003EM.5.19]
	[CLAR2003EM.5.20]
	[CLAR2003EM.5.21]
	[CLAR2003EM.5.22]
	[CLAR2003EM.5.23]
		Audit papers
	[CLAR2003EM.5.24]
	[CLAR2003EM.5.25]
	[CLAR2003EM.5.26]
		Transitional arrangements
	[CLAR2003EM.5.27]
		Reporting to Ministers
	[CLAR2003EM.5.28]
	[CLAR2003EM.5.29]
		AUASB's establishment, functions, powers, procedures, membership and other administrative matters
	[CLAR2003EM.5.30]
	[CLAR2003EM.5.31]
		Establishment, functions and powers
	[CLAR2003EM.5.32]
	[CLAR2003EM.5.33]
	[CLAR2003EM.5.34]
	[CLAR2003EM.5.35]
	[CLAR2003EM.5.36]
	[CLAR2003EM.5.37]
	[CLAR2003EM.5.38]
		AUASB to have regard to FRC views
	[CLAR2003EM.5.39]
	[CLAR2003EM.5.40]
		AUASB — general provisions
	[CLAR2003EM.5.41]
		Meeting procedures
	[CLAR2003EM.5.42]
		Appointment, resignation and termination of members of the AUASB
	[CLAR2003EM.5.43]
	[CLAR2003EM.5.44]
	[CLAR2003EM.5.45]
	[CLAR2003EM.5.46]
	[CLAR2003EM.5.47]
	[CLAR2003EM.5.48]
	[CLAR2003EM.5.49]
		Confidentiality requirements
	[CLAR2003EM.5.50]
	[CLAR2003EM.5.51]
	[CLAR2003EM.5.52]
		Moneys of AASB and AUASB
	[CLAR2003EM.5.53]
	[CLAR2003EM.5.54]
	[CLAR2003EM.5.55]
	[CLAR2003EM.5.56]
		Auditing standards
		Procedural matters
	[CLAR2003EM.5.57]
	[CLAR2003EM.5.58]
	[CLAR2003EM.5.59]
	[CLAR2003EM.5.60]
	[CLAR2003EM.5.61]
	[CLAR2003EM.5.62]
		Making auditing standards
	[CLAR2003EM.5.63]
	[CLAR2003EM.5.64]
	[CLAR2003EM.5.65]
		Transitional arrangements
	[CLAR2003EM.5.66]
	[CLAR2003EM.5.67]
	[CLAR2003EM.5.68]
	[CLAR2003EM.5.69]
		Table 1: Australian Auditing Standards as at 1 October 2003
		The use of auditing standards
	[CLAR2003EM.5.70]
	[CLAR2003EM.5.71]
	[CLAR2003EM.5.72]
		Transitional arrangements
	[CLAR2003EM.5.73]
		Liability for damages
	[CLAR2003EM.5.74]
	[CLAR2003EM.5.75]
	[CLAR2003EM.5.76]
		Part 2: Qualifications of auditors
		Overview
	[CLAR2003EM.5.77]
	[CLAR2003EM.5.78]
		Registration of auditors
		Practical experience
	[CLAR2003EM.5.79]
	[CLAR2003EM.5.80]
		Education requirements
	[CLAR2003EM.5.81]
	[CLAR2003EM.5.82]
	[CLAR2003EM.5.83]
	[CLAR2003EM.5.84]
	[CLAR2003EM.5.85]
		Approval of auditing competency standard
	[CLAR2003EM.5.86]
	[CLAR2003EM.5.87]
	[CLAR2003EM.5.88]
	[CLAR2003EM.5.89]
	[CLAR2003EM.5.90]
	[CLAR2003EM.5.91]
		Transitional arrangements: registration using auditing competency standard
	[CLAR2003EM.5.92]
	[CLAR2003EM.5.93]
		Conditions on registration of auditors
	[CLAR2003EM.5.94]
	[CLAR2003EM.5.95]
		Transitional arrangements
	[CLAR2003EM.5.96]
		Annual statements by auditors
	[CLAR2003EM.5.97]
	[CLAR2003EM.5.98]
	[CLAR2003EM.5.99]
	[CLAR2003EM.5.100]
		Transitional arrangements
	[CLAR2003EM.5.101]
	[CLAR2003EM.5.102]
		Powers of CALDB in relation to auditors
	[CLAR2003EM.5.103]
	[CLAR2003EM.5.104]
		Delegations by Auditors-General
	[CLAR2003EM.5.105]
		Part 3: Auditor appointment, independence and rotation requirements
		Overview
	[CLAR2003EM.5.106]
	[CLAR2003EM.5.107]
CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) BILL 2003
	[CLAR2003EM.5.108]
	[CLAR2003EM.5.109]
	[CLAR2003EM.5.110]
	[CLAR2003EM.5.111]
	[CLAR2003EM.5.112]
		Definitions
	[CLAR2003EM.5.113]
		Auditor independence
	[CLAR2003EM.5.114]
	[CLAR2003EM.5.115]
	[CLAR2003EM.5.116]
	[CLAR2003EM.5.117]
		Auditor independence rules and the liability framework
	[CLAR2003EM.5.118]
	[CLAR2003EM.5.119]
	[CLAR2003EM.5.120]
		General requirement for auditor independence
	[CLAR2003EM.5.121]
	[CLAR2003EM.5.122]
	[CLAR2003EM.5.123]
	[CLAR2003EM.5.124]
	[CLAR2003EM.5.125]
	[CLAR2003EM.5.126]
	[CLAR2003EM.5.127]
	[CLAR2003EM.5.128]
	[CLAR2003EM.5.129]
		Employment and financial relationships
	[CLAR2003EM.5.130]
	[CLAR2003EM.5.131]
	[CLAR2003EM.5.132]
		Specific requirements for individual auditor
	[CLAR2003EM.5.133]
	[CLAR2003EM.5.134]
	[CLAR2003EM.5.135]
	[CLAR2003EM.5.136]
	[CLAR2003EM.5.137]
	[CLAR2003EM.5.138]
	[CLAR2003EM.5.139]
	[CLAR2003EM.5.140]
		Specific requirements for audit firms and authorised audit companies
	[CLAR2003EM.5.141]
		Relevant relationships
	[CLAR2003EM.5.142]
	[CLAR2003EM.5.143]
	[CLAR2003EM.5.144]
	[CLAR2003EM.5.145]
	[CLAR2003EM.5.146]
	[CLAR2003EM.5.147]
	[CLAR2003EM.5.148]
	[CLAR2003EM.5.149]
	[CLAR2003EM.5.150]
	[CLAR2003EM.5.151]
	[CLAR2003EM.5.152]
	[CLAR2003EM.5.153]
	[CLAR2003EM.5.154]
	[CLAR2003EM.5.155]
	[CLAR2003EM.5.156]
	[CLAR2003EM.5.157]
	[CLAR2003EM.5.158]
		Retiring partners of audit firms and retiring directors of authorised audit companies
	[CLAR2003EM.5.159]
	[CLAR2003EM.5.160]
	[CLAR2003EM.5.161]
	[CLAR2003EM.5.162]
		Retiring professional member of audit company
	[CLAR2003EM.5.163]
		Multiple former audit firm partners or audit company directors
	[CLAR2003EM.5.164]
	[CLAR2003EM.5.165]
	[CLAR2003EM.5.166]
	[CLAR2003EM.5.167]
	[CLAR2003EM.5.168]
		Auditor's independence declaration
	[CLAR2003EM.5.169]
	[CLAR2003EM.5.170]
	[CLAR2003EM.5.171]
	[CLAR2003EM.5.172]
		Transitional arrangements for auditor independence amendments
	[CLAR2003EM.5.173]
		People who are regarded as officers of a company for the purposes of this Division
	[CLAR2003EM.5.174]
		Deliberately disqualifying auditor
	[CLAR2003EM.5.175]
	[CLAR2003EM.5.176]
		Rotation requirements for auditors
	[CLAR2003EM.5.177]
	[CLAR2003EM.5.178]
	[CLAR2003EM.5.179]
	[CLAR2003EM.5.180]
		Individual auditor's rotation obligation
	[CLAR2003EM.5.181]
		Audit firm's rotation obligation
	[CLAR2003EM.5.182]
	[CLAR2003EM.5.183]
	[CLAR2003EM.5.184]
		Authorised audit company's rotation obligation
	[CLAR2003EM.5.185]
		ASIC's power to modify the rotation requirements
	[CLAR2003EM.5.186]
	[CLAR2003EM.5.187]
	[CLAR2003EM.5.188]
	[CLAR2003EM.5.189]
	[CLAR2003EM.5.190]
		Auditor to notify company or registered scheme of ASIC relief
	[CLAR2003EM.5.191]
		Transitional arrangements
	[CLAR2003EM.5.192]
	[CLAR2003EM.5.193]
	[CLAR2003EM.5.194]
		Non audit services
		Disclosure of non audit services
	[CLAR2003EM.5.195]
	[CLAR2003EM.5.196]
	[CLAR2003EM.5.197]
		Accounting standards
	[CLAR2003EM.5.198]
		Transitional provisions
	[CLAR2003EM.5.199]
		Part 4: Authorised audit companies
	[CLAR2003EM.5.200]
	[CLAR2003EM.5.201]
		Application for registration as authorised audit company
	[CLAR2003EM.5.202]
		Eligibility for registration as an authorised audit company
	[CLAR2003EM.5.203]
		Registration as authorised audit company
	[CLAR2003EM.5.204]
		Registration may be subject to conditions
	[CLAR2003EM.5.205]
		Register of authorised audit companies
	[CLAR2003EM.5.206]
		Notification of certain matters
	[CLAR2003EM.5.207]
	[CLAR2003EM.5.208]
		Annual statements by authorised audit companies
	[CLAR2003EM.5.209]
		Cancellation or suspension of registration
	[CLAR2003EM.5.210]
	[CLAR2003EM.5.211]
	[CLAR2003EM.5.212]
	[CLAR2003EM.5.213]
	[CLAR2003EM.5.214]
		Effect of suspension
	[CLAR2003EM.5.215]
		Effect of cancellation
	[CLAR2003EM.5.216]
		Authority to sign on behalf of authorised audit company
	[CLAR2003EM.5.217]
		Part 5: Auditors and AGMs
		Overview
	[CLAR2003EM.5.218]
	[CLAR2003EM.5.219]
	[CLAR2003EM.5.220]
	[CLAR2003EM.5.221]
	[CLAR2003EM.5.222]
		Questions submitted by members of listed company before AGM
	[CLAR2003EM.5.223]
	[CLAR2003EM.5.224]
	[CLAR2003EM.5.225]
	[CLAR2003EM.5.226]
	[CLAR2003EM.5.227]
	[CLAR2003EM.5.228]
	[CLAR2003EM.5.229]
		Answering questions
	[CLAR2003EM.5.230]
		Auditor's attendance at the AGM
	[CLAR2003EM.5.231]
	[CLAR2003EM.5.232]
	[CLAR2003EM.5.233]
		Qualified privilege
	[CLAR2003EM.5.234]
		Part 6: Qualified privilege
	[CLAR2003EM.5.235]
	[CLAR2003EM.5.236]
	[CLAR2003EM.5.237]
	[CLAR2003EM.5.238]
	[CLAR2003EM.5.239]
		Part 7: Expansion of auditors' duties
		Overview
	[CLAR2003EM.5.240]
	[CLAR2003EM.5.241]
	[CLAR2003EM.5.242]
		Reporting contraventions to ASIC
	[CLAR2003EM.5.243]
	[CLAR2003EM.5.244]
	[CLAR2003EM.5.245]
	[CLAR2003EM.5.246]
	[CLAR2003EM.5.247]
	[CLAR2003EM.5.248]
	[CLAR2003EM.5.249]
		Commencement
	[CLAR2003EM.5.250]
		Part 8: Companies Auditors and Liquidators Disciplinary Board
		Overview
	[CLAR2003EM.5.251]
	[CLAR2003EM.5.252]
	[CLAR2003EM.5.253]
	[CLAR2003EM.5.254]
	[CLAR2003EM.5.255]
	[CLAR2003EM.5.256]
		Changes to membership of the Board of the CALDB
	[CLAR2003EM.5.257]
	[CLAR2003EM.5.258]
	[CLAR2003EM.5.259]
	[CLAR2003EM.5.260]
	[CLAR2003EM.5.261]
		Terms and conditions of appointment
	[CLAR2003EM.5.262]
		Provisions for Acting Chairperson and Acting Deputy Chairperson
	[CLAR2003EM.5.263]
	[CLAR2003EM.5.264]
	[CLAR2003EM.5.265]
		Meetings of the Board of the CALDB
	[CLAR2003EM.5.266]
		The Constitution of a Panel and Panel Meetings
	[CLAR2003EM.5.267]
	[CLAR2003EM.5.268]
	[CLAR2003EM.5.269]
	[CLAR2003EM.5.270]
	[CLAR2003EM.5.271]
	[CLAR2003EM.5.272]
	[CLAR2003EM.5.273]
		Disclosure of interests
	[CLAR2003EM.5.274]
		Sharing of information
	[CLAR2003EM.5.275]
		Panel powers and responsibilities
	[CLAR2003EM.5.276]
	[CLAR2003EM.5.277]
		Miscellaneous Amendments
	[CLAR2003EM.5.278]
	[CLAR2003EM.5.279]
		Transitional arrangements
	[CLAR2003EM.5.281]
	[CLAR2003EM.5.282]
		Schedule 2: Financial reporting
	[CLAR2003EM.5.283]
		Part 1: CEO and CFO signoff
		Overview
	[CLAR2003EM.5.284]
	[CLAR2003EM.5.285]
	[CLAR2003EM.5.286]
	[CLAR2003EM.5.287]
	[CLAR2003EM.5.288]
	[CLAR2003EM.5.289]
		Directors' declaration
	[CLAR2003EM.5.290]
		Declaration by CEO and CFO
	[CLAR2003EM.5.291]
	[CLAR2003EM.5.292]
	[CLAR2003EM.5.293]
	[CLAR2003EM.5.294]
	[CLAR2003EM.5.295]
	[CLAR2003EM.5.296]
	[CLAR2003EM.5.297]
		Transitional arrangements
	[CLAR2003EM.5.298]
		Part 2: Content of directors' report for listed public companies
		Overview
	[CLAR2003EM.5.299]
	[CLAR2003EM.5.300]
	[CLAR2003EM.5.301]
	[CLAR2003EM.5.302]
		Operating and financial review
	[CLAR2003EM.5.303]
	[CLAR2003EM.5.304]
	[CLAR2003EM.5.305]
	[CLAR2003EM.5.306]
	[CLAR2003EM.5.307]
	[CLAR2003EM.5.308]
	[CLAR2003EM.5.309]
	[CLAR2003EM.5.310]
	[CLAR2003EM.5.311]
		Other amendments
	[CLAR2003EM.5.312]
		Transitional arrangements
	[CLAR2003EM.5.313]
		Part 3: Financial reporting panel
		Overview
	[CLAR2003EM.5.314]
	[CLAR2003EM.5.315]
	[CLAR2003EM.5.316]
		Establishment and membership of the FRP
	[CLAR2003EM.5.317]
	[CLAR2003EM.5.318]
	[CLAR2003EM.5.319]
	[CLAR2003EM.5.320]
		Constitution of a particular panel of the FRP
	[CLAR2003EM.5.321]
		Disclosure of interests
	[CLAR2003EM.5.322]
		Confidentiality
	[CLAR2003EM.5.323]
		Interpretation
	[CLAR2003EM.5.324]
		FRP Proceedings
	[CLAR2003EM.5.325]
	[CLAR2003EM.5.326]
	[CLAR2003EM.5.327]
	[CLAR2003EM.5.328]
	[CLAR2003EM.5.329]
	[CLAR2003EM.5.330]
		Reference of a financial report to the FRP by ASIC
	[CLAR2003EM.5.331]
	[CLAR2003EM.5.332]
	[CLAR2003EM.5.333]
	[CLAR2003EM.5.334]
		Reference of a financial report to the FRP by the Company
	[CLAR2003EM.5.335]
	[CLAR2003EM.5.336]
	[CLAR2003EM.5.337]
		Referral to the FRP
	[CLAR2003EM.5.338]
		FRP to consider the financial report
	[CLAR2003EM.5.339]
	[CLAR2003EM.5.340]
	[CLAR2003EM.5.341]
	[CLAR2003EM.5.342]
	[CLAR2003EM.5.343]
		Court may have regard to an FRP report
	[CLAR2003EM.5.344]
		Transitional arrangements
	[CLAR2003EM.5.345]
		Schedule 3: Proportionate liability
		Overview
	[CLAR2003EM.5.346]
	[CLAR2003EM.5.347]
	[CLAR2003EM.5.348]
	[CLAR2003EM.5.349]
	[CLAR2003EM.5.350]
	[CLAR2003EM.5.351]
	[CLAR2003EM.5.352]
	[CLAR2003EM.5.353]
	[CLAR2003EM.5.354]
	[CLAR2003EM.5.355]
		Amendments to the ASIC Act
		Claims to which proportionate liability applies
	[CLAR2003EM.5.356]
	[CLAR2003EM.5.357]
	[CLAR2003EM.5.358]
	[CLAR2003EM.5.359]
	[CLAR2003EM.5.360]
		Certain concurrent wrongdoers not to have benefit of apportionment
	[CLAR2003EM.5.361]
	[CLAR2003EM.5.362]
		Proportionate liability for apportionable claims
	[CLAR2003EM.5.363]
	[CLAR2003EM.5.364]
	[CLAR2003EM.5.365]
	[CLAR2003EM.5.366]
	[CLAR2003EM.5.367]
		Defendant to notify plaintiff of concurrent wrongdoer of whom defendant aware
	[CLAR2003EM.5.368]
		Contribution not recoverable from defendant
	[CLAR2003EM.5.369]
		Subsequent actions
	[CLAR2003EM.5.370]
		Joining non party concurrent wrongdoer in the action
	[CLAR2003EM.5.371]
		Application of Subdivision
	[CLAR2003EM.5.372]
		Amendments to the Corporations Act and the Trade Practices Act
	[CLAR2003EM.5.373]
		Transitional
	[CLAR2003EM.5.374]
		Schedule 4: Enforcement
	[CLAR2003EM.5.375]
		Part 1: Revision of criminal penalties
		Overview
	[CLAR2003EM.5.376]
	[CLAR2003EM.5.377]
	[CLAR2003EM.5.378]
	[CLAR2003EM.5.379]
	[CLAR2003EM.5.380]
		Part 2: Protection for employees reporting breaches to ASIC
		Overview
	[CLAR2003EM.5.381]
		Protection for disclosures of information
	[CLAR2003EM.5.382]
	[CLAR2003EM.5.383]
	[CLAR2003EM.5.384]
	[CLAR2003EM.5.385]
	[CLAR2003EM.5.386]
	[CLAR2003EM.5.387]
	[CLAR2003EM.5.388]
	[CLAR2003EM.5.389]
	[CLAR2003EM.5.390]
	[CLAR2003EM.5.391]
		Commencement
	[CLAR2003EM.5.392]
		Part 3: Disqualification of directors
		Increase of maximum period of disqualification in section 206D
	[CLAR2003EM.5.393]
	[CLAR2003EM.5.394]
		Extending the period of automatic disqualification
	[CLAR2003EM.5.395]
	[CLAR2003EM.5.396]
		Clarification of the disqualified persons register
	[CLAR2003EM.5.397]
		Part 4: Civil penalty provisions
		Overview
	[CLAR2003EM.5.398]
		Maximum financial services civil penalty
	[CLAR2003EM.5.399]
		Declarations of contravention and compensation orders
	[CLAR2003EM.5.400]
		References to compensation orders
	[CLAR2003EM.5.401]
	[CLAR2003EM.5.402]
	[CLAR2003EM.5.403]
		Technical amendment
	[CLAR2003EM.5.404]
		Transitional arrangements
	[CLAR2003EM.5.405]
		Part 5: Other amendments
	[CLAR2003EM.5.406]
	[CLAR2003EM.5.407]
	[CLAR2003EM.5.408]
	[CLAR2003EM.5.409]
	[CLAR2003EM.5.410]
		Schedule 5: Remuneration of directors and executives
		Overview
	[CLAR2003EM.5.411]
	[CLAR2003EM.5.412]
	[CLAR2003EM.5.413]
	[CLAR2003EM.5.414]
	[CLAR2003EM.5.415]
	[CLAR2003EM.5.416]
	[CLAR2003EM.5.417]
	[CLAR2003EM.5.418]
		Remuneration information to be on a group basis
	[CLAR2003EM.5.419]
	[CLAR2003EM.5.420]
	[CLAR2003EM.5.421]
	[CLAR2003EM.5.422]
		Specific content of the remuneration section of the annual directors' report
	[CLAR2003EM.5.423]
	[CLAR2003EM.5.424]
	[CLAR2003EM.5.425]
	[CLAR2003EM.5.426]
	[CLAR2003EM.5.427]
		Specific disclosures
	[CLAR2003EM.5.428]
	[CLAR2003EM.5.429]
	[CLAR2003EM.5.430]
	[CLAR2003EM.5.431]
	[CLAR2003EM.5.432]
	[CLAR2003EM.5.433]
		Discussion of remuneration disclosures at company AGMs
	[CLAR2003EM.5.434]
	[CLAR2003EM.5.435]
	[CLAR2003EM.5.436]
		Shareholder approval of termination payments
	[CLAR2003EM.5.437]
	[CLAR2003EM.5.438]
	[CLAR2003EM.5.439]
	[CLAR2003EM.5.440]
	[CLAR2003EM.5.441]
	[CLAR2003EM.5.442]
	[CLAR2003EM.5.443]
	[CLAR2003EM.5.444]
		Schedule 6: Continuous disclosure
	[CLAR2003EM.5.445]
		Part 1: General
		Overview
	[CLAR2003EM.5.446]
	[CLAR2003EM.5.447]
	[CLAR2003EM.5.448]
	[CLAR2003EM.5.449]
	[CLAR2003EM.5.450]
		Specific amendments
	[CLAR2003EM.5.451]
	[CLAR2003EM.5.452]
		Transitional arrangements
	[CLAR2003EM.5.453]
		Part 2: Infringement notices
	[CLAR2003EM.5.454]
		Overview
	[CLAR2003EM.5.456]
	[CLAR2003EM.5.457]
	[CLAR2003EM.5.458]
	[CLAR2003EM.5.459]
	[CLAR2003EM.5.460]
	[CLAR2003EM.5.461]
	[CLAR2003EM.5.462]
	[CLAR2003EM.5.463]
	[CLAR2003EM.5.464]
	[CLAR2003EM.5.465]
		Exclusion from AAT review
	[CLAR2003EM.5.466]
		Definitions
	[CLAR2003EM.5.467]
	[CLAR2003EM.5.468]
	[CLAR2003EM.5.469]
	[CLAR2003EM.5.470]
	[CLAR2003EM.5.471]
	[CLAR2003EM.5.472]
	[CLAR2003EM.5.473]
		Issue of an infringement notice
	[CLAR2003EM.5.474]
	[CLAR2003EM.5.475]
	[CLAR2003EM.5.476]
	[CLAR2003EM.5.477]
	[CLAR2003EM.5.478]
	[CLAR2003EM.5.479]
	[CLAR2003EM.5.480]
	[CLAR2003EM.5.481]
	[CLAR2003EM.5.482]
		Penalties specified in the infringement notice
	[CLAR2003EM.5.483]
	[CLAR2003EM.5.484]
	[CLAR2003EM.5.485]
	[CLAR2003EM.5.486]
	[CLAR2003EM.5.487]
	[CLAR2003EM.5.488]
		Effect of compliance with an infringement notice
	[CLAR2003EM.5.489]
	[CLAR2003EM.5.490]
	[CLAR2003EM.5.491]
	[CLAR2003EM.5.492]
	[CLAR2003EM.5.493]
	[CLAR2003EM.5.494]
	[CLAR2003EM.5.495]
		Effect of failure to comply with an infringement notice
	[CLAR2003EM.5.496]
	[CLAR2003EM.5.497]
	[CLAR2003EM.5.498]
	[CLAR2003EM.5.499]
	[CLAR2003EM.5.500]
	[CLAR2003EM.5.501]
		Compliance period for infringement notice
	[CLAR2003EM.5.502]
		Withdrawal of an infringement notice
	[CLAR2003EM.5.503]
	[CLAR2003EM.5.504]
	[CLAR2003EM.5.505]
		Publication of notice of compliance
	[CLAR2003EM.5.506]
	[CLAR2003EM.5.507]
		Commencement of criminal proceedings
	[CLAR2003EM.5.508]
	[CLAR2003EM.5.509]
		Transitional arrangements
	[CLAR2003EM.5.510]
		Schedule 7: Disclosure rules
	[CLAR2003EM.5.511]
		Part 1: Presentation of disclosure documents
		Presenting disclosure documents in a clear, concise and effective manner
	[CLAR2003EM.5.512]
	[CLAR2003EM.5.513]
	[CLAR2003EM.5.514]
	[CLAR2003EM.5.515]
		Breach of the presentational requirement
	[CLAR2003EM.5.516]
	[CLAR2003EM.5.517]
	[CLAR2003EM.5.518]
		Commencement of the provisions
	[CLAR2003EM.5.519]
		Part 2: Product Disclosure Statements for continuously quoted securities
		Overview
	[CLAR2003EM.5.520]
	[CLAR2003EM.5.521]
	[CLAR2003EM.5.522]
	[CLAR2003EM.5.523]
	[CLAR2003EM.5.524]
		Specific amendments
	[CLAR2003EM.5.525]
	[CLAR2003EM.5.526]
	[CLAR2003EM.5.527]
	[CLAR2003EM.5.528]
	[CLAR2003EM.5.529]
		Transitional arrangements
	[CLAR2003EM.5.530]
		Part 3: Exemptions from disclosure requirements
		Secondary sales where no disclosure document has been prepared
	[CLAR2003EM.5.531]
	[CLAR2003EM.5.532]
		Notice to the market
	[CLAR2003EM.5.533]
	[CLAR2003EM.5.534]
	[CLAR2003EM.5.535]
	[CLAR2003EM.5.536]
	[CLAR2003EM.5.537]
	[CLAR2003EM.5.538]
	[CLAR2003EM.5.539]
	[CLAR2003EM.5.540]
	[CLAR2003EM.5.541]
		Contemporaneous Prospectus
	[CLAR2003EM.5.542]
	[CLAR2003EM.5.543]
		Anti avoidance intent of the law remains
	[CLAR2003EM.5.544]
		The role of ASIC — future relief and determinations
	[CLAR2003EM.5.545]
	[CLAR2003EM.5.546]
	[CLAR2003EM.5.547]
		Application of Chapter 2L to debentures
	[CLAR2003EM.5.548]
		Similar relief from Chapter 7 secondary sale provisions
	[CLAR2003EM.5.549]
		Remedies
	[CLAR2003EM.5.550]
	[CLAR2003EM.5.551]
		Commencement of the provisions
	[CLAR2003EM.5.552]
	[CLAR2003EM.5.553]
		Schedule 8: Shareholder participation and information
		Overview
	[CLAR2003EM.5.554]
		Notices of meetings
		Content and presentation
	[CLAR2003EM.5.555]
	[CLAR2003EM.5.556]
	[CLAR2003EM.5.557]
		Electronic distribution
	[CLAR2003EM.5.558]
	[CLAR2003EM.5.559]
	[CLAR2003EM.5.560]
	[CLAR2003EM.5.561]
		Electronic distribution of annual reports
	[CLAR2003EM.5.562]
	[CLAR2003EM.5.563]
		Proxy voting
		Appointing bodies corporate as proxies
	[CLAR2003EM.5.564]
	[CLAR2003EM.5.565]
		Electronic authentication of proxy appointments
	[CLAR2003EM.5.566]
		Electronic submission of proxy forms
	[CLAR2003EM.5.567]
	[CLAR2003EM.5.568]
		Listed companies — notification of directorships
	[CLAR2003EM.5.569]
		Timing of application of new rules
	[CLAR2003EM.5.570]
		Schedule 9: Officers, senior managers and employees
		Overview
	[CLAR2003EM.5.571]
		Definition of 'officer'
	[CLAR2003EM.5.572]
	[CLAR2003EM.5.573]
	[CLAR2003EM.5.574]
	[CLAR2003EM.5.575]
	[CLAR2003EM.5.576]
	[CLAR2003EM.5.577]
		'Employees'
	[CLAR2003EM.5.578]
	[CLAR2003EM.5.579]
		'Executive officer' and 'senior manager'
	[CLAR2003EM.5.580]
	[CLAR2003EM.5.581]
	[CLAR2003EM.5.582]
	[CLAR2003EM.5.583]
	[CLAR2003EM.5.584]
	[CLAR2003EM.5.585]
		'Provisional liquidator'
	[CLAR2003EM.5.586]
		'Examinable officer'
	[CLAR2003EM.5.587]
		The ASIC Act
	[CLAR2003EM.5.588]
	[CLAR2003EM.5.589]
	[CLAR2003EM.5.590]
	[CLAR2003EM.5.591]
		Schedule 10: Management of conflicts of interest by financial services licensees
		Overview
	[CLAR2003EM.5.592]
	[CLAR2003EM.5.593]
	[CLAR2003EM.5.594]
	[CLAR2003EM.5.595]
	[CLAR2003EM.5.596]
	[CLAR2003EM.5.597]
	[CLAR2003EM.5.598]
		Types of conflicts of interest that must be managed
	[CLAR2003EM.5.599]
	[CLAR2003EM.5.600]
		Schedule 11: Miscellaneous amendments
	[CLAR2003EM.5.601]
		Corporations Legislation Amendment Act 2003 — technical amendments
	[CLAR2003EM.5.602]
	[CLAR2003EM.5.603]
		Directors' declaration on financial statements
	[CLAR2003EM.5.604]
	[CLAR2003EM.5.605]
	[CLAR2003EM.5.606]
	[CLAR2003EM.5.1]
	[CLAR2003EM.5.608]
		Other minor and technical amendments
	[CLAR2003EM.5.609]
CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) BILL 2003
	CORPORATE LAW ECONOMIC REFORM PROGRAM (AUDIT REFORM AND CORPORATE DISCLOSURE) BILL 2003
	[CLARS2003.1] 1 Outline
	[CLARS2003.1.1]
	[CLARS2003.1.2]
	[CLARS2003.1.3]
	[CLARS2003.1.4]
		Proposed amendments
	[CLARS2003.1.5]
	[CLARS2003.2] Financial Impact Statement
	[CLARS2003.2.1]
	[CLARS2003.2.2]
	[CLARS2003.3] Regulation Impact Statement
	[CLARS2003.3.1]
	[CLARS2003.3.2]
	[CLARS2003.4] Notes on Clauses
		Clause 2 — Commencement
		Items 1 to 8
	[CLARS2003.4.1]
	[CLARS2003.4.2]
	[CLARS2003.4.3]
	[CLARS2003.4.4]
		Schedule 1, Part 1 — Audit oversight
		Items 9 to 11
	[CLARS2003.4.5]
		Items 12 to 18
	[CLARS2003.4.6]
	[CLARS2003.4.7]
	[CLARS2003.4.8]
		Item 19
	[CLARS2003.4.9]
		Schedule 1, Part 2 — Qualifications of auditors
		Item 20
	[CLARS2003.4.10]
	[CLARS2003.4.11]
	[CLARS2003.4.12]
		Item 21
	[CLARS2003.4.13]
	[CLARS2003.4.14]
	[CLARS2003.4.15]
		Item 22
	[CLARS2003.4.16]
	[CLARS2003.4.17]
	[CLARS2003.4.18]
		Schedule 1, Part 3 — Auditor appointment, independence and rotation requirements
		Item 23
	[CLARS2003.4.19]
		Item 24
	[CLARS2003.4.20]
		Item 25
	[CLARS2003.4.21]
	[CLARS2003.4.22]
		Items 26 and 31
	[CLARS2003.4.23]
	[CLARS2003.4.24]
		Items 27 to 29 and 32
	[CLARS2003.4.25]
	[CLARS2003.4.26]
		Items 30 and 33
	[CLARS2003.4.27]
	[CLARS2003.4.28]
		Item 34
	[CLARS2003.4.29]
	[CLARS2003.4.30]
		Item 35
	[CLARS2003.4.31]
		Items 36, 39, 44, 48, 54, 60, 61 and 66 to 76
	[CLARS2003.4.32]
	[CLARS2003.4.33]
	[CLARS2003.4.34]
	[CLARS2003.4.35]
	[CLARS2003.4.36]
	[CLARS2003.4.37]
	[CLARS2003.4.38]
	[CLARS2003.4.39]
		Item 37
	[CLARS2003.4.40]
		Items 38 and 40 to 42
	[CLARS2003.4.41]
		Items 43 and 45 to 47
	[CLARS2003.4.42]
		Item 49
	[CLARS2003.4.43]
		Items 50 to 52, 56 to 58 and 62 to 64
	[CLARS2003.4.44]
	[CLARS2003.4.45]
	[CLARS2003.4.46]
	[CLARS2003.4.47]
	[CLARS2003.4.48]
		Items 53, 59 and 65
	[CLARS2003.4.49]
	[CLARS2003.4.50]
	[CLARS2003.4.51]
	[CLARS2003.4.52]
		Item 55
	[CLARS2003.4.53]
		Schedule 1, Part 4 — Registration of authorised audit companies
		Items 77 to 80
	[CLARS2003.4.54]
	[CLARS2003.4.55]
		Item 81
	[CLARS2003.4.56]
	[CLARS2003.4.57]
		Items 82 to 84
	[CLARS2003.4.58]
		Schedule 1, Part 8 — Companies Auditors and Liquidators Disciplinary Board
		Items 85 to 87
	[CLARS2003.4.59]
		Schedule 2, Part 3 — Financial Reporting Panel
		Item 88
	[CLARS2003.4.60]
	[CLARS2003.4.61]
		Item 89
	[CLARS2003.4.62]
	[CLARS2003.4.63]
		Item 90
	[CLARS2003.4.64]
	[CLARS2003.4.65]
		Item 91
	[CLARS2003.4.66]
	[CLARS2003.4.67]
		Items 92 and 93
	[CLARS2003.4.68]
	[CLARS2003.4.69]
		Schedule 2, Part 4 — Content of financial reports
		Item 94
	[CLARS2003.4.70]
	[CLARS2003.4.71]
	[CLARS2003.4.72]
	[CLARS2003.4.73]
		Schedule 4, Part 2 — Protection for employees reporting breaches
		Items 95 to 96
	[CLARS2003.4.74]
		Items 97 to 99
	[CLARS2003.4.75]
	[CLARS2003.4.76]
	[CLARS2003.4.77]
	[CLARS2003.4.78]
		Schedule 5 — Remuneration of directors and executives
		Item 100
	[CLARS2003.4.79]
	[CLARS2003.4.80]
		Schedule 6 — Continuous disclosure
		Item 101
	[CLARS2003.4.81]
	[CLARS2003.4.82]
	[CLARS2003.4.83]
	[CLARS2003.4.84]
	[CLARS2003.4.85]
	[CLARS2003.4.86]
	[CLARS2003.4.87]
		Item 102
	[CLARS2003.4.88]
	[CLARS2003.4.89]
		Items 103 and 104
	[CLARS2003.4.90]
	[CLARS2003.4.91]
		Schedule 7 — Disclosure rules
		Item 105
	[CLARS2003.4.92]
		Item 106
	[CLARS2003.4.93]
		Schedule 11A — Register of information about relevant interests
		Item 107
	[CLARS2003.4.94]
	[CLARS2003.4.95]
	[CLARS2003.4.96]
	[CLARS2003.4.97]
		Specific amendments
	[CLARS2003.4.98]
	[CLARS2003.4.99]
	[CLARS2003.4.100]
	[CLARS2003.4.101]
	[CLARS2003.4.102]
	[CLARS2003.4.103]
	[CLARS2003.4.104]
	[CLARS2003.4.105]
	[CLARS2003.4.106]
	[CLARS2003.4.107]
	[CLARS2003.4.108]
	[CLARS2003.4.109]
		Schedule 12 — Transitional provisions
		Items 108 to 121, 123, 126 to 132, 134 to 146 and 148 to 151
	[CLARS2003.4.110]
		Item 122
	[CLARS2003.4.109]
	[CLARS2003.4.111]
	[CLARS2003.4.112]
		Items 124 and 125
	[CLARS2003.4.113]
	[CLARS2003.4.114]
	[CLARS2003.4.115]
		Item 133
	[CLARS2003.4.116]
		Item 147
	[CLARS2003.4.117]
	[CLARS2003.4.118]
CORPORATIONS LEGISLATION AMENDMENT (SIMPLER REGULATORY SYSTEM) BILL 2007 CORPORATIONS (FEES) AMENDMENT BILL 2007 CORPORATIONS (REVIEW FEES) AMENDMENT BILL 2007
	CORPORATIONS LEGISLATION AMENDMENT (SIMPLER REGULATORY SYSTEM) BILL 2007 CORPORATIONS (FEES) AMENDMENT BILL 2007 CORPORATIONS (REVIEW FEES) AMENDMENT BILL 2007
	Glossary
	General outline and financial impact
		Overview
		1. Financial Services Regulation
		Summary of regulation impact statement
		Regulation impact on business: Statement of Advice threshold and product activity and data collection
		2 Company Reporting Obligations
		Summary of regulation impact statement
		Regulation impact on business: thresholds for reporting by large proprietary companies
		3. Auditor Independence
		4. Corporate Governance
		5. Fundraising
		Summary of regulation impact statement
		Regulation impact on business
		6. Takeovers
		7. Compliance
	[SRS2007.1] Chapter 1 Financial Services Regulation
		Outline of chapter
	[SRS2007.1.1]
	[SRS2007.1.2]
	[SRS2007.1.3]
		Context of amendments
		Exemption from providing a Statement of Advice — no product recommendation and no remuneration
	[SRS2007.1.4]
	[SRS2007.1.5]
	[SRS2007.1.6]
	[SRS2007.1.7]
	[SRS2007.1.8]
		Threshold for requiring a Statement of Advice
	[SRS2007.1.9]
	[SRS2007.1.10]
	[SRS2007.1.11]
		Financial Services Guide exemption — general advice to the public
	[SRS2007.1.12]
	[SRS2007.1.13]
	[SRS2007.1.14]
		Sophisticated investors
	[SRS2007.1.15]
	[SRS2007.1.16]
	[SRS2007.1.17]
	[SRS2007.1.18]
	[SRS2007.1.19]
	[SRS2007.1.20]
		Cross-endorsement of authorised representatives of licensees
	[SRS2007.1.21]
	[SRS2007.1.22]
	[SRS2007.1.23]
		Product activity and data collection
	[SRS2007.1.24]
	[SRS2007.1.25]
		Licensed market operators and related participants and listed bodies
	[SRS2007.1.26]
	[SRS2007.1.27]
	[SRS2007.1.28]
	[SRS2007.1.29]
	[SRS2007.1.30]
	[SRS2007.1.31]
	[SRS2007.1.32]
		Pooled superannuation trusts and product disclosure
	[SRS2007.1.33]
	[SRS2007.1.34]
	[SRS2007.1.35]
		Registered managed investment schemes investing in unregistered managed investment schemes
	[SRS2007.1.36]
	[SRS2007.1.37]
	[SRS2007.1.38]
	[SRS2007.1.39]
		Summary of new law and comparison of key features of new law and current law
		Exemption from providing a Statement of Advice — no product recommendation and no remuneration
	[SRS2007.1.40]
		Threshold for requiring a Statement of Advice
	[SRS2007.1.41]
	[SRS2007.1.42]
	[SRS2007.1.43]
	[SRS2007.1.44]
	[SRS2007.1.45]
		Financial Services Guide exemption — general advice to the public
	[SRS2007.1.46]
	[SRS2007.1.47]
		Sophisticated investors
	[SRS2007.1.48]
	[SRS2007.1.49]
		Cross-endorsement of authorised representatives by licensees
	[SRS2007.1.50]
		Product activity and data collection
	[SRS2007.1.51]
	[SRS2007.1.52]
	[SRS2007.1.53]
	[SRS2007.1.54]
		Licensed market operators and related participants and listed bodies
	[SRS2007.1.55]
	[SRS2007.1.56]
		Pooled superannuation trusts and product disclosure
	[SRS2007.1.57]
		Registered managed investment schemes investing in unregistered managed investment schemes
	[SRS2007.1.58]
	[SRS2007.1.59]
		Detailed explanation of new law
		Exemption from providing a Statement of Advice — no product recommendation and no remuneration
	[SRS2007.1.60]
	[SRS2007.1.61]
	[SRS2007.1.62]
		Threshold for requiring a Statement of Advice
	[SRS2007.1.63]
	[SRS2007.1.64]
	[SRS2007.1.65]
	[SRS2007.1.66]
	[SRS2007.1.67]
		Financial Services Guide exemption — general advice to the public
	[SRS2007.1.68]
	[SRS2007.1.69]
	[SRS2007.1.70]
		Sophisticated investors
	[SRS2007.1.71]
	[SRS2007.1.72]
	[SRS2007.1.73]
	[SRS2007.1.74]
		Cross-endorsement of authorised representatives
	[SRS2007.1.75]
	[SRS2007.1.76]
	[SRS2007.1.77]
		Product activity and data collection
	[SRS2007.1.78]
	[SRS2007.1.79]
		Licensed market operators and related listed bodies
	[SRS2007.1.80]
	[SRS2007.1.81]
	[SRS2007.1.82]
	[SRS2007.1.83]
	[SRS2007.1.84]
	[SRS2007.1.85]
	[SRS2007.1.86]
		Licensed market operators and related participants
	[SRS2007.1.87]
	[SRS2007.1.88]
	[SRS2007.1.89]
	[SRS2007.1.90]
	[SRS2007.1.91]
	[SRS2007.1.92]
		Pooled superannuation trusts and product disclosure
	[SRS2007.1.93]
	[SRS2007.1.94]
		Registered managed investment schemes investing in unregistered managed investment schemes
	[SRS2007.1.95]
	[SRS2007.1.96]
		Application and transitional provisions
		Exemption from providing a Statement of Advice — no product recommendation and no remuneration
	[SRS2007.1.97]
		Threshold for requiring a Statement of Advice
	[SRS2007.1.98]
		Financial Services Guide exemption — general advice to the public
	[SRS2007.1.99]
		Sophisticated investors
	[SRS2007.1.100]
	[SRS2007.1.101]
		Cross-endorsement of authorised representatives
	[SRS2007.1.102]
	[SRS2007.1.103]
		Product activity and data collection
	[SRS2007.1.104]
		Licensed market operators and related participants and listed bodies
	[SRS2007.1.105]
	[SRS2007.1.106]
		Pooled superannuation trusts and product disclosure
	[SRS2007.1.107]
	[SRS2007.1.108]
		Registered managed investment schemes investing in unregistered managed investment schemes
	[SRS2007.1.109]
		Consequential amendments
		Exemption from providing a Statement of Advice — no product recommendation and no remuneration
	[SRS2007.1.110]
	[SRS2007.1.111]
	[SRS2007.1.112]
	[SRS2007.1.113]
	[SRS2007.1.114]
		Threshold for requiring a Statement of Advice
	[SRS2007.1.115]
	[SRS2007.1.116]
	[SRS2007.1.117]
	[SRS2007.1.118]
		Financial Services Guide exemption — general advice to the public
	[SRS2007.1.119]
		Sophisticated investors
	[SRS2007.1.120]
		Cross-endorsement of authorised representatives
	[SRS2007.1.121]
	[SRS2007.1.122]
		Supporting bill
		Licensed market operators and related participants
	[SRS2007.1.123]
	[SRS2007.1.124]
	[SRS2007.2] Chapter 2 Company Reporting Obligations
		Outline of chapter
	[SRS2007.2.1]
	[SRS2007.2.2]
		Context of amendments
	[SRS2007.2.3]
	[SRS2007.2.4]
	[SRS2007.2.5]
	[SRS2007.2.6]
		Summary of new law
	[SRS2007.2.7]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Executive remuneration
	[SRS2007.2.8]
	[SRS2007.2.9]
	[SRS2007.2.10]
	[SRS2007.2.11]
	[SRS2007.2.12]
	[SRS2007.2.13]
	[SRS2007.2.14]
	[SRS2007.2.15]
	[SRS2007.2.16]
	[SRS2007.2.17]
	[SRS2007.2.18]
		Thresholds for reporting for large proprietary companies
	[SRS2007.2.19]
	[SRS2007.2.20]
	[SRS2007.2.21]
	[SRS2007.2.22]
	[SRS2007.2.23]
	[SRS2007.2.24]
	[SRS2007.2.25]
	[SRS2007.2.26]
		Notifications — change in office holders
	[SRS2007.2.27]
	[SRS2007.2.28]
	[SRS2007.2.29]
	[SRS2007.2.30]
	[SRS2007.2.31]
	[SRS2007.2.32]
		Notifications — company addresses
	[SRS2007.2.33]
	[SRS2007.2.34]
	[SRS2007.2.35]
		Simplifying voluntary deregistration
	[SRS2007.2.36]
	[SRS2007.2.37]
	[SRS2007.2.38]
		Upfront payment of annual review fees for companies
	[SRS2007.2.39]
	[SRS2007.2.40]
	[SRS2007.2.41]
		Distribution of annual reports
	[SRS2007.2.42]
	[SRS2007.2.43]
	[SRS2007.2.44]
	[SRS2007.2.45]
	[SRS2007.2.46]
	[SRS2007.2.47]
	[SRS2007.2.48]
	[SRS2007.2.49]
	[SRS2007.2.50]
	[SRS2007.2.51]
	[SRS2007.2.52]
		Application and transitional provisions
		Executive remuneration
	[SRS2007.2.53]
		Thresholds for reporting for large proprietary companies
	[SRS2007.2.54]
		Notifications — change in office holders
	[SRS2007.2.55]
		Notifications — company addresses
	[SRS2007.2.56]
		Simplifying voluntary deregistration
	[SRS2007.2.57]
		Upfront payment of annual review fees for companies
	[SRS2007.2.58]
		Distribution of annual reports
	[SRS2007.2.59]
	[SRS2007.2.60]
		Consequential amendments
		Thresholds for reporting for large proprietary companies
	[SRS2007.2.61]
	[SRS2007.2.62]
		Notifications — change in office holders
	[SRS2007.2.63]
	[SRS2007.2.64]
	[SRS2007.2.65]
	[SRS2007.2.66]
		Distribution of annual reports
	[SRS2007.2.67]
	[SRS2007.2.68]
	[SRS2007.2.69]
		Supporting Bill
		Upfront payment of annual review fees for companies
	[SRS2007.2.70]
	[SRS2007.2.71]
	[SRS2007.3] Chapter 3 Auditor Independence
		Outline of chapter
	[SRS2007.3.1]
		Context of amendments
		Anomalies arising from CLERP 9
	[SRS2007.3.2]
	[SRS2007.3.3]
	[SRS2007.3.4]
	[SRS2007.3.5]
	[SRS2007.3.6]
		Improvements arising out of public consultations on the comparative review of Australia's auditor independence requirements
	[SRS2007.3.7]
	[SRS2007.3.8]
	[SRS2007.3.9]
	[SRS2007.3.10]
		Miscellaneous amendments
	[SRS2007.3.11]
		Summary of new law
		Anomalies arising from CLERP 9
	[SRS2007.3.12]
		Improvements arising out of public consultations on the comparative review of Australia's auditor independence requirements
	[SRS2007.3.13]
		Miscellaneous amendments
	[SRS2007.3.14]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Anomalies arising from CLERP 9
		Timing of auditor's independence declaration
	[SRS2007.3.15]
	[SRS2007.3.16]
	[SRS2007.3.17]
	[SRS2007.3.18]
	[SRS2007.3.19]
	[SRS2007.3.20]
	[SRS2007.3.21]
		Auditor's independence declaration — reporting of inadvertent breaches
	[SRS2007.3.22]
	[SRS2007.3.23]
	[SRS2007.3.24]
	[SRS2007.3.25]
	[SRS2007.3.26]
	[SRS2007.3.27]
		Money owed — debt: ordinary course of business exception
	[SRS2007.3.28]
	[SRS2007.3.29]
	[SRS2007.3.30]
	[SRS2007.3.31]
	[SRS2007.3.32]
	[SRS2007.3.33]
	[SRS2007.3.34]
		Money owed — deposit account
	[SRS2007.3.35]
	[SRS2007.3.36]
	[SRS2007.3.37]
	[SRS2007.3.38]
	[SRS2007.3.39]
	[SRS2007.3.40]
	[SRS2007.3.41]
	[SRS2007.3.42]
		Notification procedures
	[SRS2007.3.43]
	[SRS2007.3.44]
	[SRS2007.3.45]
	[SRS2007.3.46]
	[SRS2007.3.47]
	[SRS2007.3.48]
	[SRS2007.3.49]
	[SRS2007.3.50]
	[SRS2007.3.51]
		Improvements arising out of public consultations on the comparative review of Australia's auditor independence requirements
		Multiple former audit firm partner restriction
	[SRS2007.3.52]
	[SRS2007.3.53]
	[SRS2007.3.54]
	[SRS2007.3.55]
	[SRS2007.3.56]
	[SRS2007.3.57]
	[SRS2007.3.58]
		'Cooling-off' period for former audit team partners
	[SRS2007.3.59]
	[SRS2007.3.60]
	[SRS2007.3.61]
	[SRS2007.3.62]
		Introduction of a 'covered person' approach to existing financial relationship restrictions
	[SRS2007.3.63]
	[SRS2007.3.64]
	[SRS2007.3.65]
	[SRS2007.3.66]
	[SRS2007.3.67]
	[SRS2007.3.68]
	[SRS2007.3.69]
	[SRS2007.3.70]
	[SRS2007.3.71]
	[SRS2007.3.72]
	[SRS2007.3.73]
		Miscellaneous amendments
		Drafting amendment
	[SRS2007.3.74]
		ASIC relief powers
	[SRS2007.3.75]
	[SRS2007.3.76]
	[SRS2007.3.77]
	[SRS2007.3.78]
		Audit of compliance plan
	[SRS2007.3.79]
	[SRS2007.3.80]
		Deletion of cross reference to a repealed provision
	[SRS2007.3.81]
		Appointment of auditor by licensee
	[SRS2007.3.82]
		Auditor's right of access to records, information etc
	[SRS2007.3.83]
	[SRS2007.3.84]
		Application and transitional provisions
		Anomalies arising from CLERP 9
	[SRS2007.3.85]
		Improvements arising out of public consultations on the comparative review of Australia's auditor independence requirements
	[SRS2007.3.86]
	[SRS2007.3.87]
	[SRS2007.3.88]
	[SRS2007.4] Chapter 4 Corporate Governance
		Outline of chapter
	[SRS2007.4.1]
		Context of amendments
	[SRS2007.4.2]
	[SRS2007.4.3]
	[SRS2007.4.4]
	[SRS2007.4.5]
		Summary of new law
	[SRS2007.4.6]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Related party approval threshold
	[SRS2007.4.7]
	[SRS2007.4.8]
	[SRS2007.4.9]
	[SRS2007.4.10]
	[SRS2007.4.11]
	[SRS2007.4.12]
	[SRS2007.4.13]
	[SRS2007.4.14]
	[SRS2007.4.15]
		Approval of identical and otherwise unacceptable company names
	[SRS2007.4.16]
	[SRS2007.4.17]
	[SRS2007.4.18]
	[SRS2007.4.19]
		Pre-existing licences allowing companies to omit the word 'limited' from their names
	[SRS2007.4.20]
	[SRS2007.4.21]
	[SRS2007.4.22]
	[SRS2007.4.23]
	[SRS2007.4.24]
		Application and transitional provisions
		Related party approval threshold
	[SRS2007.4.25]
		Company names and pre-existing licences
	[SRS2007.4.26]
	[SRS2007.5] Chapter 5 Fundraising
		Outline of chapter
	[SRS2007.5.1]
		Context of amendments
		General background
	[SRS2007.5.2]
	[SRS2007.5.3]
	[SRS2007.5.4]
	[SRS2007.5.5]
		Rights issue disclosure for quoted securities and other financial products
	[SRS2007.5.6]
	[SRS2007.5.7]
		Small scale offerings
	[SRS2007.5.8]
	[SRS2007.5.9]
	[SRS2007.5.10]
	[SRS2007.5.11]
		Secondary sale issues
	[SRS2007.5.12]
	[SRS2007.5.13]
	[SRS2007.5.14]
	[SRS2007.5.15]
	[SRS2007.5.16]
	[SRS2007.5.17]
	[SRS2007.5.18]
	[SRS2007.5.19]
	[SRS2007.5.20]
		Employee unlisted share schemes
	[SRS2007.5.21]
	[SRS2007.5.22]
	[SRS2007.5.23]
	[SRS2007.5.24]
		Advertising rules for offers of securities requiring a disclosure document and for offers or issues of other financial products
	[SRS2007.5.25]
		Stapled securities disclosure
	[SRS2007.5.26]
	[SRS2007.5.27]
	[SRS2007.5.28]
		Summary of new law
		Rights issue disclosure for quoted securities and other financial products
	[SRS2007.5.29]
	[SRS2007.5.30]
	[SRS2007.5.31]
	[SRS2007.5.32]
		Small scale offerings
	[SRS2007.5.33]
	[SRS2007.5.34]
		Secondary sale issues
	[SRS2007.5.35]
	[SRS2007.5.36]
	[SRS2007.5.37]
	[SRS2007.5.38]
	[SRS2007.5.39]
		Employee unlisted share schemes
	[SRS2007.5.40]
	[SRS2007.5.41]
	[SRS2007.5.42]
	[SRS2007.5.43]
	[SRS2007.5.44]
	[SRS2007.5.45]
	[SRS2007.5.46]
	[SRS2007.5.47]
		Advertising rules for offers of securities requiring a disclosure document and for offers of other financial products
	[SRS2007.5.48]
	[SRS2007.5.49]
	[SRS2007.5.50]
		Stapled securities disclosure
	[SRS2007.5.51]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Rights issue disclosure for quoted securities and other financial products
	[SRS2007.5.52]
	[SRS2007.5.53]
	[SRS2007.5.54]
	[SRS2007.5.55]
	[SRS2007.5.56]
	[SRS2007.5.57]
	[SRS2007.5.58]
	[SRS2007.5.59]
		Small scale offerings
	[SRS2007.5.60]
	[SRS2007.5.61]
	[SRS2007.5.62]
	[SRS2007.5.63]
		Secondary sale issues
	[SRS2007.5.64]
	[SRS2007.5.65]
	[SRS2007.5.66]
	[SRS2007.5.67]
	[SRS2007.5.68]
	[SRS2007.5.69]
	[SRS2007.5.70]
	[SRS2007.5.71]
	[SRS2007.5.72]
	[SRS2007.5.73]
	[SRS2007.5.74]
		Employee unlisted share schemes
	[SRS2007.5.75]
	[SRS2007.5.76]
	[SRS2007.5.77]
	[SRS2007.5.78]
	[SRS2007.5.79]
	[SRS2007.5.80]
	[SRS2007.5.81]
		Advertising rules for offers of securities requiring a disclosure document and for offers of other financial products
	[SRS2007.5.82]
	[SRS2007.5.83]
	[SRS2007.5.84]
	[SRS2007.5.85]
	[SRS2007.5.86]
	[SRS2007.5.87]
		Stapled securities disclosure
	[SRS2007.5.88]
	[SRS2007.5.89]
	[SRS2007.5.90]
	[SRS2007.5.91]
	[SRS2007.5.92]
	[SRS2007.5.93]
	[SRS2007.5.94]
	[SRS2007.5.95]
	[SRS2007.5.96]
	[SRS2007.5.97]
	[SRS2007.5.98]
		Application and transitional provisions
		Rights issue disclosure for quoted securities and other financial products
	[SRS2007.5.99]
	[SRS2007.5.100]
		Small scale offerings
	[SRS2007.5.101]
	[SRS2007.5.102]
		Secondary sale issues
	[SRS2007.5.103]
		Employee unlisted share schemes
	[SRS2007.5.104]
	[SRS2007.5.105]
		Advertising rules for offers of securities requiring a disclosure document and for offers or issues of other financial products
	[SRS2007.5.106]
	[SRS2007.5.107]
		Stapled securities disclosure
	[SRS2007.5.108]
	[SRS2007.5.109]
		Consequential amendments
		Rights issue disclosure for quoted securities and other financial products
	[SRS2007.5.110]
	[SRS2007.5.111]
	[SRS2007.5.112]
	[SRS2007.5.113]
	[SRS2007.5.114]
	[SRS2007.5.115]
	[SRS2007.5.116]
	[SRS2007.5.117]
		Small scale offerings
	[SRS2007.5.118]
		Secondary sale issues
	[SRS2007.5.119]
		Employee unlisted share schemes
	[SRS2007.5.120]
		Advertising rules for offers of securities requiring a disclosure document and for offers of other financial products
	[SRS2007.5.121]
		Stapled securities disclosure
	[SRS2007.5.122]
	[SRS2007.5.123]
	[SRS2007.5.124]
	[SRS2007.5.125]
	[SRS2007.5.126]
	[SRS2007.5.127]
	[SRS2007.6] Chapter 6 Takeovers
		Outline of chapter
	[SRS2007.6.1]
		Context of amendments
		Remove telephone monitoring during takeover bids
	[SRS2007.6.2]
	[SRS2007.6.3]
	[SRS2007.6.4]
	[SRS2007.6.5]
		Remove section 665D and 665E notices (85 per cent notices)
	[SRS2007.6.6]
	[SRS2007.6.7]
	[SRS2007.6.8]
	[SRS2007.6.9]
	[SRS2007.6.10]
	[SRS2007.6.11]
		Summary of new law
	[SRS2007.6.12]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[SRS2007.6.13]
	[SRS2007.6.14]
		Application and transitional provisions
	[SRS2007.6.15]
		Consequential amendments
	[SRS2007.6.16]
	[SRS2007.6.17]
	[SRS2007.7] Chapter 7 Compliance
		Outline of chapter
	[SRS2007.7.1]
		Context of amendments
	[SRS2007.7.2]
	[SRS2007.7.3]
		Summary of new law
	[SRS2007.7.4]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Simplifying returns of company particulars
	[SRS2007.7.5]
	[SRS2007.7.6]
	[SRS2007.7.7]
	[SRS2007.7.8]
	[SRS2007.7.9]
	[SRS2007.7.10]
		Electronic registration of company charges
	[SRS2007.7.11]
	[SRS2007.7.12]
	[SRS2007.7.13]
	[SRS2007.7.14]
	[SRS2007.7.15]
		Application and transitional provisions
	[SRS2007.7.16]
	[SRS2007.7.17]
		Consequential amendments
		Electronic registration of company charges
	[SRS2007.7.18]
	[SRS2007.8] Chapter 8 Regulation impact statement: financial services regulation
		Background
CORPORATIONS LEGISLATION AMENDMENT (SIMPLER REGULATORY SYSTEM) BILL 2007 CORPORATIONS (FEES) AMENDMENT BILL 2007 CORPORATIONS (REVIEW FEES) AMENDMENT BILL 2007
	[SRS2007.8] Chapter 8 Regulation impact statement: financial services regulation
	[SRS2007.8.1]
	[SRS2007.8.2]
	[SRS2007.8.3]
	[SRS2007.8.4]
	[SRS2007.8.5]
		Refinements to Financial Services Regulation
		Refinements to financial services regulation proposals paper
	[SRS2007.8.6]
	[SRS2007.8.7]
	[SRS2007.8.8]
	[SRS2007.8.9]
	[SRS2007.8.10]
		Corporate and Financial Services Regulation Review Consultation Paper
	[SRS2007.8.11]
	[SRS2007.8.12]
	[SRS2007.8.13]
	[SRS2007.8.14]
	[SRS2007.8.15]
		Corporate and Financial Services Regulation Review Proposals Paper
	[SRS2007.8.16]
	[SRS2007.8.17]
	[SRS2007.8.18]
	[SRS2007.8.19]
	[SRS2007.8.20]
	[SRS2007.8.21]
		Problem identification
	[SRS2007.8.22]
	[SRS2007.8.23]
	[SRS2007.8.24]
	[SRS2007.8.25]
	[SRS2007.8.26]
		Objectives
	[SRS2007.8.27]
	[SRS2007.8.28]
	[SRS2007.8.29]
		Identification of options, impact analysis, conclusions and recommendations
		Impact assessment methodology
	[SRS2007.8.30]
	[SRS2007.8.31]
	[SRS2007.8.32]
		Rating an individual impact
	[SRS2007.8.33]
	[SRS2007.8.34]
	[SRS2007.8.35]
		Illustrative rating for the problem of a long-wearing tyre that may fail
		Option A: Do nothing
		Option B: Ban on sale of the new tyre
		Option C: Industry-developed quality control standards
	[SRS2007.8.36]
		Identification of problems, options, impact analysis, conclusions and recommendations in relation to the Statement of Advice threshold (Proposal 1.3)
		Problem
		Situation
	[SRS2007.8.37]
	[SRS2007.8.38]
		Problem
	[SRS2007.8.39]
	[SRS2007.8.40]
	[SRS2007.8.41]
	[SRS2007.8.42]
	[SRS2007.8.43]
		Objective
	[SRS2007.8.44]
	[SRS2007.8.45]
		Options
		Option A: No action
	[SRS2007.8.46]
		Option B: Subjective proportionate threshold for the provision of a Statement of Advice
	[SRS2007.8.47]
	[SRS2007.8.48]
	[SRS2007.8.49]
	[SRS2007.8.50]
		Option C: Objective dollar threshold for the provision of a Statement of Advice
	[SRS2007.8.51]
	[SRS2007.8.52]
	[SRS2007.8.53]
	[SRS2007.8.54]
	[SRS2007.8.55]
		Impact analysis
		Impact group identification
	[SRS2007.8.56]
		Assessment of costs and benefits
		Option A: No action
		Option B: Subjective proportionate threshold for the provision of a Statement of Advice
		Option C: Objective dollar threshold for the provision of a Statement of Advice
		Business Cost Calculator
	[SRS2007.8.57]
	[SRS2007.8.58]
	[SRS2007.8.59]
	[SRS2007.8.60]
		Consultation
		Summary of comments
	[SRS2007.8.61]
	[SRS2007.8.62]
	[SRS2007.8.63]
	[SRS2007.8.64]
	[SRS2007.8.65]
	[SRS2007.8.66]
	[SRS2007.8.67]
	[SRS2007.8.68]
	[SRS2007.8.69]
	[SRS2007.8.70]
	[SRS2007.8.71]
		Conclusion and recommended option
	[SRS2007.8.72]
	[SRS2007.8.73]
	[SRS2007.8.74]
	[SRS2007.8.75]
	[SRS2007.8.76]
	[SRS2007.8.77]
	[SRS2007.8.78]
		Product activity and data collection (Proposal 1.9)
		Problem
		Situation
	[SRS2007.8.79]
		Problem
	[SRS2007.8.80]
	[SRS2007.8.81]
	[SRS2007.8.82]
	[SRS2007.8.83]
		Objective
		Options
		Option A: No action
	[SRS2007.8.84]
		Option B: Remove all legislative requirements to report Product Disclosure Statements to ASIC
	[SRS2007.8.85]
		Option C: Introduce on-line reporting of Product Disclosure Statements to ASIC
	[SRS2007.8.86]
	[SRS2007.8.87]
	[SRS2007.8.88]
	[SRS2007.8.89]
	[SRS2007.8.90]
		Impact analysis
		Impact group identification
	[SRS2007.8.91]
		Assessment of costs and benefits
		Option A: No action
		Option B: Remove all legislative requirements to report Product Disclosure Statements to ASIC
		Option C: Introduce on-line reporting of Product Disclosure Statements to ASIC
		Business Cost Calculator
	[SRS2007.8.92]
	[SRS2007.8.93]
	[SRS2007.8.94]
	[SRS2007.8.95]
		Consultation
	[SRS2007.8.96]
	[SRS2007.8.97]
	[SRS2007.8.98]
	[SRS2007.8.99]
	[SRS2007.8.100]
	[SRS2007.8.101]
		Conclusion and recommended option
	[SRS2007.8.102]
	[SRS2007.8.103]
	[SRS2007.8.104]
	[SRS2007.8.105]
		Implementation and review
	[SRS2007.8.106]
	[SRS2007.8.107]
	[SRS2007.8.108]
	[SRS2007.9] Chapter 9 Regulation impact statement: thresholds for reporting for large proprietary companies
		Background
	[SRS2007.9.1]
	[SRS2007.9.2]
	[SRS2007.9.3]
	[SRS2007.9.4]
	[SRS2007.9.5]
		Problem identification
	[SRS2007.9.6]
		Objectives
	[SRS2007.9.7]
		Identification of options
	[SRS2007.9.8]
		Option 1
	[SRS2007.9.9]
	[SRS2007.9.10]
		Option 2
	[SRS2007.9.11]
	[SRS2007.9.12]
		Option 3
	[SRS2007.9.13]
	[SRS2007.9.14]
		Option 4
	[SRS2007.9.15]
		Analysis of the impact of the options
	[SRS2007.9.16]
		Option 1
		Benefits
	[SRS2007.9.17]
	[SRS2007.9.18]
		Costs
	[SRS2007.9.19]
		Option 2
		Benefits
	[SRS2007.9.20]
		Costs
	[SRS2007.9.21]
		Option 3
		Benefits
	[SRS2007.9.22]
		Costs
	[SRS2007.9.23]
		Option 4
		Benefits
	[SRS2007.9.24]
		Costs
	[SRS2007.9.25]
		Economy wide effects
	[SRS2007.9.26]
	[SRS2007.9.27]
	[SRS2007.9.28]
		Large proprietary companies — accessing capital
	[SRS2007.9.29]
	[SRS2007.9.30]
		Total costs
	[SRS2007.9.31]
		Consultation
	[SRS2007.9.32]
	[SRS2007.9.33]
	[SRS2007.9.34]
	[SRS2007.9.35]
	[SRS2007.9.36]
		Conclusion and recommended option
	[SRS2007.9.37]
	[SRS2007.9.38]
	[SRS2007.9.39]
	[SRS2007.9.40]
	[SRS2007.9.41]
	[SRS2007.9.42]
	[SRS2007.9.43]
	[SRS2007.9.44]
		Implementation and review
	[SRS2007.9.45]
	[SRS2007.9.46]
		Financial impact statement
	[SRS2007.9.47]
	[SRS2007.10] Chapter 10 Regulation impact statement: rights issues and employee share schemes
		Background
	[SRS2007.10.1]
	[SRS2007.10.2]
	[SRS2007.10.3]
	[SRS2007.10.4]
		Problem identification
		Rights Issues
	[SRS2007.10.5]
	[SRS2007.10.6]
	[SRS2007.10.7]
		Employee shareholder schemes
	[SRS2007.10.8]
	[SRS2007.10.9]
	[SRS2007.10.10]
		Policy objective
		Rights issues
	[SRS2007.10.11]
	[SRS2007.10.12]
		Employee share schemes
	[SRS2007.10.13]
	[SRS2007.10.14]
	[SRS2007.10.15]
	[SRS2007.10.16]
	[SRS2007.10.17]
	[SRS2007.10.18]
		Implementation options
		Rights issues
		Option A: Do nothing:
		Option B: Require a prospectus for all fundraisings:
		Option C: Remove the prospectus requirement for rights issues subject to the obligation to provide certain defined information to the market:
		Employee share schemes
		Option A:	Do nothing:
		Option B:	Provide extensive relief for unlisted company ESSs from the relevant provisions of the Corporations Act
		Option C:	Provide limited relief for unlisted company ESSs from the relevant provisions of the Corporations Act
		Assessment of impacts
	[SRS2007.10.19]
	[SRS2007.10.20]
	[SRS2007.10.21]
		Rating an individual impact
	[SRS2007.10.22]
	[SRS2007.10.23]
	[SRS2007.10.24]
	[SRS2007.10.25]
		Option A:	Do nothing
		Option B:	Ban on sale of the new tyre
		Option C:	Industry-developed quality control standards
	[SRS2007.10.26]
		Analysis of costs/benefits
		Rights issues
	[SRS2007.10.27]
		Option A:	Do nothing
		Option B:	Require a prospectus for all fundraisings
		Option C:	Remove the prospectus requirement for rights issues subject to the obligation to provide certain defined information to the market
		Employee shareholder schemes
	[SRS2007.10.28]
		Option A:	Do nothing
		Option B:	Provide extensive relief for unlisted company ESS from the provisions of the Corporations Act
		Option C:	Exempt unlisted company ESSs from certain provisions of the Corporations Act, while maintaining an adequate level of investor protection for employees considering participation in such schemes
		Business cost calculator
	[SRS2007.10.29]
	[SRS2007.10.30]
	[SRS2007.10.31]
		Consultation
	[SRS2007.10.32]
	[SRS2007.10.33]
	[SRS2007.10.34]
	[SRS2007.10.35]
	[SRS2007.10.36]
	[SRS2007.10.37]
	[SRS2007.10.38]
		Conclusion and recommended option
		Rights issues
	[SRS2007.10.39]
	[SRS2007.10.40]
	[SRS2007.10.41]
		ESSs for unlisted companies
	[SRS2007.10.42]
	[SRS2007.11] Index
		Unless otherwise indicated, items are in Schedule 1 of the Corporations Legislation Amendment (Simpler Regulatory System) Bill 2007.
CORPORATIONS (NZ CLOSER ECONOMIC RELATIONS) AND OTHER LEGISLATION AMENDMENT BILL 2007
	CORPORATIONS (NZ CLOSER ECONOMIC RELATIONS) AND OTHER LEGISLATION AMENDMENT BILL 2007
	[CLNZ2007EM.1] 1 Outline
	[CLNZ2007EM.1.1]
	[CLNZ2007EM.1.2]
	[CLNZ2007EM.1.3]
	[CLNZ2007EM.1.4]
	[CLNZ2007EM.1.5]
	[CLNZ2007EM.1.6]
	[CLNZ2007EM.1.7]
	[CLNZ2007EM.1.8]
	[CLNZ2007EM.1.9]
	[CLNZ2007EM.1.10]
	[CLNZ2007EM.2] 2 Abbreviations
	[CLNZ2007EM.3] 3 Financial Impact Statement
	[CLNZ2007EM.3.1]
	[CLNZ2007EM.3.2]
	[CLNZ2007EM.4] 4 Regulatory Impact Statement
		Schedule 1 — Mutual recognition of securities offers
		Background
	[CLNZ2007EM.4.1]
	[CLNZ2007EM.4.2]
	[CLNZ2007EM.4.3]
	[CLNZ2007EM.4.4]
		Offers by Australian offerors in New Zealand
	[CLNZ2007EM.4.5]
	[CLNZ2007EM.4.6]
	[CLNZ2007EM.4.7]
	[CLNZ2007EM.4.8]
	[CLNZ2007EM.4.9]
	[CLNZ2007EM.4.10]
		Offers by New Zealand offerors in Australia
	[CLNZ2007EM.4.11]
	[CLNZ2007EM.4.12]
	[CLNZ2007EM.4.13]
		Problem identification
		The need to regulate offers of securities
	[CLNZ2007EM.4.14]
	[CLNZ2007EM.4.15]
		Two regulatory regimes
	[CLNZ2007EM.4.16]
	[CLNZ2007EM.4.17]
	[CLNZ2007EM.4.18]
	[CLNZ2007EM.4.19]
		The effect of the current regulatory regime
	[CLNZ2007EM.4.20]
	[CLNZ2007EM.4.21]
	[CLNZ2007EM.4.22]
	[CLNZ2007EM.4.23]
	[CLNZ2007EM.4.24]
		The problem
	[CLNZ2007EM.4.25]
		Objectives
	[CLNZ2007EM.4.26]
		Description of options
	[CLNZ2007EM.4.27]
	[CLNZ2007EM.4.28]
	[CLNZ2007EM.4.29]
		Option one — disapplication of domestic law
	[CLNZ2007EM.4.30]
	[CLNZ2007EM.4.31]
	[CLNZ2007EM.4.32]
	[CLNZ2007EM.4.33]
		Option two — incorporation of foreign law
	[CLNZ2007EM.4.34]
	[CLNZ2007EM.4.35]
	[CLNZ2007EM.4.36]
		Option three — compliance with substantive requirements of domestic law
	[CLNZ2007EM.4.37]
	[CLNZ2007EM.4.38]
	[CLNZ2007EM.4.39]
	[CLNZ2007EM.4.40]
	[CLNZ2007EM.4.41]
	[CLNZ2007EM.4.42]
	[CLNZ2007EM.4.43]
		Impact analysis
	[CLNZ2007EM.4.44]
	[CLNZ2007EM.4.45]
	[CLNZ2007EM.4.46]
		Benefits from overcoming mutually exclusive regulatory requirements
	[CLNZ2007EM.4.47]
	[CLNZ2007EM.4.48]
	[CLNZ2007EM.4.49]
	[CLNZ2007EM.4.50]
		Option one
	[CLNZ2007EM.4.51]
		Options two and three
	[CLNZ2007EM.4.52]
	[CLNZ2007EM.4.53]
	[CLNZ2007EM.4.54]
	[CLNZ2007EM.4.55]
	[CLNZ2007EM.4.56]
	[CLNZ2007EM.4.57]
	[CLNZ2007EM.4.58]
		Maintenance of appropriate domestic regulatory outcomes
	[CLNZ2007EM.4.59]
	[CLNZ2007EM.4.60]
		Option one
	[CLNZ2007EM.4.61]
	[CLNZ2007EM.4.62]
	[CLNZ2007EM.4.63]
	[CLNZ2007EM.4.64]
	[CLNZ2007EM.4.65]
	[CLNZ2007EM.4.66]
		Options two and three
	[CLNZ2007EM.4.67]
	[CLNZ2007EM.4.68]
	[CLNZ2007EM.4.69]
	[CLNZ2007EM.4.70]
	[CLNZ2007EM.4.71]
	[CLNZ2007EM.4.72]
		National/parliamentary sovereignty
	[CLNZ2007EM.4.73]
	[CLNZ2007EM.4.74]
		Option one
	[CLNZ2007EM.4.75]
		Option two
	[CLNZ2007EM.4.76]
		Option three
	[CLNZ2007EM.4.77]
	[CLNZ2007EM.4.78]
	[CLNZ2007EM.4.79]
		Complexity
	[CLNZ2007EM.4.80]
	[CLNZ2007EM.4.81]
		Option one
	[CLNZ2007EM.4.82]
		Options two and three
	[CLNZ2007EM.4.83]
	[CLNZ2007EM.4.84]
	[CLNZ2007EM.4.85]
	[CLNZ2007EM.4.86]
		Summary
	[CLNZ2007EM.4.87]
	[CLNZ2007EM.4.88]
		Consultation
	[CLNZ2007EM.4.89]
	[CLNZ2007EM.4.90]
	[CLNZ2007EM.4.91]
	[CLNZ2007EM.4.92]
	[CLNZ2007EM.4.93]
	[CLNZ2007EM.4.94]
	[CLNZ2007EM.4.95]
	[CLNZ2007EM.4.96]
		Conclusion and recommended option
	[CLNZ2007EM.4.97]
	[CLNZ2007EM.4.98]
	[CLNZ2007EM.4.99]
	[CLNZ2007EM.4.100]
	[CLNZ2007EM.4.101]
	[CLNZ2007EM.4.102]
		Implementation and review
	[CLNZ2007EM.4.103]
	[CLNZ2007EM.4.104]
	[CLNZ2007EM.4.105]
	[CLNZ2007EM.4.106]
	[CLNZ2007EM.4.107]
	[CLNZ2007EM.4.108]
	[CLNZ2007EM.4.109]
	[CLNZ2007EM.4.110]
	[CLNZ2007EM.4.111]
	[CLNZ2007EM.4.112]
	[CLNZ2007EM.4.113]
	[CLNZ2007EM.5] 5 Notes on individual clauses
		Clause 1 — Short title
	[CLNZ2007EM.5.1]
		Clause 2 — Commencement
	[CLNZ2007EM.5.2]
	[CLNZ2007EM.5.3]
		Clause 3 — Schedule(s)
	[CLNZ2007EM.5.4]
		Schedule 1 — Mutual recognition of securities offerings
		Item 18 — Mutual recognition of securities offerings
	[CLNZ2007EM.5.5]
		Part 8.1 — Preliminary
		Definitions
	[CLNZ2007EM.5.6]
	[CLNZ2007EM.5.7]
	[CLNZ2007EM.5.8]
	[CLNZ2007EM.5.9]
		Part 8.2 — Foreign offers that are recognised in this jurisdiction
	[CLNZ2007EM.5.10]
		Division 1 — Recognised offers
		Entry requirements
	[CLNZ2007EM.5.11]
	[CLNZ2007EM.5.12]
		The offeror
	[CLNZ2007EM.5.13]
	[CLNZ2007EM.5.14]
	[CLNZ2007EM.5.15]
	[CLNZ2007EM.5.16]
	[CLNZ2007EM.5.17]
	[CLNZ2007EM.5.18]
		The kind of offer
	[CLNZ2007EM.5.19]
		Notice and documentation to ASIC
	[CLNZ2007EM.5.20]
	[CLNZ2007EM.5.21]
	[CLNZ2007EM.5.22]
	[CLNZ2007EM.5.23]
	[CLNZ2007EM.5.24]
	[CLNZ2007EM.5.25]
		When is an offer a recognised offer?
	[CLNZ2007EM.5.26]
	[CLNZ2007EM.5.27]
	[CLNZ2007EM.5.28]
	[CLNZ2007EM.5.29]
		Division 2 — Effect of a recognised offer and Division 4 — Modifications of provisions of this Act
	[CLNZ2007EM.5.30]
		Provisions which are 'turned off'
	[CLNZ2007EM.5.31]
		Provisions which are not 'turned off'
	[CLNZ2007EM.5.32]
	[CLNZ2007EM.5.33]
	[CLNZ2007EM.5.34]
	[CLNZ2007EM.5.35]
		Flexibility
	[CLNZ2007EM.5.36]
	[CLNZ2007EM.5.37]
	[CLNZ2007EM.5.38]
	[CLNZ2007EM.5.39]
	[CLNZ2007EM.5.40]
	[CLNZ2007EM.5.41]
		Division 3 — Ongoing conditions for recognised offers
	[CLNZ2007EM.5.42]
		Ongoing requirements
		Chapter 8 specific
	[CLNZ2007EM.5.43]
	[CLNZ2007EM.5.44]
	[CLNZ2007EM.5.45]
		Continuous disclosure
	[CLNZ2007EM.5.46]
	[CLNZ2007EM.5.47]
	[CLNZ2007EM.5.48]
		Division 5 — ASIC's power in relation to recognised offers
	[CLNZ2007EM.5.49]
		Role of the regulators
		Australian and New Zealand responsibility
	[CLNZ2007EM.5.50]
	[CLNZ2007EM.5.51]
	[CLNZ2007EM.5.52]
	[CLNZ2007EM.5.53]
	[CLNZ2007EM.5.54]
		ASIC's powers
	[CLNZ2007EM.5.55]
	[CLNZ2007EM.5.56]
	[CLNZ2007EM.5.57]
	[CLNZ2007EM.5.58]
	[CLNZ2007EM.5.59]
	[CLNZ2007EM.5.60]
	[CLNZ2007EM.5.61]
	[CLNZ2007EM.5.62]
		Division 6 — Miscellaneous
	[CLNZ2007EM.5.63]
		Service
	[CLNZ2007EM.5.64]
	[CLNZ2007EM.5.65]
		Part 8.3 — Offers made under foreign recognition scheme
		Australian offers recognised in foreign jurisdictions
	[CLNZ2007EM.5.66]
	[CLNZ2007EM.5.67]
		Requirements of the offer
	[CLNZ2007EM.5.68]
	[CLNZ2007EM.5.69]
	[CLNZ2007EM.5.70]
	[CLNZ2007EM.5.71]
		Australian and New Zealand regulators
	[CLNZ2007EM.5.72]
	[CLNZ2007EM.5.73]
		ASIC's powers
	[CLNZ2007EM.5.74]
		Other consequential changes (Schedule 1)
		Items 1 to 17
	[CLNZ2007EM.5.75]
		Schedule 2 — Recognition of companies
		Background
	[CLNZ2007EM.5.76]
	[CLNZ2007EM.5.77]
	[CLNZ2007EM.5.78]
	[CLNZ2007EM.5.79]
		Item 1
	[CLNZ2007EM.5.80]
	[CLNZ2007EM.5.81]
		Item 2
	[CLNZ2007EM.5.82]
		Item 3
	[CLNZ2007EM.5.83]
	[CLNZ2007EM.5.84]
		Schedule 3 — Protection of information obtained by the Australian Competition and Consumer Commission
		Item 3 — New section 155AAA
	[CLNZ2007EM.5.85]
		Protection of certain information
	[CLNZ2007EM.5.86]
	[CLNZ2007EM.5.87]
		Disclosure to Ministers
	[CLNZ2007EM.5.88]
	[CLNZ2007EM.5.89]
	[CLNZ2007EM.5.90]
		Disclosure to Secretaries etc
	[CLNZ2007EM.5.91]
	[CLNZ2007EM.5.92]
	[CLNZ2007EM.5.93]
		Disclosure to a Royal Commission
	[CLNZ2007EM.5.94]
	[CLNZ2007EM.5.95]
	[CLNZ2007EM.5.96]
		Disclosure to certain agencies, bodies and persons
	[CLNZ2007EM.5.97]
	[CLNZ2007EM.5.98]
	[CLNZ2007EM.5.99]
		Disclosure with consent
	[CLNZ2007EM.5.100]
		Disclosure of publicly available information
	[CLNZ2007EM.5.101]
		Disclosure of summaries or statistics
	[CLNZ2007EM.5.102]
		Disclosure authorised by regulations
	[CLNZ2007EM.5.103]
	[CLNZ2007EM.5.104]
	[CLNZ2007EM.5.105]
		Delegation
	[CLNZ2007EM.5.106]
		Definitions
	[CLNZ2007EM.5.107]
		Items [1] to [2] and [9] — Consequential amendments to the Radiocommunications Act 1992 and the Trade Practices Act 1974
	[CLNZ2007EM.5.108]
		Item [1] —– Subsection 118C(6)
	[CLNZ2007EM.5.109]
		Item [2] — Subsection 118G(6)
	[CLNZ2007EM.5.110]
		Item [9] — Section 155AB
	[CLNZ2007EM.5.111]
		Items [4] to [8] — Section 155AA
	[CLNZ2007EM.5.112]
		Item [4] — Subsection 155AA(1)
	[CLNZ2007EM.5.113]
		Item [5] — Paragraph 155AA(1)(b)
	[CLNZ2007EM.5.114]
		Item [6] — Subsection 155AA(2)
	[CLNZ2007EM.5.115]
		Item [7] — Subsection 155AA(2)
	[CLNZ2007EM.5.116]
		Item [8] — Subsection 155AA(3) (definition of protected Part IV information)
	[CLNZ2007EM.5.117]
CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL SERVICES MODERNISATION) BILL 2009
	CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL SERVICES MODERNISATION) BILL 2009
	Glossary
	General outline and financial impact
		General background
		Dates of effect:
		Financial impacts:
		Compliance cost impacts:
		Summary of regulation impact statement
		Regulation impact on business
		Margin loans:
		Trustee companies:
		Debentures:
		Technical amendment
	[FSM2009.1] Chapter 1 Margin loans
		Outline of chapter
	[FSM2009.1.1]
	[FSM2009.1.2]
	[FSM2009.1.3]
		Context of amendments
	[FSM2009.1.4]
	[FSM2009.1.5]
	[FSM2009.1.6]
	[FSM2009.1.7]
	[FSM2009.1.8]
	[FSM2009.1.9]
	[FSM2009.1.10]
	[FSM2009.1.11]
	[FSM2009.1.12]
	[FSM2009.1.13]
	[FSM2009.1.14]
		Current legislative framework
	[FSM2009.1.15]
	[FSM2009.1.16]
		Key risks
	[FSM2009.1.17]
		Opes Prime style arrangements
	[FSM2009.1.18]
		Double gearing
	[FSM2009.1.19]
	[FSM2009.1.20]
	[FSM2009.1.21]
		Margin calls
	[FSM2009.1.22]
	[FSM2009.1.23]
		Summary of new law
	[FSM2009.1.24]
	[FSM2009.1.25]
	[FSM2009.1.26]
	[FSM2009.1.27]
	[FSM2009.1.28]
	[FSM2009.1.29]
	[FSM2009.1.30]
	[FSM2009.1.31]
	[FSM2009.1.32]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Definition of a margin lending facility
		Capture as a financial product
	[FSM2009.1.33]
	[FSM2009.1.34]
	[FSM2009.1.35]
	[FSM2009.1.36]
		Meaning of issue of margin lending facility
	[FSM2009.1.37]
		General definition — margin lending facility
	[FSM2009.1.38]
	[FSM2009.1.39]
	[FSM2009.1.40]
	[FSM2009.1.41]
	[FSM2009.1.42]
		Standard margin lending facilities
	[FSM2009.1.43]
	[FSM2009.1.44]
	[FSM2009.1.45]
		Example 1.1: Example of a margin loan
	[FSM2009.1.46]
		Use of the loan
	[FSM2009.1.47]
	[FSM2009.1.48]
		Investment lending
	[FSM2009.1.49]
		Example 1.2: Examples of excluded investment lending
	[FSM2009.1.50]
		Example 1.3: Examples of excluded lending
		Non-standard margin lending facilities
	[FSM2009.1.51]
	[FSM2009.1.52]
	[FSM2009.1.53]
	[FSM2009.1.54]
	[FSM2009.1.55]
		Example 1.4: Example of a non-standard margin loan
	[FSM2009.1.56]
	[FSM2009.1.57]
		Example 1.5: Example of normal stock lending arrangements
		ASIC may declare facilities to be margin lending facilities
	[FSM2009.1.58]
	[FSM2009.1.59]
		Meaning of limit of a margin lending facility
	[FSM2009.1.60]
		Responsible lending for margin lending facilities
	[FSM2009.1.61]
		Requirement to make assessment of unsuitability
	[FSM2009.1.62]
	[FSM2009.1.63]
	[FSM2009.1.64]
	[FSM2009.1.65]
		Unsuitability assessment
	[FSM2009.1.66]
		Reasonable inquiries etc. about the retail client
	[FSM2009.1.67]
	[FSM2009.1.68]
	[FSM2009.1.69]
	[FSM2009.1.70]
	[FSM2009.1.71]
	[FSM2009.1.72]
	[FSM2009.1.73]
	[FSM2009.1.74]
	[FSM2009.1.75]
	[FSM2009.1.76]
		Reliance on information provided in a statement of advice
	[FSM2009.1.77]
	[FSM2009.1.78]
	[FSM2009.1.79]
	[FSM2009.1.80]
		When margin lending facility must be assessed as unsuitable
	[FSM2009.1.81]
	[FSM2009.1.82]
	[FSM2009.1.83]
	[FSM2009.1.84]
	[FSM2009.1.85]
		Giving the retail client the assessment
	[FSM2009.1.86]
	[FSM2009.1.87]
	[FSM2009.1.88]
	[FSM2009.1.89]
	[FSM2009.1.90]
	[FSM2009.1.91]
	[FSM2009.1.92]
		Unsuitable margin lending facilities
	[FSM2009.1.93]
	[FSM2009.1.94]
	[FSM2009.1.95]
		Notification of margin calls
		Issuer must notify client of margin call
	[FSM2009.1.96]
	[FSM2009.1.97]
		When issuer must notify client's agent, and agent must notify client, of margin call
	[FSM2009.1.98]
	[FSM2009.1.99]
	[FSM2009.1.100]
		When and how notification must be given
	[FSM2009.1.101]
	[FSM2009.1.102]
	[FSM2009.1.103]
	[FSM2009.1.104]
		Margin lending facility not to be conditional on notification arrangements
	[FSM2009.1.105]
		General amendments
	[FSM2009.1.106]
	[FSM2009.1.107]
	[FSM2009.1.108]
		Application and transitional provisions
	[FSM2009.1.109]
	[FSM2009.1.110]
	[FSM2009.1.111]
	[FSM2009.1.112]
	[FSM2009.1.113]
	[FSM2009.1.114]
	[FSM2009.1.115]
	[FSM2009.1.116]
	[FSM2009.2] Chapter 2 Regulation of trustee companies
		Outline of chapter
	[FSM2009.2.1]
	[FSM2009.2.2]
		Context of amendments
	[FSM2009.2.3]
	[FSM2009.2.4]
	[FSM2009.2.5]
	[FSM2009.2.6]
	[FSM2009.2.7]
	[FSM2009.2.8]
	[FSM2009.2.9]
	[FSM2009.2.10]
	[FSM2009.2.11]
	[FSM2009.2.12]
	[FSM2009.2.13]
		Summary of new law
	[FSM2009.2.14]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[FSM2009.2.15]
		Jurisdictional scope
	[FSM2009.2.16]
		Part 5D.1 — Preliminary
		Key concepts and definitions
		Regulation of trustee companies
	[FSM2009.2.17]
	[FSM2009.2.18]
	[FSM2009.2.19]
		Example 2.1
	[FSM2009.2.20]
	[FSM2009.2.21]
		Services covered by this chapter
	[FSM2009.2.22]
	[FSM2009.2.23]
	[FSM2009.2.24]
		Services that are not covered by this chapter
	[FSM2009.2.25]
		Meaning of 'client'
	[FSM2009.2.26]
		Meaning of 'court' and 'Court'
	[FSM2009.2.27]
		Meaning of 'person with a proper interest'
	[FSM2009.2.28]
		Other key definitions
	[FSM2009.2.29]
	[FSM2009.2.30]
	[FSM2009.2.31]
	[FSM2009.2.32]
	[FSM2009.2.33]
		Interaction between trustee company provisions and State and Territory laws
	[FSM2009.2.34]
	[FSM2009.2.35]
	[FSM2009.2.36]
	[FSM2009.2.37]
	[FSM2009.2.38]
		Part 5D.2 — Powers etc. of licensed trustee companies
	[FSM2009.2.39]
	[FSM2009.2.40]
		Division 1 — General provisions
	[FSM2009.2.41]
	[FSM2009.2.42]
	[FSM2009.2.43]
		Division 2 — Accounts
	[FSM2009.2.44]
		Licensed trustee company not required to file accounts
	[FSM2009.2.45]
		Licensed trustee company may be required to provide account in relation to estate
	[FSM2009.2.46]
	[FSM2009.2.47]
	[FSM2009.2.48]
	[FSM2009.2.49]
	[FSM2009.2.50]
	[FSM2009.2.51]
		Court may order audit
	[FSM2009.2.52]
	[FSM2009.2.53]
	[FSM2009.2.54]
		Division 3 — Common funds
	[FSM2009.2.55]
	[FSM2009.2.56]
	[FSM2009.2.57]
	[FSM2009.2.58]
		Obligations relating to common funds
	[FSM2009.2.59]
	[FSM2009.2.60]
	[FSM2009.2.61]
		Regulations relating to establishment or operation of common funds
	[FSM2009.2.62]
	[FSM2009.2.63]
		Part 5D.3 — Regulation of fees charged by licensed trustee companies
	[FSM2009.2.64]
	[FSM2009.2.65]
	[FSM2009.2.66]
		Division 1 — Disclosure of fees charged to estates and trusts
	[FSM2009.2.67]
		Disclosure of fees to the public
	[FSM2009.2.68]
	[FSM2009.2.69]
		Provision of Financial Services Guide
	[FSM2009.2.70]
	[FSM2009.2.71]
	[FSM2009.2.72]
		Disclosure to clients of changed fees
	[FSM2009.2.73]
	[FSM2009.2.74]
	[FSM2009.2.75]
	[FSM2009.2.76]
		Division 2 — General arrangements about charging fees
	[FSM2009.2.77]
		Power to charge fees
	[FSM2009.2.78]
	[FSM2009.2.79]
	[FSM2009.2.80]
	[FSM2009.2.81]
	[FSM2009.2.82]
	[FSM2009.2.83]
	[FSM2009.2.84]
		Division 3 — Fees charged to trusts and estates (other than for being trustee or manager of a charitable trust)
	[FSM2009.2.85]
	[FSM2009.2.86]
	[FSM2009.2.87]
	[FSM2009.2.88]
	[FSM2009.2.89]
	[FSM2009.2.90]
		Division 4 — Fees for being trustee or manager of a charitable trust
	[FSM2009.2.91]
	[FSM2009.2.92]
	[FSM2009.2.93]
	[FSM2009.2.94]
		Subdivision A — Fees for new charitable trusts
	[FSM2009.2.95]
	[FSM2009.2.96]
	[FSM2009.2.97]
	[FSM2009.2.98]
	[FSM2009.2.99]
	[FSM2009.2.100]
	[FSM2009.2.101]
	[FSM2009.2.102]
	[FSM2009.2.103]
	[FSM2009.2.104]
	[FSM2009.2.105]
		Common funds
	[FSM2009.2.106]
	[FSM2009.2.107]
		Additional amounts for preparation of returns etc.
	[FSM2009.2.108]
		Subdivision B — Existing client charitable trusts
	[FSM2009.2.109]
	[FSM2009.2.110]
	[FSM2009.2.111]
	[FSM2009.2.112]
	[FSM2009.2.113]
		Division 5 — Miscellaneous
	[FSM2009.2.114]
		Power of the Court with respect to excessive fees
	[FSM2009.2.115]
	[FSM2009.2.116]
	[FSM2009.2.117]
	[FSM2009.2.118]
	[FSM2009.2.119]
		Directors' fees otherwise payable to an officer of a trustee company
	[FSM2009.2.120]
	[FSM2009.2.121]
		Part 5D.4 — Duties of officers and employees of licensed trustee companies
	[FSM2009.2.122]
	[FSM2009.2.123]
		Duties of officers
	[FSM2009.2.124]
		Duties of loyalty and good faith
	[FSM2009.2.125]
	[FSM2009.2.126]
		Duties of care, skill and diligence
	[FSM2009.2.127]
	[FSM2009.2.128]
	[FSM2009.2.129]
	[FSM2009.2.130]
		Duties of employees
	[FSM2009.2.131]
	[FSM2009.2.132]
	[FSM2009.2.133]
	[FSM2009.2.134]
		Part 5D.5 — Limit on control of licensed trustee companies
	[FSM2009.2.135]
	[FSM2009.2.136]
	[FSM2009.2.137]
		Unacceptable control situation — the 15 per cent limitation
	[FSM2009.2.138]
	[FSM2009.2.139]
	[FSM2009.2.140]
		Division 2 — Approval to exceed 15 per cent limitation
	[FSM2009.2.141]
	[FSM2009.2.142]
	[FSM2009.2.143]
	[FSM2009.2.144]
	[FSM2009.2.145]
	[FSM2009.2.146]
	[FSM2009.2.147]
		Powers of the Court relating to unacceptable control situations
		Court orders
	[FSM2009.2.148]
	[FSM2009.2.149]
	[FSM2009.2.150]
	[FSM2009.2.151]
		Injunctions
	[FSM2009.2.152]
	[FSM2009.2.153]
	[FSM2009.2.154]
		Other matters
		Acquisition of property
	[FSM2009.2.155]
		Anti-avoidance
	[FSM2009.2.156]
	[FSM2009.2.157]
	[FSM2009.2.158]
	[FSM2009.2.159]
	[FSM2009.2.160]
		Part 5D.6 — Consequences of cancellation of Australian financial services licence
	[FSM2009.2.161]
	[FSM2009.2.162]
	[FSM2009.2.163]
		Key definitions for the Part
	[FSM2009.2.164]
	[FSM2009.2.165]
	[FSM2009.2.166]
		Compulsory transfer determinations
	[FSM2009.2.167]
	[FSM2009.2.168]
	[FSM2009.2.169]
	[FSM2009.2.170]
		Minister's power to decide that consent not required
	[FSM2009.2.171]
	[FSM2009.2.172]
		Determinations may impose conditions
	[FSM2009.2.173]
	[FSM2009.2.174]
	[FSM2009.2.175]
	[FSM2009.2.176]
		Notice of determination
	[FSM2009.2.177]
		Certificate of transfer
	[FSM2009.2.178]
	[FSM2009.2.179]
	[FSM2009.2.180]
	[FSM2009.2.181]
		Notice of certificate
	[FSM2009.2.182]
		Time and effect of compulsory transfer
	[FSM2009.2.183]
		Substitution of trustee company
	[FSM2009.2.184]
		Liabilities for breach of trust and other matters
	[FSM2009.2.185]
	[FSM2009.2.186]
		Other matters related to transfer of estate assets and liabilities
	[FSM2009.2.187]
		Miscellaneous
	[FSM2009.2.188]
	[FSM2009.2.189]
	[FSM2009.2.190]
	[FSM2009.2.191]
	[FSM2009.2.192]
	[FSM2009.2.193]
		Part 5D.7 — Effect of contraventions
		Civil liability of licensed trustee company
	[FSM2009.2.194]
	[FSM2009.2.195]
	[FSM2009.2.196]
		Part 5D.8 — Exemptions and modifications
	[FSM2009.2.197]
		ASIC exemption and modification power
	[FSM2009.2.198]
	[FSM2009.2.199]
	[FSM2009.2.200]
	[FSM2009.2.201]
	[FSM2009.2.202]
		Exemptions and modifications by regulations
	[FSM2009.2.203]
	[FSM2009.2.204]
	[FSM2009.2.205]
		Regulating traditional trustee company services as financial services under Chapter 7 of the Corporations Act
	[FSM2009.2.206]
		Traditional trustee company services are generally provided to retail clients
	[FSM2009.2.207]
	[FSM2009.2.208]
	[FSM2009.2.209]
		Traditional trustee company services provided by trustee companies are financial services
	[FSM2009.2.210]
	[FSM2009.2.211]
	[FSM2009.2.212]
	[FSM2009.2.213]
	[FSM2009.2.214]
	[FSM2009.2.215]
		Other amendments
		Application of Chapter 5D to the Crown
	[FSM2009.2.216]
		Court order required before trustee company can be voluntarily wound up if estates remain unadministered
	[FSM2009.2.217]
		Dealing with clients' money
	[FSM2009.2.218]
		Civil and criminal penalties
	[FSM2009.2.219]
	[FSM2009.2.220]
		Consequential amendments of Corporations Act and other Acts
		Corporations Act amendments
	[FSM2009.2.221]
	[FSM2009.2.222]
	[FSM2009.2.223]
	[FSM2009.2.224]
		ASIC Act amendments
	[FSM2009.2.225]
	[FSM2009.2.226]
	[FSM2009.2.227]
		Commencement and transitional provisions
	[FSM2009.2.228]
	[FSM2009.2.229]
	[FSM2009.2.230]
	[FSM2009.2.231]
	[FSM2009.2.232]
		Transitional provisions relating to limit on control of trustee companies
	[FSM2009.2.233]
		Transitional provisions relating to the amendments of Chapter 7
	[FSM2009.2.234]
	[FSM2009.2.235]
	[FSM2009.2.236]
	[FSM2009.2.237]
		Example 2.2
		General power for regulations to deal with transitional matters
	[FSM2009.2.238]
	[FSM2009.3] Chapter 3 Regulation of debentures
		Outline of chapter
	[FSM2009.3.1]
	[FSM2009.3.2]
	[FSM2009.3.3]
		Context of amendments
	[FSM2009.3.4]
	[FSM2009.3.5]
	[FSM2009.3.6]
	[FSM2009.3.7]
	[FSM2009.3.8]
	[FSM2009.3.9]
	[FSM2009.3.10]
	[FSM2009.3.11]
	[FSM2009.3.12]
	[FSM2009.3.13]
	[FSM2009.3.14]
	[FSM2009.3.15]
		Summary of new law
	[FSM2009.3.16]
	[FSM2009.3.17]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Definition of debenture
	[FSM2009.3.18]
	[FSM2009.3.19]
	[FSM2009.3.20]
		Duty to notify ASIC of information related to the trustee
	[FSM2009.3.21]
	[FSM2009.3.22]
	[FSM2009.3.23]
		Register relating to trustees for debenture holders
	[FSM2009.3.24]
	[FSM2009.3.25]
	[FSM2009.3.26]
	[FSM2009.3.27]
		Application and transitional provisions
	[FSM2009.3.28]
	[FSM2009.3.29]
	[FSM2009.4] Chapter 4 Technical amendment relating to jurisdiction of courts
		Outline of chapter
	[FSM2009.4.1]
		Context of amendments
	[FSM2009.4.2]
		Summary of new law
	[FSM2009.4.3]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[FSM2009.4.4]
		Application and transitional provisions
	[FSM2009.4.5]
	[FSM2009.5] Chapter 5 Regulation impact statement — Margin loans
		Commonwealth regulation of margin loans — regulation impact statement
		Part 1 — Introduction
	[FSM2009.5.1]
	[FSM2009.5.2]
	[FSM2009.5.3]
	[FSM2009.5.4]
	[FSM2009.5.5]
		Part 2 — Consultation
		Green Paper on Financial Services and Credit Reform
	[FSM2009.5.6]
	[FSM2009.5.7]
	[FSM2009.5.8]
		Margin loans
	[FSM2009.5.9]
	[FSM2009.5.10]
	[FSM2009.5.11]
	[FSM2009.5.12]
	[FSM2009.5.13]
	[FSM2009.5.14]
		Part 3 — Regulation impact assessment
		Impact assessment methodology
	[FSM2009.5.15]
	[FSM2009.5.16]
	[FSM2009.5.17]
		Table 5.1: Rating an individual impact
	[FSM2009.5.18]
	[FSM2009.5.19]
	[FSM2009.5.20]
		Illustrative rating for the problem of a long-wearing tyre that may fail
		Option A: Do nothing
		Table 5.2
		Option B: Ban on sale of the new tyre
		Table 5.3
		Option C: Industry-developed quality control standards
		Table 5.4
	[FSM2009.5.21]
		Margin lending
		Problem identification
	[FSM2009.5.22]
	[FSM2009.5.23]
	[FSM2009.5.24]
	[FSM2009.5.25]
	[FSM2009.5.26]
		Objectives
	[FSM2009.5.27]
		Options
		Status quo
	[FSM2009.5.28]
	[FSM2009.5.29]
		Option A: Include margin loans as a financial product under the Corporations Act and apply Chapter 7 with some modifications
	[FSM2009.5.30]
	[FSM2009.5.31]
	[FSM2009.5.32]
		Option B: Incorporate margin loans in the new Commonwealth credit legislation
	[FSM2009.5.33]
	[FSM2009.5.34]
		Impact analysis
	[FSM2009.5.35]
	[FSM2009.5.36]
	[FSM2009.5.37]
	[FSM2009.5.38]
	[FSM2009.5.39]
		Table 5.5: Status quo
		Option A
		Table 5.6
		Option B
		Table 5.7
		Consultation
	[FSM2009.5.40]
	[FSM2009.5.41]
	[FSM2009.5.42]
	[FSM2009.5.43]
	[FSM2009.5.44]
	[FSM2009.5.45]
		Conclusion and recommended option
	[FSM2009.5.46]
	[FSM2009.5.47]
	[FSM2009.5.48]
		Part 4 Implementation and review
	[FSM2009.5.49]
	[FSM2009.5.50]
	[FSM2009.5.51]
	[FSM2009.6] Chapter 6 Regulation impact statement — Margin loans — Attachment A
		Executive summary
	[FSM2009.6.1]
		Background
		Consumer credit
	[FSM2009.6.2]
	[FSM2009.6.3]
	[FSM2009.6.4]
	[FSM2009.6.5]
	[FSM2009.6.6]
	[FSM2009.6.7]
		Current regulation of consumer credit
	[FSM2009.6.8]
	[FSM2009.6.9]
		History of the Uniform Consumer Credit Code
	[FSM2009.6.10]
	[FSM2009.6.11]
	[FSM2009.6.12]
		Outstanding UCCC projects
	[FSM2009.6.13]
	[FSM2009.6.14]
		Additional State and Territory specific regulation
	[FSM2009.6.15]
		Draft New South Wales National Finance Brokers Package
	[FSM2009.6.16]
	[FSM2009.6.17]
	[FSM2009.6.18]
	[FSM2009.6.19]
	[FSM2009.6.20]
	[FSM2009.6.21]
		Margin loans
	[FSM2009.6.22]
	[FSM2009.6.23]
	[FSM2009.6.24]
		Current regulation of margin loans
	[FSM2009.6.25]
	[FSM2009.6.26]
	[FSM2009.6.27]
	[FSM2009.6.28]
	[FSM2009.6.29]
CORPORATIONS LEGISLATION AMENDMENT (FINANCIAL SERVICES MODERNISATION) BILL 2009
	[FSM2009.6] Chapter 6 Regulation impact statement — Margin loans — Attachment A
	[FSM2009.6.30]
	[FSM2009.6.31]
	[FSM2009.6.32]
	[FSM2009.6.33]
	[FSM2009.6.34]
		Financial Services Reform — Chapter 7 of the Corporations Act
	[FSM2009.6.35]
	[FSM2009.6.36]
	[FSM2009.6.37]
	[FSM2009.6.38]
		Problem identification
		Consumer credit
	[FSM2009.6.39]
	[FSM2009.6.40]
	[FSM2009.6.41]
	[FSM2009.6.42]
	[FSM2009.6.43]
	[FSM2009.6.44]
	[FSM2009.6.45]
	[FSM2009.6.46]
		Margin loans
	[FSM2009.6.47]
	[FSM2009.6.48]
	[FSM2009.6.49]
	[FSM2009.6.50]
		Policy objectives
	[FSM2009.6.51]
	[FSM2009.6.52]
	[FSM2009.6.53]
	[FSM2009.6.54]
		Implementation options
		Implementation scope
	[FSM2009.6.55]
	[FSM2009.6.56]
	[FSM2009.6.57]
		Potential enhancements to the regulation of consumer credit under the national regime
	[FSM2009.6.58]
	[FSM2009.6.59]
	[FSM2009.6.60]
	[FSM2009.6.61]
	[FSM2009.6.62]
	[FSM2009.6.63]
	[FSM2009.6.64]
	[FSM2009.6.65]
		All industry participants may need to be licensed
	[FSM2009.6.66]
	[FSM2009.6.67]
	[FSM2009.6.68]
	[FSM2009.6.69]
	[FSM2009.6.70]
		Industry participants may need to provide additional disclosure to consumers.
	[FSM2009.6.71]
	[FSM2009.6.72]
	[FSM2009.6.73]
	[FSM2009.6.74]
	[FSM2009.6.75]
	[FSM2009.6.76]
		The expected conduct and behaviour of industry participants in relation to their dealings with consumers may need to be regulated.
	[FSM2009.6.77]
	[FSM2009.6.78]
	[FSM2009.6.79]
	[FSM2009.6.80]
	[FSM2009.6.81]
	[FSM2009.6.82]
	[FSM2009.6.83]
	[FSM2009.6.84]
		Industry participants may need to provide access to appropriate dispute resolution services.
	[FSM2009.6.85]
	[FSM2009.6.86]
	[FSM2009.6.87]
	[FSM2009.6.88]
	[FSM2009.6.89]
	[FSM2009.6.90]
		The regime will need to be enforced by a national regulator, namely ASIC, in a way which minimises avoidance of the requirements.
	[FSM2009.6.91]
	[FSM2009.6.92]
	[FSM2009.6.93]
	[FSM2009.6.94]
	[FSM2009.6.95]
	[FSM2009.6.96]
		Proposed regulation of margin loans under Chapter 7 of the Corporations Act
	[FSM2009.6.97]
	[FSM2009.6.98]
	[FSM2009.6.99]
		Implementation mechanisms
	[FSM2009.6.100]
	[FSM2009.6.101]
	[FSM2009.6.102]
		Assessment of impacts
		Impact group identification
	[FSM2009.6.103]
		Assessment of costs and benefits
		Option A: Extend Chapter 7 of the Corporations Act to include all consumer credit products.
		Table 6.1
		Option B: Enact relevant provisions of the UCCC and the draft Finance Brokers Bill, supplemented as required, as Commonwealth law
		Table 6.2
		Preferred approach — Option B
	[FSM2009.6.104]
	[FSM2009.6.105]
		Business cost calculator
		Consumer credit
	[FSM2009.6.106]
	[FSM2009.6.107]
	[FSM2009.6.108]
		Margin loans
	[FSM2009.6.109]
	[FSM2009.6.110]
	[FSM2009.6.111]
	[FSM2009.6.112]
		Staging
	[FSM2009.6.113]
	[FSM2009.6.114]
	[FSM2009.6.115]
	[FSM2009.6.116]
	[FSM2009.6.117]
	[FSM2009.6.118]
	[FSM2009.6.119]
	[FSM2009.6.120]
	[FSM2009.6.121]
	[FSM2009.6.122]
		Consultation
		Consumer credit
		Green Paper on Financial Services and Credit Reform
	[FSM2009.6.123]
	[FSM2009.6.124]
	[FSM2009.6.125]
	[FSM2009.6.126]
		Other consultations, reviews and regulation impact statements
	[FSM2009.6.127]
	[FSM2009.6.128]
	[FSM2009.6.129]
	[FSM2009.6.130]
	[FSM2009.6.131]
	[FSM2009.6.132]
	[FSM2009.6.133]
		Margin loans
	[FSM2009.6.134]
	[FSM2009.6.135]
	[FSM2009.6.136]
	[FSM2009.6.137]
		Recommended option and conclusion
	[FSM2009.6.138]
		Implementation Plan
		Error! Not a valid link.
		Error! Not a valid link.
	[FSM2009.6.139]
		Implementation and review
	[FSM2009.6.140]
	[FSM2009.6.141]
	[FSM2009.7] Chapter 7 Regulation impact statement — Commonwealth regulation of trustee companies
		Problem
		Background
		Existing meaning of 'trustee company'
	[FSM2009.7.1]
		Overview of trustee companies industry
	[FSM2009.7.2]
	[FSM2009.7.3]
	[FSM2009.7.4]
		(a) Applies for probate, and/or acts as an executor or as administrator, of a deceased estate
	[FSM2009.7.5]
	[FSM2009.7.6]
	[FSM2009.7.7]
		(b) Acts as trustee of a trust estate
	[FSM2009.7.8]
		(c) Operates a common fund
	[FSM2009.7.9]
		(d) Acts under a power of attorney
	[FSM2009.7.10]
		(e) Other functions
	[FSM2009.7.11]
	[FSM2009.7.12]
		Broader financial services
	[FSM2009.7.13]
		Market characteristics
	[FSM2009.7.14]
	[FSM2009.7.15]
	[FSM2009.7.16]
	[FSM2009.7.17]
		Current regulation of trustee companies
	[FSM2009.7.18]
	[FSM2009.7.19]
	[FSM2009.7.20]
		Other current regulation of trustee companies (outside of scope)
	[FSM2009.7.21]
	[FSM2009.7.22]
	[FSM2009.7.23]
	[FSM2009.7.24]
		Regulatory need
	[FSM2009.7.25]
	[FSM2009.7.26]
	[FSM2009.7.27]
	[FSM2009.7.28]
	[FSM2009.7.29]
	[FSM2009.7.30]
	[FSM2009.7.31]
	[FSM2009.7.32]
	[FSM2009.7.33]
	[FSM2009.7.34]
		Table 1.1: Complaints received by TCA Secretariat
	[FSM2009.7.35]
	[FSM2009.7.36]
	[FSM2009.7.37]
	[FSM2009.7.38]
		Current regulatory problem
	[FSM2009.7.39]
	[FSM2009.7.40]
	[FSM2009.7.41]
	[FSM2009.7.42]
	[FSM2009.7.43]
	[FSM2009.7.44]
	[FSM2009.7.45]
		Objectives of Government action
	[FSM2009.7.46]
		Options that may achieve objectives(s)
	[FSM2009.7.47]
	[FSM2009.7.48]
	[FSM2009.7.49]
		Option 1: Status Quo
	[FSM2009.7.50]
	[FSM2009.7.51]
	[FSM2009.7.52]
	[FSM2009.7.53]
	[FSM2009.7.54]
	[FSM2009.7.55]
		Option 2: Consumer protection and disclosure regulation with supervision by ASIC
	[FSM2009.7.56]
	[FSM2009.7.57]
	[FSM2009.7.58]
	[FSM2009.7.59]
	[FSM2009.7.60]
	[FSM2009.7.61]
	[FSM2009.7.62]
	[FSM2009.7.63]
	[FSM2009.7.64]
	[FSM2009.7.65]
		Option 3: Prudential regulation with supervision by the Australian Prudential Regulation Authority
	[FSM2009.7.66]
	[FSM2009.7.67]
	[FSM2009.7.68]
	[FSM2009.7.69]
	[FSM2009.7.70]
	[FSM2009.7.71]
	[FSM2009.7.72]
	[FSM2009.7.73]
	[FSM2009.7.74]
	[FSM2009.7.75]
	[FSM2009.7.76]
	[FSM2009.7.77]
		Table 1.2: Comparison of current State and Territory regulatory obligations and Commonwealth proposals
		Impact analysis
	[FSM2009.7.78]
	[FSM2009.7.79]
	[FSM2009.7.80]
		Option 1: Status Quo
	[FSM2009.7.81]
	[FSM2009.7.82]
		Start up/transitional costs
	[FSM2009.7.83]
	[FSM2009.7.84]
	[FSM2009.7.85]
		Ongoing compliance costs
	[FSM2009.7.86]
		Ongoing supervision costs
	[FSM2009.7.87]
		Benefits for trustee companies
	[FSM2009.7.88]
	[FSM2009.7.89]
		Benefits for consumers
	[FSM2009.7.90]
	[FSM2009.7.91]
		Option 2: Consumer protection model administered by ASIC
	[FSM2009.7.92]
	[FSM2009.7.93]
	[FSM2009.7.94]
	[FSM2009.7.95]
		Start up/transitional costs
	[FSM2009.7.96]
	[FSM2009.7.97]
	[FSM2009.7.98]
	[FSM2009.7.99]
		Ongoing compliance costs
	[FSM2009.7.100]
	[FSM2009.7.101]
	[FSM2009.7.102]
	[FSM2009.7.103]
		Ongoing supervision costs
	[FSM2009.7.104]
	[FSM2009.7.105]
		Benefits for trustee companies
	[FSM2009.7.106]
	[FSM2009.7.107]
	[FSM2009.7.108]
	[FSM2009.7.109]
	[FSM2009.7.110]
		Benefits for consumers
	[FSM2009.7.111]
	[FSM2009.7.112]
	[FSM2009.7.113]
	[FSM2009.7.114]
	[FSM2009.7.115]
		Table 1.3: Ownership restrictions
	[FSM2009.7.116]
	[FSM2009.7.117]
	[FSM2009.7.118]
	[FSM2009.7.119]
		Option 3: Prudential regulation administered by APRA
	[FSM2009.7.120]
	[FSM2009.7.121]
	[FSM2009.7.122]
		Start up/transitional costs
	[FSM2009.7.123]
	[FSM2009.7.124]
	[FSM2009.7.125]
	[FSM2009.7.126]
		Ongoing compliance costs
	[FSM2009.7.127]
	[FSM2009.7.128]
	[FSM2009.7.129]
		Ongoing supervision costs
	[FSM2009.7.130]
		Benefits for trustee companies
	[FSM2009.7.131]
	[FSM2009.7.132]
	[FSM2009.7.133]
		Benefits for consumers
	[FSM2009.7.134]
	[FSM2009.7.135]
		Consultation
	[FSM2009.7.136]
	[FSM2009.7.137]
	[FSM2009.7.138]
	[FSM2009.7.139]
	[FSM2009.7.140]
	[FSM2009.7.141]
	[FSM2009.7.142]
	[FSM2009.7.143]
	[FSM2009.7.144]
	[FSM2009.7.145]
		Conclusion and recommended option
	[FSM2009.7.146]
	[FSM2009.7.147]
		Objective 1
	[FSM2009.7.148]
		Achieved by
	[FSM2009.7.149]
		Objective 2
	[FSM2009.7.150]
		Achieved by
	[FSM2009.7.151]
		Objective 3
	[FSM2009.7.152]
		Achieved by
	[FSM2009.7.153]
		Objective 4
	[FSM2009.7.154]
		Achieved by
	[FSM2009.7.155]
		Objective 5
	[FSM2009.7.156]
		Achieved by
	[FSM2009.7.157]
		Objective 6
	[FSM2009.7.158]
		Achieved by
	[FSM2009.7.159]
		Implementation and review
	[FSM2009.7.160]
	[FSM2009.7.161]
	[FSM2009.7.162]
	[FSM2009.7.163]
	[FSM2009.7.164]
	[FSM2009.8] Chapter 8 Regulation impact statement — Harmonisation of the treatment of debentures and promissory notes
		Introduction
	[FSM2009.8.1]
	[FSM2009.8.2]
	[FSM2009.8.3]
	[FSM2009.8.4]
	[FSM2009.8.5]
	[FSM2009.8.6]
	[FSM2009.8.7]
	[FSM2009.8.8]
	[FSM2009.8.9]
	[FSM2009.8.10]
	[FSM2009.8.11]
	[FSM2009.8.12]
		Example 8.1: Case study — Westpoint
	[FSM2009.8.13]
	[FSM2009.8.14]
	[FSM2009.8.15]
	[FSM2009.8.16]
		Current arrangements
		Regulation of debentures
	[FSM2009.8.17]
	[FSM2009.8.18]
		Unlisted issues of debentures
	[FSM2009.8.19]
	[FSM2009.8.20]
		Regulation of promissory notes
	[FSM2009.8.21]
	[FSM2009.8.22]
	[FSM2009.8.23]
	[FSM2009.8.24]
		Table 8.1: Summary of the current regulatory framework for promissory notes
		ASIC's work
	[FSM2009.8.25]
	[FSM2009.8.26]
	[FSM2009.8.27]
	[FSM2009.8.28]
		Systemic risks with collapses in this sector
	[FSM2009.8.29]
	[FSM2009.8.30]
	[FSM2009.8.31]
	[FSM2009.8.32]
	[FSM2009.8.33]
	[FSM2009.8.34]
	[FSM2009.8.35]
		Objectives of Government action
	[FSM2009.8.36]
	[FSM2009.8.37]
	[FSM2009.8.38]
		Consultation
	[FSM2009.8.39]
	[FSM2009.8.40]
	[FSM2009.8.41]
	[FSM2009.8.42]
		Submissions
	[FSM2009.8.43]
	[FSM2009.8.44]
	[FSM2009.8.45]
		Options
		Option 1 — No change
	[FSM2009.8.46]
		Option 2 — Harmonise the regulation of debentures and promissory notes
	[FSM2009.8.47]
		Option 3 — Self regulation
	[FSM2009.8.48]
		Impact analysis
		Impact group identification
	[FSM2009.8.49]
		Assumptions
	[FSM2009.8.50]
	[FSM2009.8.51]
		Assessment of costs and benefits
		Conclusion and recommended option
	[FSM2009.8.52]
	[FSM2009.8.53]
	[FSM2009.8.54]
	[FSM2009.8.55]
	[FSM2009.8.56]
		Discussion of Options
	[FSM2009.8.57]
	[FSM2009.8.58]
	[FSM2009.8.59]
	[FSM2009.8.60]
	[FSM2009.8.61]
	[FSM2009.8.62]
	[FSM2009.8.63]
	[FSM2009.8.64]
	[FSM2009.8.65]
	[FSM2009.8.66]
	[FSM2009.8.67]
	[FSM2009.8.68]
	[FSM2009.8.69]
		Conclusion
	[FSM2009.8.70]
	[FSM2009.8.71]
		Implementation and review
	[FSM2009.8.72]
	[FSM2009.8.73]
	[FSM2009.8.74]
	[FSM2009.8.75]
	[FSM2009.8.76]
	[FSM2009.8.77]
	[FSM2009.9] Index
		Schedule 1: Margin loans
		Schedule 2: Regulation of trustee companies
		Schedule 3: Regulation of debentures
		Schedule 4: Technical amendment relating to jurisdiction of courts
		Schedule 5: Application and transitional provisions
CORPORATIONS AMENDMENT (IMPROVING ACCOUNTABILITY ON TERMINATION PAYMENTS) BILL 2009
	CORPORATIONS AMENDMENT (IMPROVING ACCOUNTABILITY ON TERMINATION PAYMENTS) BILL 2009
	Glossary
	General outline and financial impact
		Outline
		Summary of regulation impact statement
		Regulation impact on business
	[CLTP2009.1] Chapter 1 Introduction
		Clause 1: Short title
	[CLTP2009.1.1]
		Clause 2: Commencement
	[CLTP2009.1.2]
		Clause 3: Schedules
	[CLTP2009.1.3]
	[CLTP2009.2] Chapter 2 Schedule 1 — Amendments
		Outline of chapter
	[CLTP2009.2.1]
		Context of amendments
	[CLTP2009.2.2]
	[CLTP2009.2.3]
	[CLTP2009.2.4]
		Summary of new law
	[CLTP2009.2.5]
	[CLTP2009.2.6]
	[CLTP2009.2.7]
	[CLTP2009.2.8]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Definitions
	[CLTP2009.2.9]
	[CLTP2009.2.10]
	[CLTP2009.2.11]
	[CLTP2009.2.12]
	[CLTP2009.2.13]
		Lowering the threshold for shareholder approval
	[CLTP2009.2.14]
	[CLTP2009.2.15]
	[CLTP2009.2.16]
	[CLTP2009.2.17]
	[CLTP2009.2.18]
	[CLTP2009.2.19]
		Extending the scope to executives
		If the company is a disclosing entity
	[CLTP2009.2.20]
	[CLTP2009.2.21]
		Otherwise
	[CLTP2009.2.22]
	[CLTP2009.2.23]
	[CLTP2009.2.24]
	[CLTP2009.2.25]
		Meaning of termination benefit
	[CLTP2009.2.26]
	[CLTP2009.2.27]
	[CLTP2009.2.28]
	[CLTP2009.2.29]
	[CLTP2009.2.30]
	[CLTP2009.2.31]
	[CLTP2009.2.32]
	[CLTP2009.2.33]
	[CLTP2009.2.34]
	[CLTP2009.2.35]
	[CLTP2009.2.36]
		Shareholder voting requirements
	[CLTP2009.2.37]
	[CLTP2009.2.38]
	[CLTP2009.2.39]
	[CLTP2009.2.40]
	[CLTP2009.2.41]
		Requirement to repay unauthorised benefit and to hold on trust
	[CLTP2009.2.42]
	[CLTP2009.2.43]
		Penalty provisions
	[CLTP2009.2.44]
	[CLTP2009.2.45]
	[CLTP2009.3] Chapter 3 Part 2 — Other Amendments
		Detailed explanation of new law
	[CLTP2009.3.1]
	[CLTP2009.4] Index
		Schedule 1: Amendments
CORPORATIONS AMENDMENT (CORPORATE REPORTING REFORM) BILL 2010
	CORPORATIONS AMENDMENT (CORPORATE REPORTING REFORM) BILL 2010
	Glossary
	General outline and financial impact
		General outline
		Summary of regulation impact statement
		Regulation impact on business
	[CRR2010.1] Chapter 1 Companies limited by guarantee
		Context of amendments
	[CRR2010.1-1]
	[CRR2010.1-2]
	[CRR2010.1-3]
		Table 1.1: Size of companies limited by guarantee1
	[CRR2010.1-4]
	[CRR2010.1-5]
	[CRR2010.1-6]
	[CRR2010.1-7]
		Summary of new law
	[CRR2010.1-8]
	[CRR2010.1-9]
	[CRR2010.1-10]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Differential reporting framework
	[CRR2010.1-11]
	[CRR2010.1-12]
	[CRR2010.1-13]
	[CRR2010.1-14]
	[CRR2010.1-15]
		[Schedule 1, Part 1, item 14, section 285A]
		Exception where direction by ASIC or members
	[CRR2010.1-16]
	[CRR2010.1-17]
	[CRR2010.1-18]
		Exception for Commonwealth companies or subsidiaries of Commonwealth companies and Commonwealth authorities
	[CRR2010.1-19]
		[Schedule 1, Part 1, items 4 and 30, paragraphs 45B(1)(d) and 301(3)(a)]
	[CRR2010.1-20]
	[CRR2010.1-21]
	[CRR2010.1-22]
	[CRR2010.1-23]
		Exception for certain bodies corporate
	[CRR2010.1-24]
		[Schedule 1, Part 1, item 4, paragraph 45B(1)]
	[CRR2010.1-25]
		Audits and reviews
	[CRR2010.1-26]
	[CRR2010.1-27]
	[CRR2010.1-28]
	[CRR2010.1-29]
	[CRR2010.1-30]
	[CRR2010.1-31]
	[CRR2010.1-32]
	[CRR2010.1-33]
		Streamlined directors' report
	[CRR2010.1-34]
	[CRR2010.1-35]
	[CRR2010.1-36]
		[Schedule 1, Part 1, item 29, subsections 300B(1) and (2)]
	[CRR2010.1-37]
		[Schedule 1, Part 1, item 29, subsection 300B(3)]
	[CRR2010.1-38]
		Distribution of annual reports
	[CRR2010.1-39]
	[CRR2010.1-40]
	[CRR2010.1-41]
	[CRR2010.1-42]
		Payment of dividends
	[CRR2010.1-43]
	[CRR2010.1-44]
	[CRR2010.1-45]
	[CRR2010.2] Chapter 2 Parent-entity financial statements
		Context of amendments
	[CRR2010.2-1]
	[CRR2010.2-2]
	[CRR2010.2-3]
	[CRR2010.2-4]
		Summary of new law
	[CRR2010.2-5]
	[CRR2010.2-6]
	[CRR2010.2-7]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.2-8]
	[CRR2010.2-9]
	[CRR2010.2-10]
		Application and transitional provisions
	[CRR2010.2-11]
	[CRR2010.2-12]
	[CRR2010.2-13]
	[CRR2010.3] Chapter 3 Requirements for paying dividends
		Context of amendments
	[CRR2010.3-1]
	[CRR2010.3-2]
	[CRR2010.3-3]
		Summary of new law
	[CRR2010.3-4]
		[Schedule 1, Part 1, item 7, section 254T]
	[CRR2010.3-5]
	[CRR2010.3-6]
	[CRR2010.3-7]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.3-8]
	[CRR2010.3-9]
	[CRR2010.3-10]
	[CRR2010.3-11]
		Companies not required to prepare an audited financial report
	[CRR2010.3-12]
		Consequential amendments
	[CRR2010.3-13]
	[CRR2010.3-14]
	[CRR2010.3-15]
	[CRR2010.3-16]
	[CRR2010.3-17]
	[CRR2010.3-18]
	[CRR2010.4] Chapter 4 Changing reporting periods
		Context of amendments
	[CRR2010.4-1]
	[CRR2010.4-2]
	[CRR2010.4-3]
		Summary of new law
	[CRR2010.4-4]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.4-5]
	[CRR2010.4-6]
		Application and transitional provisions
	[CRR2010.4-7]
	[CRR2010.5] Chapter 5 Extending section 299A of the Corporations Act
		Context of amendments
	[CRR2010.5-1]
	[CRR2010.5-2]
	[CRR2010.5-3]
		Summary of new law
	[CRR2010.5-4]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.5-5]
	[CRR2010.5-6]
	[CRR2010.5-7]
	[CRR2010.6] Chapter 6 IFRS declaration
		Context of amendments
	[CRR2010.6-1]
	[CRR2010.6-2]
	[CRR2010.6-3]
		Summary of new law
	[CRR2010.6-4]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.6-5]
	[CRR2010.6-6]
	[CRR2010.6-7]
	[CRR2010.7] Chapter 7 Lost capital reductions
		Context of amendments
	[CRR2010.7-1]
	[CRR2010.7-2]
		Summary of new law
	[CRR2010.7-3]
	[CRR2010.7-4]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.7-5]
		Application and transitional provisions
	[CRR2010.7-6]
	[CRR2010.8] Chapter 8 FRC functions and funding
		Context of amendments
	[CRR2010.8-1]
	[CRR2010.8-2]
		Summary of new law
	[CRR2010.8-3]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[CRR2010.8-4]
	[CRR2010.9] Chapter 9 CALDB processes
		Context of amendments
	[CRR2010.9-1]
	[CRR2010.9-2]
	[CRR2010.9-3]
	[CRR2010.9-4]
	[CRR2010.9-5]
	[CRR2010.9-6]
	[CRR2010.9-7]
		Summary of new law
	[CRR2010.9-8]
	[CRR2010.9-9]
	[CRR2010.9-10]
	[CRR2010.9-11]
		Comparison of key features of new law and current law
		Detailed explanation of new law
		Definitions
	[CRR2010.9-12]
		Modifying the membership requirements
	[CRR2010.9-13]
	[CRR2010.9-14]
	[CRR2010.9-15]
	[CRR2010.9-16]
		Protection and immunity for pre-hearing conferences
	[CRR2010.9-17]
	[CRR2010.9-18]
	[CRR2010.9-19]
		Application and transitional provisions
	[CRR2010.9-20]
	[CRR2010.9-21]
		Application of membership amendments
	[CRR2010.9-22]
		Application of pre-conference amendments
	[CRR2010.9-23]
	[CRR2010.9-24]
	[CRR2010.10] Chapter 10 Regulation Impact Statement
		Corporations Amendment (Corporate Reporting Reform) Bill 2010
		Regulatory Impact Statement
		Background
	[CRR2010.10-1]
	[CRR2010.10-2]
		Reducing red-tape
	[CRR2010.10-3]
		Improving accountability
	[CRR2010.10-4]
		Refining the framework
	[CRR2010.10-5]
		Identification of options, impact analysis, conclusions and recommendations
		Impact assessment methodology
	[CRR2010.10-6]
	[CRR2010.10-7]
	[CRR2010.10-8]
		Rating an individual impact
	[CRR2010.10-9]
	[CRR2010.10-10]
	[CRR2010.10-11]
		Illustrative rating for the problem of a long-wearing tyre that may fail
		Option A: Do nothing
		Option B: Ban on sale of the new tyre
		Option C: Industry-developed quality control standards
		Simplifying the reporting and auditing requirements of companies limited by guarantee
		Problem
	[CRR2010.10-12]
	[CRR2010.10-13]
	[CRR2010.10-14]
	[CRR2010.10-15]
		Table 10.1: Size of companies limited by guarantee2
		Objective
	[CRR2010.10-16]
		Options
		Option A: Do nothing
	[CRR2010.10-17]
	[CRR2010.10-18]
	[CRR2010.10-19]
		Option B: Establish a differential reporting and auditing framework and streamline requirements
	[CRR2010.10-20]
	[CRR2010.10-21]
	[CRR2010.10-22]
	[CRR2010.10-23]
	[CRR2010.10-24]
	[CRR2010.10-25]
	[CRR2010.10-26]
	[CRR2010.10-27]
	[CRR2010.10-28]
		Impact analysis
		Impact group identification
	[CRR2010.10-29]
		Assessment of costs and benefits
		Option A: Do nothing
		Option B: Establish a differential reporting and auditing framework and streamline requirements
		Option C: Exempt all companies limited by guarantee from reporting and auditing requirements
		Consultation
	[CRR2010.10-30]
	[CRR2010.10-31]
	[CRR2010.10-32]
		Conclusion and recommended option
	[CRR2010.10-33]
	[CRR2010.10-34]
	[CRR2010.10-35]
		Parent entity financial statements
		Problem
	[CRR2010.10-36]
	[CRR2010.10-37]
	[CRR2010.10-38]
	[CRR2010.10-39]
	[CRR2010.10-40]
		Objective
	[CRR2010.10-41]
		Options
		Option A: Do nothing
	[CRR2010.10-42]
		Option B: Allow companies to prepare summary financial information in relation to the parent entity
	[CRR2010.10-43]
		Option C: Allow companies to not report any financial information in relation to the parent entity
	[CRR2010.10-44]
		Impact analysis
		Impact group identification
	[CRR2010.10-45]
		Assessment of costs and benefits
		Option A: Do nothing
		Option B: Allow companies to prepare summary financial information in relation to the parent entity
		Option C: Allow companies to not report any financial information in relation to the parent entity
		Consultation
	[CRR2010.10-46]
	[CRR2010.10-47]
		Conclusion and recommended option
	[CRR2010.10-48]
	[CRR2010.10-49]
	[CRR2010.10-50]
		Dividends from profits
		Problem
	[CRR2010.10-51]
		Objective
	[CRR2010.10-52]
		Options
		Option A: Do nothing
	[CRR2010.10-53]
		Option B: Broaden the ability of companies to pay dividends ensuring safeguards to protect shareholders and creditors are in place
	[CRR2010.10-54]
		Option C: Broaden the ability of companies to pay dividends without ensuring safeguards to protect shareholders and creditors are in place
	[CRR2010.10-55]
		Impact analysis
		Impact group identification
	[CRR2010.10-56]
		Assessment of costs and benefits
		Option A: Do nothing
		Option B: Broaden the ability of companies to pay dividends ensuring safeguards to protect shareholders and creditors are in place
		Option C: Broaden the ability of companies to pay dividends without ensuring safeguards to protect shareholders and creditors are in place
		Consultation
	[CRR2010.10-57]
	[CRR2010.10-58]
		Conclusion and recommended option
	[CRR2010.10-59]
	[CRR2010.10-60]
	[CRR2010.10-61]
		Changing reporting periods
		Problem
	[CRR2010.10-62]
	[CRR2010.10-63]
	[CRR2010.10-64]
		Objective
	[CRR2010.10-65]
		Options
		Option A: Do nothing
	[CRR2010.10-66]
		Option B: Allow companies flexibility to change their reporting periods
	[CRR2010.10-67]
		Impact analysis
		Impact group identification
		Assessment of costs and benefits
		Option A: Do nothing
		Option B: Allow companies flexibility to change their reporting periods
		Consultation
	[CRR2010.10-68]
	[CRR2010.10-69]
		Conclusion and recommended option
	[CRR2010.10-70]
	[CRR2010.10-71]
		Extend the requirement to disclose a review of operations and financial condition to all listed entities
		Problem
	[CRR2010.10-72]
	[CRR2010.10-73]
	[CRR2010.10-74]
	[CRR2010.10-75]
	[CRR2010.10-76]
	[CRR2010.10-77]
		Objective
	[CRR2010.10-78]
		Options
		Option A: Do nothing
	[CRR2010.10-79]
		Option B: Consistent requirements
	[CRR2010.10-80]
		Impact analysis
		Impact group identification
		Assessment of costs and benefits
		Option A: Do nothing
		Option B: Consistent requirements
		Consultation
	[CRR2010.10-81]
	[CRR2010.10-82]
		Conclusion and recommended option
	[CRR2010.10-83]
	[CRR2010.10-84]
		Other minor and technical amendments
		Declaration of IFRS Compliance
		Problem
	[CRR2010.10-85]
	[CRR2010.10-86]
	[CRR2010.10-87]
		Conclusion
	[CRR2010.10-88]
		Lost capital reductions
		Problem
	[CRR2010.10-89]
	[CRR2010.10-90]
		Conclusion
	[CRR2010.10-91]
	[CRR2010.10-92]
		improvements to the Financial Reporting Council's functions and funding arrangements
		Problem
	[CRR2010.10-93]
	[CRR2010.10-94]
		Conclusion and recommended option
	[CRR2010.10-95]
		Improvements to the Companies Auditors and Liquidators Disciplinary Board's (CALDB) processes including immunities and appointments
		Problem
	[CRR2010.10-96]
	[CRR2010.10-97]
	[CRR2010.10-98]
	[CRR2010.10-99]
		Conclusion and recommended option
	[CRR2010.10-100]
	[CRR2010.10-101]
		Implementation
	[CRR2010.10-102]
	[CRR2010.10-103]
	[CRR2010.10-104]
	[CRR2010.10-105]
	[CRR2010.11] Index
		Schedule 1: Amendments relating to the Corporations Act 2001
		Schedule 2: Australian Securities and Investments Commission Act 2001
CORPORATIONS AMENDMENT (FINANCIAL MARKET SUPERVISION) BILL 2010CORPORATIONS (FEES) AMENDMENT BILL 2010
	CORPORATIONS AMENDMENT (FINANCIAL MARKET SUPERVISION) BILL 2010CORPORATIONS (FEES) AMENDMENT BILL 2010
	Glossary
	General outline and financial impact
		Outline
		Summary of regulation impact statement
		Regulation impact on business
	[FMS2010EM.1] Chapter 1 Amendment of obligations on operators of licensed markets
		Outline of chapter
	[FMS2010EM.1.1]
		Context of amendments
	[FMS2010EM.1.2]
	[FMS2010EM.1.3]
		Summary of new law
	[FMS2010EM.1.4]
	[FMS2010EM.1.5]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[FMS2010EM.1.6]
	[FMS2010EM.1.7]
	[FMS2010EM.1.8]
	[FMS2010EM.1.9]
	[FMS2010EM.1.10]
	[FMS2010EM.1.11]
		Application and transitional provisions
	[FMS2010EM.1.12]
	[FMS2010EM.1.13]
	[FMS2010EM.1.14]
		Consequential amendments
	[FMS2010EM.1.15]
	[FMS2010EM.2] Chapter 2 ASIC supervision and market integrity rules
		Outline of chapter
	[FMS2010EM.2.1]
		Context of amendments
	[FMS2010EM.2.2]
	[FMS2010EM.2.3]
	[FMS2010EM.2.4]
		Summary of new law
	[FMS2010EM.2.5]
	[FMS2010EM.2.6]
	[FMS2010EM.2.7]
		Comparison of key features of new law and current law
		Detailed explanation of new law
	[FMS2010EM.2.8]
		ASIC and financial market supervision
	[FMS2010EM.2.9]
	[FMS2010EM.2.10]
		Market integrity rules
	[FMS2010EM.2.11]
	[FMS2010EM.2.12]
	[FMS2010EM.2.13]
	[FMS2010EM.2.14]
	[FMS2010EM.2.15]
	[FMS2010EM.2.16]
	[FMS2010EM.2.17]
	[FMS2010EM.2.18]
		Enforcement of the market integrity rules
	[FMS2010EM.2.19]
	[FMS2010EM.2.20]
	[FMS2010EM.2.21]
	[FMS2010EM.2.22]
	[FMS2010EM.2.23]
	[FMS2010EM.2.24]
	[FMS2010EM.2.25]
		Application and transitional provisions
	[FMS2010EM.2.26]
	[FMS2010EM.2.27]
	[FMS2010EM.2.28]
		Consequential amendments
	[FMS2010EM.2.29]
	[FMS2010EM.2.30]
	[FMS2010EM.2.31]
	[FMS2010EM.2.32]
	[FMS2010EM.2.33]
		Supporting amendments
	[FMS2010EM.2.34]
	[FMS2010EM.2.35]
	[FMS2010EM.2.36]
	[FMS2010EM.2.37]
	[FMS2010EM.3] Chapter 3 Regulation impact statement
		Assessing the Problem
		Conflict of interest issues
	[FMS2010EM.3.1]
	[FMS2010EM.3.2]
	[FMS2010EM.3.3]
	[FMS2010EM.3.4]
	[FMS2010EM.3.5]
	[FMS2010EM.3.6]
	[FMS2010EM.3.7]
		Current arrangements preclude competition between market operators
	[FMS2010EM.3.8]
	[FMS2010EM.3.9]
	[FMS2010EM.3.10]
	[FMS2010EM.3.11]
	[FMS2010EM.3.12]
		Objectives of Government Action
	[FMS2010EM.3.13]
	[FMS2010EM.3.14]
		Options
	[FMS2010EM.3.15]
	[FMS2010EM.3.16]
	[FMS2010EM.3.17]
	[FMS2010EM.3.18]
		Option One: Retain the status quo (no regulatory action)
	[FMS2010EM.3.19]
	[FMS2010EM.3.20]
		Option Two: Move to a Government whole-of-market supervisor
	[FMS2010EM.3.21]
	[FMS2010EM.3.22]
	[FMS2010EM.3.23]
		Impact Analysis
		Option One: Retain the status quo (no regulatory action)
	[FMS2010EM.3.24]
	[FMS2010EM.3.25]
	[FMS2010EM.3.26]
	[FMS2010EM.3.27]
		Option Two: Move to whole-of-market supervision by ASIC
	[FMS2010EM.3.28]
	[FMS2010EM.3.29]
	[FMS2010EM.3.30]
	[FMS2010EM.3.31]
	[FMS2010EM.3.32]
	[FMS2010EM.3.33]
	[FMS2010EM.3.34]
	[FMS2010EM.3.35]
		Consultation
	[FMS2010EM.3.36]
	[FMS2010EM.3.37]
	[FMS2010EM.3.38]
	[FMS2010EM.3.39]
		Conclusion and Recommended Option
	[FMS2010EM.3.40]
	[FMS2010EM.3.41]
	[FMS2010EM.3.42]
		Implementation and Review
	[FMS2010EM.3.43]
	Index
		Schedule 1: Supervision of financial markets




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